First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 1/19/2022
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Total Number of Holdings (excluding cash): 103

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	1,771,083	$27,841,424.76	1.81%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	85,417	$26,885,000.75	1.74%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	510,374	$26,325,090.92	1.71%
The Allstate Corporation	ALL	020002101	Non-life Insurance	217,078	$26,251,242.54	1.70%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	1,039,018	$25,923,499.10	1.68%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	224,166	$25,772,365.02	1.67%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	489,440	$25,822,854.40	1.67%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	762,584	$25,790,590.88	1.67%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	1,109,429	$25,794,224.25	1.67%
Mercury General Corporation	MCY	589400100	Non-life Insurance	481,323	$25,678,582.05	1.67%
Markel Corporation	MKL	570535104	Non-life Insurance	20,696	$25,616,267.04	1.66%
Annaly Capital Management, Inc.	NLY	035710409	Mortgage Real Estate Investment Trusts	3,265,861	$25,441,057.19	1.65%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	326,461	$25,225,641.47	1.64%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	658,221	$23,860,511.25	1.55%
Apollo Global Management, Inc.	APO	03769M106	Investment Banking and Brokerage Services	352,604	$23,642,118.20	1.53%
Janus Henderson Group Plc	JHG	G4474Y214	Investment Banking and Brokerage Services	608,941	$23,584,284.93	1.53%
The Carlyle Group Inc.	CG	14316J108	Investment Banking and Brokerage Services	465,194	$23,534,164.46	1.53%
Ares Management Corporation (Class A)	ARES	03990B101	Investment Banking and Brokerage Services	314,250	$23,509,042.50	1.52%
Evercore Inc.	EVR	29977A105	Investment Banking and Brokerage Services	187,993	$23,038,542.15	1.49%
Blackstone Inc.	BX	09260D107	Investment Banking and Brokerage Services	197,379	$22,157,766.54	1.44%
Popular, Inc.	BPOP	733174700	Banks	237,179	$22,263,992.73	1.44%
Unum Group	UNM	91529Y106	Life Insurance	791,954	$21,351,079.84	1.38%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	293,445	$21,116,302.20	1.37%
Citigroup Inc.	C	172967424	Banks	322,211	$20,698,834.64	1.34%
Prudential Financial, Inc.	PRU	744320102	Life Insurance	179,772	$20,348,392.68	1.32%
American International Group, Inc.	AIG	026874784	Non-life Insurance	342,215	$20,135,930.60	1.31%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	408,705	$20,022,457.95	1.30%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	437,757	$20,101,801.44	1.30%
Loews Corporation	L	540424108	Non-life Insurance	336,883	$20,074,857.97	1.30%
The Hartford Financial Services Group, Inc.	HIG	416515104	Non-life Insurance	281,839	$19,858,375.94	1.29%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	124,389	$19,910,947.23	1.29%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	674,931	$19,917,213.81	1.29%
New Residential Investment Corp.	NRZ	64828T201	Mortgage Real Estate Investment Trusts	1,816,835	$19,730,828.10	1.28%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	193,810	$19,809,320.10	1.28%
AGNC Investment Corp.	AGNC	00123Q104	Mortgage Real Estate Investment Trusts	1,293,770	$19,484,176.20	1.26%
Chubb Limited	CB	H1467J104	Non-life Insurance	100,661	$19,314,832.68	1.25%
Brown & Brown, Inc.	BRO	115236101	Non-life Insurance	276,870	$17,894,108.10	1.16%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	50,867	$17,667,126.44	1.15%
Wells Fargo & Company	WFC	949746101	Banks	319,372	$17,747,502.04	1.15%
Citizens Financial Group, Inc.	CFG	174610105	Banks	324,303	$17,629,111.08	1.14%
F.N.B. Corporation	FNB	302520101	Banks	1,263,269	$16,990,968.05	1.10%
Regions Financial Corporation	RF	7591EP100	Banks	702,910	$16,623,821.50	1.08%
Aflac Incorporated	AFL	001055102	Life Insurance	262,431	$16,470,169.56	1.07%
First Horizon Corporation	FHN	320517105	Banks	938,359	$16,505,734.81	1.07%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	56,897	$16,455,181.37	1.07%
PacWest Bancorp	PACW	695263103	Banks	339,240	$16,327,621.20	1.06%
Umpqua Holdings Corporation	UMPQ	904214103	Banks	796,436	$16,255,258.76	1.05%
Everest Re Group, Ltd.	RE	G3223R108	Non-life Insurance	55,941	$16,074,086.94	1.04%
New York Community Bancorp, Inc.	NYCB	649445103	Banks	1,254,989	$15,963,460.08	1.04%
