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First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 1/6/2026
View Index Holdings

Total Number of Holdings (excluding cash): 104

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
TPG Inc. (Class A) TPG 872657101 Investment Banking and Brokerage Services 562,431 $39,178,943.46 1.77%
Invesco Ltd. IVZ G491BT108 Investment Banking and Brokerage Services 1,366,790 $38,611,817.50 1.74%
SEI Investments Company SEIC 784117103 Investment Banking and Brokerage Services 437,767 $38,527,873.67 1.74%
Nu Holdings Ltd. (Class A) NU G6683N103 Banks 2,144,897 $38,307,860.42 1.73%
T. Rowe Price Group, Inc. TROW 74144T108 Investment Banking and Brokerage Services 350,709 $38,230,788.09 1.73%
Citigroup Inc. C 172967424 Banks 307,701 $37,693,372.50 1.70%
Lincoln National Corporation LNC 534187109 Life Insurance 806,323 $37,461,766.58 1.69%
The Bank of New York Mellon Corporation BK 064058100 Investment Banking and Brokerage Services 309,291 $37,520,091.21 1.69%
Bank OZK OZK 06417N103 Banks 780,217 $37,036,900.99 1.67%
Rithm Capital Corp. RITM 64828T201 Mortgage Real Estate Investment Trusts 3,294,091 $36,729,114.65 1.66%
First American Financial Corporation FAF 31847R102 Non-life Insurance 584,401 $36,414,026.31 1.64%
Brighthouse Financial, Inc. BHF 10922N103 Life Insurance 554,184 $36,049,669.20 1.63%
Assured Guaranty Ltd. AGO G0585R106 Non-life Insurance 399,528 $35,885,604.96 1.62%
The Allstate Corporation ALL 020002101 Non-life Insurance 172,499 $35,865,992.08 1.62%
MGIC Investment Corporation MTG 552848103 Finance and Credit Services 1,228,802 $35,610,681.96 1.61%
Kemper Corporation KMPR 488401100 Non-life Insurance 885,683 $35,462,747.32 1.60%
Arch Capital Group Ltd. ACGL G0450A105 Non-life Insurance 374,328 $35,156,885.76 1.59%
RenaissanceRe Holdings Ltd. RNR G7496G103 Non-life Insurance 127,705 $34,735,760.00 1.57%
Axis Capital Holdings Limited AXS G0692U109 Non-life Insurance 335,284 $34,557,721.88 1.56%
American International Group, Inc. AIG 026874784 Non-life Insurance 419,703 $32,766,213.21 1.48%
Interactive Brokers Group, Inc. (Class A) IBKR 45841N107 Investment Banking and Brokerage Services 425,387 $31,002,204.56 1.40%
The Goldman Sachs Group, Inc. GS 38141G104 Investment Banking and Brokerage Services 31,122 $29,736,137.34 1.34%
LPL Financial Holdings Inc. LPLA 50212V100 Investment Banking and Brokerage Services 76,593 $28,841,860.08 1.30%
M&T Bank Corporation MTB 55261F104 Banks 135,778 $28,693,964.74 1.29%
Webster Financial Corporation WBS 947890109 Banks 434,646 $28,556,242.20 1.29%
Zions Bancorporation, National Association ZION 989701107 Banks 467,315 $28,487,522.40 1.29%
Ally Financial Inc. ALLY 02005N100 Finance and Credit Services 604,033 $28,425,792.98 1.28%
Annaly Capital Management, Inc. NLY 035710839 Mortgage Real Estate Investment Trusts 1,223,463 $28,421,045.49 1.28%
F.N.B. Corporation FNB 302520101 Banks 1,599,803 $28,316,513.10 1.28%
Truist Financial Corporation TFC 89832Q109 Banks 555,916 $28,451,780.88 1.28%
Prosperity Bancshares, Inc. PB 743606105 Banks 395,842 $28,088,948.32 1.27%
SoFi Technologies, Inc. SOFI 83406F102 Finance and Credit Services 1,044,944 $28,192,589.12 1.27%
Berkshire Hathaway Inc. (Class B) BRK/B 084670702 Investment Banking and Brokerage Services 54,425 $27,160,796.25 1.23%
