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Exchange-Traded Funds
Pricing as of 11/7/2024
  Alternative Funds
Fund Name Ascending sort Ticker
Symbol
Intraday
NAV
Ticker
Inception
Date
Close
NAV
30 Day
SEC Yield1
Unsubsidized
30 Day
SEC Yield2
Index
Yield3
Yield
As Of
Date
Fact
Sheet
First Trust Alternative Absolute Return Strategy ETF FAAR FAARIV 05/18/16 $28.03 2.47% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust BuyWrite Income ETF FTHI FTHIIV 01/06/14 $23.71 1.11% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Global Tactical Commodity Strategy Fund FTGC FTGCIV 10/22/13 $23.79 2.67% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Long/Short Equity ETF FTLS FTLSIV 09/08/14 $65.34 0.31% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Managed Futures Strategy Fund FMF FMFIV 08/01/13 $47.40 2.79% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Merger Arbitrage ETF MARB MARBIV 02/04/20 $19.85 0.06% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Multi-Strategy Alternative ETF LALT LALTIV 01/31/23 $21.16 2.78% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Nasdaq BuyWrite Income ETF FTQI FTQIIV 01/06/14 $20.93 0.18% ------- ------- 10/31/24 Click here to download a Fact Sheet
  Income Funds
Fund Name Ascending sort Ticker
Symbol
Intraday
NAV
Ticker
Inception
Date
Close
NAV
30 Day
SEC Yield1
Unsubsidized
30 Day
SEC Yield2
Index
Yield3
Yield
As Of
Date
Fact
Sheet
First Trust Bloomberg Shareholder Yield ETF SHRY SHRYIV 06/20/17 $42.02 1.79% ------- 2.63% 10/31/24 Click here to download a Fact Sheet
First Trust California Municipal High Income ETF FCAL FCALIV 06/20/17 $49.34 2.92% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Commercial Mortgage Opportunities ETF CAAA CAAAIV 02/27/24 $20.27 4.35% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Core Investment Grade ETF FTCB FTCBIV 11/07/23 $20.90 3.85% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Dividend Strength™ ETF FTDS FTDSIV 12/05/06 $53.51 1.71% 1.56% 2.60% 10/31/24 Click here to download a Fact Sheet
First Trust Dorsey Wright Momentum & Dividend ETF DDIV DDIVIV 03/10/14 $39.41 2.16% ------- 2.77% 10/31/24 Click here to download a Fact Sheet
First Trust Dow Jones Global Select Dividend Index Fund FGD FGDIV 11/21/07 $23.68 5.69% 5.69% 6.63% 10/31/24 Click here to download a Fact Sheet
First Trust Emerging Markets Local Currency Bond ETF FEMB FEMBIV 11/04/14 $27.53 6.70% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Enhanced Short Maturity ETF FTSM FTSMIV 08/05/14 $59.85 4.56% ------- ------- 11/04/24 Click here to download a Fact Sheet
First Trust Flexible Municipal High Income ETF MFLX MFLXIV 09/27/16 $17.14 3.61% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust High Income Strategic Focus ETF HISF HISFIV 08/13/14 $44.49 4.74% 4.70% ------- 10/31/24 Click here to download a Fact Sheet
First Trust Income Opportunities ETF FCEF FCEFIV 09/27/16 $22.29 7.60% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Institutional Preferred Securities and Income ETF FPEI FPEIIV 08/22/17 $18.81 5.15% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Intermediate Duration Investment Grade Corporate ETF FIIG FIIGIV 08/02/23 $20.78 4.54% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Intermediate Government Opportunities ETF MGOV MGOVIV 08/02/23 $20.14 1.37% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Limited Duration Investment Grade Corporate ETF FSIG FSIGIV 11/17/21 $18.96 4.27% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Long Duration Opportunities ETF LGOV LGOVIV 01/22/19 $21.31 3.64% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Low Duration Opportunities ETF LMBS LMBSIV 11/04/14 $48.78 3.86% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Low Duration Strategic Focus ETF LDSF LDSFIV 01/03/19 $18.93 4.62% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Managed Municipal ETF FMB FMBIV 05/13/14 $51.01 3.01% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Morningstar Dividend Leaders Index Fund FDL FDLIV 03/09/06 $42.50 4.15% 4.15% 4.59% 10/31/24 Click here to download a Fact Sheet
