First Trust Financials AlphaDEX® Fund (FXO)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report
	AlphaDEX® Perspectives Flier

Holdings

Holdings of the Fund as of 1/27/2026
View Index Holdings

Export to Excel

Total Number of Holdings (excluding cash): 104

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Nu Holdings Ltd. (Class A)	NU	G6683N103	Banks	2,144,066	$39,772,424.30	1.84%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	3,292,814	$39,711,336.84	1.84%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	584,174	$37,813,583.02	1.75%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	1,366,261	$37,107,648.76	1.72%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	437,597	$37,038,210.08	1.72%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	350,573	$36,918,842.63	1.71%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	309,171	$36,751,156.77	1.70%
Bank OZK	OZK	06417N103	Banks	779,915	$36,242,650.05	1.68%
Brighthouse Financial, Inc.	BHF	10922N103	Life Insurance	553,970	$35,548,254.90	1.65%
Citigroup Inc.	C	172967424	Banks	307,582	$35,307,337.78	1.64%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	374,183	$34,971,143.18	1.62%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	127,656	$35,027,529.84	1.62%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	335,154	$34,356,636.54	1.59%
Kemper Corporation	KMPR	488401100	Non-life Insurance	885,340	$34,014,762.80	1.58%
The Allstate Corporation	ALL	020002101	Non-life Insurance	172,432	$33,584,580.64	1.56%
TPG Inc. (Class A)	TPG	872657101	Investment Banking and Brokerage Services	562,213	$33,642,825.92	1.56%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	399,373	$33,155,946.46	1.54%
Lincoln National Corporation	LNC	534187109	Life Insurance	806,011	$32,941,669.57	1.53%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	1,228,326	$32,538,355.74	1.51%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	425,222	$32,095,756.56	1.49%
American International Group, Inc.	AIG	026874784	Non-life Insurance	419,540	$30,991,419.80	1.44%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	820,710	$30,891,524.40	1.43%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	1,222,989	$29,792,012.04	1.38%
M&T Bank Corporation	MTB	55261F104	Banks	135,726	$29,519,047.74	1.37%
Prosperity Bancshares, Inc.	PB	743606105	Banks	395,689	$28,845,728.10	1.34%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	31,110	$28,923,589.20	1.34%
Truist Financial Corporation	TFC	89832Q109	Banks	555,701	$28,279,623.89	1.31%
F.N.B. Corporation	FNB	302520101	Banks	1,599,184	$27,873,777.12	1.29%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	76,563	$27,949,323.15	1.29%
Webster Financial Corporation	WBS	947890109	Banks	434,478	$27,915,211.50	1.29%
Zions Bancorporation, National Association	ZION	989701107	Banks	467,134	$27,621,633.42	1.28%
Globe Life Inc.	GL	37959E102	Life Insurance	195,524	$26,863,042.36	1.24%
Loews Corporation	L	540424108	Non-life Insurance	259,672	$26,564,445.60	1.23%
SoFi Technologies, Inc.	SOFI	83406F102	Finance and Credit Services	1,044,539	$26,593,962.94	1.23%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	94,277	$26,517,291.79	1.23%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	167,446	$26,433,025.56	1.22%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	603,799	$25,896,939.11	1.20%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	54,404	$25,823,946.68	1.20%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	198,447	$25,859,628.57	1.20%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	149,620	$25,441,384.80	1.18%
The Progressive Corporation	PGR	743315103	Non-life Insurance	120,086	$24,987,494.88	1.16%
First Hawaiian, Inc.	FHB	32051X108	Banks	810,653	$21,944,376.71	1.02%
SouthState Bank Corporation	SSB	84472E102	Banks	217,932	$22,017,669.96	1.02%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	71,144	$21,881,048.64	1.01%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	858,499	$21,891,724.50	1.01%
Western Alliance Bancorporation	WAL	957638109	Banks	243,958	$21,822,043.10	1.01%
Popular, Inc.	BPOP	733174700	Banks	164,709	$21,510,995.40	1.00%
Regions Financial Corporation	RF	7591EP100	Banks	756,809	$21,092,266.83	0.98%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	375,701	$20,486,975.53	0.95%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	1,182,105	$20,604,090.15	0.95%