Cincinnati Financial Corporation CINF 172062101 Non-life Insurance 167,503 $27,155,586.36 1.23%
Globe Life Inc. GL 37959E102 Life Insurance 195,600 $27,313,584.00 1.23%
Loews Corporation L 540424108 Non-life Insurance 259,772 $27,325,416.68 1.23%
The Hartford Insurance Group, Inc. HIG 416515104 Non-life Insurance 198,524 $27,183,891.32 1.23%
Virtu Financial, Inc. (Class A) VIRT 928254101 Investment Banking and Brokerage Services 821,028 $27,233,498.76 1.23%
The Travelers Companies, Inc. TRV 89417E109 Non-life Insurance 94,314 $26,897,409.66 1.21%
The Hanover Insurance Group, Inc. THG 410867105 Non-life Insurance 149,678 $26,518,451.26 1.20%
The Progressive Corporation PGR 743315103 Non-life Insurance 120,133 $25,510,242.55 1.15%
Coinbase Global, Inc. (Class A) COIN 19260Q107 Investment Banking and Brokerage Services 90,729 $22,733,058.24 1.03%
Affiliated Managers Group, Inc. AMG 008252108 Investment Banking and Brokerage Services 71,172 $22,085,383.32 1.00%
Huntington Bancshares Incorporated HBAN 446150104 Banks 1,182,564 $21,640,921.20 0.98%
OneMain Holdings, Inc. OMF 68268W103 Finance and Credit Services 303,738 $21,677,781.06 0.98%
Regions Financial Corporation RF 7591EP100 Banks 757,103 $21,736,427.13 0.98%
Western Alliance Bancorporation WAL 957638109 Banks 244,052 $21,608,364.08 0.98%
Credit Acceptance Corporation CACC 225310101 Finance and Credit Services 46,267 $21,543,765.88 0.97%
First Hawaiian, Inc. FHB 32051X108 Banks 810,968 $21,498,761.68 0.97%
Franklin Resources, Inc. BEN 354613101 Investment Banking and Brokerage Services 858,831 $21,573,834.72 0.97%
Bank of America Corporation BAC 060505104 Banks 373,045 $21,356,826.25 0.96%
Fidelity National Financial, Inc. FNF 31620R303 Non-life Insurance 375,847 $21,269,181.73 0.96%
Popular, Inc. BPOP 733174700 Banks 164,773 $21,371,058.10 0.96%
SouthState Bank Corporation SSB 84472E102 Banks 218,016 $21,173,713.92 0.96%
State Street Corporation STT 857477103 Investment Banking and Brokerage Services 159,038 $21,361,984.16 0.96%
Pinnacle Financial Partners, Inc. PNFP 72348N109 Banks 215,046 $21,003,542.82 0.95%
Willis Towers Watson Plc WTW G96629103 Non-life Insurance 62,439 $20,985,747.90 0.95%
Unum Group UNM 91529Y106 Life Insurance 264,742 $20,824,605.72 0.94%
FactSet Research Systems Inc. FDS 303075105 Finance and Credit Services 70,704 $20,701,424.16 0.93%
Chubb Limited CB H1467J104 Non-life Insurance 65,736 $20,331,487.44 0.92%
Markel Group Inc MKL 570535104 Non-life Insurance 9,545 $20,357,862.35 0.92%
CNA Financial Corporation CNA 126117100 Non-life Insurance 429,775 $20,036,110.50 0.90%
Fifth Third Bancorp FITB 316773100 Banks 292,209 $14,546,164.02 0.66%
Jefferies Financial Group Inc. JEF 47233W109 Investment Banking and Brokerage Services 220,725 $14,625,238.50 0.66%
Robinhood Markets, Inc. (Class A) HOOD 770700102 Investment Banking and Brokerage Services 120,940 $14,718,398.00 0.66%
East West Bancorp, Inc. EWBC 27579R104 Banks 121,704 $14,323,343.76 0.65%
U.S. Bancorp USB 902973304 Banks 256,341 $14,375,603.28 0.65%
Voya Financial, Inc. VOYA 929089100 Investment Banking and Brokerage Services 183,626 $14,302,629.14 0.65%
Wintrust Financial Corporation WTFC 97650W108 Banks 97,828 $14,442,347.64 0.65%