First Trust Municipal High Income ETF FMHI FMHIIV 11/01/17 $48.39 3.66% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust NASDAQ Technology Dividend Index Fund TDIV TDIVIV 08/13/12 $81.83 1.85% ------- 2.17% 10/31/24 Click here to download a Fact Sheet
First Trust New York Municipal High Income ETF FMNY FMNYIV 05/12/21 $26.72 2.85% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust North American Energy Infrastructure Fund EMLP EMLPIV 06/20/12 $35.27 3.74% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Preferred Securities and Income ETF FPE FPEIV 02/11/13 $17.98 5.29% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Rising Dividend Achievers ETF RDVY RDVYIV 01/06/14 $62.72 1.47% ------- 2.03% 10/31/24 Click here to download a Fact Sheet
First Trust S&P 500 Diversified Dividend Aristocrats ETF KNGZ KNGZIV 06/20/17 $34.49 2.59% ------- 3.17% 10/31/24 Click here to download a Fact Sheet
First Trust S&P 500 Diversified Free Cash Flow ETF FCFY FCFYIV 08/23/23 $25.09 1.53% ------- 2.09% 10/31/24 Click here to download a Fact Sheet
First Trust S&P International Dividend Aristocrats ETF FID FIDIV 08/22/13 $17.04 4.18% ------- 5.09% 10/31/24 Click here to download a Fact Sheet
First Trust Senior Loan Fund FTSL FTSLIV 05/01/13 $46.24 7.36% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Short Duration Managed Municipal ETF FSMB FSMBIV 11/01/18 $19.86 2.84% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust SMID Cap Rising Dividend Achievers ETF SDVY SDVYIV 11/01/17 $38.51 1.60% ------- 2.38% 10/31/24 Click here to download a Fact Sheet
First Trust SSI Strategic Convertible Securities ETF FCVT FCVTIV 11/03/15 $37.03 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust STOXX® European Select Dividend Index Fund FDD FDDIV 08/27/07 $11.87 6.03% 6.03% 7.27% 10/31/24 Click here to download a Fact Sheet
First Trust Structured Credit Income Opportunities ETF SCIO SCIOIV 02/27/24 $20.41 6.22% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Tactical High Yield ETF HYLS HYLSIV 02/25/13 $41.69 6.54% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust TCW Emerging Markets Debt ETF EFIX EFIXIV 02/17/21 $16.41 6.27% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust TCW Opportunistic Fixed Income ETF FIXD FIXDIV 02/14/17 $43.72 4.29% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust TCW Securitized Plus ETF DEED DEEDIV 04/29/20 $20.93 4.19% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust TCW Unconstrained Plus Bond ETF UCON UCONIV 06/04/18 $24.72 4.66% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Ultra Short Duration Municipal ETF FUMB FUMBIV 11/01/18 $20.09 2.72% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Value Line® Dividend Index Fund FVD FVDIV 08/19/03 $45.73 2.30% 2.30% 2.84% 10/31/24 Click here to download a Fact Sheet
FT Energy Income Partners Enhanced Income ETF EIPI EIPIIV 09/27/11 $19.95 3.94% ------- ------- 10/31/24 Click here to download a Fact Sheet
FT Vest DJIA® Dogs 10 Target Income ETF DOGG DOGGIV 04/26/23 $20.24 4.96% ------- ------- 10/31/24 Click here to download a Fact Sheet
FT Vest Dow Jones Internet & Target Income ETF FDND FDNDIV 03/20/24 $21.85 -0.38% ------- ------- 10/31/24 Click here to download a Fact Sheet
FT Vest Gold Strategy Target Income ETF® IGLD IGLDIV 03/02/21 $21.68 2.97% ------- ------- 10/31/24 Click here to download a Fact Sheet
FT Vest Rising Dividend Achievers Target Income ETF RDVI RDVIIV 10/19/22 $25.89 1.22% ------- ------- 10/31/24 Click here to download a Fact Sheet
FT Vest S&P 500® Dividend Aristocrats Target Income ETF® KNG KNGIV 03/26/18 $53.58 1.64% ------- ------- 10/31/24 Click here to download a Fact Sheet
FT Vest SMID Rising Dividend Achievers Target Income ETF SDVD SDVDIV 08/09/23 $23.20 1.36% ------- ------- 10/31/24 Click here to download a Fact Sheet
FT Vest Technology Dividend Target Income ETF TDVI TDVIIV 08/09/23 $25.31 1.58% ------- ------- 10/31/24 Click here to download a Fact Sheet
Multi-Asset Diversified Income Index Fund MDIV MDIVIV 08/13/12 $16.58 6.60% 6.48% 6.91% 10/31/24 Click here to download a Fact Sheet
  Sector & Industry Funds
Fund Name Ascending sort Ticker
Symbol
Intraday
NAV
Ticker
Inception
Date
Close
NAV
30 Day
SEC Yield1
Unsubsidized
30 Day
SEC Yield2
Index
Yield3
Yield
As Of
Date
Fact
Sheet
