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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$26.30	-------	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$19.59	1.60%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$15.80	-------	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$20.04	1.39%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$41.36	-------	-------	-------
First Trust Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$44.18	-------	-------	-------
First Trust Merger Arbitrage ETF	MARB	MARBIV	02/04/20	$19.49	-------	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$48.55

2.47%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$55.06

2.31%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$60.42

2.24%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$55.88

2.26%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$52.24	2.43%	2.29%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$19.19	7.47%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$20.15	2.29%	-------	2.94%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$18.39	4.60%	4.60%	6.17%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$34.99	4.63%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.02	1.46%	1.41%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$18.87	5.01%	-------	-------
First Trust Long Duration Opportunities ETF	LGOV	LGOVIV	01/22/19	$29.48	2.63%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.70	1.53%	-------	-------
First Trust Low Duration Strategic Focus ETF	LDSF	LDSFIV	01/03/19	$20.35	2.56%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$55.03	2.09%	1.94%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$25.56	4.87%	4.85%	6.24%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$18.71	3.69%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$50.94	3.48%	3.33%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$42.55	2.46%	-------	3.16%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$19.82	4.87%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$18.59	4.59%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$31.22	2.01%	-------	2.70%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$14.44	5.71%	-------	5.63%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$45.45	4.60%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$20.51	1.49%	1.39%	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$17.51	1.82%	-------	2.81%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$37.04	1.37%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$10.80	5.70%	5.70%	6.24%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$44.99	4.04%	3.67%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$46.28	5.06%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$54.86	1.28%	1.18%	-------
First Trust TCW Securitized Plus ETF	DEED	DEEDIV	04/29/20	$25.64	0.55%	0.45%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$25.96	2.61%	2.51%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$20.13	0.92%	0.83%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$30.73	2.85%	2.85%	3.39%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$13.69	8.13%	7.98%	8.92%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$20.75	3.74%	-------	4.63%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$76.58	0.16%	-------	0.71%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$38.26	0.56%	0.56%	2.60%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$46.78	1.58%	1.58%	2.15%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$178.79	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$6.52	3.03%	3.03%	4.48%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$25.39	3.54%	3.54%	5.36%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$38.95	3.57%	3.26%	4.85%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$92.44	-------	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$38.24	0.88%	0.88%	1.87%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$19.98	2.03%	-------	3.30%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$9.66	5.60%	-------	7.99%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$30.51	2.69%	-------	2.48%
First Trust Indxx NextG ETF	NXTG	NXTGIV	02/17/11	$56.25	1.38%	-------	2.40%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$35.39	2.07%	2.07%	3.05%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$36.88	0.17%	-------	0.72%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$17.37	3.19%	-------	4.02%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$33.83	0.23%	-------	0.84%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$19.50	1.56%	-------	2.20%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$33.44	1.65%	-------	3.74%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$11.00	3.83%	-------	4.56%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$23.24	0.57%	-------	1.43%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$24.00	1.10%	-------	1.63%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$45.08	0.59%	-------	1.26%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$20.11	0.27%	-------	1.87%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$33.91	3.04%	2.97%	3.71%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$112.22	0.63%	0.63%	1.22%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$7.50	3.88%	3.83%	4.59%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$171.89	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$23.95	0.64%	-------	1.16%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$21.27	3.62%	3.58%	4.86%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$85.48	-------	-------	-------
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$26.20	2.89%	2.89%	3.43%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Active Factor Large Cap ETF	AFLG	AFLGIV	12/03/19	$19.21	1.62%	-------	-------
First Trust Active Factor Mid Cap ETF	AFMC	AFMCIV	12/03/19	$17.07	1.16%	-------	-------
First Trust Active Factor Small Cap ETF	AFSM	AFSMIV	12/03/19	$16.89	0.85%	-------	-------
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$59.92	0.84%	0.84%	1.46%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$23.67	2.49%	-------	3.13%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$38.70	1.33%	1.21%	2.17%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$25.89	2.02%	-------	-------
First Trust Horizon Managed Volatility Small/Mid ETF	HSMV	HSMVIV	04/06/20	$24.19	-------	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$60.60	1.44%	1.44%	2.45%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$79.02	0.36%	0.36%	0.92%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$45.64	2.47%	2.47%	3.92%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$36.01	1.52%	-------	2.16%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$62.91	1.12%	1.12%	2.84%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$48.85	-------	-------	-------
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$27.39	2.12%	-------	5.00%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$79.83	0.24%	0.24%	0.87%
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$45.93	2.11%	2.05%	4.05%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$54.35	1.02%	1.02%	2.12%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$42.96	0.36%	-------	1.04%
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$29.99	1.46%	-------	3.01%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$31.77	1.22%	0.72%	2.29%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$22.88	2.29%	-------	3.03%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$19.36	2.28%	-------	3.11%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$17.91	2.78%	-------	3.76%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$46.18	2.63%	-------	3.08%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$43.98	4.68%	-------	4.67%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$25.35	2.82%	-------	3.34%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$25.51	5.34%	-------	4.83%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$28.17	0.72%	-------	1.52%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$11.35	1.99%	-------	2.63%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$20.26	2.24%	-------	2.99%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$27.36	4.31%	-------	5.69%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$43.54	-------	-------	-------
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$48.30	2.13%	-------	2.88%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$33.63	4.95%	-------	3.08%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$18.14	1.77%	-------	2.13%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$35.73	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$22.52	2.98%	-------	4.62%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$35.12	6.65%	-------	4.58%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$31.61	2.44%	-------	3.16%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$35.39	2.84%	-------	2.95%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$42.68	1.47%	-------	3.00%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$42.21	2.43%	1.50%	3.23%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$32.73	3.73%	-------	5.00%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$28.73	3.07%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$29.38	1.58%	-------	2.63%
First Trust International Equity Opportunities ETF	FPXI	FPXIIV	11/04/14	$53.01	-------	-------	-------
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$24.41	-------	-------	-------
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$46.40	1.89%	-------	2.58%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$15.32	2.21%	-------	3.34%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$18.48	2.34%	-------	2.30%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$50.17	1.91%	-------	2.86%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$29.84	2.88%	-------	4.67%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust EIP Carbon Impact ETF

