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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$26.94	-------	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$19.77	0.75%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$18.02	-------	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$19.69	0.69%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$42.71	-------	-------	-------
First Trust Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$43.70	-------	-------	-------
First Trust Merger Arbitrage ETF	MARB	MARBIV	02/04/20	$19.56	-------	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$54.21

3.80%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$59.68

1.65%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$66.34

1.38%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$61.96

2.10%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$53.64	1.84%	1.69%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$21.33	7.03%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$23.90	2.88%	-------	4.76%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$21.27	6.16%	6.16%	6.97%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$36.25	4.55%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.06	0.45%	0.25%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$20.05	4.79%	-------	-------
First Trust Long Duration Opportunities ETF	LGOV	LGOVIV	01/22/19	$29.19	1.19%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$51.58	1.45%	-------	-------
First Trust Low Duration Strategic Focus ETF	LDSF	LDSFIV	01/03/19	$20.50	2.58%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$56.27	1.53%	1.38%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$28.92	4.85%	4.83%	5.22%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$19.62	4.31%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$52.79	3.02%	2.87%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$46.45	2.87%	-------	3.58%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$21.37	4.99%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$19.96	4.06%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$37.51	1.88%	-------	2.63%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$15.80	5.52%	-------	6.04%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$46.97	4.12%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$20.72	0.88%	0.79%	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$22.54	1.59%	-------	2.65%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$45.04	-------	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$12.36	5.79%	5.79%	6.19%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$47.50	4.12%	3.66%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$48.43	4.60%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$55.27	0.89%	0.79%	-------
First Trust TCW Securitized Plus ETF	DEED	DEEDIV	04/29/20	$25.99	0.50%	0.39%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$26.48	1.80%	1.70%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$20.17	0.52%	0.32%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$34.59	2.57%	2.57%	3.18%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$15.07	7.15%	7.03%	7.49%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$23.94	4.00%	-------	5.02%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$86.02	0.28%	-------	0.88%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$47.96	0.16%	0.16%	1.18%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$50.96	1.24%	1.24%	2.54%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$200.87	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$7.56	4.07%	4.07%	5.97%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$32.11	2.79%	2.79%	3.71%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$42.60	3.51%	3.18%	1.62%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$100.85	-------	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$48.28	0.78%	0.78%	1.79%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$24.55	2.22%	-------	3.19%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$11.04	4.57%	-------	5.72%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$35.27	2.90%	-------	2.22%
First Trust Indxx NextG ETF	NXTG	NXTGIV	02/17/11	$64.51	1.16%	-------	2.29%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$45.41	1.83%	1.83%	2.62%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$45.06	0.12%	-------	0.79%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$22.01	2.99%	-------	3.73%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$37.45	0.15%	-------	0.80%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$22.57	1.50%	-------	2.23%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$48.74	0.60%	-------	2.42%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$11.57	5.99%	-------	5.00%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$24.92	0.71%	-------	1.71%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$28.02	0.67%	-------	1.40%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$55.46	0.40%	-------	1.10%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$27.04	0.25%	-------	1.59%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$42.47	2.93%	2.83%	3.58%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$127.62	0.35%	0.35%	0.99%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$8.50	3.67%	3.59%	5.80%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$158.61	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$31.81	0.45%	-------	1.06%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$23.10	3.45%	3.37%	4.55%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$101.32	-------	-------	-------
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$28.71	2.86%	2.86%	3.46%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Active Factor Large Cap ETF	AFLG	AFLGIV	12/03/19	$21.37	1.24%	-------	-------
First Trust Active Factor Mid Cap ETF	AFMC	AFMCIV	12/03/19	$20.24	0.89%	-------	-------
First Trust Active Factor Small Cap ETF	AFSM	AFSMIV	12/03/19	$20.43	0.44%	-------	-------
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$65.62	1.02%	1.02%	1.82%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$26.24	2.20%	-------	2.79%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$44.82	1.15%	1.04%	2.09%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$28.36	2.72%	-------	-------
First Trust Horizon Managed Volatility Small/Mid ETF	HSMV	HSMVIV	04/06/20	$27.26	1.33%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$70.14	1.24%	1.24%	2.30%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$89.68	-------	-------	-------
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$53.68	2.45%	2.45%	4.01%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$41.36	1.43%	-------	2.33%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$77.96	0.92%	0.92%	1.85%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$59.80	-------	-------	-------
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$34.16	1.74%	-------	2.95%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$95.01	-------	-------	-------
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$56.22	2.06%	1.99%	3.59%
First Trust Multi-Manager Large Growth ETF	MMLG	MMLGIV	07/21/20	$22.59	-------	-------	-------
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$71.12	1.12%	1.12%	2.28%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$55.01	0.15%	-------	0.84%
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$39.30	1.82%	-------	3.56%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$38.38	1.02%	0.46%	1.57%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$26.44	2.10%	-------	2.93%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$23.30	1.77%	-------	2.61%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$22.62	2.28%	-------	3.32%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$50.31	2.35%	-------	2.75%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$45.41	3.61%	-------	4.07%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$30.03	2.48%	-------	3.19%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$33.99	0.38%	-------	1.48%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$11.78	1.84%	-------	2.57%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$28.75	3.39%	-------	4.49%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$55.88	-------	-------	-------
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$53.91	2.14%	-------	2.41%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$39.70	3.78%	-------	2.47%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$20.97	1.40%	-------	1.52%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$42.67	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$23.85	2.76%	-------	3.69%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$37.45	3.34%	-------	3.63%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$36.15	2.32%	-------	2.06%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$39.61	2.86%	-------	2.21%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$48.17	1.70%	-------	1.81%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$47.99	1.63%	0.69%	2.85%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$30.14	2.78%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$35.40	1.14%	-------	1.75%
First Trust International Equity Opportunities ETF	FPXI	FPXIIV	11/04/14	$62.25	0.23%	-------	0.73%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$26.34	0.30%	-------	1.05%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$49.93	1.50%	-------	2.33%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$17.02	1.59%	-------	2.39%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$57.02	1.77%	-------	2.41%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$34.96	2.26%	-------	2.44%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust EIP Carbon Impact ETF

