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First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 1/19/2022
View Index Holdings

Total Number of Holdings (excluding cash): 103

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
MGIC Investment Corporation MTG 552848103 Finance and Credit Services 1,771,083 $27,841,424.76 1.81%
Berkshire Hathaway Inc. (Class B) BRK/B 084670702 Investment Banking and Brokerage Services 85,417 $26,885,000.75 1.74%
OneMain Holdings, Inc. OMF 68268W103 Finance and Credit Services 510,374 $26,325,090.92 1.71%
The Allstate Corporation ALL 020002101 Non-life Insurance 217,078 $26,251,242.54 1.70%
Old Republic International Corporation ORI 680223104 Non-life Insurance 1,039,018 $25,923,499.10 1.68%
Cincinnati Financial Corporation CINF 172062101 Non-life Insurance 224,166 $25,772,365.02 1.67%
Fidelity National Financial, Inc. FNF 31620R303 Non-life Insurance 489,440 $25,822,854.40 1.67%
Franklin Resources, Inc. BEN 354613101 Investment Banking and Brokerage Services 762,584 $25,790,590.88 1.67%
Invesco Ltd. IVZ G491BT108 Investment Banking and Brokerage Services 1,109,429 $25,794,224.25 1.67%
Mercury General Corporation MCY 589400100 Non-life Insurance 481,323 $25,678,582.05 1.67%
Markel Corporation MKL 570535104 Non-life Insurance 20,696 $25,616,267.04 1.66%
Annaly Capital Management, Inc. NLY 035710409 Mortgage Real Estate Investment Trusts 3,265,861 $25,441,057.19 1.65%
First American Financial Corporation FAF 31847R102 Non-life Insurance 326,461 $25,225,641.47 1.64%
Jefferies Financial Group Inc. JEF 47233W109 Investment Banking and Brokerage Services 658,221 $23,860,511.25 1.55%
Apollo Global Management, Inc. APO 03769M106 Investment Banking and Brokerage Services 352,604 $23,642,118.20 1.53%
Janus Henderson Group Plc JHG G4474Y214 Investment Banking and Brokerage Services 608,941 $23,584,284.93 1.53%
The Carlyle Group Inc. CG 14316J108 Investment Banking and Brokerage Services 465,194 $23,534,164.46 1.53%
Ares Management Corporation (Class A) ARES 03990B101 Investment Banking and Brokerage Services 314,250 $23,509,042.50 1.52%
Evercore Inc. EVR 29977A105 Investment Banking and Brokerage Services 187,993 $23,038,542.15 1.49%
Blackstone Inc. BX 09260D107 Investment Banking and Brokerage Services 197,379 $22,157,766.54 1.44%
Popular, Inc. BPOP 733174700 Banks 237,179 $22,263,992.73 1.44%
Unum Group UNM 91529Y106 Life Insurance 791,954 $21,351,079.84 1.38%
Voya Financial, Inc. VOYA 929089100 Investment Banking and Brokerage Services 293,445 $21,116,302.20 1.37%
Citigroup Inc. C 172967424 Banks 322,211 $20,698,834.64 1.34%
Prudential Financial, Inc. PRU 744320102 Life Insurance 179,772 $20,348,392.68 1.32%
American International Group, Inc. AIG 026874784 Non-life Insurance 342,215 $20,135,930.60 1.31%
Ally Financial Inc. ALLY 02005N100 Finance and Credit Services 408,705 $20,022,457.95 1.30%
Arch Capital Group Ltd. ACGL G0450A105 Non-life Insurance 437,757 $20,101,801.44 1.30%
Loews Corporation L 540424108 Non-life Insurance 336,883 $20,074,857.97 1.30%
The Hartford Financial Services Group, Inc. HIG 416515104 Non-life Insurance 281,839 $19,858,375.94 1.29%
The Travelers Companies, Inc. TRV 89417E109 Non-life Insurance 124,389 $19,910,947.23 1.29%
