|
|
| Health Care Opportunity, 4 |
FTRQIX |
4/23/2018 |
| 30308B580 |
| 30308B606 (Fee) |
|
| 30308B598 |
| 30308B614 (Fee) |
|
15 Month |
|
|
| Multi-Sector Income, 40 |
FVHITX |
4/23/2018 |
| 30308B663 |
| 30308B689 (Fee) |
|
| 30308B671 |
| 30308B697 (Fee) |
|
15 Month |
|
|
| Richard Bernstein Advisors Quality Income, 29 |
FBLYGX |
4/23/2018 |
| 30307G580 |
| 30307G606 (Fee) |
|
| 30307G598 |
| 30307G614 (Fee) |
|
15 Month |
|
|
| S&P International Dividend Aristocrats, 2nd Qtr 2018 |
FZRDNX |
4/23/2018 |
| 30308B622 |
| 30308B648 (Fee) |
|
| 30308B630 |
| 30308B655 (Fee) |
|
15 Month |
|
|
| Corporate High Income, 26 |
FNORDX |
4/24/2018 |
| 30308B820 |
| 30308B838 (Wrap) |
|
|
TBD |
|
|
| California Municipal Income Select Closed-End, 66 |
FNSMIX |
4/25/2018 |
| 30307H620 |
| 30307H646 (Fee) |
|
| 30307H638 |
| 30307H653 (Fee) |
|
2 Year |
|
|
| European Deep Value Dividend, 19 |
FHOIKX |
4/25/2018 |
| 30307H661 |
| 30307H687 (Fee) |
|
| 30307H679 |
| 30307H695 (Fee) |
|
2 Year |
|
|
| Preferred Income Opportunity, 9 |
FJOGRX |
4/25/2018 |
| 30307H703 |
| 30307H729 (Fee) |
|
| 30307H711 |
| 30307H737 (Fee) |
|
15 Month |
|
|
| U.S. Equity Closed-End Portfolio, 27 |
FMETSX |
4/25/2018 |
| 30308C661 |
| 30308C687 (Fee) |
|
| 30308C679 |
| 30308C695 (Fee) |
|
2 Year |
|
|
| Global Commodities Opportunity , 34 |
FNCUGX |
4/27/2018 |
| 30308B846 |
| 30308B861 (Fee) |
|
| 30308B853 |
| 30308B879 (Fee) |
|
15 Month |
|
|
| Global Equity Income Closed-End, 59 |
FAEHLX |
4/27/2018 |
| 30308C109 |
| 30308C125 (Fee) |
|
| 30308C117 |
| 30308C133 (Fee) |
|
2 Year |
|
|
| Sabrient Dividend Opportunity, 1 |
FRZWLX |
4/27/2018 |
| 30308C141 |
| 30308C166 (Fee) |
|
| 30308C158 |
| 30308C174 (Fee) |
|
15 Month |
|
|
| Sabrient Dividend, 23 |
FQBCAX |
4/27/2018 |
| 30308C182 |
| 30308C208 (Fee) |
|
| 30308C190 |
| 30308C216 (Fee) |
|
2 Year |
|
|
| Senior Loan & Limited Duration Opportunities Closed-End, 54 |
FPTQVX |
4/27/2018 |
| 30307H745 |
| 30307H760 (Fee) |
|
| 30307H752 |
| 30307H778 (Fee) |
|
15 Month |
|
|
| Dividend Strength, 40 |
------- |
4/30/2018 |
| 30308C224 |
| 30308C240 (Fee) |
|
| 30308C232 |
| 30308C257 (Fee) |
|
2 Year |
|
|
| Interest Rate Hedge, 118 |
------- |
4/30/2018 |
| 30308C703 |
| 30308C729 (Fee) |
|
| 30308C711 |
| 30308C737 (Fee) |
|
2 Year |
|
|
| MLP Closed-End, 21 |
------- |
4/30/2018 |
| 30308C265 |
| 30308C281 (Fee) |
|
| 30308C273 |
| 30308C299 (Fee) |
|
2 Year |
|
|
| Election Portfolio, 2016 Series 7 |
------- |
5/2/2018 |
| 30308C349 |
| 30308C364 (Fee) |
|
| 30308C356 |
| 30308C372 (Fee) |
|
2 Year |
|
|
| Equity Income Opportunity, 4 |
------- |
5/2/2018 |
| 30308C380 |
| 30308C406 (Fee) |
|
| 30308C398 |
| 30308C414 (Fee) |
|
15 Month |
|
|
| Municipal Advantage Closed-End and ETF, 48 |
------- |
5/3/2018 |
| 30308C463 |
| 30308C489 (Fee) |
|
| 30308C471 |
| 30308C497 (Fee) |
|
2 Year |
|
|
| Senior Loan Closed-End and ETF, 22 |
------- |
5/3/2018 |
| 30308C422 |
| 30308C448 (Fee) |
|
| 30308C430 |
| 30308C455 (Fee) |
|
2 Year |
|
|
| Interest Rate Hedge Opportunity, 5 |
------- |
5/4/2018 |
| 30308D461 |
| 30308D487 (Fee) |
|
| 30308D479 |
| 30308D495 (Fee) |
|
15 Month |
|
|
| Tactical Income, 52 |
------- |
5/4/2018 |
| 30308B101 |
| 30308B127 (Fee) |
|
| 30308B119 |
| 30308B135 (Fee) |
|
2 Year |
|
|
| International Capital Strength, 38 |
------- |
5/7/2018 |
| 30308B143 |
| 30308B168 (Fee) |
|
| 30308B150 |
| 30308B176 (Fee) |
|
2 Year |
