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First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 11/7/2025
View Index Holdings

Total Number of Holdings (excluding cash): 104

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Brighthouse Financial, Inc. BHF 10922N103 Life Insurance 681,251 $44,969,378.51 2.12%
SoFi Technologies, Inc. SOFI 83406F102 Finance and Credit Services 1,368,680 $38,610,462.80 1.82%
RenaissanceRe Holdings Ltd. RNR G7496G103 Non-life Insurance 142,405 $38,371,027.25 1.81%
Assured Guaranty Ltd. AGO G0585R106 Non-life Insurance 427,182 $37,113,572.16 1.75%
Interactive Brokers Group, Inc. (Class A) IBKR 45841N107 Investment Banking and Brokerage Services 525,510 $37,069,475.40 1.75%
The Bank of New York Mellon Corporation BK 064058100 Investment Banking and Brokerage Services 331,862 $36,385,349.68 1.72%
T. Rowe Price Group, Inc. TROW 74144T108 Investment Banking and Brokerage Services 352,296 $36,166,707.36 1.71%
Unum Group UNM 91529Y106 Life Insurance 464,905 $36,332,325.75 1.71%
Citigroup Inc. C 172967424 Banks 356,263 $35,907,747.77 1.69%
MGIC Investment Corporation MTG 552848103 Finance and Credit Services 1,274,607 $35,727,234.21 1.69%
Nu Holdings Ltd. (Class A) NU G6683N103 Finance and Credit Services 2,258,624 $35,844,362.88 1.69%
Arch Capital Group Ltd. ACGL G0450A105 Non-life Insurance 398,551 $35,698,213.07 1.68%
The Goldman Sachs Group, Inc. GS 38141G104 Investment Banking and Brokerage Services 45,412 $35,709,272.08 1.68%
American International Group, Inc. AIG 026874784 Non-life Insurance 460,402 $35,418,725.86 1.67%
Rithm Capital Corp. RITM 64828T201 Mortgage Real Estate Investment Trusts 3,174,765 $35,017,657.95 1.65%
Robinhood Markets, Inc. (Class A) HOOD 770700102 Investment Banking and Brokerage Services 252,553 $32,922,809.08 1.55%
Bank OZK OZK 06417N103 Banks 709,302 $31,478,822.76 1.48%
Jefferies Financial Group Inc. JEF 47233W109 Investment Banking and Brokerage Services 552,749 $30,130,347.99 1.42%
Freedom Holding Corp. FRHC 356390104 Investment Banking and Brokerage Services 210,073 $29,805,157.24 1.41%
OneMain Holdings, Inc. OMF 68268W103 Finance and Credit Services 487,982 $29,376,516.40 1.39%
Markel Group Inc MKL 570535104 Non-life Insurance 14,408 $29,353,706.56 1.38%
Columbia Banking System, Inc. COLB 197236102 Banks 1,070,358 $28,824,740.94 1.36%
Axis Capital Holdings Limited AXS G0692U109 Non-life Insurance 287,588 $28,626,509.52 1.35%
Cincinnati Financial Corporation CINF 172062101 Non-life Insurance 174,257 $28,689,672.48 1.35%
Lincoln National Corporation LNC 534187109 Life Insurance 683,133 $28,110,922.95 1.33%
Invesco Ltd. IVZ G491BT108 Investment Banking and Brokerage Services 1,201,002 $28,067,416.74 1.32%
Prosperity Bancshares, Inc. PB 743606105 Banks 415,232 $28,040,616.96 1.32%
Ally Financial Inc. ALLY 02005N100 Finance and Credit Services 702,825 $27,599,937.75 1.30%
Virtu Financial, Inc. (Class A) VIRT 928254101 Investment Banking and Brokerage Services 776,083 $27,659,598.12 1.30%
Berkshire Hathaway Inc. (Class B) BRK/B 084670702 Investment Banking and Brokerage Services 54,803 $27,349,985.18 1.29%
Janus Henderson Group Plc JHG G4474Y214 Investment Banking and Brokerage Services 618,980 $27,216,550.60 1.28%
SEI Investments Company SEIC 784117103 Investment Banking and Brokerage Services 324,697 $26,923,875.24 1.27%
