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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$26.58	0.76%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$22.08	1.39%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$17.90	0.81%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$22.03	1.35%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$40.60	0.18%	0.18%	-------
First Trust Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$44.94	0.86%	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$48.27

2.72%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$54.15

2.31%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$57.80

1.88%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$56.53

2.08%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$53.50	2.06%	1.92%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$21.82	6.58%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$25.37	3.51%	-------	4.59%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$21.66	5.78%	5.78%	7.01%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$38.02	4.56%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.14	2.29%	2.24%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$19.39	4.14%	-------	-------
First Trust Long Duration Opportunities ETF	LGOV	LGOVIV	01/22/19	$28.34	1.59%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.89	2.41%	-------	-------
First Trust Low Duration Strategic Focus ETF	LDSF	LDSFIV	01/03/19	$20.48	2.89%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$55.86	1.89%	1.75%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$30.00	4.30%	4.29%	4.60%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$19.56	3.31%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$53.25	2.74%	2.59%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$38.84	3.02%	-------	3.24%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$25.09	4.00%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$19.50	4.25%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$30.45	1.32%	-------	2.15%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$16.45	3.91%	-------	4.90%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$47.11	4.62%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$20.54	1.49%	1.39%	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$19.39	1.42%	-------	2.67%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$31.58	0.57%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$12.17	5.07%	5.07%	6.07%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$50.21	4.26%	3.87%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$47.85	4.45%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$52.70	2.33%	2.23%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$25.76	3.03%	2.93%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$20.09	1.26%	1.16%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$33.66	2.38%	2.38%	3.09%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$18.12	5.82%	5.70%	6.89%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$21.42	3.02%	-------	3.96%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$57.47	0.37%	-------	1.53%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$41.48	0.99%	0.99%	1.55%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$46.71	1.87%	1.87%	4.60%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$137.83	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$9.55	1.83%	1.83%	2.16%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$30.89	2.06%	2.06%	2.63%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$48.26	3.10%	2.84%	3.91%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$76.55	-------	-------	-------
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$20.82	2.29%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$40.56	0.90%	0.90%	1.27%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$22.42	2.13%	-------	2.90%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$11.05	5.05%	-------	7.01%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$29.35	1.77%	-------	2.36%
First Trust Indxx NextG ETF	NXTG	NXTGIV	02/17/11	$49.03	1.30%	-------	2.39%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$35.64	1.79%	1.79%	2.33%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$31.77	-------	-------	-------
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$23.75	2.06%	-------	2.82%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$28.98	0.17%	-------	0.77%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$20.78	1.57%	-------	2.25%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$30.15	3.36%	-------	4.18%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$15.56	2.50%	-------	2.94%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$20.56	0.87%	-------	1.39%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$22.59	0.89%	-------	1.56%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$33.35	1.18%	-------	1.65%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$22.44	0.74%	-------	2.08%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$46.15	1.90%	1.87%	2.44%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$86.47	0.75%	0.75%	1.25%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$11.38	1.99%	1.90%	2.77%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$134.77	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$25.16	0.75%	-------	1.07%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$25.82	3.57%	3.55%	4.11%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$67.40	-------	-------	-------
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$28.60	2.37%	2.37%	2.88%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$56.62	1.36%	1.36%	1.76%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$23.92	2.15%	-------	2.39%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$44.08	1.52%	1.41%	2.43%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$27.03	1.29%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$59.95	1.22%	1.22%	1.76%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$71.27	0.35%	0.35%	0.90%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$49.40	1.98%	1.98%	2.49%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$35.46	1.47%	-------	2.18%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$66.43	1.11%	1.11%	1.76%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$46.05	0.22%	-------	0.90%
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$31.84	1.73%	-------	2.54%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$75.10	0.21%	0.21%	0.96%
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$50.63	1.74%	1.74%	2.49%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$58.81	1.06%	1.06%	1.84%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$45.33	0.39%	-------	1.20%
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$32.47	1.37%	-------	2.44%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$33.03	1.05%	0.19%	1.46%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$22.64	1.58%	-------	2.34%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$21.34	1.73%	-------	2.37%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$19.98	2.01%	-------	3.02%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$48.87	2.55%	-------	3.39%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$48.85	2.22%	-------	3.47%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$27.15	2.72%	-------	3.31%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$30.35	4.28%	-------	3.70%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$25.52	0.88%	-------	1.73%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$16.16	3.29%	-------	2.76%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$22.79	1.83%	-------	2.12%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$24.33	3.54%	-------	4.69%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$34.69	0.14%	0.14%	0.88%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$50.85	2.16%	-------	2.93%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$34.38	2.45%	-------	2.66%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$18.78	1.89%	-------	2.76%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$22.20	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$23.40	2.86%	-------	4.09%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$34.74	5.84%	-------	4.67%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$33.47	2.26%	-------	3.26%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$36.56	2.35%	-------	2.98%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$38.74	1.64%	-------	2.90%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$44.86	1.79%	1.27%	2.56%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$32.54	2.92%	-------	4.03%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$32.65	3.03%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$32.03	0.84%	-------	1.96%
First Trust International Equity Opportunities ETF	FPXI	FPXIIV	11/04/14	$38.06	0.73%	-------	1.33%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$20.32	1.24%	-------	2.32%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$45.38	2.14%	-------	2.82%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$20.13	1.98%	-------	2.99%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$19.19	1.60%	-------	2.49%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$47.63	1.77%	-------	2.93%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$33.81	3.23%	-------	4.44%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust EIP Carbon Impact ETF

ECLN

ECLNIV

08/19/19

$20.20

-------

N/A

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$12.85

2.42%

2.31%

3.17%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$21.62

0.70%

0.66%

1.23%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$48.39

1.34%

1.27%

2.05%

First Trust Water ETF

FIW

FIWIV

05/08/07

$54.63

0.50%

1.15%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$19.71	1.96%	1.96%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$17.23	1.96%	1.96%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$20.17	0.21%	-------	0.48%
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$26.65	0.90%	-------	0.40%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$29.93	0.33%	-------	0.61%
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$22.50	2.09%	-------	2.72%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$18.05	1.44%	-------	2.21%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$30.58	1.32%	-------	1.92%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$22.02	1.19%	-------	1.91%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$66.31	0.49%	0.49%	1.05%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$53.80	0.32%	0.28%	0.92%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$79.11	0.32%	0.32%	2.89%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$22.53	1.41%	1.18%	1.94%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 7/31/2019.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 7/31/2019.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 7/31/2019.