First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 11/24/2025
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Total Number of Holdings (excluding cash): 104

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Brighthouse Financial, Inc.	BHF	10922N103	Life Insurance	674,720	$44,207,654.40	2.11%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	423,087	$37,984,750.86	1.82%
SoFi Technologies, Inc.	SOFI	83406F102	Finance and Credit Services	1,355,555	$37,142,207.00	1.78%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	394,729	$36,291,384.26	1.74%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	141,040	$35,955,327.20	1.72%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	1,262,385	$35,561,385.45	1.70%
Nu Holdings Ltd. (Class A)	NU	G6683N103	Finance and Credit Services	2,236,966	$35,612,498.72	1.70%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	328,677	$35,520,123.39	1.70%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	44,978	$35,564,554.38	1.70%
Citigroup Inc.	C	172967424	Banks	352,847	$35,175,317.43	1.68%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	348,915	$35,048,511.75	1.68%
Unum Group	UNM	91529Y106	Life Insurance	460,446	$34,837,344.36	1.67%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	3,144,322	$34,650,428.44	1.66%
American International Group, Inc.	AIG	026874784	Non-life Insurance	455,985	$34,249,033.35	1.64%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	520,470	$32,492,942.10	1.55%
Bank OZK	OZK	06417N103	Banks	702,498	$31,514,060.28	1.51%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	547,450	$30,295,883.00	1.45%
Columbia Banking System, Inc.	COLB	197236102	Banks	1,060,096	$29,195,043.84	1.40%
Markel Group Inc	MKL	570535104	Non-life Insurance	14,268	$29,195,895.00	1.40%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	172,584	$28,771,478.64	1.38%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	483,306	$28,921,031.04	1.38%
Robinhood Markets, Inc. (Class A)	HOOD	770700102	Investment Banking and Brokerage Services	250,131	$28,757,561.07	1.37%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	284,830	$28,360,523.10	1.36%
Freedom Holding Corp.	FRHC	356390104	Investment Banking and Brokerage Services	208,057	$28,206,287.49	1.35%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	1,189,487	$28,321,685.47	1.35%
Prosperity Bancshares, Inc.	PB	743606105	Banks	411,249	$27,932,032.08	1.34%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	696,084	$27,592,769.76	1.32%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	54,278	$27,562,911.18	1.32%
Kemper Corporation	KMPR	488401100	Non-life Insurance	694,738	$27,212,887.46	1.30%
Lincoln National Corporation	LNC	534187109	Life Insurance	676,581	$27,293,277.54	1.30%
Truist Financial Corporation	TFC	89832Q109	Banks	596,836	$27,156,038.00	1.30%
The Allstate Corporation	ALL	020002101	Non-life Insurance	127,116	$26,995,624.92	1.29%
Janus Henderson Group Plc	JHG	G4474Y214	Investment Banking and Brokerage Services	613,044	$26,403,805.08	1.26%
TPG Inc. (Class A)	TPG	872657101	Investment Banking and Brokerage Services	474,963	$26,426,941.32	1.26%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	768,642	$26,072,336.64	1.25%
M&T Bank Corporation	MTB	55261F104	Banks	138,076	$25,900,296.08	1.24%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	321,582	$25,514,315.88	1.22%
Popular, Inc.	BPOP	733174700	Banks	214,842	$24,247,068.12	1.16%
UWM Holdings Corporation	UWMC	91823B109	Finance and Credit Services	4,480,583	$23,523,060.75	1.12%
Houlihan Lokey, Inc.	HLI	441593100	Investment Banking and Brokerage Services	132,892	$22,922,541.08	1.10%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	85,824	$22,591,451.52	1.08%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	481,880	$21,983,365.60	1.05%
Loews Corporation	L	540424108	Non-life Insurance	203,853	$21,853,041.60	1.04%
Chubb Limited	CB	H1467J104	Non-life Insurance	72,515	$21,450,662.15	1.03%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	61,516	$21,419,256.04	1.02%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	73,305	$21,320,026.20	1.02%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	11,433	$21,214,846.14	1.01%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	153,428	$20,964,401.92	1.00%
Coinbase Global, Inc. (Class A)	COIN	19260Q107	Investment Banking and Brokerage Services	80,846	$20,694,150.62	0.99%
F.N.B. Corporation	FNB	302520101	Banks	1,270,333	$20,617,504.59	0.99%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	112,669	$20,755,883.18	0.99%
