First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 9/16/2025
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Total Number of Holdings (excluding cash): 105

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
SoFi Technologies, Inc.	SOFI	83406F102	Finance and Credit Services	1,845,888	$50,614,248.96	2.27%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	2,131,488	$47,105,884.80	2.12%
Robinhood Markets, Inc. (Class A)	HOOD	770700102	Investment Banking and Brokerage Services	359,005	$42,140,006.90	1.89%
Citigroup Inc.	C	172967424	Banks	394,895	$39,742,232.80	1.78%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	368,935	$38,918,953.15	1.75%
Lincoln National Corporation	LNC	534187109	Life Insurance	971,491	$38,315,605.04	1.72%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	606,636	$37,902,617.28	1.70%
Popular, Inc.	BPOP	733174700	Banks	304,997	$37,670,179.47	1.69%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	47,491	$37,305,605.23	1.68%
Bank OZK	OZK	06417N103	Banks	714,270	$36,570,624.00	1.64%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	348,327	$36,118,026.63	1.62%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	69,199	$33,976,017.01	1.53%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	1,207,384	$33,661,865.92	1.51%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	138,383	$32,798,154.83	1.47%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	369,176	$32,258,598.88	1.45%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	136,660	$32,085,034.80	1.44%
TPG Inc. (Class A)	TPG	872657101	Investment Banking and Brokerage Services	512,697	$31,858,991.58	1.43%
Equitable Holdings, Inc.	EQH	29452E101	Investment Banking and Brokerage Services	599,172	$31,636,281.60	1.42%
Coinbase Global, Inc. (Class A)	COIN	19260Q107	Investment Banking and Brokerage Services	95,902	$31,447,224.82	1.41%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	385,919	$31,120,508.16	1.40%
Nu Holdings Ltd. (Class A)	NU	G6683N103	Finance and Credit Services	1,959,975	$31,144,002.75	1.40%
Unum Group	UNM	91529Y106	Life Insurance	416,215	$30,887,315.15	1.39%
Janus Henderson Group Plc	JHG	G4474Y214	Investment Banking and Brokerage Services	692,349	$30,740,295.60	1.38%
Freedom Holding Corp.	FRHC	356390104	Investment Banking and Brokerage Services	184,122	$30,558,728.34	1.37%
Globe Life Inc.	GL	37959E102	Life Insurance	216,357	$30,476,047.02	1.37%
Houlihan Lokey, Inc.	HLI	441593100	Investment Banking and Brokerage Services	149,437	$30,361,115.29	1.36%
BOK Financial Corporation	BOKF	05561Q201	Banks	275,437	$30,055,685.44	1.35%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	89,646	$30,146,156.88	1.35%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	690,394	$29,894,060.20	1.34%
F.N.B. Corporation	FNB	302520101	Banks	1,844,369	$29,565,235.07	1.33%
Brighthouse Financial, Inc.	BHF	10922N103	Life Insurance	625,135	$29,268,820.70	1.31%
Columbia Banking System, Inc.	COLB	197236102	Banks	1,150,168	$29,168,260.48	1.31%
Zions Bancorporation, National Association	ZION	989701107	Banks	517,729	$29,251,688.50	1.31%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	2,381,833	$28,748,724.31	1.29%
Loews Corporation	L	540424108	Non-life Insurance	293,375	$28,131,728.75	1.26%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	252,876	$27,940,269.24	1.25%
M&T Bank Corporation	MTB	55261F104	Banks	138,620	$27,069,713.60	1.22%
The Progressive Corporation	PGR	743315103	Non-life Insurance	100,768	$24,685,136.96	1.11%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	259,014	$24,437,970.90	1.10%
American International Group, Inc.	AIG	026874784	Non-life Insurance	314,184	$23,984,806.56	1.08%
Comerica Incorporated	CMA	200340107	Banks	338,107	$23,146,805.22	1.04%
SLM Corporation	SLM	78442P106	Finance and Credit Services	820,094	$22,995,435.76	1.03%
Regions Financial Corporation	RF	7591EP100	Banks	857,489	$22,774,907.84	1.02%
Western Alliance Bancorporation	WAL	957638109	Banks	258,631	$22,581,072.61	1.01%
Fifth Third Bancorp	FITB	316773100	Banks	490,350	$22,065,750.00	0.99%
Webster Financial Corporation	WBS	947890109	Banks	369,381	$21,974,475.69	0.99%
Kemper Corporation	KMPR	488401100	Non-life Insurance	416,655	$21,903,553.35	0.98%
Bank of America Corporation	BAC	060505104	Banks	426,208	$21,591,697.28	0.97%
U.S. Bancorp	USB	902973304	Banks	445,704	$21,567,616.56	0.97%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	353,828	$21,420,747.12	0.96%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	359,760	$21,031,569.60	0.94%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	1,203,350	$20,974,390.50	0.94%
