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Alternative Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Alternative Absolute Return Strategy ETF	FAAR	FAARIV	05/18/16	$27.67	0.60%	-------	-------
First Trust BuyWrite Income ETF	FTHI	FTHIIV	01/06/14	$22.22	1.18%	-------	-------
First Trust Global Tactical Commodity Strategy Fund	FTGC	FTGCIV	10/22/13	$19.93	0.66%	-------	-------
First Trust Hedged BuyWrite Income ETF	FTLB	FTLBIV	01/06/14	$22.02	1.16%	-------	-------
First Trust Long/Short Equity ETF	FTLS	FTLSIV	09/08/14	$38.63	0.19%	-------	-------
First Trust Morningstar Managed Futures Strategy Fund	FMF	FMFIV	08/01/13	$48.88	0.58%	-------	-------

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust RiverFront Dynamic Asia Pacific ETF

RFAP

RFAPIV

04/13/16

$53.37

2.86%

-------

First Trust RiverFront Dynamic Developed International ETF

RFDI

RFDIIV

04/13/16

$56.53

2.17%

-------

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

RFEMIV

06/14/16

$58.07

1.69%

-------

First Trust RiverFront Dynamic Europe ETF

RFEU

RFEUIV

04/13/16

$57.37

1.76%

-------

Income Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust California Municipal High Income ETF	FCAL	FCALIV	06/20/17	$49.40	2.76%	2.61%	-------
First Trust CEF Income Opportunity ETF	FCEF	FCEFIV	09/27/16	$20.91	6.14%	-------	-------
First Trust Dorsey Wright Momentum & Dividend ETF	DDIV	DDIVIV	03/10/14	$23.65	2.65%	-------	3.74%
First Trust Dow Jones Global Select Dividend Index Fund	FGD	FGDIV	11/21/07	$23.93	4.90%	4.90%	5.74%
First Trust Emerging Markets Local Currency Bond ETF	FEMB	FEMBIV	11/04/14	$36.81	5.19%	-------	-------
First Trust Enhanced Short Maturity ETF	FTSM	FTSMIV	08/05/14	$60.06	2.22%	2.12%	-------
First Trust Institutional Preferred Securities and Income ETF	FPEI	FPEIIV	08/22/17	$18.90	4.79%	-------	-------
First Trust Low Duration Opportunities ETF	LMBS	LMBSIV	11/04/14	$50.85	2.53%	-------	-------
First Trust Managed Municipal ETF	FMB	FMBIV	05/13/14	$51.87	2.68%	2.53%	-------
First Trust Morningstar Dividend Leaders Index Fund	FDL	FDLIV	03/09/06	$29.26	3.71%	3.69%	4.11%
First Trust Municipal CEF Income Opportunity ETF	MCEF	MCEFIV	09/27/16	$17.10	3.42%	-------	-------
First Trust Municipal High Income ETF	FMHI	FMHIIV	11/01/17	$49.69	3.48%	3.33%	-------
First Trust NASDAQ Technology Dividend Index Fund	TDIV	TDIVIV	08/13/12	$36.14	2.51%	-------	3.16%
First Trust North American Energy Infrastructure Fund	EMLP	EMLPIV	06/20/12	$23.41	3.50%	-------	-------
First Trust Preferred Securities and Income ETF	FPE	FPEIV	02/11/13	$18.89	5.06%	-------	-------
First Trust Rising Dividend Achievers ETF	RDVY	RDVYIV	01/06/14	$29.87	1.32%	-------	1.93%
First Trust S&P International Dividend Aristocrats ETF	FID	FIDIV	08/22/13	$16.44	4.33%	-------	4.73%
First Trust Senior Loan Fund	FTSL	FTSLIV	05/01/13	$48.06	3.89%	-------	-------
First Trust SMID Cap Rising Dividend Achievers ETF	SDVY	SDVYIV	11/01/17	$19.59	1.07%	-------	1.90%
First Trust SSI Strategic Convertible Securities ETF	FCVT	FCVTIV	11/03/15	$28.91	0.50%	-------	-------
First Trust STOXX® European Select Dividend Index Fund	FDD	FDDIV	08/27/07	$12.62	4.81%	4.81%	5.36%
First Trust Strategic Income ETF	FDIV	FDIVIV	08/13/14	$48.41	4.08%	3.74%	-------
First Trust Tactical High Yield ETF	HYLS	HYLSIV	02/25/13	$47.44	5.16%	-------	-------
First Trust TCW Opportunistic Fixed Income ETF	FIXD	FIXDIV	02/14/17	$48.54	2.77%	2.67%	-------
First Trust TCW Unconstrained Plus Bond ETF	UCON	UCONIV	06/04/18	$25.12	2.47%	2.38%	-------
First Trust Value Line® Dividend Index Fund	FVD	FVDIV	08/19/03	$30.80	2.38%	2.36%	3.53%
Multi-Asset Diversified Income Index Fund	MDIV	MDIVIV	08/13/12	$18.16	6.18%	6.05%	6.76%
US Equity Dividend Select ETF	RNDV	RNDVIV	06/20/17	$21.17	2.78%	-------	3.59%

