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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$26.65	0.74%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$21.30	1.30%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$19.01	0.78%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$21.25	1.26%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$37.88	0.23%	-------	-------
First Trust Morningstar Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$47.38	0.72%	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$50.57

3.01%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$53.09

2.36%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$57.41

2.06%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$53.60

1.97%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³	Fact Sheet
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$49.80	3.04%	2.89%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$20.07	6.66%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$22.49	2.72%	-------	3.63%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$23.07	5.06%	5.06%	6.23%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$36.76	5.27%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$59.88	2.50%	2.40%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$18.23	5.33%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$50.99	2.71%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$52.37	2.93%	2.78%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$29.11	3.78%	3.76%	4.15%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$17.46	3.45%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$49.78	3.53%	3.38%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$34.43	2.83%	-------	3.36%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$23.24	3.73%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$18.22	5.43%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$27.89	1.48%	-------	2.09%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$16.27	3.78%	-------	4.78%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$46.96	4.43%	-------	-------
First Trust Short Duration Managed Municipal ETF	FSMB	FSMBIV	11/01/18	$20.14	1.30%	-------	-------	N/A
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$18.79	1.21%	-------	2.07%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$28.37	0.80%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$12.22	4.82%	4.82%	5.49%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$47.87	3.97%	3.65%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$46.35	5.72%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$49.06	3.01%	2.91%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$24.98	3.00%	2.90%	-------
First Trust Ultra Short Duration Municipal ETF	FUMB	FUMBIV	11/01/18	$20.07	1.25%	-------	-------	N/A
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$30.82	2.44%	2.42%	3.28%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$17.69	6.46%	6.33%	7.03%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$20.69	2.99%	-------	4.32%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$50.01	0.38%	-------	0.94%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$39.28	0.93%	0.93%	1.54%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$45.20	1.41%	1.41%	1.97%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$121.14	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$13.39	1.45%	1.45%	2.10%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$29.03	2.35%	2.35%	3.15%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$45.25	3.46%	3.20%	4.10%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$73.61	-------	-------	-------
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$19.71	2.11%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$36.40	0.98%	0.98%	1.58%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$23.04	1.79%	-------	2.59%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$11.37	4.69%	-------	5.74%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$26.42	1.60%	-------	2.22%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$35.44	1.23%	1.23%	1.79%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$27.07	1.00%	-------	1.74%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$24.94	1.89%	-------	2.57%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$24.62	0.23%	-------	0.80%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$19.24	1.42%	-------	2.08%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$32.51	3.21%	-------	3.99%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$18.93	2.14%	-------	2.54%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$20.79	0.43%	-------	1.21%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$21.64	0.98%	-------	1.83%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$26.59	0.67%	-------	1.35%
First Trust Nasdaq Smartphone Index Fund	FONE	FONEIV	02/17/11	$44.26	1.73%	-------	2.36%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$23.46	0.68%	-------	1.79%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$47.03	1.67%	1.67%	2.20%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$70.15	0.96%	0.96%	1.39%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$17.51	1.55%	1.50%	2.17%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$131.54	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$23.16	0.97%	-------	1.15%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$23.96	3.72%	3.68%	4.23%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$54.36	-------	-------	-------
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$28.63	2.87%	2.87%	3.45%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$50.47	1.23%	1.23%	1.78%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$22.46	1.96%	-------	2.38%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$43.40	1.32%	1.20%	2.20%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$23.50	1.29%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$55.39	1.32%	1.32%	1.86%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$59.93	0.35%	0.35%	0.89%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$49.78	2.17%	2.17%	2.74%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$34.09	1.22%	-------	1.85%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$62.24	1.09%	1.09%	1.68%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$38.70	-------	-------	-------
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$33.06	1.82%	-------	2.56%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$64.68	0.18%	0.18%	0.78%
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$51.81	1.92%	1.88%	2.65%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$58.50	0.89%	0.89%	1.67%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$43.01	-------	-------	-------
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$33.70	1.61%	-------	2.55%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$31.27	1.08%	0.11%	1.45%
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$20.73	1.59%	-------	2.52%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$20.16	1.73%	-------	2.31%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$20.26	2.06%	-------	2.98%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$46.27	2.86%	-------	3.44%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$47.73	2.20%	-------	3.57%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$28.29	2.65%	-------	3.20%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$28.69	4.61%	-------	4.39%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$24.97	1.47%	-------	2.18%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$13.35	2.50%	-------	3.42%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$21.42	1.11%	-------	2.47%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$24.60	3.05%	-------	4.49%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$31.91	0.90%	0.90%	1.38%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$51.10	1.99%	-------	2.87%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$35.15	2.03%	-------	2.84%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$17.86	1.67%	-------	4.95%
First Trust Dow Jones International Internet ETF	FDNI	FDNI.IV	11/05/18	$19.11	-------	-------	-------
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$23.16	2.70%	-------	4.44%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$33.78	4.69%	-------	4.19%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$31.89	2.18%	-------	3.30%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$35.12	2.40%	-------	3.14%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$38.54	1.61%	-------	2.71%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$46.86	1.58%	1.09%	2.46%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$35.09	2.97%	-------	3.92%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$31.37	2.92%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$33.56	0.69%	-------	1.98%
First Trust International IPO ETF	FPXI	FPXIIV	11/04/14	$31.18	1.33%	-------	1.94%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$17.09	1.52%	-------	2.18%
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$51.09	1.43%	-------	2.24%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$18.43	1.51%	-------	3.26%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$22.82	1.35%	-------	2.11%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$44.69	1.56%	-------	3.01%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$32.74	2.80%	-------	4.35%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$11.95

2.23%

2.13%

2.71%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$18.72

0.84%

0.79%

1.43%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$40.58

1.58%

1.49%

2.19%

First Trust Water ETF

FIW

FIWIV

05/08/07

$45.77

0.60%

1.26%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$21.53	1.77%	-------	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$21.54	1.77%	-------	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$17.87	-------	-------	-------
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$24.62	-------	-------	-------
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$26.44	-------	-------	-------
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$19.01	1.20%	-------	1.88%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$16.75	1.96%	-------	1.85%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$27.50	1.31%	-------	2.07%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$18.69	1.44%	-------	2.66%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$57.05	0.57%	0.57%	1.10%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$48.03	0.35%	0.30%	0.94%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$64.82	0.78%	0.78%	1.31%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$19.75	0.75%	0.52%	1.64%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 11/30/2018.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 11/30/2018.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 11/30/2018.