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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$25.15	0.23%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$16.83	1.46%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$14.48	0.38%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$19.18	1.34%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$36.76	0.20%	0.20%	-------
First Trust Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$43.34	0.19%	-------	-------
First Trust Merger Arbitrage ETF	MARB	MARBIV	02/04/20	$19.14	-------	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$40.03

2.58%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$43.99

2.37%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$47.40

1.84%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$45.17

2.22%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$49.38	1.49%	1.35%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$15.32	6.95%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$16.40	3.42%	-------	4.25%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$14.99	5.42%	5.42%	6.91%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$31.28	4.69%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$59.13	1.70%	1.65%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$16.68	4.66%	-------	-------
First Trust Long Duration Opportunities ETF	LGOV	LGOVIV	01/22/19	$29.86	2.28%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.42	1.86%	-------	-------
First Trust Low Duration Strategic Focus ETF	LDSF	LDSFIV	01/03/19	$19.80	2.74%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$52.41	1.38%	1.23%	3.72%
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$21.58	5.04%	5.03%	5.41%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$17.06	3.20%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$47.34	2.25%	2.10%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$34.50	2.74%	-------	3.26%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$17.13	4.19%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$16.20	4.42%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$24.00	1.43%	-------	2.38%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$12.38	4.67%	-------	5.73%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$42.64	3.74%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$19.98	1.07%	0.97%	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$13.28	1.76%	-------	2.87%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$27.51	0.29%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$8.87	5.07%	5.07%	5.93%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$40.38	3.92%	3.55%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$42.11	3.58%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$52.83	1.81%	1.72%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$24.16	2.34%	2.25%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$19.97	0.80%	0.70%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$26.30	2.60%	2.60%	3.33%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$10.92	7.73%	7.60%	7.63%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$16.54	3.40%	-------	4.44%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$51.22	0.16%	-------	0.79%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$24.12	1.31%	1.31%	2.03%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$39.99	1.90%	1.90%	3.28%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$117.97	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$4.17	2.66%	2.66%	3.02%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$19.38	2.27%	2.27%	3.19%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$31.88	3.29%	3.08%	4.07%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$71.39	-------	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$28.31	0.96%	0.96%	2.07%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$15.62	2.50%	-------	3.32%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$8.30	6.50%	-------	7.98%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$23.93	2.09%	-------	2.66%
First Trust Indxx NextG ETF	NXTG	NXTGIV	02/17/11	$45.37	1.61%	-------	2.32%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$25.78	2.08%	2.08%	2.86%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$25.22	0.12%	-------	0.95%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$14.17	2.65%	-------	3.58%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$24.78	0.44%	-------	3.80%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$17.22	1.55%	-------	2.31%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$21.93	2.68%	-------	4.18%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$7.95	3.78%	-------	4.28%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$19.16	1.04%	-------	1.62%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$17.33	1.16%	-------	1.90%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$31.29	0.56%	-------	1.40%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$13.49	0.69%	-------	1.94%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$30.05	2.33%	2.31%	2.99%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$80.32	0.66%	0.66%	1.24%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$4.61	4.28%	4.22%	4.98%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$129.44	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$18.64	0.43%	-------	1.01%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$17.12	3.65%	3.65%	4.19%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$55.75	0.20%	0.20%	0.75%
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$23.06	2.43%	2.43%	3.05%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Active Factor Large Cap ETF	AFLG	AFLGIV	12/03/19	$15.12	1.74%	-------	-------
First Trust Active Factor Mid Cap ETF	AFMC	AFMCIV	12/03/19	$13.08	1.52%	-------	-------
First Trust Active Factor Small Cap ETF	AFSM	AFSMIV	12/03/19	$12.50	1.20%	-------	-------
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$48.55	1.14%	1.14%	1.80%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$19.70	2.44%	-------	2.91%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$28.27	1.13%	1.03%	1.80%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$21.12	1.26%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$45.04	1.28%	1.28%	2.11%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$56.79	0.27%	0.27%	1.42%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$34.72	2.11%	2.11%	2.76%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$28.72	1.62%	-------	2.31%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$44.25	1.46%	1.46%	2.27%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$34.08	0.22%	-------	1.04%
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$19.23	2.35%	-------	3.29%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$56.47	0.31%	0.31%	1.28%
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$33.26	2.00%	1.98%	2.90%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$37.48	1.15%	1.15%	2.00%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$29.81	0.56%	-------	1.27%
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$20.13	1.49%	-------	2.67%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$22.92	1.26%	0.57%	1.81%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$18.02	2.16%	-------	2.99%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$14.59	1.90%	-------	2.81%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$13.64	2.28%	-------	3.12%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$38.34	2.95%	-------	3.72%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$36.82	2.76%	-------	3.89%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$19.71	3.06%	-------	3.43%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$18.15	4.79%	-------	4.41%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$19.57	0.77%	-------	1.45%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$7.72	1.85%	-------	2.40%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$14.25	1.63%	-------	2.56%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$29.84	0.18%	0.17%	0.73%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$38.26	2.28%	-------	3.26%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$24.94	3.25%	-------	2.97%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$13.33	2.04%	-------	3.73%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$21.67	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$17.36	3.18%	-------	4.03%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$24.87	3.51%	-------	4.06%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$24.50	2.30%	-------	3.79%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$27.48	2.26%	-------	3.33%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$30.27	1.33%	-------	3.31%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$33.54	3.06%	2.51%	3.31%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$27.81	3.12%	-------	4.21%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$25.18	2.97%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$21.72	0.93%	-------	1.66%
First Trust International Equity Opportunities ETF	FPXI	FPXIIV	11/04/14	$35.35	0.43%	-------	1.42%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$17.72	1.01%	-------	1.99%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$37.99	2.07%	-------	2.96%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$11.32	1.65%	-------	2.72%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$14.26	2.25%	-------	2.15%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$40.97	1.60%	-------	3.15%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$22.04	2.39%	-------	5.13%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust EIP Carbon Impact ETF

ECLN

ECLNIV

08/19/19

$17.54

1.87%

-------

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$11.64

1.76%

1.69%

2.77%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$18.47

1.00%

1.13%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$40.10

1.14%

1.08%

1.91%

First Trust Water ETF

FIW

FIWIV

05/08/07

$45.16

0.55%

1.15%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$15.47	2.10%	2.10%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$13.53	2.10%	2.10%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$16.54	0.47%	-------	0.89%
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$22.21	0.74%	-------	1.07%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$24.61	0.74%	-------	1.07%
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$16.67	1.98%	-------	2.66%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$11.01	1.43%	-------	2.50%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$25.40	1.31%	-------	2.13%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$16.67	0.81%	-------	1.47%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$59.67	0.45%	0.45%	1.07%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$47.49	0.30%	0.27%	0.95%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$60.17	0.63%	0.63%	2.34%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$17.39	1.06%	0.85%	1.47%

Target Outcome Funds^®

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
FT Cboe Vest U.S. Equity Buffer ETF - August	FAUG	FAUGIV	11/06/19	$26.52	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - February	FFEB	FFEBIV	02/21/20	$25.32	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - November	FNOV	FNOVIV	11/15/19	$26.47	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - August	DAUG	DAUGIV	11/06/19	$27.69	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - February	DFEB	DFEBIV	02/21/20	$27.34	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - November	DNOV	DNOVIV	11/15/19	$27.94	-------	-------	-------

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 2/28/2020.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 2/28/2020.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 2/28/2020.