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First Trust Industrials/Producer Durables AlphaDEX® Fund (FXR)
Investment Objective/Strategy - The First Trust Industrials/Producer Durables AlphaDEX® Fund is an exchange-traded fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before fees and expenses, of an equity index called the StrataQuant® Industrials Index.
There can be no assurance that the Fund's investment objectives will be achieved.
  • The StrataQuant® Industrials Index is an "enhanced" index developed, maintained and sponsored by ICE Data Indices, LLC or its affiliates ("IDI") which employs the AlphaDEX® stock selection methodology to select stocks from the Russell 1000® Index.
  • IDI constructs the StrataQuant® Industrials Index by ranking the stocks which are members of the Russell 1000® Index on growth factors including three, six and 12-month price appreciation, sales to price and one year sales growth, and, separately, on value factors including book value to price, cash flow to price and return on assets. All stocks are ranked on the sum of ranks for the growth factors and, separately, all stocks are ranked on the sum of ranks for the value factors.
  • Each stock receives either its growth or value score rank as its selection score based on its style designation as determined by Russell. Stocks which Russell allocates between both growth and value receive the better of their growth or value score rank as their selection score.
  • IDI then ranks those stocks contained in the industrials/producer durables sector according to their score. The greater of the top 75% of the eligible universe or 40 stocks is selected for the StrataQuant® Industrials Index.
    • If the total count of eligible stocks in the industrials/producer durables sector falls below 40, all eligible stocks will be included.
  • The selected stocks are divided into quintiles based on their rankings and the top ranked quintiles receive a higher weight within the index. The stocks are equally-weighted within each quintile.
  • The index is reconstituted and rebalanced quarterly.
Fund Overview
Fund TypeIndustrials
Investment AdvisorFirst Trust Advisors L.P.
Investor Servicing AgentBank of New York Mellon Corp
Fiscal Year-End07/31
ExchangeNYSE Arca
Inception Price$20.00
Inception NAV$20.00
Rebalance FrequencyQuarterly
Gross Expense Ratio*0.64%
Net Expense Ratio*0.64%
* As of 12/1/2020
Expenses are capped contractually at 0.70% per year, at least until November 30, 2021.
Current Fund Data (as of 10/21/2021)
Closing NAV1$60.76
Closing Market Price2$60.76
Bid/Ask Midpoint$60.76
Bid/Ask Premium0.00%
30-Day Median Bid/Ask Spread30.05%
Total Net Assets$1,825,714,103
Outstanding Shares30,050,002
Daily Volume43,581
Average 30-Day Daily Volume97,772
Closing Market Price 52-Week High/Low$61.64 / $40.88
Closing NAV 52-Week High/Low$61.67 / $40.92
Number of Holdings (excluding cash)132
Top Holdings (as of 10/21/2021)*
Holding Percent
Generac Holdings Inc. 1.39%
Bill.Com Holdings, Inc. 1.37%
Builders FirstSource, Inc. 1.36%
Knight-Swift Transportation Holdings Inc. 1.34%
Old Dominion Freight Line, Inc. 1.34%
Robert Half International Inc. 1.33%
Huntington Ingalls Industries, Inc. 1.32%
AGCO Corporation 1.30%
Mohawk Industries, Inc. 1.30%
Schneider National, Inc. (Class B) 1.30%

* Excluding cash.  Holdings are subject to change.

NAV History (Since Inception)
Past performance is not indicative of future results.
Distribution Information
Dividend per Share Amt (as of 10/24/2021)4$0.0726
30-Day SEC Yield (as of 9/30/2021)50.41%
Unsubsidized 30-Day SEC Yield (as of 9/30/2021)60.41%
12-Month Distribution Rate (as of 9/30/2021)70.63%
Index Yield (as of 9/30/2021)81.21%
Fund Characteristics (as of 9/30/2021)10
Maximum Market Cap.$305,732
Median Market Cap.$11,877
Minimum Market Cap.$2,699
Price/Cash Flow11.67
Bid/Ask Premium/Discount (as of 10/21/2021)
  2020 Q1 2021 Q2 2021 Q3 2021
Days Traded at Premium 122 50 48 43
Days Traded at Discount 131 11 15 21
Top Industry Exposure (as of 10/21/2021)
Industrial Transportation 19.77%
Industrial Support Services 18.45%
Construction and Materials 16.57%
General Industrials 14.63%
Electronic and Electrical Equipment 11.85%
Industrial Engineering 10.49%
Aerospace and Defense 8.24%
Hypothetical Growth of $10,000 Since Inception (as of 10/21/2021) *