First Trust - www.FTPortfolios.com

Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$26.92	-------	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$19.28	1.12%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$17.34	-------	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$19.38	1.11%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$42.10	0.29%	0.29%	-------
First Trust Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$44.17	-------	-------	-------
First Trust Merger Arbitrage ETF	MARB	MARBIV	02/04/20	$19.41	-------	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$50.40

2.06%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$57.76

1.64%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$62.65

1.70%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$60.69

2.16%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$53.00	1.76%	1.61%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$19.82	6.64%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$21.59	3.04%	-------	3.70%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$19.00	6.01%	6.01%	6.94%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$35.77	4.33%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.08	0.41%	0.36%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$19.63	4.77%	-------	-------
First Trust Long Duration Opportunities ETF	LGOV	LGOVIV	01/22/19	$29.60	0.92%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.68	0.98%	-------	-------
First Trust Low Duration Strategic Focus ETF	LDSF	LDSFIV	01/03/19	$20.46	2.35%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$55.72	1.40%	1.25%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$26.98	4.54%	4.52%	4.93%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$19.22	3.57%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$51.96	2.86%	2.71%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$44.10	2.18%	-------	2.80%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$19.78	4.47%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$19.42	4.53%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$33.19	1.77%	-------	2.48%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$14.85	5.02%	-------	5.45%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$46.78	3.85%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$20.65	0.85%	0.75%	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$19.00	1.52%	-------	2.58%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$39.94	-------	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$11.05	4.92%	4.92%	5.48%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$45.60	4.09%	3.64%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$47.59	4.25%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$55.23	0.84%	0.74%	-------
First Trust TCW Securitized Plus ETF	DEED	DEEDIV	04/29/20	$25.93	0.92%	0.82%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$26.27	2.26%	2.16%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$20.16	0.38%	0.28%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$32.13	2.52%	2.52%	3.16%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$13.93	6.90%	6.78%	7.42%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$22.09	3.75%	-------	4.71%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$76.72	0.21%	-------	0.74%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$43.11	-------	-------	-------
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$48.93	1.12%	1.12%	1.82%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$180.31	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$6.22	2.80%	2.80%	4.49%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$26.54	2.84%	2.84%	3.88%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$40.30	3.40%	3.07%	4.30%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$93.83	-------	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$42.05	0.72%	0.72%	1.62%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$22.58	2.12%	-------	3.00%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$10.32	4.09%	-------	5.49%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$32.05	2.24%	-------	1.91%
First Trust Indxx NextG ETF	NXTG	NXTGIV	02/17/11	$59.60	1.24%	-------	2.19%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$40.34	1.96%	1.96%	2.83%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$38.73	0.16%	-------	0.77%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$17.83	3.39%	-------	4.15%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$34.28	0.27%	-------	0.86%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$21.09	1.41%	-------	2.07%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$39.90	0.81%	-------	2.18%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$10.51	4.38%	-------	3.59%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$24.27	0.44%	-------	1.35%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$25.93	0.56%	-------	1.25%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$46.48	0.27%	-------	1.04%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$24.33	0.21%	-------	1.50%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$33.67	3.02%	2.95%	3.72%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$114.46	0.37%	0.37%	0.97%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$6.83	2.82%	2.76%	5.19%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$157.73	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$26.43	0.43%	-------	0.98%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$21.97	3.22%	3.16%	4.37%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$86.60	-------	-------	-------
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$26.63	2.88%	2.88%	3.46%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Active Factor Large Cap ETF	AFLG	AFLGIV	12/03/19	$20.15	1.23%	-------	-------
First Trust Active Factor Mid Cap ETF	AFMC	AFMCIV	12/03/19	$17.96	0.94%	-------	-------
First Trust Active Factor Small Cap ETF	AFSM	AFSMIV	12/03/19	$17.99	0.46%	-------	-------
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$63.01	0.82%	0.82%	1.41%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$24.78	2.30%	-------	2.58%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$39.57	1.00%	0.91%	1.90%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$27.43	1.05%	-------	-------
First Trust Horizon Managed Volatility Small/Mid ETF	HSMV	HSMVIV	04/06/20	$24.74	-------	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$63.85	1.14%	1.14%	2.14%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$81.99	0.15%	0.15%	0.75%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$48.71	2.11%	2.11%	3.55%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$38.41	1.12%	-------	1.84%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$67.11	0.90%	0.90%	2.02%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$52.46	-------	-------	-------
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$29.05	1.81%	-------	3.53%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$84.55	-------	-------	-------
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$49.07	1.78%	1.70%	3.36%
First Trust Multi-Manager Large Growth ETF	MMLG	MMLGIV	07/21/20	$20.60	-------	-------	-------
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$59.19	0.78%	0.78%	1.74%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$46.87	0.22%	-------	0.97%
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$32.46	1.13%	-------	2.61%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$33.59	0.88%	0.35%	1.75%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$24.32	2.06%	-------	2.83%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$20.24	1.76%	-------	2.64%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$18.93	2.17%	-------	3.16%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$48.77	2.41%	-------	2.76%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$43.30	3.53%	-------	4.72%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$27.54	2.18%	-------	2.82%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$27.28	3.50%	-------	3.63%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$30.56	0.50%	-------	1.27%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$11.91	1.71%	-------	2.43%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$21.40	2.21%	-------	2.75%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$27.31	3.33%	-------	4.33%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$48.22	-------	-------	-------
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$51.58	1.87%	-------	2.43%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$37.32	4.34%	-------	2.48%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$19.41	1.42%	-------	1.50%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$38.01	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$23.10	2.56%	-------	4.55%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$35.31	3.35%	-------	3.36%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$34.53	2.15%	-------	2.26%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$38.14	2.63%	-------	2.17%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$46.44	1.55%	-------	1.34%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$43.66	1.55%	0.63%	2.47%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$34.90	2.81%	-------	3.62%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$29.52	2.78%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$32.00	1.12%	-------	2.04%
First Trust International Equity Opportunities ETF	FPXI	FPXIIV	11/04/14	$57.14	0.17%	-------	0.81%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$25.06	0.53%	-------	1.15%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$48.77	1.56%	-------	2.31%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$16.25	1.79%	-------	2.66%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$20.31	1.65%	-------	2.22%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$54.79	1.65%	-------	2.32%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$31.73	2.17%	-------	2.92%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust EIP Carbon Impact ETF