Virtu Financial, Inc. (Class A) VIRT 928254101 Investment Banking and Brokerage Services 674,931 $19,917,213.81 1.29%
New Residential Investment Corp. NRZ 64828T201 Mortgage Real Estate Investment Trusts 1,816,835 $19,730,828.10 1.28%
Raymond James Financial, Inc. RJF 754730109 Investment Banking and Brokerage Services 193,810 $19,809,320.10 1.28%
AGNC Investment Corp. AGNC 00123Q104 Mortgage Real Estate Investment Trusts 1,293,770 $19,484,176.20 1.26%
Chubb Limited CB H1467J104 Non-life Insurance 100,661 $19,314,832.68 1.25%
Brown & Brown, Inc. BRO 115236101 Non-life Insurance 276,870 $17,894,108.10 1.16%
The Goldman Sachs Group, Inc. GS 38141G104 Investment Banking and Brokerage Services 50,867 $17,667,126.44 1.15%
Wells Fargo & Company WFC 949746101 Banks 319,372 $17,747,502.04 1.15%
Citizens Financial Group, Inc. CFG 174610105 Banks 324,303 $17,629,111.08 1.14%
F.N.B. Corporation FNB 302520101 Banks 1,263,269 $16,990,968.05 1.10%
Regions Financial Corporation RF 7591EP100 Banks 702,910 $16,623,821.50 1.08%
Aflac Incorporated AFL 001055102 Life Insurance 262,431 $16,470,169.56 1.07%
First Horizon Corporation FHN 320517105 Banks 938,359 $16,505,734.81 1.07%
Morningstar, Inc. MORN 617700109 Finance and Credit Services 56,897 $16,455,181.37 1.07%
PacWest Bancorp PACW 695263103 Banks 339,240 $16,327,621.20 1.06%
Umpqua Holdings Corporation UMPQ 904214103 Banks 796,436 $16,255,258.76 1.05%
Everest Re Group, Ltd. RE G3223R108 Non-life Insurance 55,941 $16,074,086.94 1.04%
New York Community Bancorp, Inc. NYCB 649445103 Banks 1,254,989 $15,963,460.08 1.04%
Zions Bancorporation ZION 989701107 Banks 242,611 $16,053,569.87 1.04%
Ameriprise Financial, Inc. AMP 03076C106 Investment Banking and Brokerage Services 50,787 $15,836,910.21 1.03%
Credit Acceptance Corporation CACC 225310101 Finance and Credit Services 28,295 $15,671,468.70 1.02%
Discover Financial Services DFS 254709108 Banks 132,604 $15,713,574.00 1.02%
LPL Financial Holdings Inc. LPLA 50212V100 Investment Banking and Brokerage Services 95,717 $15,739,703.48 1.02%
The Hanover Insurance Group, Inc. THG 410867105 Non-life Insurance 116,918 $15,676,365.44 1.02%
Alleghany Corporation Y 017175100 Non-life Insurance 22,953 $15,160,456.50 0.98%
SEI Investments Company SEIC 784117103 Investment Banking and Brokerage Services 251,452 $15,067,003.84 0.98%
SLM Corporation SLM 78442P106 Finance and Credit Services 779,025 $14,739,153.00 0.96%
Affiliated Managers Group, Inc. AMG 008252108 Investment Banking and Brokerage Services 93,145 $13,821,786.55 0.90%
GoHealth, Inc. (Class A) GOCO 38046W105 Non-life Insurance 5,134,121 $13,451,397.02 0.87%
T. Rowe Price Group, Inc. TROW 74144T108 Investment Banking and Brokerage Services 77,925 $13,075,035.75 0.85%
M&T Bank Corporation MTB 55261F104 Banks 63,349 $11,144,356.08 0.72%
Comerica Incorporated CMA 200340107 Banks 111,828 $10,810,412.76 0.70%
Globe Life Inc. GL 37959E102 Life Insurance 103,810 $10,806,621.00 0.70%
KeyCorp KEY 493267108 Banks 420,629 $10,763,896.11 0.70%
Assured Guaranty Ltd. AGO G0585R106 Non-life Insurance 193,810 $10,508,378.20 0.68%
MetLife, Inc. MET 59156R108 Life Insurance 155,690 $10,393,864.40 0.67%