BOK Financial Corporation BOKF 05561Q201 Banks 115,468 $14,110,189.60 0.64%
Columbia Banking System, Inc. COLB 197236102 Banks 489,386 $14,187,300.14 0.64%
First Horizon Corporation FHN 320517105 Banks 572,315 $14,119,011.05 0.64%
SLM Corporation SLM 78442P106 Finance and Credit Services 505,481 $14,234,344.96 0.64%
The Charles Schwab Corporation SCHW 808513105 Investment Banking and Brokerage Services 136,906 $14,179,354.42 0.64%
The PNC Financial Services Group, Inc. PNC 693475105 Banks 65,531 $14,288,379.24 0.64%
XP Inc. (Class A) XP G98239109 Investment Banking and Brokerage Services 835,572 $14,246,502.60 0.64%
Aflac Incorporated AFL 001055102 Life Insurance 124,044 $13,887,966.24 0.63%
Corebridge Financial, Inc. CRBG 21871X109 Life Insurance 453,375 $14,068,226.25 0.63%
First Citizens BancShares, Inc. (Class A) FCNCA 31946M103 Banks 6,373 $13,957,634.76 0.63%
Primerica, Inc. PRI 74164M108 Life Insurance 52,943 $13,807,534.40 0.62%
W.R. Berkley Corporation WRB 084423102 Non-life Insurance 195,070 $13,652,949.30 0.62%
Assurant, Inc. AIZ 04621X108 Non-life Insurance 56,792 $13,381,331.04 0.60%
Old Republic International Corporation ORI 680223104 Non-life Insurance 299,700 $12,755,232.00 0.58%
Citizens Financial Group, Inc. CFG 174610105 Banks 117,089 $7,275,910.46 0.33%
Cullen/Frost Bankers, Inc. CFR 229899109 Banks 54,009 $7,293,375.36 0.33%
Northern Trust Corporation NTRS 665859104 Investment Banking and Brokerage Services 50,071 $7,216,232.52 0.33%
AGNC Investment Corp. AGNC 00123Q104 Mortgage Real Estate Investment Trusts 637,981 $7,119,867.96 0.32%
Commerce Bancshares, Inc. CBSH 200525103 Banks 130,668 $7,031,245.08 0.32%
Equitable Holdings, Inc. EQH 29452E101 Investment Banking and Brokerage Services 143,529 $6,997,038.75 0.32%
MetLife, Inc. MET 59156R108 Life Insurance 86,637 $7,033,191.66 0.32%
Moody's Corporation MCO 615369105 Finance and Credit Services 13,388 $7,134,465.20 0.32%
Principal Financial Group, Inc. PFG 74251V102 Investment Banking and Brokerage Services 77,532 $7,117,437.60 0.32%
Prudential Financial, Inc. PRU 744320102 Life Insurance 60,588 $7,129,389.96 0.32%
Raymond James Financial, Inc. RJF 754730109 Investment Banking and Brokerage Services 42,588 $7,191,409.68 0.32%
US Dollar $USD Other 7,056,101 $7,056,101.01 0.32%
UWM Holdings Corporation UWMC 91823B109 Finance and Credit Services 1,561,452 $7,042,148.52 0.32%
Wells Fargo & Company WFC 949746101 Banks 73,382 $7,073,290.98 0.32%
Aon Plc (Class A) AON G0403H108 Non-life Insurance 19,381 $6,776,954.27 0.31%
MarketAxess Holdings Inc. MKTX 57060D108 Investment Banking and Brokerage Services 37,733 $6,844,766.20 0.31%
Morningstar, Inc. MORN 617700109 Finance and Credit Services 31,472 $6,786,307.36 0.31%
Reinsurance Group of America, Incorporated RGA 759351604 Non-life Insurance 33,614 $6,787,338.88 0.31%
Starwood Property Trust, Inc. STWD 85571B105 Mortgage Real Estate Investment Trusts 379,742 $6,975,860.54 0.31%
American Financial Group, Inc. AFG 025932104 Non-life Insurance 50,038 $6,625,531.58 0.30%
Everest Group, Ltd. EG G3223R108 Non-life Insurance 20,154 $6,697,577.28 0.30%
RLI Corp. RLI 749607107 Non-life Insurance 106,895 $6,490,664.40 0.29%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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