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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$26.55	0.87%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$22.22	1.38%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$18.11	1.00%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$22.14	1.36%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$39.63	0.34%	0.34%	-------
First Trust Morningstar Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$43.69	0.99%	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$49.15

3.34%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$55.03

2.61%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$59.43

1.96%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$57.40

2.26%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$52.15	2.24%	2.09%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$21.61	7.05%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$24.75	3.65%	-------	4.54%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$22.42	4.54%	4.54%	7.46%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$37.81	5.20%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.10	2.45%	2.40%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$19.12	4.56%	-------	-------
First Trust Long Duration Opportunities ETF	LGOV	LGOVIV	01/22/19	$26.93	2.25%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.46	2.43%	-------	-------
First Trust Low Duration Strategic Focus ETF	LDSF	LDSFIV	01/03/19	$20.40	3.07%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$54.55	2.10%	1.95%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$30.17	4.11%	4.09%	4.46%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$18.91	3.42%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$52.02	2.79%	2.65%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$37.49	2.97%	-------	3.31%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$24.98	3.97%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$19.19	4.91%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$30.11	1.49%	-------	2.38%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$16.65	3.96%	-------	4.97%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$47.31	4.73%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$20.37	1.76%	1.66%	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$19.79	1.35%	-------	2.87%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$30.87	0.70%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$12.29	2.15%	2.15%	6.21%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$49.96	4.23%	3.84%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$47.93	4.92%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$51.32	2.65%	2.55%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$25.54	3.04%	2.94%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$20.08	1.50%	1.40%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$33.54	2.35%	2.34%	3.21%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$18.42	6.42%	6.29%	7.02%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$21.40	3.21%	-------	4.06%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$57.74	0.23%	-------	1.79%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$42.41	0.97%	0.97%	1.62%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$46.72	1.98%	1.98%	2.70%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$141.89	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$10.47	1.38%	1.38%	2.15%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$31.30	2.43%	2.43%	3.16%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$47.87	3.33%	3.04%	3.97%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$74.74	-------	-------	-------
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$21.07	2.18%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$41.05	0.73%	0.73%	1.43%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$22.71	0.75%	-------	3.60%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$11.96	3.54%	-------	6.39%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$29.09	1.81%	-------	2.51%
First Trust Indxx NextG ETF	NXTG	NXTGIV	02/17/11	$47.46	1.90%	-------	2.48%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$37.02	1.50%	1.50%	2.34%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$32.14	-------	-------	-------
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$24.80	2.67%	-------	3.38%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$27.98	0.17%	-------	0.86%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$20.66	1.53%	-------	3.31%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$31.72	1.12%	-------	4.22%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$16.66	2.80%	-------	3.23%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$20.34	0.82%	-------	1.32%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$22.38	1.05%	-------	1.92%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$30.46	1.31%	-------	1.86%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$23.48	0.84%	-------	2.03%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$47.00	2.05%	2.02%	2.63%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$80.89	0.84%	0.84%	1.34%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$13.46	2.10%	2.02%	2.82%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$132.15	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$25.06	0.86%	-------	1.13%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$25.42	3.64%	3.62%	4.20%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$64.23	0.14%	0.14%	1.03%
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$28.93	2.70%	2.70%	3.54%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$55.61	1.60%	1.60%	2.04%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$24.05	2.24%	-------	2.51%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$43.84	1.61%	1.49%	2.64%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$26.48	1.45%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$59.85	1.34%	1.34%	2.03%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$69.00	0.56%	0.56%	1.29%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$50.71	2.14%	2.14%	2.79%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$35.15	1.44%	-------	2.48%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$67.32	1.18%	1.18%	1.85%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$44.72	0.35%	-------	1.06%
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$33.55	1.80%	-------	2.62%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$73.13	0.47%	0.47%	1.20%
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$52.37	1.83%	1.79%	2.65%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$59.34	0.98%	0.98%	1.79%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$44.98	0.40%	-------	1.19%
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$33.34	1.31%	-------	2.33%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$33.12	1.12%	0.18%	1.62%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$22.25	1.70%	-------	2.49%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$21.56	1.86%	-------	2.52%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$20.39	2.09%	-------	3.06%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$49.63	2.54%	-------	3.43%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$50.46	2.20%	-------	3.30%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$28.80	2.71%	-------	3.43%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$31.09	4.55%	-------	4.71%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$26.06	0.81%	-------	1.99%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$15.19	2.84%	-------	3.94%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$23.01	2.63%	-------	3.53%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$25.43	4.11%	-------	4.40%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$34.49	0.21%	0.16%	0.99%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$52.35	2.21%	-------	3.01%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$35.38	2.45%	-------	2.74%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$19.09	2.15%	-------	3.47%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$21.18	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$23.84	2.71%	-------	3.98%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$33.39	6.03%	-------	4.15%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$34.12	2.31%	-------	3.31%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$37.16	2.42%	-------	3.12%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$40.87	1.90%	-------	3.58%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$48.73	1.37%	0.84%	2.48%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$35.00	2.85%	-------	4.06%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$33.22	2.93%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$36.85	0.72%	-------	1.80%
First Trust International Equity Opportunities ETF	FPXI	FPXIIV	11/04/14	$35.26	1.02%	-------	1.63%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$19.74	0.79%	-------	2.78%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$47.76	2.11%	-------	3.00%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$20.13	2.09%	-------	3.36%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$21.63	1.57%	-------	2.12%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$49.34	1.75%	-------	3.34%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$35.44	2.92%	-------	4.63%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$13.13

1.48%

1.37%

3.27%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$20.12

0.75%

0.71%

1.51%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$45.90

0.79%

0.67%

2.13%

First Trust Water ETF

FIW

FIWIV

05/08/07

$52.65

0.58%

1.26%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$19.93	2.05%	2.05%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$17.42	2.05%	2.05%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$19.81	0.29%	-------	0.58%
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$26.37	1.07%	-------	0.48%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$29.40	0.46%	-------	0.75%
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$21.67	2.20%	-------	3.00%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$17.96	1.58%	-------	2.42%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$30.33	1.38%	-------	2.02%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$21.52	1.38%	-------	2.02%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$64.52	0.56%	0.56%	1.12%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$53.64	0.38%	0.33%	0.99%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$77.27	0.24%	0.24%	2.59%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$22.00	1.46%	1.22%	1.95%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 5/31/2019.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 5/31/2019.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 5/31/2019.