First Trust Consumer Discretionary AlphaDEX® Fund FXD FXDIV 05/08/07 $65.08 0.81% 0.81% 1.45% 10/31/24 Click here to download a Fact Sheet
First Trust Consumer Staples AlphaDEX® Fund FXG FXGIV 05/08/07 $67.82 1.62% 1.62% 2.32% 10/31/24 Click here to download a Fact Sheet
First Trust Energy AlphaDEX® Fund FXN FXNIV 05/08/07 $17.11 2.29% 2.29% 3.67% 10/31/24 Click here to download a Fact Sheet
First Trust Financials AlphaDEX® Fund FXO FXOIV 05/08/07 $55.64 1.94% 1.94% 2.61% 10/31/24 Click here to download a Fact Sheet
First Trust Health Care AlphaDEX® Fund FXH FXHIV 05/08/07 $110.89 0.28% 0.28% 0.91% 10/31/24 Click here to download a Fact Sheet
First Trust Industrials/Producer Durables AlphaDEX® Fund FXR FXRIV 05/08/07 $80.01 0.57% 0.57% 1.28% 10/31/24 Click here to download a Fact Sheet
First Trust Indxx Aerospace & Defense ETF MISL MISLIV 10/25/22 $32.57 0.28% ------- 1.65% 10/31/24 Click here to download a Fact Sheet
First Trust Materials AlphaDEX® Fund FXZ FXZIV 05/08/07 $66.91 1.52% 1.52% 2.18% 10/31/24 Click here to download a Fact Sheet
First Trust Nasdaq Bank ETF FTXO FTXOIV 09/20/16 $33.07 2.37% ------- 2.91% 10/31/24 Click here to download a Fact Sheet
First Trust Nasdaq Food & Beverage ETF FTXG FTXGIV 09/20/16 $24.06 2.25% ------- 2.95% 10/31/24 Click here to download a Fact Sheet
First Trust Nasdaq Oil & Gas ETF FTXN FTXNIV 09/20/16 $30.70 2.41% ------- 3.32% 10/31/24 Click here to download a Fact Sheet
First Trust Nasdaq Transportation ETF FTXR FTXRIV 09/20/16 $35.19 1.16% ------- 1.88% 10/31/24 Click here to download a Fact Sheet
First Trust NASDAQ® ABA Community Bank Index Fund QABA QABAIV 06/29/09 $59.51 2.35% 2.33% 2.94% 10/31/24 Click here to download a Fact Sheet
First Trust NASDAQ-100-Technology Sector Index Fund QTEC QTECIV 04/19/06 $200.53 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust Natural Gas ETF FCG FCGIV 05/08/07 $24.89 2.80% 2.80% 3.96% 10/31/24 Click here to download a Fact Sheet
First Trust S&P REIT Index Fund FRI FRIIV 05/08/07 $29.03 3.28% 3.28% 3.69% 10/31/24 Click here to download a Fact Sheet
First Trust Technology AlphaDEX® Fund FXL FXLIV 05/08/07 $151.03 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust Utilities AlphaDEX® Fund FXU FXUIV 05/08/07 $38.21 2.59% 2.59% 3.17% 10/31/24 Click here to download a Fact Sheet
FT Energy Income Partners Strategy ETF EIPX EIPXIV 11/02/22 $25.15 3.74% ------- ------- 10/31/24 Click here to download a Fact Sheet
  Size/Style Funds
Fund Name Ascending sort Ticker
Symbol
Intraday
NAV
Ticker
Inception
Date
Close
NAV
30 Day
SEC Yield1
Unsubsidized
30 Day
SEC Yield2
Index
Yield3
Yield
As Of
Date
Fact
Sheet
First Trust Active Factor Large Cap ETF AFLG AFLGIV 12/03/19 $35.36 0.98% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Active Factor Mid Cap ETF AFMC AFMCIV 12/03/19 $33.84 0.87% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Active Factor Small Cap ETF AFSM AFSMIV 12/03/19 $32.67 0.64% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Capital Strength® ETF FTCS FTCSIV 07/06/06 $91.78 1.09% 1.09% 1.76% 10/31/24 Click here to download a Fact Sheet
First Trust Dow 30 Equal Weight ETF EDOW EDOWIV 08/08/17 $36.64 1.54% ------- 2.17% 10/31/24 Click here to download a Fact Sheet
First Trust Dow Jones Select MicroCap Index Fund FDM FDMIV 09/27/05 $69.51 1.07% 1.00% 2.03% 10/31/24 Click here to download a Fact Sheet
First Trust Growth Strength™ ETF FTGS FTGSIV 10/25/22 $32.47 0.25% ------- 1.04% 10/31/24 Click here to download a Fact Sheet
First Trust Horizon Managed Volatility Domestic ETF HUSV HUSVIV 08/24/16 $38.57 1.21% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Horizon Managed Volatility Small/Mid ETF HSMV HSMVIV 04/06/20 $37.73 1.66% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Large Cap Core AlphaDEX® Fund FEX FEXIV 05/08/07 $108.61 1.20% 1.20% 1.82% 10/31/24 Click here to download a Fact Sheet
First Trust Large Cap Growth AlphaDEX® Fund FTC FTCIV 05/08/07 $140.77 0.39% 0.39% 1.01% 10/31/24 Click here to download a Fact Sheet
First Trust Large Cap Value AlphaDEX® Fund FTA FTAIV 05/08/07 $80.83 1.92% 1.92% 2.58% 10/31/24 Click here to download a Fact Sheet
First Trust Mid Cap Core AlphaDEX® Fund FNX FNXIV 05/08/07 $122.60 1.02% 1.02% 1.69% 10/31/24 Click here to download a Fact Sheet
