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First Trust Indxx Global Natural Resources Income ETF (FTRI)
  • 2023 Estimated Capital Gain Distributions
    Please note that none of our First Trust Exchange-Traded Funds are expected to pay a special long-term capital gain distribution in December. Also, none of the First Trust Exchange-Traded Funds are expected to pay any special short-term capital gain distributions in December. Final determination of the source and tax status of all distributions paid in the current year are to be made after year-end and could differ from the expectations noted above.
Investment Objective/Strategy - The First Trust Indxx Global Natural Resources Income ETF is an exchange-trade fund. The investment objective of the Fund is to seek investment results that correspond generally to the price and yield, before the Fund's fees and expenses, of an equity index called the Indxx Global Natural Resources Income Index.
There can be no assurance that the Fund's investment objectives will be achieved.
Index Description According to the Index Provider
  • The Indxx Global Natural Resources Income Index is a free float adjusted market capitalization weighted index designed to measure the market performance of the highest dividend yielding companies involved in the upstream segment of the natural resources sector.
  • Each security in the index must meet certain eligibility criteria based on liquidity, size and dividend history.
  • Companies may generally be domiciled in any country, including emerging markets, subject to certain exclusions determined by the Index Provider based on certain criteria.
  • Securities are classified into the following broad five categories:
    • Energy, Materials, Agriculture, Water and Timber.
  • Top 50 companies by dividend yield form the interim portfolio.
  • The number of securities in each of the above-defined categories is capped at 30%.
  • The Index is reconstituted annually in June and is rebalanced quarterly in June, September, December and March.
Fund Overview
Fund TypeNatural Resources
Investment AdvisorFirst Trust Advisors L.P.
Investor Servicing AgentBank of New York Mellon Corp
Fiscal Year-End09/30
Inception Price$30.00
Inception NAV$30.00
Rebalance FrequencyQuarterly
Expense Ratio*0.70%
* As of 2/1/2023
The Investment Advisor has implemented fee breakpoints, which reduce the fund's investment management fee at certain assets levels. Please see the fund's Statement of Additional Information for full details.
Current Fund Data (as of 11/29/2023)
Closing NAV1$12.74
Closing Market Price2$12.71
Bid/Ask Midpoint$12.71
Bid/Ask Discount0.24%
30-Day Median Bid/Ask Spread30.16%
Total Net Assets$222,369,774
Outstanding Shares17,450,002
Daily Volume110,576
Average 30-Day Daily Volume79,764
Closing Market Price 52-Week High/Low$14.92 / $11.83
Closing NAV 52-Week High/Low$14.87 / $11.84
Number of Holdings (excluding cash)48
Top Holdings (as of 11/29/2023)*
Holding Percent
Petroleo Brasileiro S.A. - Petrobras (ADR) 10.58%
Archer-Daniels-Midland Company 9.15%
Woodside Energy Group Limited 8.66%
Nutrien Ltd. 6.45%
Agnico Eagle Mines Limited 5.35%
Ecopetrol S.A. (ADR) 5.02%
Suzano S.A. (ADR) 3.54%
CF Industries Holdings, Inc. 3.48%
Gold Fields Limited (ADR) 3.31%
Tyson Foods, Inc. (Class A) 3.18%

* Excluding cash.  Holdings are subject to change.

NAV History (Since Inception)
Past performance is not indicative of future results.
Distribution Information
Dividend per Share Amt (as of 11/30/2023)4$0.1538
30-Day SEC Yield (as of 10/31/2023)57.87%
12-Month Distribution Rate (as of 10/31/2023)66.33%
Index Yield (as of 10/31/2023)75.99%
Fund Characteristics (as of 10/31/2023)8
Maximum Market Cap.$94,192
Median Market Cap.$6,813
Minimum Market Cap.$979
Price/Cash Flow4.20
Top Country Exposure (as of 11/29/2023)
Country Percent
United States 27.39%
Brazil 14.62%
Australia 14.41%
Canada 13.24%
China 8.26%
Colombia 5.07%
South Africa 3.34%
Norway 2.62%
United Kingdom 2.57%
India 2.28%
Bid/Ask Premium/Discount (as of 11/29/2023)
  2022 Q1 2023 Q2 2023 Q3 2023
Days Traded at Premium 209 48 18 14
Days Traded at Discount 42 14 44 49
Top Sector Exposure (as of 11/29/2023)
Energy 40.83%
Materials 38.62%
Consumer Staples 13.29%
Industrials 5.45%
Utilities 1.81%
Hypothetical Growth of $10,000 Since Inception (as of 11/29/2023) *