First Trust Financials AlphaDEX® Fund (FXO)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report
	AlphaDEX® Perspectives Flier

Holdings

Holdings of the Fund as of 2/9/2026
View Index Holdings

Export to Excel

Total Number of Holdings (excluding cash): 104

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Bank OZK	OZK	06417N103	Banks	772,236	$39,615,706.80	1.82%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	306,126	$39,064,738.86	1.80%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	578,420	$37,973,273.00	1.75%
Citigroup Inc.	C	172967424	Banks	304,551	$37,694,277.27	1.73%
Nu Holdings Ltd. (Class A)	NU	G6683N103	Banks	2,122,954	$37,257,842.70	1.71%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	433,292	$36,990,138.04	1.70%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	126,396	$36,541,083.60	1.68%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	1,352,807	$36,376,980.23	1.67%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	370,501	$35,590,326.06	1.64%
Brighthouse Financial, Inc.	BHF	10922N103	Life Insurance	548,517	$34,940,532.90	1.61%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	3,260,397	$34,723,228.05	1.60%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	331,857	$34,201,182.42	1.57%
The Allstate Corporation	ALL	020002101	Non-life Insurance	170,731	$34,135,956.14	1.57%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	395,439	$33,869,350.35	1.56%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	347,122	$33,257,758.82	1.53%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	421,036	$33,017,643.12	1.52%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	1,216,230	$32,376,042.60	1.49%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	812,632	$31,903,932.32	1.47%
Lincoln National Corporation	LNC	534187109	Life Insurance	798,073	$31,675,517.37	1.46%
M&T Bank Corporation	MTB	55261F104	Banks	134,389	$31,749,401.25	1.46%
Webster Financial Corporation	WBS	947890109	Banks	430,201	$31,495,015.21	1.45%
American International Group, Inc.	AIG	026874784	Non-life Insurance	415,410	$31,114,209.00	1.43%
TPG Inc. (Class A)	TPG	872657101	Investment Banking and Brokerage Services	556,676	$30,594,912.96	1.41%
Truist Financial Corporation	TFC	89832Q109	Banks	550,227	$30,141,435.06	1.39%
Zions Bancorporation, National Association	ZION	989701107	Banks	462,535	$30,138,780.60	1.39%
F.N.B. Corporation	FNB	302520101	Banks	1,583,441	$29,958,703.72	1.38%
Kemper Corporation	KMPR	488401100	Non-life Insurance	876,625	$29,892,912.50	1.37%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	75,807	$29,811,102.75	1.37%
Prosperity Bancshares, Inc.	PB	743606105	Banks	391,790	$29,329,399.40	1.35%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	30,802	$29,065,383.24	1.34%
Loews Corporation	L	540424108	Non-life Insurance	257,117	$28,514,275.30	1.31%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	165,794	$27,969,447.80	1.29%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	1,210,949	$27,403,775.87	1.26%
Globe Life Inc.	GL	37959E102	Life Insurance	193,599	$27,378,770.58	1.26%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	196,494	$27,387,333.72	1.26%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	93,346	$27,333,575.72	1.26%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	53,865	$26,829,079.20	1.23%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	148,150	$25,418,095.50	1.17%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	597,856	$25,133,866.24	1.16%
Popular, Inc.	BPOP	733174700	Banks	163,085	$24,024,051.35	1.10%
The Progressive Corporation	PGR	743315103	Non-life Insurance	118,903	$23,962,521.59	1.10%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	850,050	$23,529,384.00	1.08%
Western Alliance Bancorporation	WAL	957638109	Banks	241,557	$23,208,796.56	1.07%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	45,794	$23,061,400.46	1.06%
Regions Financial Corporation	RF	7591EP100	Banks	749,361	$23,050,344.36	1.06%
SouthState Bank Corporation	SSB	84472E102	Banks	215,783	$23,127,621.94	1.06%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	1,170,464	$22,238,816.00	1.02%
SoFi Technologies, Inc.	SOFI	83406F102	Finance and Credit Services	1,034,256	$22,081,365.60	1.02%
First Hawaiian, Inc.	FHB	32051X108	Banks	802,673	$21,832,705.60	1.00%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	70,444	$21,458,651.28	0.99%
Pinnacle Financial Partners, Inc.	PNFP	72348N109	Banks	212,848	$21,552,988.48	0.99%
