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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$29.55	0.12%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$22.26	1.04%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$21.22	0.19%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$21.97	1.02%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$38.72	0.30%	-------	-------
First Trust Morningstar Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$48.12	-------	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$59.68

2.85%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$64.45

2.22%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$72.75

2.28%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$66.31

1.86%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$49.84	2.74%	2.59%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$21.40	6.37%	-------	-------
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$26.25	3.94%	3.94%	5.88%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$41.76	4.85%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$59.96	1.89%	1.79%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$19.54	4.20%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.08	2.18%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$52.34	2.47%	2.32%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$28.37	3.59%	3.57%	4.01%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$17.69	3.64%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$49.90	3.21%	3.06%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$35.39	2.58%	-------	3.14%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$22.59	3.87%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$19.46	4.62%	-------	-------
First Trust RBA Quality Income ETF	QINC	QINCIV	03/10/14	$24.35	2.77%	-------	3.53%
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$30.02	1.33%	-------	1.92%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$48.06	4.59%	-------	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$20.79	1.12%	-------	1.83%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$29.19	0.84%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$14.31	3.66%	3.66%	5.80%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$49.14	4.40%	3.97%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$47.69	6.05%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$49.09	2.46%	2.46%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$29.85	2.33%	2.33%	3.11%
International Multi-Asset Diversified Income Index Fund	YDIV	YDIVIV	08/22/13	$18.07	4.70%	-------	4.63%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$18.09	7.05%	6.93%	7.56%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$21.08	3.06%	-------	3.89%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$50.06	0.26%	-------	0.80%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$41.10	1.04%	1.04%	1.64%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$46.38	1.12%	1.12%	1.76%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$125.35	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$15.74	0.94%	0.94%	1.49%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$31.09	2.17%	2.17%	2.95%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$43.25	3.98%	3.88%	4.20%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$70.12	0.13%	0.13%	0.70%
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$19.32	1.96%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$40.09	0.81%	0.81%	1.41%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$27.19	1.34%	-------	2.24%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$12.90	2.79%	-------	4.41%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$43.09	0.99%	0.99%	1.63%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$29.73	1.27%	-------	1.92%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$26.22	0.18%	-------	0.72%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$19.71	1.36%	-------	1.86%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$41.03	1.80%	-------	3.02%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$22.57	1.88%	-------	2.50%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$20.77	0.48%	-------	1.31%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$21.11	1.15%	-------	1.83%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$30.87	0.36%	-------	1.10%
First Trust Nasdaq Smartphone Index Fund	FONE	FONEIV	02/17/11	$51.08	1.19%	-------	2.46%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$25.31	0.71%	-------	1.82%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$54.63	1.32%	1.32%	1.93%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$74.85	0.73%	0.73%	1.23%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$22.12	1.28%	1.25%	1.74%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$134.65	-------	-------	-------
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$20.91	4.15%	4.15%	4.64%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$55.21	0.23%	0.23%	0.79%
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$25.74	2.82%	2.82%	3.61%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$21.77	2.02%	-------	2.54%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$48.29	0.93%	0.84%	1.62%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$22.68	1.32%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$59.19	1.19%	1.19%	1.80%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$64.54	0.44%	0.44%	1.02%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$53.31	1.89%	1.89%	2.55%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$33.80	1.52%	-------	2.18%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$65.90	0.98%	0.98%	1.61%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$41.12	0.18%	-------	0.81%
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$34.98	1.59%	-------	2.32%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$68.74	0.28%	0.28%	0.93%
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$55.33	1.65%	1.65%	2.42%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$61.71	0.78%	0.78%	1.58%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$44.44	-------	-------	-------
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$36.40	1.34%	-------	2.26%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$33.44	1.01%	0.56%	1.47%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$21.67	1.59%	-------	2.36%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$21.35	1.57%	-------	2.25%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$21.40	1.99%	-------	2.82%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$51.76	2.45%	-------	3.12%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$54.26	1.85%	-------	3.12%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$35.06	2.46%	-------	3.15%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$31.91	4.73%	-------	3.99%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$29.99	1.06%	-------	1.63%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$16.19	1.73%	-------	2.57%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$25.93	0.88%	-------	1.66%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$30.11	1.69%	-------	2.77%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$38.59	0.64%	0.64%	1.09%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$62.45	1.81%	-------	2.54%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$44.12	1.79%	-------	2.22%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$22.08	1.38%	-------	1.66%
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$28.41	1.64%	-------	3.44%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$42.79	2.25%	-------	3.04%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$40.39	1.87%	-------	2.57%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$45.58	1.82%	-------	2.49%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$51.22	1.16%	-------	2.19%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$58.55	0.70%	0.57%	2.00%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$41.46	2.67%	-------	3.48%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$34.46	2.83%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$38.29	2.62%	-------	3.43%
First Trust International IPO ETF	FPXI	FPXIIV	11/04/14	$36.84	0.64%	-------	1.77%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$58.32	1.13%	-------	2.03%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$21.97	1.82%	-------	2.29%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$29.06	1.07%	-------	1.82%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$52.51	1.29%	-------	2.42%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$41.32	2.10%	-------	3.37%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$13.60

1.11%

1.10%

4.15%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$19.64

0.41%

0.34%

1.25%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$49.84

1.02%

1.00%

1.84%

First Trust Water ETF

FIW

FIWIV

05/08/07

$48.72

0.55%

1.08%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$21.64	1.62%	1.62%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$21.64	1.62%	1.62%	-------
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$50.88	1.30%	1.30%	1.81%
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$26.96	0.23%	-------	0.58%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$28.96	0.23%	-------	0.58%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$28.65	1.20%	-------	1.91%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$28.84	1.11%	-------	1.82%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$29.13	1.01%	-------	1.67%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$58.79	0.37%	0.37%	0.99%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$48.56	0.17%	0.15%	0.86%
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/11/14	$26.03	0.88%	-------	1.04%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$69.95	0.43%	0.43%	0.88%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$23.41	0.66%	0.51%	1.10%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 3/29/2018.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 3/29/2018.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 3/29/2018.