First Trust - www.FTPortfolios.com

Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$28.75	0.13%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$23.16	0.94%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$20.62	0.16%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$22.82	0.93%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$39.79	0.16%	-------	-------
First Trust Morningstar Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$47.70	0.12%	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$58.58

3.14%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$62.89

2.32%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$68.77

1.89%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$64.48

1.89%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³	Fact Sheet
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$50.15	2.21%	2.07%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$21.85	6.32%	-------	-------
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$25.48	4.16%	4.16%	5.85%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$38.09	5.08%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.06	2.09%	1.99%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$19.17	4.72%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.15	2.37%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$52.69	2.55%	2.40%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$28.69	3.65%	3.65%	4.04%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$17.86	3.54%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$50.32	3.03%	2.88%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$36.49	2.61%	-------	3.15%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$23.15	3.69%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$19.23	5.95%	-------	-------
First Trust RBA Quality Income ETF	QINC	QINCIV	03/10/14	$25.14	2.62%	-------	3.48%
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$30.87	1.31%	-------	1.88%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$47.97	3.20%	-------	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$21.61	1.01%	-------	1.85%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$30.73	0.54%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$13.58	3.06%	3.06%	5.27%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$49.49	4.13%	3.76%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$47.70	4.36%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$49.22	2.63%	2.53%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$25.07	-------	-------	-------	N/A
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$30.49	2.43%	2.43%	3.15%
International Multi-Asset Diversified Income Index Fund	YDIV	YDIVIV	08/22/13	$17.35	3.72%	-------	4.50%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$18.52	6.90%	6.78%	7.40%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$21.83	3.30%	-------	4.06%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$55.13	0.22%	-------	0.77%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$43.95	1.13%	1.13%	1.67%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$47.55	1.38%	1.38%	2.02%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$144.85	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$16.83	0.79%	0.79%	1.39%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$32.29	2.25%	2.25%	3.01%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$45.46	3.89%	3.70%	4.05%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$77.29	-------	-------	-------
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$20.12	2.01%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$40.43	0.78%	0.78%	1.52%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$26.58	-------	-------	-------
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$12.59	2.21%	-------	4.34%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$29.75	1.11%	-------	1.79%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$42.68	1.07%	1.07%	1.65%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$30.45	0.90%	-------	1.62%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$29.87	1.37%	-------	2.00%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$27.42	-------	-------	-------
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$20.03	1.30%	-------	1.96%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$39.87	1.36%	-------	3.35%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$24.77	1.38%	-------	2.06%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$22.15	0.57%	-------	1.35%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$23.56	1.08%	-------	1.71%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$34.14	0.44%	-------	1.11%
First Trust Nasdaq Smartphone Index Fund	FONE	FONEIV	02/17/11	$50.36	1.57%	-------	2.43%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$25.71	0.86%	-------	1.83%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$57.65	1.29%	1.29%	1.85%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$80.57	0.78%	0.78%	1.22%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$23.06	1.15%	1.13%	1.59%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$147.92	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$27.31	0.87%	-------	0.95%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$23.03	3.96%	3.93%	4.42%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$59.29	0.12%	0.12%	0.63%
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$25.80	2.85%	2.85%	3.54%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$52.44	1.29%	1.29%	1.79%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$22.02	2.06%	-------	2.53%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$52.48	0.89%	0.79%	1.55%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$22.91	1.37%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$61.15	1.13%	1.13%	1.70%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$68.66	0.25%	0.25%	0.82%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$53.49	2.01%	2.01%	2.61%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$35.63	1.11%	-------	1.71%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$70.93	0.92%	0.92%	1.46%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$45.18	-------	-------	-------
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$36.99	1.70%	-------	2.30%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$74.86	-------	-------	-------
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$57.32	1.79%	1.79%	2.56%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$68.26	0.79%	0.79%	1.74%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$50.52	-------	-------	-------
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$39.46	1.57%	-------	2.78%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$35.33	0.94%	0.29%	1.38%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$22.21	1.63%	-------	2.36%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$22.46	1.59%	-------	2.26%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$23.15	2.00%	-------	2.77%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$50.77	2.84%	-------	3.37%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$50.78	1.79%	-------	2.98%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$34.04	2.47%	-------	2.89%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$32.88	4.38%	-------	3.70%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$28.48	0.91%	-------	1.76%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$12.95	2.16%	-------	3.19%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$26.16	0.76%	-------	1.55%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$31.01	2.02%	-------	3.06%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$40.81	0.73%	0.73%	1.39%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$61.59	1.61%	-------	2.43%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$42.68	1.96%	-------	2.23%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$21.70	1.45%	-------	1.68%
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$27.10	2.15%	-------	3.53%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$39.98	2.55%	-------	3.27%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$39.53	2.12%	-------	2.94%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$43.30	2.11%	-------	2.89%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$48.83	1.20%	-------	2.41%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$57.24	0.44%	0.33%	2.07%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$41.49	2.81%	-------	3.85%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$33.67	3.13%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$37.18	0.52%	-------	1.47%
First Trust International IPO ETF	FPXI	FPXIIV	11/04/14	$36.42	0.45%	-------	1.95%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$56.57	1.24%	-------	2.12%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$18.25	1.38%	-------	2.71%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$26.85	1.13%	-------	1.92%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$51.51	1.22%	-------	2.64%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$41.40	1.93%	-------	3.26%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$13.00

1.30%

1.22%

2.43%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$20.16

0.29%

0.26%

1.36%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$50.43

0.81%

1.71%

First Trust Water ETF

FIW

FIWIV

05/08/07

$49.03

0.56%

1.12%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$22.44	1.65%	1.64%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$22.45	1.64%	1.64%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$20.83	-------	-------	-------
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$28.73	0.27%	-------	0.56%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$30.86	0.27%	-------	0.56%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$29.52	1.21%	-------	1.91%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$62.61	0.42%	0.42%	0.96%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$51.42	0.24%	0.20%	0.81%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$74.16	0.48%	0.48%	0.92%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$24.06	0.59%	0.46%	1.11%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 5/31/2018.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 5/31/2018.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 5/31/2018.