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Managed Account Solutions

First Trust and its affiliates deliver streamlined managed account solutions, providing access to a variety of asset classes and innovative investment strategies in a single account. Our comprehensive managed account platform provides the tools and resources to help financial professionals align the investment objectives, values, and interests of their clients with tried-and-true methodologies offered by First Trust and its affiliates.

First Trust Advisors L.P.

First Trust Advisors L.P. (FTA) offers customized portfolio management to meet the specific financial objectives of investors. FTA offers managed accounts for Large-Cap, Small-Cap and Multi-Cap investors. These accounts are managed by our in-house team of analysts and portfolio managers using a structured, quantitative approach to security selection.

  1. First Trust Advisor Strategies
  2. First Trust Morningstar Strategies
  1. First Trust Municipal Bond Strategies
  2. First Trust/Value Line® Strategies
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First Trust Investment Solutions L.P.

First Trust Investment Solutions L.P. (FTIS) provides the ability to customize a portfolio to each client’s investment objectives as well as turn-key solutions — all researched and professionally managed by our highly skilled portfolio management teams. FTIS specializes in providing low volatility, equity income, and custom hedging solutions for both individuals and institutional investors.

  1. Long Only Equity SMAs
  2. Tax-Advantaged Equity SMAs
  3. Target Income SMAs
  1. Premium Income SMAs
  2. Direct Indexing
  3. Customized Options Solutions
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First Trust Direct Indexing L.P.

First Trust Direct Indexing L.P. (FTDI) is a direct indexing asset management company that delivers customized investment solutions with more opportunity for tax-efficiency and values-based personalization.

  1. Bespoke Investment Solutions
  2. Intra-Day Tax-Loss Harvesting
  1. Faith-Based Investing Expertise
  2. Menu of 70 levels of customization
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First Trust Investment Solutions L.P. (“FTIS”) and First Trust Direct Indexing L.P. (“FT Direct Indexing”) are investment advisors registered with the U.S. Securities and Exchange Commission. FTIS and FT Direct Indexing are affiliates of First Trust Portfolios L.P., a FINRA-registered broker-dealer, and First Trust Advisors L.P., a U.S. registered investment advisor, and are responsible for the day-to-day management of their respective SMAs. First Trust Portfolios L.P. is the marketing agent for the SMAs.

FTIS and FT Direct Indexing each have entered into contractual agreements with First Trust Portfolios L.P. (“First Trust”) to refer investment advisory services provided by FTIS and FT Direct Indexing, respectfully. Since FTIS and FT Direct Indexing management fees are based upon a percentage of assets under management, the more assets under management, the higher fee income to FTIS and FT Direct Indexing. Due to such compensation, First Trust has an incentive to recommend advisory services of FTIS and FT Direct Indexing, resulting in a material conflict of interest which should be considered when deciding to engage FTIS or FT Direct Indexing. First Trust will not be involved in the provision of services by FTIS or FT Direct Indexing. Please read FTIS’ Form ADV Part 2 and FT Direct Indexing’s Form ADV Part 2 for a description of services and fees offered.

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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