Sector & Industry Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Cloud Computing ETF	SKYY	SKYYIV	07/05/11	$52.36	0.34%	-------	0.83%
First Trust Consumer Discretionary AlphaDEX® Fund	FXD	FXDIV	05/08/07	$40.31	0.71%	0.71%	1.33%
First Trust Consumer Staples AlphaDEX® Fund	FXG	FXGIV	05/08/07	$46.78	1.44%	1.44%	3.92%
First Trust Dow Jones Internet Index Fund	FDN	FDNIV	06/19/06	$127.94	-------	-------	-------
First Trust Energy AlphaDEX® Fund	FXN	FXNIV	05/08/07	$16.11	1.01%	1.01%	1.58%
First Trust Financials AlphaDEX® Fund	FXO	FXOIV	05/08/07	$29.78	2.16%	2.16%	2.88%
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund	FFR	FFRIV	08/27/07	$43.33	3.10%	2.94%	4.08%
First Trust Health Care AlphaDEX® Fund	FXH	FXHIV	05/08/07	$78.36	-------	-------	-------
First Trust Heitman Global Prime Real Estate ETF	PRME	PRMEIV	11/11/15	$19.04	1.90%	-------	-------
First Trust Industrials/Producer Durables AlphaDEX® Fund	FXR	FXRIV	05/08/07	$38.12	0.71%	0.71%	1.37%
First Trust Indxx Global Agriculture ETF	FTAG	FTAGIV	03/11/10	$24.40	1.36%	-------	2.37%
First Trust Indxx Global Natural Resources Income ETF	FTRI	FTRIIV	03/11/10	$12.07	3.66%	-------	5.01%
First Trust Indxx Innovative Transaction & Process ETF	LEGR	LEGRIV	01/24/18	$28.13	1.12%	-------	2.01%
First Trust Materials AlphaDEX® Fund	FXZ	FXZIV	05/08/07	$36.77	1.05%	1.05%	1.63%
First Trust Nasdaq Artificial Intelligence and Robotics ETF	ROBT	ROBTIV	02/21/18	$28.71	0.89%	-------	1.53%
First Trust Nasdaq Bank ETF	FTXO	FTXOIV	09/20/16	$25.54	1.67%	-------	2.37%
First Trust Nasdaq Cybersecurity ETF	CIBR	CIBRIV	07/06/15	$25.61	0.13%	-------	0.71%
First Trust Nasdaq Food & Beverage ETF	FTXG	FTXGIV	09/20/16	$19.74	1.45%	-------	2.11%
First Trust NASDAQ Global Auto Index Fund	CARZ	CARZIV	05/09/11	$33.09	2.35%	-------	3.63%
First Trust Nasdaq Oil & Gas ETF	FTXN	FTXNIV	09/20/16	$22.75	1.40%	-------	1.97%
First Trust Nasdaq Pharmaceuticals ETF	FTXH	FTXHIV	09/20/16	$22.43	0.43%	-------	1.11%
First Trust Nasdaq Retail ETF	FTXD	FTXDIV	09/20/16	$23.30	1.03%	-------	1.69%
First Trust Nasdaq Semiconductor ETF	FTXL	FTXLIV	09/20/16	$27.46	0.49%	-------	1.22%
First Trust Nasdaq Smartphone Index Fund	FONE	FONEIV	02/17/11	$45.86	1.31%	-------	2.19%
First Trust Nasdaq Transportation ETF	FTXR	FTXRIV	09/20/16	$23.60	0.82%	-------	1.75%
First Trust NASDAQ® ABA Community Bank Index Fund	QABA	QABAIV	06/29/09	$47.97	1.43%	1.42%	2.01%
First Trust NASDAQ-100-Technology Sector Index Fund	QTEC	QTECIV	04/19/06	$73.07	0.83%	0.83%	1.32%
First Trust Natural Gas ETF	FCG	FCGIV	05/08/07	$21.26	1.17%	1.14%	1.69%
First Trust NYSE Arca Biotechnology Index Fund	FBT	FBTIV	06/19/06	$141.04	-------	-------	-------
First Trust RBA American Industrial Renaissance® ETF	AIRR	AIRRIV	03/10/14	$25.54	0.82%	-------	0.99%
First Trust S&P REIT Index Fund	FRI	FRIIV	05/08/07	$22.36	3.75%	3.74%	4.32%
First Trust Technology AlphaDEX® Fund	FXL	FXLIV	05/08/07	$56.69	-------	-------	-------
First Trust Utilities AlphaDEX® Fund	FXU	FXUIV	05/08/07	$28.17	2.76%	2.76%	3.39%