Pinnacle Financial Partners, Inc.	PNFP	72348N109	Banks	214,962	$20,485,878.60	0.95%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	46,249	$20,244,112.28	0.94%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	158,976	$20,288,517.12	0.94%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	429,609	$20,079,924.66	0.93%
Unum Group	UNM	91529Y106	Life Insurance	264,639	$20,075,514.54	0.93%
Chubb Limited	CB	H1467J104	Non-life Insurance	65,711	$19,809,895.17	0.92%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	303,620	$19,786,915.40	0.92%
Willis Towers Watson Plc	WTW	G96629103	Non-life Insurance	62,415	$19,618,282.80	0.91%
Bank of America Corporation	BAC	060505104	Banks	372,901	$19,454,245.17	0.90%
Coinbase Global, Inc. (Class A)	COIN	19260Q107	Investment Banking and Brokerage Services	90,694	$19,121,016.02	0.89%
Markel Group Inc	MKL	570535104	Non-life Insurance	9,541	$19,199,926.76	0.89%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	70,676	$18,987,814.16	0.88%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	835,249	$16,872,029.80	0.78%
BOK Financial Corporation	BOKF	05561Q201	Banks	115,423	$14,979,596.94	0.69%
Fifth Third Bancorp	FITB	316773100	Banks	292,096	$14,850,160.64	0.69%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	65,506	$14,653,692.20	0.68%
U.S. Bancorp	USB	902973304	Banks	256,241	$14,485,303.73	0.67%
Columbia Banking System, Inc.	COLB	197236102	Banks	489,196	$14,167,116.16	0.66%
The Charles Schwab Corporation	SCHW	808513105	Investment Banking and Brokerage Services	136,853	$14,194,393.16	0.66%
Wintrust Financial Corporation	WTFC	97650W108	Banks	97,790	$14,225,511.30	0.66%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	183,555	$13,970,371.05	0.65%
East West Bancorp, Inc.	EWBC	27579R104	Banks	121,657	$13,795,903.80	0.64%
First Horizon Corporation	FHN	320517105	Banks	572,093	$13,890,418.04	0.64%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	220,639	$13,730,364.97	0.64%
SLM Corporation	SLM	78442P106	Finance and Credit Services	505,285	$13,713,434.90	0.64%
Corebridge Financial, Inc.	CRBG	21871X109	Life Insurance	453,199	$13,695,673.78	0.63%
Primerica, Inc.	PRI	74164M108	Life Insurance	52,922	$13,556,499.52	0.63%
Aflac Incorporated	AFL	001055102	Life Insurance	123,996	$13,438,686.48	0.62%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	56,770	$13,457,328.50	0.62%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	194,995	$13,109,513.85	0.61%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	6,371	$12,747,224.22	0.59%
Robinhood Markets, Inc. (Class A)	HOOD	770700102	Investment Banking and Brokerage Services	120,893	$12,722,779.32	0.59%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	299,584	$11,593,900.80	0.54%
UWM Holdings Corporation	UWMC	91823B109	Finance and Credit Services	1,560,847	$9,146,563.42	0.42%
AGNC Investment Corp.	AGNC	00123Q104	Mortgage Real Estate Investment Trusts	637,734	$7,761,222.78	0.36%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	50,051	$7,505,647.96	0.35%
Citizens Financial Group, Inc.	CFG	174610105	Banks	117,043	$7,422,867.06	0.34%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	53,988	$7,318,613.28	0.34%
Principal Financial Group, Inc.	PFG	74251V102	Investment Banking and Brokerage Services	77,502	$7,148,009.46	0.33%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	42,571	$7,195,350.42	0.33%
Commerce Bancshares, Inc.	CBSH	200525103	Banks	130,617	$6,803,839.53	0.32%
Moody's Corporation	MCO	615369105	Finance and Credit Services	13,383	$6,944,037.21	0.32%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	379,595	$6,931,404.70	0.32%
Equitable Holdings, Inc.	EQH	29452E101	Investment Banking and Brokerage Services	143,474	$6,589,760.82	0.31%
MetLife, Inc.	MET	59156R108	Life Insurance	86,604	$6,641,660.76	0.31%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	33,601	$6,606,292.61	0.31%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	50,018	$6,394,801.30	0.30%
Aon Plc (Class A)	AON	G0403H108	Non-life Insurance	19,374	$6,407,950.50	0.30%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	20,146	$6,526,095.24	0.30%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	31,460	$6,393,301.20	0.30%
Prudential Financial, Inc.	PRU	744320102	Life Insurance	60,564	$6,505,784.88	0.30%
Wells Fargo & Company	WFC	949746101	Banks	73,353	$6,507,144.63	0.30%
MarketAxess Holdings Inc.	MKTX	57060D108	Investment Banking and Brokerage Services	37,719	$6,351,125.22	0.29%
RLI Corp.	RLI	749607107	Non-life Insurance	106,854	$6,124,871.28	0.28%
US Dollar	$USD		Other	2,748,882	$2,748,882.17	0.13%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.