First Trust Mid Cap Growth AlphaDEX® Fund FNY FNYIV 04/19/11 $84.81 0.16% ------- 0.87% 10/31/24 Click here to download a Fact Sheet
First Trust Mid Cap Value AlphaDEX® Fund FNK FNKIV 04/19/11 $56.29 1.59% ------- 2.44% 10/31/24 Click here to download a Fact Sheet
First Trust Multi Cap Growth AlphaDEX® Fund FAD FADIV 05/08/07 $143.38 0.31% 0.31% 0.98% 10/31/24 Click here to download a Fact Sheet
First Trust Multi Cap Value AlphaDEX® Fund FAB FABIV 05/08/07 $87.10 1.73% 1.73% 2.51% 10/31/24 Click here to download a Fact Sheet
First Trust Multi-Manager Large Growth ETF MMLG MMLGIV 07/21/20 $30.05 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust Multi-Manager Small Cap Opportunities ETF MMSC MMSCIV 10/13/21 $22.09 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust S&P 500 Economic Moat ETF EMOT EMOTIV 06/26/24 $21.38 0.77% ------- 1.38% 10/31/24 Click here to download a Fact Sheet
First Trust Small Cap Core AlphaDEX® Fund FYX FYXIV 05/08/07 $106.52 1.08% 1.08% 1.78% 10/31/24 Click here to download a Fact Sheet
First Trust Small Cap Growth AlphaDEX® Fund FYC FYCIV 04/19/11 $81.08 0.35% ------- 1.08% 10/31/24 Click here to download a Fact Sheet
First Trust Small Cap Value AlphaDEX® Fund FYT FYTIV 04/19/11 $58.46 1.55% ------- 2.43% 10/31/24 Click here to download a Fact Sheet
First Trust SMID Capital Strength ETF FSCS FSCSIV 06/20/17 $37.32 0.69% ------- 1.50% 10/31/24 Click here to download a Fact Sheet
FT Raymond James Multicap Growth Equity ETF RJMG RJMGIV 01/17/24 $23.95 ------- ------- ------- ------- Click here to download a Fact Sheet
Small Cap US Equity Select ETF RNSC RNSCIV 06/20/17 $31.91 2.23% ------- 3.04% 10/31/24 Click here to download a Fact Sheet
  Global/International Funds
Fund Name Ascending sort Ticker
Symbol
Intraday
NAV
Ticker
Inception
Date
Close
NAV
30 Day
SEC Yield1
Unsubsidized
30 Day
SEC Yield2
Index
Yield3
Yield
As Of
Date
Fact
Sheet
Emerging Markets Equity Select ETF RNEM RNEMIV 06/20/17 $53.01 2.38% ------- 3.06% 10/31/24 Click here to download a Fact Sheet
First Trust Active Global Quality Income ETF AGQI AGQIIV 09/24/15 $14.21 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust Asia Pacific ex-Japan AlphaDEX® Fund FPA FPAIV 04/18/11 $29.83 2.23% ------- 3.22% 10/31/24 Click here to download a Fact Sheet
First Trust Bloomberg Emerging Market Democracies ETF EMDM EMDMIV 03/02/23 $23.29 2.06% ------- 3.64% 10/31/24 Click here to download a Fact Sheet
First Trust Brazil AlphaDEX® Fund FBZ FBZIV 04/18/11 $10.95 2.39% ------- 4.89% 10/31/24 Click here to download a Fact Sheet
First Trust China AlphaDEX® Fund FCA FCAIV 04/18/11 $20.82 2.68% ------- 5.29% 10/31/24 Click here to download a Fact Sheet
First Trust Developed Markets ex-US AlphaDEX® Fund FDT FDTIV 04/18/11 $56.95 2.43% ------- 3.38% 10/31/24 Click here to download a Fact Sheet
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund FDTS FDTSIV 02/15/12 $42.07 2.32% ------- 3.25% 10/31/24 Click here to download a Fact Sheet
First Trust Dorsey Wright International Focus 5 ETF IFV IFVIV 07/22/14 $20.22 1.86% ------- 2.15% 10/31/24 Click here to download a Fact Sheet
First Trust Emerging Markets AlphaDEX® Fund FEM FEMIV 04/18/11 $23.24 2.90% ------- 4.37% 10/31/24 Click here to download a Fact Sheet
First Trust Emerging Markets Human Flourishing ETF FTHF FTHFIV 10/30/23 $23.34 2.50% ------- 3.45% 10/31/24 Click here to download a Fact Sheet
First Trust Emerging Markets Small Cap AlphaDEX® Fund FEMS FEMSIV 02/15/12 $39.82 2.29% ------- 4.06% 10/31/24 Click here to download a Fact Sheet
First Trust Europe AlphaDEX® Fund FEP FEPIV 04/18/11 $37.76 2.94% ------- 4.11% 10/31/24 Click here to download a Fact Sheet
First Trust Eurozone AlphaDEX® ETF FEUZ FEUZIV 10/21/14 $42.32 3.17% ------- 4.01% 10/31/24 Click here to download a Fact Sheet
First Trust Germany AlphaDEX® Fund FGM FGMIV 02/14/12 $38.61 2.73% ------- 3.19% 10/31/24 Click here to download a Fact Sheet
First Trust Horizon Managed Volatility Developed International ETF HDMV HDMVIV 08/24/16 $30.18 2.85% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust India NIFTY 50 Equal Weight ETF NFTY NFTYIV 02/14/12 $59.50 0.28% ------- 1.36% 10/31/24 Click here to download a Fact Sheet
