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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$27.02	0.90%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$21.95	1.33%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$18.92	0.92%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$21.81	1.31%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$39.46	0.26%	0.26%	-------
First Trust Morningstar Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$44.78	0.87%	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$51.98

3.14%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$58.16

2.42%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$63.98

1.72%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$60.77

2.06%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$51.22	2.71%	2.56%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$21.61	6.76%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$24.19	3.43%	-------	4.29%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$24.27	4.43%	4.43%	7.08%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$38.12	5.34%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.07	2.50%	2.45%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$19.20	4.74%	-------	-------
First Trust Long Duration Opportunities ETF	LGOV	LGOVIV	01/22/19	$25.83	2.33%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.31	2.65%	-------	-------
First Trust Low Duration Strategic Focus ETF	LDSF	LDSFIV	01/03/19	$20.41	3.04%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$53.71	2.41%	2.26%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$30.31	3.89%	3.87%	4.23%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$18.37	3.43%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$51.26	3.04%	2.89%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$40.59	2.72%	-------	3.17%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$24.53	4.06%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$19.25	6.04%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$31.28	1.50%	-------	2.22%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$17.27	4.01%	-------	4.98%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$47.83	4.86%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$20.30	1.66%	1.56%	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$20.91	1.27%	-------	2.61%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$30.67	0.67%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$13.24	4.35%	4.35%	5.92%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$49.92	4.08%	3.76%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$48.27	5.23%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$50.32	2.76%	2.66%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$25.47	2.98%	2.88%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$20.09	1.53%	1.43%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$32.93	2.45%	2.45%	3.18%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$18.59	6.35%	6.23%	6.89%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$22.40	2.63%	-------	3.60%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$59.39	0.37%	-------	1.72%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$44.25	0.88%	0.88%	1.48%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$46.76	1.45%	1.45%	2.07%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$142.29	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$13.34	1.29%	1.29%	1.97%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$31.35	2.62%	2.62%	3.32%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$46.80	2.96%	2.38%	3.89%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$71.14	-------	-------	-------
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$20.68	2.11%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$41.81	0.90%	0.90%	1.56%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$24.55	1.94%	-------	2.85%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$12.41	4.41%	-------	5.84%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$30.59	1.64%	-------	2.32%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$39.31	1.36%	1.36%	2.06%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$33.05	-------	-------	-------
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$25.78	2.34%	-------	3.21%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$28.25	0.20%	-------	0.81%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$20.28	1.51%	-------	3.22%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$36.34	2.70%	-------	3.93%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$18.79	2.42%	-------	2.76%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$20.17	0.58%	-------	1.19%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$22.83	1.00%	-------	1.80%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$34.89	0.92%	-------	1.67%
First Trust Nasdaq Smartphone Index Fund	FONE	FONEIV	02/17/11	$51.32	1.51%	-------	2.42%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$24.79	0.82%	-------	1.88%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$48.41	1.97%	1.96%	2.52%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$88.30	0.74%	0.74%	1.23%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$17.29	1.73%	1.65%	2.30%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$136.62	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$26.04	0.92%	-------	1.06%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$24.44	3.65%	3.63%	4.17%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$66.51	0.12%	0.12%	0.86%
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$28.15	2.58%	2.58%	3.45%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$55.44	1.67%	1.67%	2.16%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$24.26	2.00%	-------	2.42%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$45.71	1.49%	1.39%	2.48%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$25.12	1.46%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$61.10	1.43%	1.43%	2.07%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$67.86	0.64%	0.64%	1.15%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$53.55	2.14%	2.14%	2.90%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$35.40	1.45%	-------	2.09%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$68.70	1.15%	1.15%	1.80%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$43.67	0.27%	-------	0.95%
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$35.76	1.72%	-------	2.53%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$72.28	0.45%	0.45%	1.04%
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$55.96	1.83%	1.79%	2.70%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$63.02	1.00%	1.00%	1.84%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$45.85	0.18%	-------	0.92%
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$36.70	1.45%	-------	2.47%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$34.28	1.21%	0.42%	1.62%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$22.74	1.62%	-------	2.49%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$22.12	1.76%	-------	2.41%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$21.35	2.20%	-------	3.31%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$50.22	2.80%	-------	3.35%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$52.02	2.07%	-------	3.49%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$30.64	2.51%	-------	3.09%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$31.23	4.32%	-------	4.30%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$27.66	1.11%	-------	1.86%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$14.14	3.07%	-------	3.77%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$23.76	2.55%	-------	3.46%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$28.39	2.96%	-------	4.04%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$37.96	0.28%	0.20%	0.89%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$55.31	2.04%	-------	2.90%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$38.05	1.98%	-------	2.71%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$19.61	2.01%	-------	3.44%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$22.92	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$25.25	2.53%	-------	4.08%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$36.38	4.97%	-------	3.91%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$36.36	2.17%	-------	3.24%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$39.58	2.32%	-------	3.05%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$43.50	1.85%	-------	3.39%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$51.64	0.70%	0.47%	2.32%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$37.70	2.65%	-------	3.77%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$33.09	2.80%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$37.85	0.68%	-------	1.76%
First Trust International Equity Opportunities ETF	FPXI	FPXIIV	11/04/14	$34.99	0.54%	-------	1.55%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$19.25	0.84%	-------	2.30%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$50.01	1.83%	-------	2.70%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$19.86	1.39%	-------	3.17%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$23.34	1.46%	-------	1.98%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$50.15	1.59%	-------	3.03%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$37.79	3.26%	-------	4.51%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$13.21

1.70%

1.59%

3.19%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$21.32

0.91%

0.84%

1.46%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$46.43

1.41%

1.26%

2.08%

First Trust Water ETF

FIW

FIWIV

05/08/07

$51.81

0.55%

1.14%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$20.60	1.74%	1.74%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$18.03	1.71%	1.71%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$20.05	-------	-------	-------
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$26.78	0.89%	-------	0.14%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$29.97	-------	-------	-------
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$20.30	2.34%	-------	3.05%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$18.36	1.56%	-------	2.25%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$30.49	1.31%	-------	1.93%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$21.24	1.01%	-------	1.60%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$66.35	0.47%	0.47%	1.04%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$53.16	0.30%	0.25%	0.93%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$74.41	0.38%	0.38%	2.22%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$21.08	1.53%	1.30%	2.10%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 3/29/2019.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 3/29/2019.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 3/29/2019.