Ares Management Corporation (Class A)	ARES	03990B101	Investment Banking and Brokerage Services	116,443	$20,797,884.23	0.93%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	158,966	$20,609,941.90	0.93%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	159,067	$20,559,409.75	0.92%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	524,667	$20,566,946.40	0.92%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	224,442	$19,573,586.82	0.88%
Markel Group Inc	MKL	570535104	Non-life Insurance	10,100	$19,363,821.00	0.87%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	10,306	$19,228,934.80	0.86%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	998,423	$19,109,816.22	0.86%
Chubb Limited	CB	H1467J104	Non-life Insurance	69,612	$18,935,856.24	0.85%
Prosperity Bancshares, Inc.	PB	743606105	Banks	287,133	$18,723,942.93	0.84%
Ameriprise Financial, Inc.	AMP	03076C106	Investment Banking and Brokerage Services	37,786	$18,368,908.18	0.82%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	245,849	$16,324,373.60	0.73%
Citizens Financial Group, Inc.	CFG	174610105	Banks	300,457	$15,362,366.41	0.69%
Lazard, Inc. (Class A)	LAZ	52110M109	Investment Banking and Brokerage Services	280,230	$15,222,093.60	0.68%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	72,126	$14,492,998.44	0.65%
Wintrust Financial Corporation	WTFC	97650W108	Banks	108,449	$14,397,689.24	0.65%
Brookfield Asset Management Ltd.	BAM	113004105	Investment Banking and Brokerage Services	243,225	$14,233,527.00	0.64%
East West Bancorp, Inc.	EWBC	27579R104	Banks	133,148	$14,210,886.04	0.64%
First Horizon Corporation	FHN	320517105	Banks	634,217	$14,124,012.59	0.63%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	90,287	$13,838,288.49	0.62%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	79,151	$13,823,722.15	0.62%
First Hawaiian, Inc.	FHB	32051X108	Banks	538,676	$13,520,767.60	0.61%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	563,748	$13,665,251.52	0.61%
Moody's Corporation	MCO	615369105	Finance and Credit Services	26,808	$13,618,464.00	0.61%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	50,259	$13,667,935.05	0.61%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	288,962	$13,298,031.24	0.60%
The Charles Schwab Corporation	SCHW	808513105	Investment Banking and Brokerage Services	147,363	$13,414,453.89	0.60%
Primerica, Inc.	PRI	74164M108	Life Insurance	49,129	$13,149,376.85	0.59%
Kinsale Capital Group, Inc.	KNSL	49714P108	Non-life Insurance	27,784	$11,899,887.20	0.53%
Pinnacle Financial Partners, Inc.	PNFP	72346Q104	Banks	121,775	$11,526,003.75	0.52%
Tradeweb Markets Inc. (Class A)	TW	892672106	Investment Banking and Brokerage Services	91,842	$10,767,556.08	0.48%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	300,186	$10,626,584.40	0.48%
The Carlyle Group Inc.	CG	14316J108	Investment Banking and Brokerage Services	130,790	$8,760,314.20	0.39%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	357,212	$7,801,510.08	0.35%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	53,269	$7,387,344.92	0.33%
Morgan Stanley	MS	617446448	Investment Banking and Brokerage Services	47,727	$7,436,343.87	0.33%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	43,833	$7,410,845.31	0.33%
SouthState Bank Corporation	SSB	84472E102	Banks	73,052	$7,325,654.56	0.33%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	109,509	$7,215,548.01	0.32%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	94,686	$7,143,111.84	0.32%
Aflac Incorporated	AFL	001055102	Life Insurance	63,747	$6,861,089.61	0.31%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	34,041	$6,993,383.04	0.31%
Broadridge Financial Solutions, Inc.	BR	11133T103	Investment Banking and Brokerage Services	27,662	$6,794,063.82	0.31%
US Dollar	$USD		Other	6,801,228	$6,801,227.65	0.31%
Wells Fargo & Company	WFC	949746101	Banks	83,906	$6,829,109.34	0.31%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	13,200	$6,613,200.00	0.30%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	52,301	$6,569,005.60	0.30%
Synovus Financial Corp.	SNV	87161C501	Banks	129,907	$6,569,396.99	0.30%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	19,782	$6,540,522.66	0.29%
The Allstate Corporation	ALL	020002101	Non-life Insurance	33,396	$6,555,634.80	0.29%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	91,502	$6,535,072.84	0.29%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	33,889	$6,333,854.10	0.28%
Arthur J. Gallagher & Co.	AJG	363576109	Non-life Insurance	20,998	$6,120,077.08	0.27%
Ryan Specialty Holdings, Inc. (Class A)	RYAN	78351F107	Non-life Insurance	98,878	$5,199,994.02	0.23%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.