Chubb Limited	CB	H1467J104	Non-life Insurance	65,067	$21,222,903.39	0.98%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	157,408	$21,136,746.24	0.97%
Bank of America Corporation	BAC	060505104	Banks	369,233	$20,828,433.53	0.96%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	425,381	$20,898,968.53	0.96%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	372,005	$20,932,721.35	0.96%
Markel Group Inc	MKL	570535104	Non-life Insurance	9,450	$19,622,452.50	0.90%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	300,631	$18,669,185.10	0.86%
Unum Group	UNM	91529Y106	Life Insurance	262,035	$18,787,909.50	0.86%
Willis Towers Watson Plc	WTW	G96629103	Non-life Insurance	61,799	$17,927,271.91	0.82%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	827,024	$16,937,451.52	0.78%
BOK Financial Corporation	BOKF	05561Q201	Banks	114,289	$15,586,733.82	0.72%
Columbia Banking System, Inc.	COLB	197236102	Banks	484,380	$15,703,599.60	0.72%
Fifth Third Bancorp	FITB	316773100	Banks	289,219	$15,713,268.27	0.72%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	64,862	$15,628,498.90	0.72%
Wintrust Financial Corporation	WTFC	97650W108	Banks	96,824	$15,353,381.68	0.71%
U.S. Bancorp	USB	902973304	Banks	253,721	$15,312,062.35	0.70%
Coinbase Global, Inc. (Class A)	COIN	19260Q107	Investment Banking and Brokerage Services	89,798	$15,018,715.50	0.69%
East West Bancorp, Inc.	EWBC	27579R104	Banks	120,460	$14,763,577.60	0.68%
First Horizon Corporation	FHN	320517105	Banks	566,458	$14,744,901.74	0.68%
The Charles Schwab Corporation	SCHW	808513105	Investment Banking and Brokerage Services	135,509	$14,527,919.89	0.67%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	69,983	$14,221,945.26	0.65%
Primerica, Inc.	PRI	74164M108	Life Insurance	52,404	$14,074,666.32	0.65%
Aflac Incorporated	AFL	001055102	Life Insurance	122,778	$13,898,469.60	0.64%
Corebridge Financial, Inc.	CRBG	21871X109	Life Insurance	448,740	$13,996,200.60	0.64%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	181,749	$13,883,806.11	0.64%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	6,308	$13,590,586.00	0.62%
SLM Corporation	SLM	78442P106	Finance and Credit Services	500,308	$13,433,269.80	0.62%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	56,210	$13,227,337.20	0.61%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	193,077	$13,370,582.25	0.61%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	218,469	$13,110,324.69	0.60%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	296,637	$12,179,915.22	0.56%
Robinhood Markets, Inc. (Class A)	HOOD	770700102	Investment Banking and Brokerage Services	119,703	$10,361,491.68	0.48%
Citizens Financial Group, Inc.	CFG	174610105	Banks	115,888	$7,845,617.60	0.36%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	53,456	$7,863,377.60	0.36%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	49,561	$7,672,042.80	0.35%
Principal Financial Group, Inc.	PFG	74251V102	Investment Banking and Brokerage Services	76,739	$7,361,572.27	0.34%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	42,151	$7,320,364.17	0.34%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	33,272	$7,297,215.04	0.34%
AGNC Investment Corp.	AGNC	00123Q104	Mortgage Real Estate Investment Trusts	631,455	$7,160,699.70	0.33%
Commerce Bancshares, Inc.	CBSH	200525103	Banks	129,329	$7,142,840.67	0.33%
UWM Holdings Corporation	UWMC	91823B109	Finance and Credit Services	1,545,482	$7,155,581.66	0.33%
Wells Fargo & Company	WFC	949746101	Banks	72,632	$6,871,713.52	0.32%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	375,857	$6,757,908.86	0.31%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	49,528	$6,420,809.92	0.30%
Equitable Holdings, Inc.	EQH	29452E101	Investment Banking and Brokerage Services	142,060	$6,536,180.60	0.30%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	19,950	$6,426,294.00	0.30%
MetLife, Inc.	MET	59156R108	Life Insurance	85,750	$6,541,010.00	0.30%
MarketAxess Holdings Inc.	MKTX	57060D108	Investment Banking and Brokerage Services	37,348	$6,395,098.04	0.29%
RLI Corp.	RLI	749607107	Non-life Insurance	105,804	$6,379,981.20	0.29%
Prudential Financial, Inc.	PRU	744320102	Life Insurance	59,969	$6,128,831.80	0.28%
Aon Plc (Class A)	AON	G0403H108	Non-life Insurance	19,185	$5,953,872.90	0.27%
Moody's Corporation	MCO	615369105	Finance and Credit Services	13,250	$5,955,477.50	0.27%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	31,152	$5,099,582.40	0.23%
US Dollar	$USD		Other	3,084,373	$3,084,373.15	0.14%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.