ECLN

ECLNIV

08/19/19

$19.90

2.14%

-------

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$14.87

1.44%

1.39%

2.57%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$32.45

1.06%

1.05%

1.10%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$56.38

0.76%

0.72%

1.98%

First Trust Water ETF

FIW

FIWIV

05/08/07

$56.33

0.80%

1.30%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$17.53	0.84%	0.84%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$15.33	0.85%	0.85%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$17.44	2.94%	-------	3.17%
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$25.30	1.06%	-------	1.26%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$32.96	0.36%	-------	0.63%
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$20.83	0.61%	-------	1.26%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$14.08	1.01%	-------	1.60%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$25.37	-------	-------	-------
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$24.16	1.46%	-------	3.79%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$82.31	0.40%	0.40%	1.01%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$64.90	0.24%	0.22%	0.88%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$86.55	0.39%	0.39%	2.30%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$21.42	-------	-------	-------

Target Outcome Funds^®

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
FT Cboe Vest U.S. Equity Buffer ETF - August	FAUG	FAUGIV	11/06/19	$31.10	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - February	FFEB	FFEBIV	02/21/20	$29.93	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - June	FJUN	FJUNIV	06/19/20	$31.07	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - May	FMAY	FMAYIV	05/15/20	$32.23	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - November	FNOV	FNOVIV	11/15/19	$31.17	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - August	DAUG	DAUGIV	11/06/19	$30.77	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - February	DFEB	DFEBIV	02/21/20	$30.19	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - June	DJUN	DJUNIV	06/19/20	$30.77	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - May	DMAY	DMAYIV	05/15/20	$31.47	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - November	DNOV	DNOVIV	11/15/19	$30.94	-------	-------	-------