First Trust International Developed Capital Strength® ETF FICS FICSIV 12/15/20 $35.84 1.72% ------- 2.74% 10/31/24 Click here to download a Fact Sheet
First Trust International Equity Opportunities ETF FPXI FPXIIV 11/04/14 $50.03 0.36% ------- 1.20% 10/31/24 Click here to download a Fact Sheet
First Trust IPOX® Europe Equity Opportunities ETF FPXE FPXEIV 10/04/18 $26.77 1.02% ------- 1.82% 10/31/24 Click here to download a Fact Sheet
First Trust Japan AlphaDEX® Fund FJP FJPIV 04/18/11 $53.26 2.39% ------- 3.11% 10/31/24 Click here to download a Fact Sheet
First Trust Latin America AlphaDEX® Fund FLN FLNIV 04/18/11 $17.38 2.44% ------- 4.44% 10/31/24 Click here to download a Fact Sheet
First Trust RiverFront Dynamic Developed International ETF RFDI RFDIIV 04/13/16 $64.83 3.52% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust RiverFront Dynamic Emerging Markets ETF RFEM RFEMIV 06/14/16 $66.35 2.45% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust RiverFront Dynamic Europe ETF RFEU RFEUIV 04/13/16 $63.73 4.43% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Switzerland AlphaDEX® Fund FSZ FSZIV 02/14/12 $67.39 2.12% ------- 2.84% 10/31/24 Click here to download a Fact Sheet
First Trust United Kingdom AlphaDEX® Fund FKU FKUIV 02/14/12 $40.48 2.94% ------- 3.51% 10/31/24 Click here to download a Fact Sheet
First Trust WCM Developing World Equity ETF WCME 03/31/20 $13.90 ------- ------- ------- ------- N/A
First Trust WCM International Equity ETF WCMI 03/31/20 $15.72 ------- ------- ------- ------- N/A
  Thematic Funds
Fund Name Ascending sort Ticker
Symbol
Intraday
NAV
Ticker
Inception
Date
Close
NAV
30 Day
SEC Yield1
Unsubsidized
30 Day
SEC Yield2
Index
Yield3
Yield
As Of
Date
Fact
Sheet
First Trust Alerian Disruptive Technology Real Estate ETF DTRE DTREIV 08/27/07 $41.06 3.07% ------- 3.80% 10/31/24 Click here to download a Fact Sheet
First Trust Alerian U.S. NextGen Infrastructure ETF RBLD RBLDIV 10/13/08 $69.94 1.26% ------- 1.91% 10/31/24 Click here to download a Fact Sheet
First Trust Cloud Computing ETF SKYY SKYYIV 07/05/11 $117.34 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust Dow Jones International Internet ETF FDNI FDNI.IV 11/05/18 $29.16 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust Dow Jones Internet Index Fund FDN FDNIV 06/19/06 $235.50 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust EIP Carbon Impact ETF ECLN ECLNIV 08/19/19 $29.43 2.37% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Expanded Technology ETF XPND XPNDIV 06/14/21 $30.71 0.15% ------- ------- 10/31/24 Click here to download a Fact Sheet
First Trust Global Wind Energy ETF FAN FANIV 06/16/08 $16.15 1.58% 1.53% 2.03% 10/31/24 Click here to download a Fact Sheet
First Trust Indxx Global Agriculture ETF FTAG FTAGIV 03/11/10 $24.99 2.64% ------- 3.08% 10/31/24 Click here to download a Fact Sheet
First Trust Indxx Global Natural Resources Income ETF FTRI FTRIIV 03/11/10 $13.35 3.66% ------- 4.32% 10/31/24 Click here to download a Fact Sheet
First Trust Indxx Innovative Transaction & Process ETF LEGR LEGRIV 01/24/18 $47.75 2.01% ------- 3.00% 10/31/24 Click here to download a Fact Sheet
First Trust Indxx Medical Devices ETF MDEV MDEVIV 06/22/21 $21.64 0.15% ------- 0.80% 10/31/24 Click here to download a Fact Sheet
First Trust Indxx Metaverse ETF ARVR ARVRIV 04/19/22 $39.36 0.20% ------- 0.87% 10/31/24 Click here to download a Fact Sheet
First Trust Indxx NextG ETF NXTG NXTGIV 02/17/11 $86.41 1.87% ------- 2.54% 10/31/24 Click here to download a Fact Sheet
First Trust Innovation Leaders ETF ILDR ILDRIV 05/25/21 $26.33 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust Nasdaq Artificial Intelligence and Robotics ETF ROBT ROBTIV 02/21/18 $46.75 0.79% ------- 0.60% 10/31/24 Click here to download a Fact Sheet
First Trust Nasdaq Cybersecurity ETF CIBR CIBRIV 07/06/15 $63.72 0.04% ------- 1.02% 10/31/24 Click here to download a Fact Sheet
First Trust Nasdaq Lux Digital Health Solutions ETF EKG EKGIV 03/22/22 $17.13 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust Nasdaq Pharmaceuticals ETF FTXH FTXHIV 09/20/16 $28.96 1.62% ------- 2.24% 10/31/24 Click here to download a Fact Sheet
First Trust Nasdaq Semiconductor ETF FTXL FTXLIV 09/20/16 $95.22 0.38% ------- 1.26% 10/31/24 Click here to download a Fact Sheet