Bank of America Corporation	BAC	060505104	Banks	396,677	$20,599,436.61	0.98%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	176,407	$20,304,445.70	0.97%
U.S. Bancorp	USB	902973304	Banks	423,435	$20,219,021.25	0.97%
BOK Financial Corporation	BOKF	05561Q201	Banks	183,641	$20,116,035.14	0.96%
Webster Financial Corporation	WBS	947890109	Banks	344,304	$19,948,973.76	0.95%
Globe Life Inc.	GL	37959E102	Life Insurance	143,141	$19,076,401.07	0.91%
Lazard, Inc. (Class A)	LAZ	52110M109	Investment Banking and Brokerage Services	387,751	$18,926,126.31	0.90%
Zions Bancorporation, National Association	ZION	989701107	Banks	361,708	$18,769,028.12	0.90%
The Progressive Corporation	PGR	743315103	Non-life Insurance	82,862	$18,650,578.96	0.89%
Western Alliance Bancorporation	WAL	957638109	Banks	236,001	$18,686,559.18	0.89%
Blackstone Inc.	BX	09260D107	Investment Banking and Brokerage Services	119,775	$16,938,580.50	0.81%
Comerica Incorporated	CMA	200340107	Banks	199,126	$15,515,897.92	0.74%
Citizens Financial Group, Inc.	CFG	174610105	Banks	256,647	$13,548,395.13	0.65%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	293,662	$13,649,409.76	0.65%
First Hawaiian, Inc.	FHB	32051X108	Banks	549,470	$13,549,930.20	0.65%
Wintrust Financial Corporation	WTFC	97650W108	Banks	103,028	$13,598,665.72	0.65%
East West Bancorp, Inc.	EWBC	27579R104	Banks	128,175	$13,364,807.25	0.64%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	225,547	$13,108,791.64	0.63%
Pinnacle Financial Partners, Inc.	PNFP	72346Q104	Banks	145,472	$13,115,755.52	0.63%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	47,618	$12,940,667.68	0.62%
Fifth Third Bancorp	FITB	316773100	Banks	306,237	$12,963,012.21	0.62%
First Horizon Corporation	FHN	320517105	Banks	603,411	$13,069,882.26	0.62%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	589,851	$12,994,417.53	0.62%
The Charles Schwab Corporation	SCHW	808513105	Investment Banking and Brokerage Services	142,898	$12,935,126.96	0.62%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	29,232	$12,850,679.52	0.61%
Primerica, Inc.	PRI	74164M108	Life Insurance	49,149	$12,686,339.88	0.61%
Regions Financial Corporation	RF	7591EP100	Banks	517,370	$12,856,644.50	0.61%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	67,898	$12,800,130.96	0.61%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	789,995	$12,568,820.45	0.60%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	58,815	$12,361,736.70	0.59%
Equitable Holdings, Inc.	EQH	29452E101	Investment Banking and Brokerage Services	268,665	$12,232,317.45	0.58%
SouthState Bank Corporation	SSB	84472E102	Banks	137,988	$12,056,011.56	0.58%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	4,070	$8,127,749.30	0.39%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	337,536	$7,398,789.12	0.35%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	31,483	$7,115,787.66	0.34%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	106,186	$6,838,378.40	0.33%
Principal Financial Group, Inc.	PFG	74251V102	Investment Banking and Brokerage Services	82,272	$6,956,920.32	0.33%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	89,036	$6,902,961.08	0.33%
Wells Fargo & Company	WFC	949746101	Banks	81,374	$6,889,122.84	0.33%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	53,824	$6,641,343.36	0.32%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	35,509	$6,647,994.98	0.32%
RLI Corp.	RLI	749607107	Non-life Insurance	104,586	$6,646,440.30	0.32%
US Dollar	$USD		Other	6,604,389	$6,604,388.84	0.32%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	50,684	$6,525,565.00	0.31%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	91,203	$6,383,297.97	0.31%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	363,053	$6,447,821.28	0.31%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	46,806	$6,375,445.26	0.30%
MarketAxess Holdings Inc.	MKTX	57060D108	Investment Banking and Brokerage Services	39,153	$6,334,955.40	0.30%
MetLife, Inc.	MET	59156R108	Life Insurance	82,806	$6,226,183.14	0.30%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	352,181	$6,265,299.99	0.30%
Brookfield Asset Management Ltd.	BAM	113004105	Investment Banking and Brokerage Services	119,797	$6,084,489.63	0.29%
Commerce Bancshares, Inc.	CBSH	200525103	Banks	114,147	$6,103,440.09	0.29%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	19,476	$6,037,365.24	0.29%
The Carlyle Group Inc.	CG	14316J108	Investment Banking and Brokerage Services	108,812	$5,652,783.40	0.27%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.