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Exchange-Traded Funds

Alternative Funds

FTLS - First Trust Long/Short Equity ETF

FMF - First Trust Morningstar Managed Futures Strategy Fund

FTHI - First Trust BuyWrite Income ETF

FTLB - First Trust Hedged BuyWrite Income ETF

FAAR - First Trust Alternative Absolute Return Strategy ETF

FTGC - First Trust Global Tactical Commodity Strategy Fund

Dynamic Currency Hedged Funds

RFAP - First Trust RiverFront Dynamic Asia Pacific ETF

RFDI - First Trust RiverFront Dynamic Developed International ETF

RFEM - First Trust RiverFront Dynamic Emerging Markets ETF

RFEU - First Trust RiverFront Dynamic Europe ETF

Income Funds

FDL - First Trust Morningstar Dividend Leaders Index Fund

FVD - First Trust Value Line® Dividend Index Fund

FGD - First Trust Dow Jones Global Select Dividend Index Fund

FDD - First Trust STOXX® European Select Dividend Index Fund

FEMB - First Trust Emerging Markets Local Currency Bond ETF

FPEI - First Trust Institutional Preferred Securities and Income ETF

FPE - First Trust Preferred Securities and Income ETF

FSMB - First Trust Short Duration Managed Municipal ETF

FUMB - First Trust Ultra Short Duration Municipal ETF

FMB - First Trust Managed Municipal ETF

FCAL - First Trust California Municipal High Income ETF

FMHI - First Trust Municipal High Income ETF

EMLP - First Trust North American Energy Infrastructure Fund

FCVT - First Trust SSI Strategic Convertible Securities ETF

FDIV - First Trust Strategic Income ETF

FTSL - First Trust Senior Loan Fund

HYLS - First Trust Tactical High Yield ETF

LGOV - First Trust Long Duration Opportunities ETF

LMBS - First Trust Low Duration Opportunities ETF

FTSM - First Trust Enhanced Short Maturity ETF

DDIV - First Trust Dorsey Wright Momentum & Dividend ETF

TDIV - First Trust NASDAQ Technology Dividend Index Fund

RDVY - First Trust Rising Dividend Achievers ETF

SDVY - First Trust SMID Cap Rising Dividend Achievers ETF

RNDV - US Equity Dividend Select ETF

FID - First Trust S&P International Dividend Aristocrats ETF

MDIV - Multi-Asset Diversified Income Index Fund

FCEF - First Trust CEF Income Opportunity ETF

LDSF - First Trust Low Duration Strategic Focus ETF

MCEF - First Trust Municipal CEF Income Opportunity ETF

FIXD - First Trust TCW Opportunistic Fixed Income ETF

UCON - First Trust TCW Unconstrained Plus Bond ETF

Sector & Industry Funds

FXD - First Trust Consumer Discretionary AlphaDEX® Fund

FXG - First Trust Consumer Staples AlphaDEX® Fund

FXN - First Trust Energy AlphaDEX® Fund

FXO - First Trust Financials AlphaDEX® Fund

FXH - First Trust Health Care AlphaDEX® Fund

FXR - First Trust Industrials/Producer Durables AlphaDEX® Fund

FXZ - First Trust Materials AlphaDEX® Fund

FXL - First Trust Technology AlphaDEX® Fund

FXU - First Trust Utilities AlphaDEX® Fund

QABA - First Trust NASDAQ® ABA Community Bank Index Fund

FBT - First Trust NYSE Arca Biotechnology Index Fund

FDN - First Trust Dow Jones Internet Index Fund

FCG - First Trust Natural Gas ETF

QTEC - First Trust NASDAQ-100-Technology Sector Index Fund

FRI - First Trust S&P REIT Index Fund

SKYY - First Trust Cloud Computing ETF

FTAG - First Trust Indxx Global Agriculture ETF

FTRI - First Trust Indxx Global Natural Resources Income ETF

CIBR - First Trust Nasdaq Cybersecurity ETF

CARZ - First Trust NASDAQ Global Auto Index Fund

FONE - First Trust Nasdaq Smartphone Index Fund

FFR - First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund

PRME - First Trust Heitman Global Prime Real Estate ETF

LEGR - First Trust Indxx Innovative Transaction & Process ETF

ROBT - First Trust Nasdaq Artificial Intelligence and Robotics ETF

FTXO - First Trust Nasdaq Bank ETF

FTXG - First Trust Nasdaq Food & Beverage ETF