Size/Style Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
First Trust Capital Strength ETF	FTCS	FTCSIV	07/06/06	$52.47	1.25%	1.25%	1.80%
First Trust Dow 30 Equal Weight ETF	EDOW	EDOWIV	08/08/17	$22.75	1.91%	-------	2.31%
First Trust Dow Jones Select MicroCap Index Fund	FDM	FDMIV	09/27/05	$47.05	1.15%	0.99%	1.90%
First Trust Horizon Managed Volatility Domestic ETF	HUSV	HUSVIV	08/24/16	$23.11	1.14%	-------	-------
First Trust Large Cap Core AlphaDEX® Fund	FEX	FEXIV	05/08/07	$58.14	1.08%	1.08%	1.64%
First Trust Large Cap Growth AlphaDEX® Fund	FTC	FTCIV	05/08/07	$64.29	0.24%	0.24%	0.78%
First Trust Large Cap Value AlphaDEX® Fund	FTA	FTAIV	05/08/07	$51.28	1.94%	1.94%	2.52%
First Trust Mega Cap AlphaDEX® Fund	FMK	FMKIV	05/11/11	$35.38	1.07%	-------	1.69%
First Trust Mid Cap Core AlphaDEX® Fund	FNX	FNXIV	05/08/07	$65.46	0.89%	0.89%	1.50%
First Trust Mid Cap Growth AlphaDEX® Fund	FNY	FNYIV	04/19/11	$41.52	-------	-------	-------
First Trust Mid Cap Value AlphaDEX® Fund	FNK	FNKIV	04/19/11	$34.18	1.54%	-------	2.28%
First Trust Multi Cap Growth AlphaDEX® Fund	FAD	FADIV	05/08/07	$69.42	-------	-------	-------
First Trust Multi Cap Value AlphaDEX® Fund	FAB	FABIV	05/08/07	$53.66	1.67%	1.65%	2.48%
First Trust Small Cap Core AlphaDEX® Fund	FYX	FYXIV	05/08/07	$62.14	0.71%	0.71%	1.64%
First Trust Small Cap Growth AlphaDEX® Fund	FYC	FYCIV	04/19/11	$46.29	-------	-------	-------
First Trust Small Cap Value AlphaDEX® Fund	FYT	FYTIV	04/19/11	$35.46	1.42%	-------	2.70%
First Trust Total US Market AlphaDEX® ETF	TUSA	TUSAIV	12/05/06	$33.02	-------	-------	-------
Large Cap US Equity Select ETF	RNLC	RNLCIV	06/20/17	$21.51	1.43%	-------	2.18%
Mid Cap US Equity Select ETF	RNMC	RNMCIV	06/20/17	$20.73	1.57%	-------	2.25%
Small Cap US Equity Select ETF	RNSC	RNSCIV	06/20/17	$21.24	2.04%	-------	2.82%

