First Trust Utilities AlphaDEX® Fund (FXU)

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Holdings

Holdings of the Fund as of 2/26/2021
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Total Number of Holdings (excluding cash): 40

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
UGI Corporation	UGI	902681105	Gas, Water and Multi-utilities	199,751	$7,652,460.81	4.85%
Avangrid, Inc.	AGR	05351W103	Electricity	153,649	$7,030,978.24	4.46%
NRG Energy, Inc.	NRG	629377508	Electricity	185,974	$6,789,910.74	4.31%
PPL Corporation	PPL	69351T106	Electricity	247,633	$6,485,508.27	4.11%
Exelon Corporation	EXC	30161N101	Electricity	165,402	$6,384,517.20	4.05%
Consolidated Edison, Inc.	ED	209115104	Electricity	96,627	$6,343,562.55	4.02%
Vistra Corp.	VST	92840M102	Electricity	355,205	$6,127,286.25	3.89%
Pinnacle West Capital Corporation	PNW	723484101	Electricity	87,347	$6,108,175.71	3.87%
Hawaiian Electric Industries, Inc.	HE	419870100	Electricity	157,859	$5,518,750.64	3.50%
DTE Energy Company	DTE	233331107	Electricity	46,015	$5,416,885.80	3.44%
Evergy, Inc.	EVRG	30034W106	Electricity	100,642	$5,397,430.46	3.42%
Public Service Enterprise Group Incorporated	PEG	744573106	Electricity	95,826	$5,158,313.58	3.27%
IDACORP, Inc.	IDA	451107106	Electricity	58,176	$5,017,098.24	3.18%
Alliant Energy Corporation	LNT	018802108	Electricity	108,414	$5,004,390.24	3.17%
Atmos Energy Corporation	ATO	049560105	Gas, Water and Multi-utilities	58,543	$4,953,323.23	3.14%
Entergy Corporation	ETR	29364G103	Electricity	55,957	$4,857,627.17	3.08%
Clean Harbors, Inc.	CLH	184496107	Waste and Disposal Services	55,057	$4,688,103.55	2.97%
Duke Energy Corporation	DUK	26441C204	Gas, Water and Multi-utilities	45,761	$3,916,683.99	2.48%
The Southern Company	SO	842587107	Electricity	68,208	$3,868,757.76	2.45%
Sempra Energy	SRE	816851109	Gas, Water and Multi-utilities	32,884	$3,813,886.32	2.42%
Ameren Corporation	AEE	023608102	Gas, Water and Multi-utilities	53,676	$3,771,812.52	2.39%
American Electric Power Company, Inc.	AEP	025537101	Electricity	50,320	$3,766,452.00	2.39%
Xcel Energy Inc.	XEL	98389B100	Electricity	62,845	$3,682,088.55	2.34%
Edison International	EIX	281020107	Electricity	66,700	$3,601,133.00	2.28%
FirstEnergy Corp.	FE	337932107	Electricity	91,257	$3,024,256.98	1.92%
NextEra Energy, Inc.	NEE	65339F101	Electricity	36,206	$2,660,416.88	1.69%
Waste Management, Inc.	WM	94106L109	Waste and Disposal Services	23,685	$2,626,429.65	1.67%
Republic Services, Inc.	RSG	760759100	Waste and Disposal Services	29,006	$2,584,144.54	1.64%
Eversource Energy	ES	30040W108	Electricity	32,287	$2,566,170.76	1.63%
Dominion Energy, Inc.	D	25746U109	Electricity	37,144	$2,537,678.08	1.61%
CMS Energy Corporation	CMS	125896100	Electricity	45,785	$2,477,426.35	1.57%
WEC Energy Group, Inc.	WEC	92939U106	Gas, Water and Multi-utilities	30,353	$2,447,665.92	1.55%
The AES Corporation	AES	00130H105	Electricity	59,431	$1,578,487.36	1.00%
National Fuel Gas Company	NFG	636180101	Gas, Water and Multi-utilities	33,956	$1,542,960.64	0.98%
NiSource Inc.	NI	65473P105	Gas, Water and Multi-utilities	60,883	$1,315,072.80	0.83%
American Water Works Company, Inc.	AWK	030420103	Gas, Water and Multi-utilities	9,101	$1,291,249.88	0.82%
OGE Energy Corp.	OGE	670837103	Electricity	43,838	$1,283,138.26	0.81%
CenterPoint Energy, Inc.	CNP	15189T107	Gas, Water and Multi-utilities	64,541	$1,254,677.04	0.80%
Essential Utilities, Inc.	WTRG	29670G102	Gas, Water and Multi-utilities	29,535	$1,242,242.10	0.79%
PG&E Corporation	PCG	69331C108	Electricity	112,091	$1,178,076.41	0.75%
US Dollar	$USD		Other	719,113	$719,113.25	0.46%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.