Truist Financial Corporation TFC 89832Q109 Banks 602,611 $26,960,816.14 1.27%
TPG Inc. (Class A) TPG 872657101 Investment Banking and Brokerage Services 479,562 $26,438,253.06 1.25%
Kemper Corporation KMPR 488401100 Non-life Insurance 701,465 $25,968,234.30 1.22%
M&T Bank Corporation MTB 55261F104 Banks 139,413 $25,911,300.18 1.22%
The Allstate Corporation ALL 020002101 Non-life Insurance 128,348 $25,963,516.92 1.22%
Coinbase Global, Inc. (Class A) COIN 19260Q107 Investment Banking and Brokerage Services 81,630 $25,235,098.20 1.19%
Popular, Inc. BPOP 733174700 Banks 216,921 $24,846,131.34 1.17%
Houlihan Lokey, Inc. HLI 441593100 Investment Banking and Brokerage Services 134,180 $24,196,679.40 1.14%
UWM Holdings Corporation UWMC 91823B109 Finance and Credit Services 4,523,962 $23,750,800.50 1.12%
LPL Financial Holdings Inc. LPLA 50212V100 Investment Banking and Brokerage Services 62,111 $23,198,458.50 1.09%
Affiliated Managers Group, Inc. AMG 008252108 Investment Banking and Brokerage Services 86,657 $22,466,693.82 1.06%
Bank of America Corporation BAC 060505104 Banks 400,520 $21,307,664.00 1.00%
Loews Corporation L 540424108 Non-life Insurance 205,827 $21,115,791.93 1.00%
Chubb Limited CB H1467J104 Non-life Insurance 73,215 $21,052,973.25 0.99%
First Citizens BancShares, Inc. (Class A) FCNCA 31946M103 Banks 11,545 $20,998,507.80 0.99%
State Street Corporation STT 857477103 Investment Banking and Brokerage Services 178,115 $21,072,785.65 0.99%
The Travelers Companies, Inc. TRV 89417E109 Non-life Insurance 74,012 $20,709,297.72 0.98%
F.N.B. Corporation FNB 302520101 Banks 1,282,632 $20,624,722.56 0.97%
The Hanover Insurance Group, Inc. THG 410867105 Non-life Insurance 113,761 $20,426,925.16 0.96%
BOK Financial Corporation BOKF 05561Q201 Banks 185,419 $20,038,231.33 0.95%
Old Republic International Corporation ORI 680223104 Non-life Insurance 486,547 $20,074,929.22 0.95%
The Hartford Insurance Group, Inc. HIG 416515104 Non-life Insurance 154,912 $20,047,161.92 0.95%
U.S. Bancorp USB 902973304 Banks 427,537 $20,231,050.84 0.95%
Webster Financial Corporation WBS 947890109 Banks 347,636 $20,009,928.16 0.94%
Lazard, Inc. (Class A) LAZ 52110M109 Investment Banking and Brokerage Services 391,503 $19,778,731.56 0.93%
Globe Life Inc. GL 37959E102 Life Insurance 144,527 $19,112,250.48 0.90%
Western Alliance Bancorporation WAL 957638109 Banks 238,283 $19,060,257.17 0.90%
Zions Bancorporation, National Association ZION 989701107 Banks 365,208 $19,078,465.92 0.90%
The Progressive Corporation PGR 743315103 Non-life Insurance 83,667 $18,178,329.09 0.86%
Blackstone Inc. BX 09260D107 Investment Banking and Brokerage Services 120,937 $17,649,545.78 0.83%
Comerica Incorporated CMA 200340107 Banks 201,051 $15,860,913.39 0.75%
First Hawaiian, Inc. FHB 32051X108 Banks 554,790 $13,753,244.10 0.65%
The Charles Schwab Corporation SCHW 808513105 Investment Banking and Brokerage Services 144,284 $13,741,608.16 0.65%
Wintrust Financial Corporation WTFC 97650W108 Banks 104,024 $13,587,614.88 0.64%
Citizens Financial Group, Inc. CFG 174610105 Banks 259,132 $13,397,124.40 0.63%
CNA Financial Corporation CNA 126117100 Non-life Insurance 296,504 $13,410,875.92 0.63%
East West Bancorp, Inc. EWBC 27579R104 Banks 129,414 $13,442,232.18 0.63%
Fifth Third Bancorp FITB 316773100 Banks 309,205 $13,255,618.35 0.63%
