First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 5/12/2026
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Total Number of Holdings (excluding cash): 105

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	202,529	$18,691,401.41	1.78%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	176,307	$18,131,411.88	1.73%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	263,602	$17,880,123.66	1.70%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	91,677	$17,381,042.43	1.66%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	57,434	$17,318,074.02	1.65%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	48,624	$17,099,602.08	1.63%
AGNC Investment Corp.	AGNC	00123Q104	Mortgage Real Estate Investment Trusts	1,584,485	$17,017,368.90	1.62%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	751,410	$16,756,443.00	1.60%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	100,998	$16,542,462.42	1.58%
The Allstate Corporation	ALL	020002101	Non-life Insurance	76,647	$16,515,129.09	1.57%
Bank OZK	OZK	06417N103	Banks	346,314	$16,370,262.78	1.56%
American International Group, Inc.	AIG	026874784	Non-life Insurance	211,190	$16,134,916.00	1.54%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	308,065	$16,173,412.50	1.54%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	1,676,408	$16,194,101.28	1.54%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	33,163	$16,082,728.48	1.53%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	73,241	$15,814,196.72	1.51%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	53,465	$15,843,818.10	1.51%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	605,421	$15,777,271.26	1.50%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	165,561	$15,614,057.91	1.49%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	156,714	$15,564,834.48	1.48%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	7,236	$15,262,171.20	1.45%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	195,048	$15,008,943.60	1.43%
Globe Life Inc.	GL	37959E102	Life Insurance	91,353	$14,151,493.23	1.35%
Western Alliance Bancorporation	WAL	957638109	Banks	179,445	$13,917,754.20	1.33%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	324,083	$13,883,715.72	1.32%
Zions Bancorporation, National Association	ZION	989701107	Banks	220,652	$13,422,261.16	1.28%
F.N.B. Corporation	FNB	302520101	Banks	760,400	$13,360,228.00	1.27%
Truist Financial Corporation	TFC	89832Q109	Banks	276,566	$13,217,089.14	1.26%
Brighthouse Financial, Inc.	BHF	10922N103	Life Insurance	212,321	$12,970,689.89	1.24%
SLM Corporation	SLM	78442P106	Finance and Credit Services	593,832	$13,070,242.32	1.24%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	43,589	$13,000,855.14	1.24%
SouthState Bank Corporation	SSB	84472E102	Banks	137,418	$12,873,318.24	1.23%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	403,700	$12,789,216.00	1.22%
Kemper Corporation	KMPR	488401100	Non-life Insurance	416,033	$12,822,137.06	1.22%
M&T Bank Corporation	MTB	55261F104	Banks	61,505	$12,839,168.75	1.22%
Prosperity Bancshares, Inc.	PB	743606105	Banks	189,253	$12,823,783.28	1.22%
The Progressive Corporation	PGR	743315103	Non-life Insurance	64,132	$12,725,071.44	1.21%
Lincoln National Corporation	LNC	534187109	Life Insurance	358,139	$12,567,097.51	1.20%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	237,685	$12,604,435.55	1.20%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	94,020	$12,515,002.20	1.19%
Loews Corporation	L	540424108	Non-life Insurance	119,108	$12,433,684.12	1.18%
Markel Group Inc	MKL	570535104	Non-life Insurance	6,638	$12,168,914.36	1.16%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	142,172	$12,026,329.48	1.15%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	276,868	$11,996,690.44	1.14%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	75,343	$11,335,354.35	1.08%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	139,570	$11,299,587.20	1.08%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	216,816	$11,241,909.60	1.07%
Pinnacle Financial Partners, Inc.	PNFP	72348N109	Banks	110,697	$10,680,046.56	1.02%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	80,380	$10,725,907.20	1.02%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	43,776	$10,656,391.68	1.01%
Citigroup Inc.	C	172967424	Banks	84,076	$10,630,569.44	1.01%
Popular, Inc.	BPOP	733174700	Banks	71,070	$10,337,842.20	0.98%
First Hawaiian, Inc.	FHB	32051X108	Banks	386,988	$10,224,222.96	0.97%