|
|
| SMid Capital Strength, 38 |
------- |
5/7/2018 |
| 30308B184 |
| 30308B200 (Fee) |
|
| 30308B192 |
| 30308B218 (Fee) |
|
2 Year |
|
|
| Dow® Target 10, May 2018 |
------- |
5/10/2018 |
| 30307G705 |
| 30307G721 (Fee) |
|
| 30307G713 |
| 30307G739 (Fee) |
|
13 Month |
|
|
| Corporate Tax Reform, 6 |
------- |
5/11/2018 |
| 30308C786 |
| 30308C802 (Fee) |
|
| 30308C794 |
| 30308C810 (Fee) |
|
2 Year |
|
|
| High Dividend Equity, 36 |
------- |
5/11/2018 |
| 30308C505 |
| 30308C521 (Fee) |
|
| 30308C513 |
| 30308C539 (Fee) |
|
2 Year |
|
|
| Nasdaq Factor Dogs Opportunity, 3 |
------- |
5/11/2018 |
| 30308T102 |
| 30308T128 (Fee) |
|
| 30308T110 |
| 30308T136 (Fee) |
|
15 Month |
|
|
| Technology Select, 69 |
------- |
5/11/2018 |
| 30308C745 |
| 30308C760 (Fee) |
|
| 30308C752 |
| 30308C778 (Fee) |
|
2 Year |
|
|
| American Agenda, 5 |
------- |
5/14/2018 |
| 30308T144 |
| 30308T169 (Fee) |
|
| 30308T151 |
| 30308T177 (Fee) |
|
2 Year |
|
|
| Deep Value Dividend, 19 |
------- |
5/14/2018 |
| 30308C547 |
| 30308C562 (Fee) |
|
| 30308C554 |
| 30308C570 (Fee) |
|
2 Year |
|
|
| Equity Income Select, 57 |
------- |
5/14/2018 |
| 30308C588 |
| 30308C604 (Fee) |
|
| 30308C596 |
| 30308C612 (Fee) |
|
2 Year |
|
|
| ESG Impact Opportunity, 3 |
------- |
5/16/2018 |
| 30308C828 |
| 30308C844 (Fee) |
|
| 30308C836 |
| 30308C851 (Fee) |
|
15 Month |
|
|
| Global Dividend, 55 |
------- |
5/16/2018 |
| 30308D107 |
| 30308D123 (Fee) |
|
| 30308D115 |
| 30308D131 (Fee) |
|
2 Year |
|
|
| SMid High Dividend, 30 |
------- |
5/16/2018 |
| 30308D222 |
| 30308D248 (Fee) |
|
| 30308D230 |
| 30308D255 (Fee) |
|
2 Year |
|
|
| Strategic Income Closed-End, 67 |
------- |
5/16/2018 |
| 30308D263 |
| 30308D289 (Fee) |
|
| 30308D271 |
| 30308D297 (Fee) |
|
2 Year |
|
|
| Capital Strength Buy-Write, 39 |
------- |
5/17/2018 |
| 30308D149 |
| 30308D156 (Fee) |
|
|
2 Year |
|
|
| Equity Income, 60 |
------- |
5/18/2018 |
| 30308D305 |
| 30308D321 (Fee) |
|
| 30308D313 |
| 30308D339 (Fee) |
|
5 Year |
|
|
| Sabrient Baker's Dozen, May 2018 |
------- |
5/18/2018 |
| 30308B226 |
| 30308B242 (Fee) |
|
| 30308B234 |
| 30308B259 (Fee) |
|
13 Month |
|
|
| Senior Loan Select Closed-End, 31 |
------- |
5/18/2018 |
| 30308D503 |
| 30308D529 (Fee) |
|
| 30308D511 |
| 30308D537 (Fee) |
|
2 Year |
|
|
| Diversified Income & Growth, Summer 2018 |
------- |
5/21/2018 |
| 30308B267 |
| 30308B283 (Fee) |
|
| 30308B275 |
| 30308B291 (Fee) |
|
5 Year |
|
|
| Sabrient Rising Rate, 8 |
------- |
5/21/2018 |
| 30308D388 |
| 30308D404 (Fee) |
|
| 30308D396 |
| 30308D412 (Fee) |
|
2 Year |
|
|
| SMid Biotechnology, 2 |
------- |
5/21/2018 |
| 30308D347 |
| 30308D362 (Fee) |
|
| 30308D354 |
| 30308D370 (Fee) |
|
15 Month |
|
|
| Financials Select, 64 |
------- |
5/23/2018 |
| 30308B309 |
| 30308B325 (Fee) |
|
| 30308B317 |
| 30308B333 (Fee) |
|
2 Year |
|
|
| Municipal Income Opportunities Closed-End, 49 |
------- |
5/23/2018 |
| 30308D420 |
| 30308D446 (Fee) |
|
| 30308D438 |
| 30308D453 (Fee) |
|
15 Month |
|
|
| Senior Loan & Limited Duration Closed-End, 81 |
------- |
5/23/2018 |
| 30308D669 |
| 30308D685 (Fee) |
|
| 30308D677 |
| 30308D693 (Fee) |
|
2 Year |
|
|
| Utilities Select, 47 |
------- |
5/23/2018 |
| 30308B341 |
| 30308B366 (Fee) |
|
| 30308B358 |
| 30308B374 (Fee) |
|
2 Year |
|
|
| Health Care Select, 50 |
------- |
5/25/2018 |
| 30308B382 |
| 30308B408 (Fee) |
|
| 30308B390 |
| 30308B416 (Fee) |
|
2 Year |
|
|