First Horizon Corporation FHN 320517105 Banks 609,256 $13,117,281.68 0.62%
Franklin Resources, Inc. BEN 354613101 Investment Banking and Brokerage Services 595,563 $13,239,365.49 0.62%
Fidelity National Financial, Inc. FNF 31620R303 Non-life Insurance 227,731 $12,992,053.55 0.61%
Regions Financial Corporation RF 7591EP100 Banks 522,382 $12,981,192.70 0.61%
FactSet Research Systems Inc. FDS 303075105 Finance and Credit Services 48,080 $12,625,808.00 0.60%
Morningstar, Inc. MORN 617700109 Finance and Credit Services 59,382 $12,796,227.18 0.60%
Pinnacle Financial Partners, Inc. PNFP 72346Q104 Banks 146,879 $12,721,190.19 0.60%
The PNC Financial Services Group, Inc. PNC 693475105 Banks 68,556 $12,628,015.20 0.60%
Credit Acceptance Corporation CACC 225310101 Finance and Credit Services 29,512 $12,464,393.20 0.59%
Huntington Bancshares Incorporated HBAN 446150104 Banks 797,646 $12,515,065.74 0.59%
Primerica, Inc. PRI 74164M108 Life Insurance 49,625 $12,536,763.75 0.59%
Equitable Holdings, Inc. EQH 29452E101 Investment Banking and Brokerage Services 271,269 $12,280,347.63 0.58%
SouthState Bank Corporation SSB 84472E102 Banks 139,325 $12,239,701.25 0.58%
White Mountains Insurance Group Ltd. WTM G9618E107 Non-life Insurance 4,112 $7,847,587.52 0.37%
Annaly Capital Management, Inc. NLY 035710839 Mortgage Real Estate Investment Trusts 340,805 $7,463,629.50 0.35%
Assurant, Inc. AIZ 04621X108 Non-life Insurance 31,791 $7,131,357.12 0.34%
Wells Fargo & Company WFC 949746101 Banks 82,165 $7,069,476.60 0.33%
American Financial Group, Inc. AFG 025932104 Non-life Insurance 47,261 $6,761,158.66 0.32%
Cullen/Frost Bankers, Inc. CFR 229899109 Banks 54,342 $6,832,419.66 0.32%
First American Financial Corporation FAF 31847R102 Non-life Insurance 107,215 $6,686,999.55 0.32%
Principal Financial Group, Inc. PFG 74251V102 Investment Banking and Brokerage Services 83,070 $6,883,180.20 0.32%
Reinsurance Group of America, Incorporated RGA 759351604 Non-life Insurance 35,852 $6,827,654.88 0.32%
W.R. Berkley Corporation WRB 084423102 Non-life Insurance 89,897 $6,739,578.09 0.32%
XP Inc. (Class A) XP G98239109 Investment Banking and Brokerage Services 366,567 $6,821,811.87 0.32%
MarketAxess Holdings Inc. MKTX 57060D108 Investment Banking and Brokerage Services 39,531 $6,612,350.37 0.31%
Northern Trust Corporation NTRS 665859104 Investment Banking and Brokerage Services 51,174 $6,650,573.04 0.31%
RLI Corp. RLI 749607107 Non-life Insurance 105,601 $6,559,934.12 0.31%
Starwood Property Trust, Inc. STWD 85571B105 Mortgage Real Estate Investment Trusts 355,590 $6,549,967.80 0.31%
Voya Financial, Inc. VOYA 929089100 Investment Banking and Brokerage Services 92,085 $6,631,040.85 0.31%
Brookfield Asset Management Ltd. BAM 113004105 Investment Banking and Brokerage Services 120,959 $6,414,455.77 0.30%
Everest Group, Ltd. EG G3223R108 Non-life Insurance 19,665 $6,413,543.10 0.30%
MetLife, Inc. MET 59156R108 Life Insurance 83,611 $6,366,977.65 0.30%
Commerce Bancshares, Inc. CBSH 200525103 Banks 115,253 $6,240,949.95 0.29%
The Carlyle Group Inc. CG 14316J108 Investment Banking and Brokerage Services 109,863 $5,760,117.09 0.27%
US Dollar $USD Other 3,328,009 $3,328,009.25 0.16%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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