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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$26.83	0.75%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$21.74	1.41%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$18.97	0.81%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$21.68	1.41%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$38.83	0.24%	0.24%	-------
First Trust Morningstar Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$44.65	0.85%	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$51.96

3.20%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$56.69

2.42%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$62.08

2.03%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$58.48

2.02%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³	Fact Sheet
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$50.52	2.80%	2.65%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$21.11	6.66%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$23.51	3.06%	-------	4.35%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$23.65	5.58%	5.58%	6.26%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$38.20	5.12%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.03	2.68%	2.57%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$18.80	5.10%	-------	-------
First Trust Long Duration Opportunities ETF	LGOV	LGOVIV	01/22/19	$25.49	-------	-------	-------	N/A
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.19	2.62%	-------	-------
First Trust Low Duration Strategic Focus ETF	LDSF	LDSFIV	01/03/19	$20.34	-------	-------	-------	N/A
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$53.09	2.60%	2.45%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$29.46	4.12%	4.10%	4.44%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$18.09	3.50%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$50.44	3.32%	3.17%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$37.12	2.88%	-------	3.40%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$24.07	4.14%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$18.86	5.39%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$30.34	1.59%	-------	2.16%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$16.76	3.58%	-------	5.07%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$47.40	5.12%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$20.26	1.93%	1.83%	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$20.80	1.28%	-------	2.10%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$30.23	0.83%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$12.74	4.61%	4.61%	5.53%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$49.68	4.04%	3.72%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$47.54	6.05%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$49.88	2.82%	2.72%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$25.25	2.89%	2.79%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$20.10	1.54%	1.44%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$32.10	2.61%	2.60%	3.35%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$18.48	6.43%	6.31%	8.80%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$21.73	3.02%	-------	3.69%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$55.98	0.43%	-------	1.84%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$42.04	0.95%	0.95%	1.50%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$45.67	1.61%	1.61%	2.09%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$136.40	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$13.36	1.26%	1.26%	1.83%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$31.12	2.61%	2.61%	3.28%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$46.54	3.40%	3.09%	4.00%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$76.57	-------	-------	-------
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$20.27	2.17%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$40.45	1.00%	1.00%	1.62%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$23.94	1.97%	-------	2.75%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$12.42	4.46%	-------	5.61%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$28.62	1.68%	-------	2.27%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$39.42	1.41%	1.41%	2.05%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$31.16	1.00%	-------	1.75%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$26.75	2.10%	-------	2.79%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$27.67	0.21%	-------	0.71%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$19.14	1.57%	-------	2.19%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$34.17	3.28%	-------	3.96%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$19.26	2.43%	-------	2.96%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$21.07	0.53%	-------	1.30%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$22.42	1.06%	-------	1.79%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$31.70	0.75%	-------	1.49%
First Trust Nasdaq Smartphone Index Fund	FONE	FONEIV	02/17/11	$47.95	1.76%	-------	2.38%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$24.34	0.82%	-------	1.85%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$51.17	1.91%	1.91%	2.37%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$80.10	0.86%	0.86%	1.26%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$17.30	1.75%	1.71%	2.32%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$145.52	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$25.74	1.05%	-------	1.07%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$24.36	3.73%	3.71%	4.20%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$63.22	0.17%	0.17%	0.89%
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$28.40	2.95%	2.95%	3.59%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$53.61	1.48%	1.48%	2.17%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$23.50	2.10%	-------	2.47%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$47.68	1.41%	1.31%	2.39%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$24.31	1.58%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$59.42	1.50%	1.50%	2.12%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$65.40	0.60%	0.60%	1.18%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$52.61	2.25%	2.25%	2.91%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$35.09	1.55%	-------	2.12%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$68.13	1.18%	1.18%	1.79%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$42.92	0.31%	-------	0.93%
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$35.79	1.76%	-------	2.48%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$70.80	0.45%	0.45%	1.06%
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$55.59	1.93%	1.90%	2.69%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$63.94	1.03%	1.03%	1.87%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$46.59	0.17%	-------	0.98%
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$37.07	1.55%	-------	2.46%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$33.84	1.26%	0.44%	1.63%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$22.02	1.71%	-------	2.57%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$21.82	1.80%	-------	2.39%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$21.84	2.13%	-------	3.40%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$49.06	2.86%	-------	3.44%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$50.96	2.01%	-------	3.47%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$31.04	2.47%	-------	3.11%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$31.12	4.21%	-------	4.08%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$27.34	1.19%	-------	2.01%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$15.27	2.72%	-------	3.61%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$23.72	1.83%	-------	3.47%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$26.73	3.00%	-------	4.25%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$34.44	0.70%	0.69%	1.37%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$54.50	1.99%	-------	2.88%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$37.41	2.08%	-------	2.90%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$19.48	1.92%	-------	4.09%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$20.59	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$25.12	2.45%	-------	4.24%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$35.50	5.13%	-------	3.89%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$34.48	2.22%	-------	3.27%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$37.77	2.37%	-------	3.15%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$41.56	1.77%	-------	3.44%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$50.37	1.60%	1.06%	2.48%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$37.31	2.95%	-------	4.09%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$32.74	2.75%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$33.69	0.81%	-------	2.21%
First Trust International Equity Opportunities ETF	FPXI	FPXIIV	11/04/14	$34.20	1.03%	-------	1.61%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$18.59	1.48%	-------	2.14%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$50.12	1.79%	-------	2.65%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$20.85	1.24%	-------	2.98%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$23.82	1.10%	-------	1.80%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$47.09	1.61%	-------	3.10%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$36.71	3.28%	-------	4.61%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$13.00

1.32%

1.16%

2.70%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$20.36

0.91%

0.87%

1.53%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$45.54

1.05%

0.88%

2.09%

First Trust Water ETF

FIW

FIWIV

05/08/07

$51.03

0.65%

1.25%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$20.27	1.67%	1.67%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$17.80	0.78%	0.78%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$19.77	-------	-------	-------
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$26.50	0.39%	-------	0.11%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$29.50	-------	-------	-------
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$19.84	1.66%	-------	3.13%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$18.11	2.07%	-------	2.21%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$29.63	1.37%	-------	2.06%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$20.29	0.93%	-------	1.26%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$63.13	0.52%	0.52%	1.02%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$52.14	0.33%	0.28%	0.87%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$72.33	0.49%	0.49%	2.50%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$20.69	1.49%	1.25%	2.34%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 1/31/2019.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 1/31/2019.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 1/31/2019.