Global/International Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
Developed International Equity Select ETF	RNDM	RNDMIV	06/20/17	$47.41	2.83%	-------	3.25%
Emerging Markets Equity Select ETF	RNEM	RNEMIV	06/20/17	$46.76	2.03%	-------	3.25%
First Trust Asia Pacific ex-Japan AlphaDEX® Fund	FPA	FPAIV	04/18/11	$29.05	2.64%	-------	3.21%
First Trust Australia AlphaDEX® Fund	FAUS	FAUSIV	02/14/12	$30.49	3.98%	-------	3.87%
First Trust BICK Index Fund	BICK	BICKIV	04/12/10	$25.72	1.33%	-------	2.00%
First Trust Brazil AlphaDEX® Fund	FBZ	FBZIV	04/18/11	$13.41	3.37%	-------	3.74%
First Trust Canada AlphaDEX® Fund	FCAN	FCANIV	02/14/12	$23.22	0.73%	-------	2.12%
First Trust China AlphaDEX® Fund	FCA	FCAIV	04/18/11	$25.72	2.89%	-------	4.09%
First Trust Chindia ETF	FNI	FNIIV	05/08/07	$31.48	0.85%	0.85%	1.14%
First Trust Developed Markets ex-US AlphaDEX® Fund	FDT	FDTIV	04/18/11	$54.22	1.76%	-------	2.65%
First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund	FDTS	FDTSIV	02/15/12	$38.13	1.99%	-------	2.15%
First Trust Dorsey Wright International Focus 5 ETF	IFV	IFVIV	07/22/14	$18.75	1.51%	-------	1.97%
First Trust Emerging Markets AlphaDEX® Fund	FEM	FEMIV	04/18/11	$23.76	2.77%	-------	4.19%
First Trust Emerging Markets Small Cap AlphaDEX® Fund	FEMS	FEMSIV	02/15/12	$33.97	3.38%	-------	3.88%
First Trust Europe AlphaDEX® Fund	FEP	FEPIV	04/18/11	$34.39	2.29%	-------	3.15%
First Trust Eurozone AlphaDEX® ETF	FEUZ	FEUZIV	10/21/14	$37.87	2.39%	-------	3.14%
First Trust Germany AlphaDEX® Fund	FGM	FGMIV	02/14/12	$42.27	1.35%	-------	2.41%
First Trust Global Engineering and Construction ETF	FLM	FLMIV	10/13/08	$52.00	1.26%	0.71%	2.20%
First Trust Hong Kong AlphaDEX® Fund	FHK	FHKIV	02/14/12	$34.15	3.00%	-------	3.89%
First Trust Horizon Managed Volatility Developed International ETF	HDMV	HDMVIV	08/24/16	$31.75	3.04%	-------	-------
First Trust India NIFTY 50 Equal Weight ETF	NFTY	NFTYIV	02/14/12	$31.76	0.61%	-------	1.74%
First Trust International IPO ETF	FPXI	FPXIIV	11/04/14	$31.97	0.80%	-------	1.77%
First Trust IPOX® Europe Equity Opportunities ETF	FPXE	FPXEIV	10/04/18	$18.27	-------	-------	-------
First Trust Japan AlphaDEX® Fund	FJP	FJPIV	04/18/11	$53.87	1.20%	-------	1.96%
First Trust Latin America AlphaDEX® Fund	FLN	FLNIV	04/18/11	$19.36	1.43%	-------	2.96%
First Trust South Korea AlphaDEX® Fund	FKO	FKOIV	04/18/11	$23.66	1.12%	-------	1.87%
First Trust Switzerland AlphaDEX® Fund	FSZ	FSZIV	02/14/12	$46.27	1.38%	-------	2.74%
First Trust United Kingdom AlphaDEX® Fund	FKU	FKUIV	02/14/12	$34.95	2.32%	-------	3.81%