First Trust NASDAQ® Clean Edge® Green Energy Index Fund QCLN QCLNIV 02/08/07 $33.98 0.76% 0.76% 0.76% 10/31/24 Click here to download a Fact Sheet
First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund GRID GRIDIV 11/16/09 $125.77 1.26% 1.26% 1.86% 10/31/24 Click here to download a Fact Sheet
First Trust NYSE® Arca® Biotechnology Index Fund FBT FBTIV 06/19/06 $178.13 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust RBA American Industrial Renaissance® ETF AIRR AIRRIV 03/10/14 $83.30 0.29% ------- 1.00% 10/31/24 Click here to download a Fact Sheet
First Trust SkyBridge Crypto Industry and Digital Economy ETF CRPT CRPTIV 09/20/21 $17.85 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust S-Network E-Commerce ETF ISHP ISHPIV 09/20/16 $36.87 0.28% ------- 0.94% 10/31/24 Click here to download a Fact Sheet
First Trust S-Network Future Vehicles & Technology ETF CARZ CARZIV 05/09/11 $59.43 1.02% ------- 1.42% 10/31/24 Click here to download a Fact Sheet
First Trust S-Network Streaming & Gaming ETF BNGE BNGEIV 01/25/22 $27.11 0.03% ------- 0.73% 10/31/24 Click here to download a Fact Sheet
First Trust Water ETF FIW FIWIV 05/08/07 $110.22 0.62% 0.62% 1.13% 10/31/24 Click here to download a Fact Sheet
  Specialty Funds
Fund Name Ascending sort Ticker
Symbol
Intraday
NAV
Ticker
Inception
Date
Close
NAV
30 Day
SEC Yield1
Unsubsidized
30 Day
SEC Yield2
Index
Yield3
Yield
As Of
Date
Fact
Sheet
First Trust Bloomberg Inflation Sensitive Equity ETF FTIF FTIFIV 03/13/23 $23.64 1.97% ------- 2.72% 10/31/24 Click here to download a Fact Sheet
First Trust Bloomberg R&D Leaders ETF RND RNDIV 04/30/24 $24.58 0.07% ------- 0.50% 10/31/24 Click here to download a Fact Sheet
First Trust Dorsey Wright DALI 1 ETF DALI DALIIV 05/14/18 $26.77 0.17% ------- 0.46% 10/31/24 Click here to download a Fact Sheet
First Trust Dorsey Wright Dynamic Focus 5 ETF FVC FVCIV 03/17/16 $37.81 0.13% ------- 0.42% 10/31/24 Click here to download a Fact Sheet
First Trust Dorsey Wright Focus 5 ETF FV FVIV 03/05/14 $61.28 0.13% ------- 0.58% 10/31/24 Click here to download a Fact Sheet
First Trust Dorsey Wright Momentum & Low Volatility ETF DVOL DVOLIV 09/05/18 $35.31 0.64% ------- 1.59% 10/31/24 Click here to download a Fact Sheet
First Trust Dorsey Wright Momentum & Value ETF DVLU DVLUIV 09/05/18 $32.02 0.80% ------- 1.34% 10/31/24 Click here to download a Fact Sheet
First Trust Lunt U.S. Factor Rotation ETF FCTR FCTRIV 07/25/18 $33.09 0.56% ------- 1.32% 10/31/24 Click here to download a Fact Sheet
First Trust NASDAQ-100 Equal Weighted Index Fund QQEW QQEWIV 04/19/06 $130.72 0.33% 0.33% 0.99% 10/31/24 Click here to download a Fact Sheet
First Trust NASDAQ-100 Ex-Technology Sector Index Fund QQXT QQXTIV 02/08/07 $96.56 0.58% 0.56% 1.33% 10/31/24 Click here to download a Fact Sheet
First Trust New Constructs Core Earnings Leaders ETF FTCE FTCEIV 10/02/24 $20.64 ------- ------- ------- ------- Click here to download a Fact Sheet
First Trust US Equity Opportunities ETF FPX FPXIV 04/12/06 $121.66 0.18% 0.18% 0.64% 10/31/24 Click here to download a Fact Sheet
FT Vest Buffered Allocation Defensive ETF BUFT BUFTIV 10/26/21 $22.32 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Buffered Allocation Growth ETF BUFG BUFGIV 10/26/21 $24.58 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Laddered Buffer ETF BUFR BUFRIV 08/10/20 $30.41 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Laddered Deep Buffer ETF BUFD BUFDIV 01/20/21 $25.43 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Laddered International Moderate Buffer ETF BUFY BUFYIV 09/25/24 $19.51 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Laddered Moderate Buffer ETF BUFZ BUFZIV 10/25/23 $23.82 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Laddered Nasdaq Buffer ETF BUFQ BUFQIV 06/15/22 $31.20 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Laddered Small Cap Moderate Buffer ETF BUFS BUFSIV 05/29/24 $21.79 ------- ------- ------- ------- Click here to download a Fact Sheet
  Target Outcome Funds®
Fund Name Ascending sort Ticker
Symbol
Intraday
NAV
Ticker
Inception
Date
Close
NAV
30 Day
SEC Yield1
Unsubsidized
30 Day
SEC Yield2
Index
Yield3
Yield
As Of
Date
Fact