Prosperity Bancshares, Inc. PB 743606105 Banks 134,568 $10,406,143.44 0.67%
Bank OZK OZK 06417N103 Banks 209,096 $10,195,520.96 0.66%
Lincoln National Corporation LNC 534187109 Life Insurance 142,533 $10,174,005.54 0.66%
Western Alliance Bancorporation WAL 957638109 Banks 90,377 $10,248,751.80 0.66%
Axis Capital Holdings Limited AXS G0692U109 Non-life Insurance 178,614 $10,030,962.24 0.65%
BOK Financial Corporation BOKF 05561Q201 Banks 92,227 $9,915,324.77 0.64%
State Street Corporation STT 857477103 Investment Banking and Brokerage Services 104,617 $9,821,443.96 0.64%
The Bank of New York Mellon Corporation BK 064058100 Investment Banking and Brokerage Services 167,512 $9,923,410.88 0.64%
White Mountains Insurance Group Ltd. WTM G9618E107 Non-life Insurance 9,596 $9,875,531.48 0.64%
Stifel Financial Corp. SF 860630102 Investment Banking and Brokerage Services 138,158 $9,472,112.48 0.61%
American Financial Group, Inc. AFG 025932104 Non-life Insurance 70,850 $9,250,884.50 0.60%
Lazard Ltd (Class A) LAZ G54050102 Investment Banking and Brokerage Services 222,994 $9,323,379.14 0.60%
Willis Towers Watson Plc WTW G96629103 Non-life Insurance 40,966 $9,281,256.96 0.60%
JPMorgan Chase & Co. JPM 46625H100 Banks 61,443 $9,150,705.99 0.59%
Marsh & McLennan Companies, Inc. MMC 571748102 Non-life Insurance 55,972 $8,858,688.44 0.57%
East West Bancorp, Inc. EWBC 27579R104 Banks 61,827 $5,394,405.75 0.35%
Fifth Third Bancorp FITB 316773100 Banks 111,700 $5,358,249.00 0.35%
Huntington Bancshares Incorporated HBAN 446150104 Banks 315,473 $5,397,743.03 0.35%
Pinnacle Financial Partners, Inc. PNFP 72346Q104 Banks 50,938 $5,360,715.12 0.35%
Truist Financial Corporation TFC 89832Q109 Banks 83,084 $5,365,564.72 0.35%
Webster Financial Corporation WBS 947890109 Banks 87,116 $5,351,535.88 0.35%
First Hawaiian, Inc. FHB 32051X108 Banks 177,993 $5,288,172.03 0.34%
Synovus Financial Corp. SNV 87161C501 Banks 101,620 $5,181,603.80 0.34%
Wintrust Financial Corporation WTFC 97650W108 Banks 53,562 $5,314,957.26 0.34%
Bank of America Corporation BAC 060505104 Banks 109,343 $5,077,888.92 0.33%
Principal Financial Group, Inc. PFG 74251V102 Life Insurance 67,255 $5,016,550.45 0.33%
Reinsurance Group of America, Incorporated RGA 759351604 Non-life Insurance 44,429 $5,102,226.36 0.33%
The PNC Financial Services Group, Inc. PNC 693475105 Banks 24,262 $5,059,112.24 0.33%
The Progressive Corporation PGR 743315103 Non-life Insurance 47,389 $5,100,478.07 0.33%
U.S. Bancorp USB 902973304 Banks 86,604 $4,968,471.48 0.32%
W.R. Berkley Corporation WRB 084423102 Non-life Insurance 59,043 $4,872,818.79 0.32%
Morgan Stanley MS 617446448 Investment Banking and Brokerage Services 49,557 $4,744,091.61 0.31%
RenaissanceRe Holdings Ltd. RNR G7496G103 Non-life Insurance 28,728 $4,833,486.00 0.31%
FactSet Research Systems Inc. FDS 303075105 Finance and Credit Services 10,009 $4,298,865.50 0.28%
KKR & Co. Inc. (Class A) KKR 48251W104 Investment Banking and Brokerage Services 65,296 $4,366,996.48 0.28%
Upstart Holdings, Inc. UPST 91680M107 Finance and Credit Services 32,151 $3,408,327.51 0.22%
US Dollar $USD Other 2,131,092 $2,131,091.85 0.14%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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