FTXN - First Trust Nasdaq Oil & Gas ETF

FTXH - First Trust Nasdaq Pharmaceuticals ETF

FTXD - First Trust Nasdaq Retail ETF

FTXL - First Trust Nasdaq Semiconductor ETF

FTXR - First Trust Nasdaq Transportation ETF

AIRR - First Trust RBA American Industrial Renaissance® ETF

Size/Style Funds

FNY - First Trust Mid Cap Growth AlphaDEX® Fund

FNK - First Trust Mid Cap Value AlphaDEX® Fund

FMK - First Trust Mega Cap AlphaDEX® Fund

FYC - First Trust Small Cap Growth AlphaDEX® Fund

FYT - First Trust Small Cap Value AlphaDEX® Fund

FTC - First Trust Large Cap Growth AlphaDEX® Fund

FEX - First Trust Large Cap Core AlphaDEX® Fund

FTA - First Trust Large Cap Value AlphaDEX® Fund

FNX - First Trust Mid Cap Core AlphaDEX® Fund

FAD - First Trust Multi Cap Growth AlphaDEX® Fund

FAB - First Trust Multi Cap Value AlphaDEX® Fund

FYX - First Trust Small Cap Core AlphaDEX® Fund

EDOW - First Trust Dow 30 Equal Weight ETF

FTCS - First Trust Capital Strength ETF

FDM - First Trust Dow Jones Select MicroCap Index Fund

TUSA - First Trust Total US Market AlphaDEX® ETF

HUSV - First Trust Horizon Managed Volatility Domestic ETF

RNLC - Large Cap US Equity Select ETF

RNMC - Mid Cap US Equity Select ETF

RNSC - Small Cap US Equity Select ETF

Global/International Funds

FPA - First Trust Asia Pacific ex-Japan AlphaDEX® Fund

FAUS - First Trust Australia AlphaDEX® Fund

FBZ - First Trust Brazil AlphaDEX® Fund

FCAN - First Trust Canada AlphaDEX® Fund

FSZ - First Trust Switzerland AlphaDEX® Fund

FCA - First Trust China AlphaDEX® Fund

FGM - First Trust Germany AlphaDEX® Fund

FDT - First Trust Developed Markets ex-US AlphaDEX® Fund

FDTS - First Trust Developed Markets ex-US Small Cap AlphaDEX® Fund

FEM - First Trust Emerging Markets AlphaDEX® Fund

FEMS - First Trust Emerging Markets Small Cap AlphaDEX® Fund

FEP - First Trust Europe AlphaDEX® Fund

FEUZ - First Trust Eurozone AlphaDEX® ETF

FKU - First Trust United Kingdom AlphaDEX® Fund

FHK - First Trust Hong Kong AlphaDEX® Fund

FJP - First Trust Japan AlphaDEX® Fund

FKO - First Trust South Korea AlphaDEX® Fund

FLN - First Trust Latin America AlphaDEX® Fund

NFTY - First Trust India NIFTY 50 Equal Weight ETF

FNI - First Trust Chindia ETF

BICK - First Trust BICK Index Fund

FDNI - First Trust Dow Jones International Internet ETF

FPXE - First Trust IPOX® Europe Equity Opportunities ETF

FPXI - First Trust International Equity Opportunities ETF

FLM - First Trust Global Engineering and Construction ETF

HDMV - First Trust Horizon Managed Volatility Developed International ETF

IFV - First Trust Dorsey Wright International Focus 5 ETF

RNDM - Developed International Equity Select ETF

RNEM - Emerging Markets Equity Select ETF

Green/Renewable Funds

QCLN - First Trust NASDAQ® Clean Edge® Green Energy Index Fund

FIW - First Trust Water ETF

FAN - First Trust Global Wind Energy ETF

GRID - First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund

Specialty Funds

FCTR - First Trust Lunt U.S. Factor Rotation ETF

DWPP - First Trust Dorsey Wright People's Portfolio ETF

FPX - First Trust US Equity Opportunities ETF

QQEW - First Trust NASDAQ-100 Equal Weighted Index Fund

QQXT - First Trust NASDAQ-100 Ex-Technology Sector Index Fund

FVL - First Trust Value Line® 100 Exchange-Traded Fund

DVOL - First Trust Dorsey Wright Momentum & Low Volatility ETF

DVLU - First Trust Dorsey Wright Momentum & Value ETF

FVC - First Trust Dorsey Wright Dynamic Focus 5 ETF

FV - First Trust Dorsey Wright Focus 5 ETF

DALI - First Trust Dorsey Wright DALI 1 ETF

ERM - EquityCompass Risk Manager ETF

TERM - EquityCompass Tactical Risk Manager ETF

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.

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