First Horizon Corporation	FHN	320517105	Banks	418,951	$10,012,928.90	0.95%
Prudential Financial, Inc.	PRU	744320102	Life Insurance	97,612	$10,013,038.96	0.95%
U.S. Bancorp	USB	902973304	Banks	183,334	$9,988,036.32	0.95%
Regions Financial Corporation	RF	7591EP100	Banks	365,059	$9,911,351.85	0.94%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	45,827	$9,862,428.67	0.94%
Webster Financial Corporation	WBS	947890109	Banks	137,357	$9,886,956.86	0.94%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	46,703	$9,816,036.54	0.93%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	5,061	$9,710,490.09	0.92%
Chubb Limited	CB	H1467J104	Non-life Insurance	29,255	$9,421,280.20	0.90%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	238,987	$9,363,510.66	0.89%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	15,012	$7,907,120.64	0.75%
East West Bancorp, Inc.	EWBC	27579R104	Banks	59,542	$7,199,223.22	0.69%
Unum Group	UNM	91529Y106	Life Insurance	87,045	$7,064,572.20	0.67%
Primerica, Inc.	PRI	74164M108	Life Insurance	25,380	$6,948,282.60	0.66%
Wintrust Financial Corporation	WTFC	97650W108	Banks	45,755	$6,778,603.25	0.65%
Columbia Banking System, Inc.	COLB	197236102	Banks	231,753	$6,741,694.77	0.64%
KeyCorp	KEY	493267108	Banks	317,055	$6,746,930.40	0.64%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	49,780	$6,646,127.80	0.63%
Bank of America Corporation	BAC	060505104	Banks	130,401	$6,621,762.78	0.63%
Citizens Financial Group, Inc.	CFG	174610105	Banks	106,000	$6,566,700.00	0.63%
Commerce Bancshares, Inc.	CBSH	200525103	Banks	129,206	$6,607,594.84	0.63%
Fifth Third Bancorp	FITB	316773100	Banks	136,828	$6,653,945.64	0.63%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	37,607	$6,612,062.74	0.63%
BOK Financial Corporation	BOKF	05561Q201	Banks	49,640	$6,404,552.80	0.61%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	406,193	$6,434,097.12	0.61%
Wells Fargo & Company	WFC	949746101	Banks	79,849	$6,003,047.82	0.57%
Broadridge Financial Solutions, Inc.	BR	11133T103	Investment Banking and Brokerage Services	39,122	$5,849,912.66	0.56%
Hamilton Lane Incorporated (Class A)	HLNE	407497106	Investment Banking and Brokerage Services	63,954	$5,571,672.48	0.53%
MarketAxess Holdings Inc.	MKTX	57060D108	Investment Banking and Brokerage Services	38,531	$5,447,127.47	0.52%
RLI Corp.	RLI	749607107	Non-life Insurance	111,448	$5,408,571.44	0.52%
Willis Towers Watson Plc	WTW	G96629103	Non-life Insurance	21,870	$5,498,992.80	0.52%
Evercore Inc.	EVR	29977A105	Investment Banking and Brokerage Services	10,646	$3,630,073.08	0.35%
Morgan Stanley	MS	617446448	Investment Banking and Brokerage Services	19,315	$3,706,162.20	0.35%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	22,771	$3,696,871.85	0.35%
MetLife, Inc.	MET	59156R108	Life Insurance	44,943	$3,534,317.52	0.34%
Principal Financial Group, Inc.	PFG	74251V102	Investment Banking and Brokerage Services	35,271	$3,556,727.64	0.34%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	3,752	$3,549,016.80	0.34%
Lazard, Inc. (Class A)	LAZ	52110M109	Investment Banking and Brokerage Services	74,820	$3,448,453.80	0.33%
Aflac Incorporated	AFL	001055102	Life Insurance	28,973	$3,365,503.68	0.32%
Houlihan Lokey, Inc.	HLI	441593100	Investment Banking and Brokerage Services	22,131	$3,309,248.43	0.32%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	21,956	$3,369,806.88	0.32%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	68,530	$3,262,028.00	0.31%
JPMorgan Chase & Co.	JPM	46625H100	Banks	10,808	$3,295,143.04	0.31%
Stifel Financial Corp.	SF	860630102	Investment Banking and Brokerage Services	43,003	$3,225,225.00	0.31%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	23,186	$3,156,542.04	0.30%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	10,562	$3,110,297.76	0.30%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	184,581	$3,178,484.82	0.30%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	47,958	$3,192,084.48	0.30%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	166,933	$3,096,607.15	0.29%
Nu Holdings Ltd. (Class A)	NU	G6683N103	Banks	221,184	$2,935,111.68	0.28%
Tradeweb Markets Inc. (Class A)	TW	892672106	Investment Banking and Brokerage Services	27,011	$2,949,871.31	0.28%
Brown & Brown, Inc.	BRO	115236101	Non-life Insurance	48,739	$2,718,174.03	0.26%
US Dollar	$USD		Other	2,581,023	$2,581,022.98	0.25%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.