ECLN

ECLNIV

08/19/19

$22.15

1.86%

-------

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$20.24

1.47%

1.46%

2.15%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$62.69

0.17%

0.63%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$74.32

1.27%

1.93%

First Trust Water ETF

FIW

FIWIV

05/08/07

$69.12

0.73%

1.22%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$20.11	1.89%	1.89%	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$17.59	1.89%	1.89%	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$20.14	-------	-------	-------
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$29.06	-------	-------	-------
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$37.86	-------	-------	-------
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$23.45	0.17%	-------	2.31%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$17.62	1.08%	-------	3.27%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$26.93	1.11%	1.11%	1.81%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$27.77	0.45%	-------	1.20%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$93.63	0.30%	0.30%	1.74%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$73.90	0.24%	0.23%	0.93%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$109.30	-------	-------	-------
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$22.73	0.83%	0.62%	1.50%
FT Cboe Vest Fund of Buffer ETFs	BUFR	BUFRIV	08/10/20	$20.96	-------	-------	-------

Target Outcome Funds^®

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
FT Cboe Vest U.S. Equity Buffer ETF - August	FAUG	FAUGIV	11/06/19	$33.81	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - February	FFEB	FFEBIV	02/21/20	$32.37	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - July	FJUL	FJULIV	07/17/20	$32.34	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - June	FJUN	FJUNIV	06/19/20	$33.33	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - May	FMAY	FMAYIV	05/15/20	$34.20	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - November	FNOV	FNOVIV	11/15/19	$34.23	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - October	FOCT	FOCTIV	10/16/20	$30.72	-------	-------	-------
FT Cboe Vest U.S. Equity Buffer ETF - September	FSEP	FSEPIV	09/18/20	$31.43	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - August	DAUG	DAUGIV	11/06/19	$32.70	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - February	DFEB	DFEBIV	02/21/20	$31.83	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - July	DJUL	DJULIV	07/17/20	$31.42	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - June	DJUN	DJUNIV	06/19/20	$32.10	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - May	DMAY	DMAYIV	05/15/20	$32.59	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - November	DNOV	DNOVIV	11/15/19	$32.85	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - October	DOCT	DOCTIV	10/16/20	$30.38	-------	-------	-------
FT Cboe Vest U.S. Equity Deep Buffer ETF - September	DSEP	DSEPIV	09/18/20	$30.72	-------	-------	-------

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 10/30/2020.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 10/30/2020.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 10/30/2020.