Fund Name

Ticker
Symbol

Intraday
NAV
Ticker

Inception
Date

Close
NAV

30 Day
SEC Yield¹

Unsubsidized
30 Day
SEC Yield²

Index
Yield³

Fact
Sheet

First Trust Global Wind Energy ETF

FAN

FANIV

06/16/08

$11.61

1.96%

2.65%

First Trust NASDAQ® Clean Edge® Green Energy Index Fund

QCLN

QCLNIV

02/08/07

$18.33

0.54%

0.50%

1.77%

First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

GRID

GRIDIV

11/16/09

$42.82

1.19%

1.15%

1.95%

First Trust Water ETF

FIW

FIWIV

05/08/07

$46.87

0.51%

1.07%

Specialty Funds

Fund Name	Ticker Symbol	Intraday NAV Ticker	Inception Date	Close NAV	30 Day SEC Yield¹	Unsubsidized 30 Day SEC Yield²	Index Yield³
EquityCompass Risk Manager ETF	ERM	ERMIV	04/10/17	$22.15	1.65%	-------	-------
EquityCompass Tactical Risk Manager ETF	TERM	TERMIV	04/10/17	$22.16	1.65%	-------	-------
First Trust Dorsey Wright DALI 1 ETF	DALI	DALIIV	05/14/18	$18.97	-------	-------	-------
First Trust Dorsey Wright Dynamic Focus 5 ETF	FVC	FVCIV	03/17/16	$25.95	0.11%	-------	0.31%
First Trust Dorsey Wright Focus 5 ETF	FV	FVIV	03/05/14	$27.88	0.11%	-------	0.31%
First Trust Dorsey Wright Momentum & Low Volatility ETF	DVOL	DVOLIV	09/05/18	$19.02	0.73%	-------	1.77%
First Trust Dorsey Wright Momentum & Value ETF	DVLU	DVLUIV	09/05/18	$18.10	1.41%	-------	2.13%
First Trust Dorsey Wright People's Portfolio ETF	DWPP	DWPPIV	08/29/12	$28.47	1.20%	-------	1.90%
First Trust Lunt U.S. Factor Rotation ETF	FCTR	FCTRIV	07/25/18	$19.36	1.26%	-------	1.93%
First Trust NASDAQ-100 Equal Weighted Index Fund	QQEW	QQEWIV	04/19/06	$59.00	0.46%	0.46%	1.02%
First Trust NASDAQ-100 Ex-Technology Sector Index Fund	QQXT	QQXTIV	02/08/07	$49.47	0.27%	0.21%	0.85%
First Trust US Equity Opportunities ETF	FPX	FPXIV	04/12/06	$69.28	0.51%	0.51%	1.21%
First Trust Value Line® 100 Exchange-Traded Fund	FVL	FVLIV	06/12/03	$20.87	0.82%	0.62%	1.47%

Footnotes:
¹	The 30-day SEC yield is calculated by dividing the net investment income per share earned during the most recent 30-day period by the maximum offering price per share on the last day of the period and includes the effects of fee waivers and expense reimbursements, if applicable. 30-Day SEC yield as of 9/28/2018.
²	The unsubsidized 30-day SEC yield is calculated the same as the 30-day SEC yield, however it excludes contractual fee waivers and expense reimbursements. Unsubsidized 30-Day SEC yield as of 9/28/2018.
³	Index yield represents the weighted average trailing 12-month dividend of the constituents of the fund's underlying index. Index yield as of 9/28/2018.