ECLN

ECLNIV

08/19/19

$20.55

1.80%

-------

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$17.46

1.32%

1.31%

2.13%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$41.18

0.28%

0.64%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$62.25

1.06%

1.61%

First Trust Water ETF

FIW

FIWIV

05/08/07

$60.49

0.67%

1.16%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$18.11	1.19%	1.19%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$15.84	1.19%	1.19%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$17.98	2.73%	-------	2.94%
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$25.86	0.52%	-------	0.81%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$33.69	0.52%	-------	0.81%
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$22.18	0.14%	-------	0.78%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$15.38	1.14%	-------	1.98%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$25.15	-------	-------	-------
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$25.17	0.33%	-------	0.95%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$84.74	0.28%	0.28%	0.90%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$67.27	0.20%	0.18%	0.86%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$92.45	-------	-------	-------
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$21.85	0.75%	0.67%	1.35%
FT Cboe Vest Fund of Buffer ETFs	BUFR	BUFRIV	08/10/20	$20.07	-------	-------	-------

Target Outcome Funds^®

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
FT Cboe Vest U.S. Equity Buffer ETF - August	FAUG	FAUGIV	11/06/19	$32.40	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - February	FFEB	FFEBIV	02/21/20	$30.97	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - July	FJUL	FJULIV	07/17/20	$31.02	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - June	FJUN	FJUNIV	06/19/20	$31.96	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - May	FMAY	FMAYIV	05/15/20	$33.05	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - November	FNOV	FNOVIV	11/15/19	$32.49	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - August	DAUG	DAUGIV	11/06/19	$31.78	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - February	DFEB	DFEBIV	02/21/20	$30.86	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - July	DJUL	DJULIV	07/17/20	$30.62	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - June	DJUN	DJUNIV	06/19/20	$31.28	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - May	DMAY	DMAYIV	05/15/20	$31.93	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - November	DNOV	DNOVIV	11/15/19	$31.82	-------	-------	-------