Zions Bancorporation	ZION	989701107	Banks	242,611	$16,053,569.87	1.04%
Ameriprise Financial, Inc.	AMP	03076C106	Investment Banking and Brokerage Services	50,787	$15,836,910.21	1.03%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	28,295	$15,671,468.70	1.02%
Discover Financial Services	DFS	254709108	Banks	132,604	$15,713,574.00	1.02%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	95,717	$15,739,703.48	1.02%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	116,918	$15,676,365.44	1.02%
Alleghany Corporation	Y	017175100	Non-life Insurance	22,953	$15,160,456.50	0.98%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	251,452	$15,067,003.84	0.98%
SLM Corporation	SLM	78442P106	Finance and Credit Services	779,025	$14,739,153.00	0.96%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	93,145	$13,821,786.55	0.90%
GoHealth, Inc. (Class A)	GOCO	38046W105	Non-life Insurance	5,134,121	$13,451,397.02	0.87%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	77,925	$13,075,035.75	0.85%
M&T Bank Corporation	MTB	55261F104	Banks	63,349	$11,144,356.08	0.72%
Comerica Incorporated	CMA	200340107	Banks	111,828	$10,810,412.76	0.70%
Globe Life Inc.	GL	37959E102	Life Insurance	103,810	$10,806,621.00	0.70%
KeyCorp	KEY	493267108	Banks	420,629	$10,763,896.11	0.70%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	193,810	$10,508,378.20	0.68%
MetLife, Inc.	MET	59156R108	Life Insurance	155,690	$10,393,864.40	0.67%
Prosperity Bancshares, Inc.	PB	743606105	Banks	134,568	$10,406,143.44	0.67%
Bank OZK	OZK	06417N103	Banks	209,096	$10,195,520.96	0.66%
Lincoln National Corporation	LNC	534187109	Life Insurance	142,533	$10,174,005.54	0.66%
Western Alliance Bancorporation	WAL	957638109	Banks	90,377	$10,248,751.80	0.66%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	178,614	$10,030,962.24	0.65%
BOK Financial Corporation	BOKF	05561Q201	Banks	92,227	$9,915,324.77	0.64%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	104,617	$9,821,443.96	0.64%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	167,512	$9,923,410.88	0.64%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	9,596	$9,875,531.48	0.64%
Stifel Financial Corp.	SF	860630102	Investment Banking and Brokerage Services	138,158	$9,472,112.48	0.61%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	70,850	$9,250,884.50	0.60%
Lazard Ltd (Class A)	LAZ	G54050102	Investment Banking and Brokerage Services	222,994	$9,323,379.14	0.60%
Willis Towers Watson Plc	WTW	G96629103	Non-life Insurance	40,966	$9,281,256.96	0.60%
JPMorgan Chase & Co.	JPM	46625H100	Banks	61,443	$9,150,705.99	0.59%
Marsh & McLennan Companies, Inc.	MMC	571748102	Non-life Insurance	55,972	$8,858,688.44	0.57%
East West Bancorp, Inc.	EWBC	27579R104	Banks	61,827	$5,394,405.75	0.35%
Fifth Third Bancorp	FITB	316773100	Banks	111,700	$5,358,249.00	0.35%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	315,473	$5,397,743.03	0.35%
Pinnacle Financial Partners, Inc.	PNFP	72346Q104	Banks	50,938	$5,360,715.12	0.35%
Truist Financial Corporation	TFC	89832Q109	Banks	83,084	$5,365,564.72	0.35%
Webster Financial Corporation	WBS	947890109	Banks	87,116	$5,351,535.88	0.35%
First Hawaiian, Inc.	FHB	32051X108	Banks	177,993	$5,288,172.03	0.34%
Synovus Financial Corp.	SNV	87161C501	Banks	101,620	$5,181,603.80	0.34%
Wintrust Financial Corporation	WTFC	97650W108	Banks	53,562	$5,314,957.26	0.34%
Bank of America Corporation	BAC	060505104	Banks	109,343	$5,077,888.92	0.33%
Principal Financial Group, Inc.	PFG	74251V102	Life Insurance	67,255	$5,016,550.45	0.33%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	44,429	$5,102,226.36	0.33%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	24,262	$5,059,112.24	0.33%
The Progressive Corporation	PGR	743315103	Non-life Insurance	47,389	$5,100,478.07	0.33%
U.S. Bancorp	USB	902973304	Banks	86,604	$4,968,471.48	0.32%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	59,043	$4,872,818.79	0.32%
Morgan Stanley	MS	617446448	Investment Banking and Brokerage Services	49,557	$4,744,091.61	0.31%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	28,728	$4,833,486.00	0.31%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	10,009	$4,298,865.50	0.28%
KKR & Co. Inc. (Class A)	KKR	48251W104	Investment Banking and Brokerage Services	65,296	$4,366,996.48	0.28%
Upstart Holdings, Inc.	UPST	91680M107	Finance and Credit Services	32,151	$3,408,327.51	0.22%
US Dollar	$USD		Other	2,131,092	$2,131,091.85	0.14%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.