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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$28.46	-------	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$22.88	0.86%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$19.54	0.45%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$22.59	0.84%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$39.77	0.12%	-------	-------
First Trust Morningstar Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$48.63	0.34%	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$55.55

3.22%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$60.62

2.33%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$63.79

1.52%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$62.67

1.85%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$50.21	2.60%	2.45%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$21.95	6.14%	-------	-------
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$24.87	5.09%	5.09%	5.73%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$36.68	5.40%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.06	2.21%	2.10%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$19.13	4.57%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.15	2.31%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$52.69	2.56%	2.41%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$29.22	3.72%	3.69%	4.05%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$17.92	3.41%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$50.39	3.30%	3.15%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$36.89	2.64%	-------	3.30%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$24.06	3.57%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$19.19	5.05%	-------	-------
First Trust RBA Quality Income ETF	QINC	QINCIV	03/10/14	$25.16	2.62%	-------	3.65%
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$30.49	1.32%	-------	1.90%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$48.00	3.91%	-------	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$21.29	1.05%	-------	1.87%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$29.96	0.60%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$13.02	4.19%	4.19%	5.24%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$49.58	4.03%	3.68%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$47.72	5.30%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$49.38	2.76%	2.65%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$25.18	-------	-------	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$31.21	2.28%	2.26%	5.20%
International Multi-Asset Diversified Income Index Fund	YDIV	YDIVIV	08/22/13	$17.24	4.22%	-------	4.34%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$18.67	7.40%	7.28%	6.76%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$21.98	2.95%	-------	3.57%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$54.60	0.37%	-------	0.87%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$42.59	0.84%	0.84%	1.33%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$47.04	1.63%	1.63%	12.57%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$139.73	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$16.61	0.95%	0.95%	1.56%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$31.90	2.15%	2.15%	2.82%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$45.17	4.17%	3.93%	4.07%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$78.49	-------	-------	-------
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$19.97	1.93%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$41.07	0.78%	0.78%	1.46%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$25.63	1.55%	-------	2.21%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$12.23	4.03%	-------	4.97%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$29.12	1.10%	-------	1.76%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$41.73	1.02%	1.02%	1.53%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$30.65	1.08%	-------	1.78%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$29.28	1.56%	-------	2.17%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$26.80	0.14%	-------	0.75%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$19.83	1.33%	-------	1.95%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$36.45	2.75%	-------	3.59%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$24.00	1.39%	-------	1.67%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$23.09	0.50%	-------	1.23%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$23.77	1.06%	-------	1.82%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$32.25	0.34%	-------	1.02%
First Trust Nasdaq Smartphone Index Fund	FONE	FONEIV	02/17/11	$48.72	0.33%	-------	2.16%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$24.97	1.03%	-------	2.17%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$55.49	1.35%	1.35%	1.89%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$78.77	0.80%	0.80%	1.26%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$22.25	1.11%	1.08%	1.69%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$149.79	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$27.04	0.82%	-------	0.93%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$23.45	3.75%	3.72%	4.28%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$59.20	-------	-------	-------
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$27.31	3.10%	3.10%	3.56%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$52.84	1.26%	1.26%	1.82%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$22.63	2.00%	-------	2.37%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$51.89	0.89%	0.77%	1.54%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$23.42	1.15%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$60.78	1.15%	1.15%	1.67%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$67.60	0.26%	0.26%	0.84%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$53.52	1.97%	1.97%	2.49%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$35.66	1.13%	-------	1.74%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$70.01	0.91%	0.91%	1.50%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$44.57	-------	-------	-------
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$36.50	1.60%	-------	2.24%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$73.75	-------	-------	-------
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$56.94	1.54%	1.54%	2.45%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$67.43	0.73%	0.73%	1.66%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$49.73	-------	-------	-------
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$38.93	1.40%	-------	2.65%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$35.08	0.94%	0.15%	1.38%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$22.32	1.46%	-------	2.17%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$22.28	1.55%	-------	2.22%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$22.72	1.91%	-------	2.75%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$49.70	2.73%	-------	3.32%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$49.68	1.88%	-------	3.12%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$31.68	2.68%	-------	3.05%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$32.38	4.69%	-------	3.70%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$26.89	1.19%	-------	2.01%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$11.79	2.71%	-------	3.48%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$25.24	0.74%	-------	1.67%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$27.81	2.68%	-------	4.17%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$36.25	0.62%	0.62%	1.11%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$58.51	1.73%	-------	2.53%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$40.26	1.80%	-------	2.19%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$20.52	1.61%	-------	2.32%
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$24.96	2.28%	-------	4.11%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$37.14	2.78%	-------	3.62%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$38.22	2.16%	-------	2.96%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$41.69	2.22%	-------	2.97%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$47.01	1.36%	-------	2.31%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$54.38	1.67%	1.48%	2.19%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$37.50	3.09%	-------	3.70%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$32.76	3.04%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$37.06	0.64%	-------	1.64%
First Trust International IPO ETF	FPXI	FPXIIV	11/04/14	$34.36	0.59%	-------	1.81%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$53.93	1.29%	-------	2.00%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$18.70	1.31%	-------	2.76%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$24.41	1.12%	-------	1.94%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$51.20	1.29%	-------	2.66%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$38.30	2.03%	-------	3.60%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$12.51

1.71%

1.61%

2.60%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$20.24

0.54%

0.49%

1.38%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$48.89

1.03%

0.97%

1.82%

First Trust Water ETF

FIW

FIWIV

05/08/07

$50.02

0.53%

1.06%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$22.69	1.67%	-------	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$22.70	1.70%	-------	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$20.53	0.17%	-------	0.46%
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$28.34	0.28%	-------	0.58%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$30.44	0.28%	-------	0.58%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$29.61	1.22%	-------	1.78%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$20.09	-------	-------	-------
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$62.32	0.45%	0.45%	0.99%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$51.69	0.25%	0.21%	0.84%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$72.55	0.46%	0.46%	1.08%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$23.36	0.86%	0.67%	1.39%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 7/31/2018.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 7/31/2018.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 7/31/2018.