Sheet
FT Vest Emerging Markets Buffer ETF - September TSEP 09/20/24 $20.42 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Gold Strategy Quarterly Buffer ETF BGLD BGLDIV 01/20/21 $23.23 2.86% ------- ------- 10/31/24 Click here to download a Fact Sheet
FT Vest International Equity Moderate Buffer ETF - December YDEC YDECIV 12/18/20 $23.92 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest International Equity Moderate Buffer ETF - June YJUN YJUNIV 06/18/21 $22.19 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest International Equity Moderate Buffer ETF – March YMAR YMARIV 03/19/21 $23.55 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest International Equity Moderate Buffer ETF - September YSEP YSEPIV 09/17/21 $22.30 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Buffer ETF - December QDEC QDECIV 12/18/20 $27.39 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Buffer ETF - June QJUN QJUNIV 06/18/21 $27.98 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Buffer ETF - March QMAR QMARIV 03/19/21 $29.57 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Buffer ETF - September QSPT QSPTIV 09/17/21 $27.55 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Conservative Buffer ETF - April QCAP QCAPIV 04/19/24 $21.99 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Conservative Buffer ETF - July QCJL QCJLIV 07/19/24 $20.88 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Conservative Buffer ETF - October QCOC 10/18/24 $20.08 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Moderate Buffer ETF - August QMAG QMAGIV 08/16/24 $20.80 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest Nasdaq-100® Moderate Buffer ETF - May QMMY QMMYIV 05/17/24 $21.50 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer & Premium Income ETF - December XIDE XIDEIV 12/15/23 $30.24 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer & Premium Income ETF - June XIJN XIJNIV 06/21/24 $30.83 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer & Premium Income ETF - March XIMR XIMRIV 03/18/24 $31.10 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer & Premium Income ETF - September XISE XISEIV 09/15/23 $30.31 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - April FAPR FAPRIV 04/16/21 $41.17 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - August FAUG FAUGIV 11/06/19 $46.72 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - December FDEC FDECIV 12/18/20 $44.40 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - February FFEB FFEBIV 02/21/20 $49.56 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - January FJAN FJANIV 01/15/21 $45.43 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - July FJUL FJULIV 07/17/20 $49.11 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - June FJUN FJUNIV 06/19/20 $51.60 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - March FMAR FMARIV 03/19/21 $43.14 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - May FMAY FMAYIV 05/15/20 $47.53 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - November FNOV FNOVIV 11/15/19 $47.59 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - October FOCT FOCTIV 10/16/20 $42.89 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Buffer ETF - September FSEP FSEPIV 09/18/20 $45.85 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - April DAPR DAPRIV 04/16/21 $37.07 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - August DAUG DAUGIV 11/06/19 $39.76 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - December DDEC DDECIV 12/18/20 $39.98 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - February DFEB DFEBIV 02/21/20 $42.50 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - January DJAN DJANIV 01/15/21 $38.71 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - July DJUL DJULIV 07/17/20 $42.15 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - June DJUN DJUNIV 06/19/20 $43.44 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - March DMAR DMARIV 03/19/21 $38.09 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - May DMAY DMAYIV 05/15/20 $40.83 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - November DNOV DNOVIV 11/15/19 $42.66 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - October DOCT DOCTIV 10/16/20 $39.52 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Deep Buffer ETF - September DSEP DSEPIV 09/18/20 $40.63 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - April XAPR XAPRIV 04/19/24 $32.17 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - August XAUG XAUGIV 08/18/23 $34.17 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - December XDEC XDECIV 12/17/21 $37.09 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - February XFEB XFEBIV 02/16/24 $32.47 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - January XJAN XJANIV 01/19/24 $33.51 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - July XJUL XJULIV 07/21/23 $35.45 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - June XJUN XJUNIV 07/12/21 $38.59 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - March XMAR XMARIV 03/17/23 $35.99 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May XMAY XMAYIV 05/17/24 $31.46 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - November XNOV XNOVIV 11/17/23 $33.83 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - October XOCT XOCTIV 10/20/23 $34.27 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - September XSEP XSEPIV 09/21/22 $38.92 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Equal Weight Buffer ETF - June RSJN RSJNIV 06/21/24 $32.65 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Equal Weight Buffer ETF - September RSSE 09/20/24 $20.25 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Max Buffer ETF - August AUGM AUGMIV 08/16/24 $31.80 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Max Buffer ETF - July JULM JULMIV 07/24/24 $31.32 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Max Buffer ETF - June JUNM JUNMIV 06/21/24 $31.70 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Max Buffer ETF - March MARM MARMIV 03/26/24 $30.79 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Max Buffer ETF - October OCTM 10/18/24 $30.52 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Max Buffer ETF - September SEPM 09/20/24 $29.80 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - April GAPR GAPRIV 04/21/23 $37.32 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - August GAUG GAUGIV 08/18/23 $35.33 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - December GDEC GDECIV 12/15/23 $33.57 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - February GFEB GFEBIV 02/17/23 $37.14 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - January GJAN GJANIV 01/20/23 $38.33 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - July GJUL GJULIV 07/21/23 $36.73 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - June GJUN GJUNIV 06/16/23 $36.04 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - March GMAR GMARIV 03/17/23 $37.36 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - May GMAY GMAYIV 05/19/23 $36.92 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - November GNOV GNOVIV 11/17/23 $34.74 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - October GOCT GOCTIV 10/20/23 $35.13 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Moderate Buffer ETF - September GSEP GSEPIV 09/15/23 $35.13 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF DHDG 10/18/24 $30.73 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Equity Uncapped Accelerator ETF - October UXOC 10/18/24 $31.05 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Small Cap Moderate Buffer ETF - August SAUG SAUGIV 08/18/23 $24.12 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Small Cap Moderate Buffer ETF - February SFEB SFEBIV 02/16/24 $22.16 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Small Cap Moderate Buffer ETF - May SMAY SMAYIV 05/19/23 $25.44 ------- ------- ------- ------- Click here to download a Fact Sheet
FT Vest U.S. Small Cap Moderate Buffer ETF - November SNOV SNOVIV 11/17/23 $23.35 ------- ------- ------- ------- Click here to download a Fact Sheet
Footnotes:
1 The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable.
2 The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements.
3 Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index.
 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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