|
|
 |
|
Total Number of Holdings (excluding cash): 203
| Palomar Holdings, Inc. |
PLMR |
Financials |
35,503 |
$3,139,530.29 |
2.94% |
| Kodiak Sciences Inc. |
KOD |
Health Care |
49,949 |
$2,514,932.15 |
2.36% |
| Malibu Boats, Inc. (Class A) |
MBUU |
Consumer Discretionary |
41,179 |
$2,261,138.89 |
2.12% |
| Meridian Bioscience, Inc. |
VIVO |
Health Care |
85,884 |
$2,096,428.44 |
1.96% |
| Axcelis Technologies, Inc. |
ACLS |
Information Technology |
65,918 |
$1,920,520.97 |
1.80% |
| Renewable Energy Group, Inc. |
REGI |
Energy |
78,297 |
$1,880,693.94 |
1.76% |
| Photronics, Inc. |
PLAB |
Information Technology |
130,572 |
$1,496,355.12 |
1.40% |
| Cohu, Inc. |
COHU |
Information Technology |
83,618 |
$1,447,427.58 |
1.36% |
| Premier Financial Corp. |
PFC |
Financials |
74,766 |
$1,256,816.50 |
1.18% |
| First Foundation Inc. |
FFWM |
Financials |
77,828 |
$1,230,460.68 |
1.15% |
| Echo Global Logistics, Inc. |
ECHO |
Industrials |
53,365 |
$1,188,438.55 |
1.11% |
| Ingles Markets, Incorporated |
IMKTA |
Consumer Staples |
28,464 |
$1,182,963.84 |
1.11% |
| Argan, Inc. |
AGX |
Industrials |
26,351 |
$1,174,991.09 |
1.10% |
| Construction Partners, Inc. (Class A) |
ROAD |
Industrials |
65,777 |
$1,162,937.36 |
1.09% |
| Sportsman's Warehouse Holdings, Inc. |
SPWH |
Consumer Discretionary |
80,742 |
$1,165,107.06 |
1.09% |
| Ameresco, Inc. (Class A) |
AMRC |
Industrials |
38,461 |
$1,128,061.13 |
1.06% |
| Zumiez Inc. |
ZUMZ |
Consumer Discretionary |
40,283 |
$1,126,312.68 |
1.06% |
| Vectrus, Inc. |
VEC |
Industrials |
23,239 |
$1,120,119.80 |
1.05% |
| America's Car-Mart, Inc. |
CRMT |
Consumer Discretionary |
12,476 |
$1,113,982.04 |
1.04% |
| Johnson Outdoors Inc. (Class A) |
JOUT |
Consumer Discretionary |
11,918 |
$1,105,156.14 |
1.04% |
| Unisys Corporation |
UIS |
Information Technology |
104,797 |
$1,099,320.53 |
1.03% |
| Phibro Animal Health Corporation (Class A) |
PAHC |
Health Care |
40,680 |
$1,069,070.40 |
1.00% |
| The Shyft Group, Inc. |
SHYF |
Industrials |
62,749 |
$1,066,733.00 |
1.00% |
| MYR Group Inc. |
MYRG |
Industrials |
33,457 |
$1,061,256.04 |
0.99% |
| Myers Industries, Inc. |
MYE |
Materials |
71,718 |
$1,044,931.26 |
0.98% |
| Amneal Pharmaceuticals, Inc. |
AMRX |
Health Care |
221,535 |
$1,036,783.80 |
0.97% |
| American Software, Inc. (Class A) |
AMSWA |
Information Technology |
60,891 |
$1,028,448.99 |
0.96% |
| Nicolet Bankshares, Inc. |
NCBS |
Financials |
17,747 |
$961,000.05 |
0.90% |
| First Financial Corporation |
THFF |
Financials |
27,500 |
$949,850.00 |
0.89% |
| American Public Education, Inc. |
APEI |
Consumer Discretionary |
29,637 |
$882,886.23 |
0.83% |
| Ennis, Inc. |
EBF |
Industrials |
52,333 |
$881,287.72 |
0.83% |
| Quanex Building Products Corporation |
NX |
Industrials |
65,771 |
$885,277.66 |
0.83% |
| National Presto Industries, Inc. |
NPK |
Industrials |
10,133 |
$876,504.50 |
0.82% |
| QCR Holdings, Inc. |
QCRH |
Financials |
29,730 |
$874,359.30 |
0.82% |
| Kimball International, Inc. |
KBAL |
Industrials |
73,471 |
$853,733.02 |
0.80% |
| Barrett Business Services, Inc. |
BBSI |
Industrials |
15,113 |
$795,246.06 |
0.75% |
| Hibbett Sports, Inc. |
HIBB |
Consumer Discretionary |
33,148 |
$782,458.61 |
0.73% |
| MasterCraft Boat Holdings Inc. |
MCFT |
Consumer Discretionary |
37,840 |
$779,504.00 |
0.73% |
| NexTier Oilfield Solutions Inc. |
NEX |
Energy |
321,502 |
$771,604.80 |
0.72% |
| Peoples Bancorp Inc. |
PEBO |
Financials |
36,555 |
$748,646.40 |
0.70% |
| REX American Resources Corporation |
REX |
Energy |
11,038 |
$749,921.72 |
0.70% |
| American Vanguard Corporation |
AVD |
Materials |
53,224 |
$736,087.92 |
0.69% |
| Ducommun Incorporated |
DCO |
Industrials |
21,489 |
$734,064.24 |
0.69% |
| The Hackett Group, Inc. |
HCKT |
Information Technology |
54,094 |
$732,973.70 |
0.69% |
| Resources Connection, Inc. |
RGP |
Industrials |
60,584 |
$722,161.28 |
0.68% |
| Green Plains Inc. |
GPRE |
Energy |
66,899 |
$711,805.36 |
0.67% |
| Insteel Industries, Inc. |
IIIN |
Industrials |
36,689 |
$703,695.02 |
0.66% |
| Waterstone Financia, Inc. |
WSBF |
Financials |
49,364 |
$709,360.68 |
0.66% |
| Central Garden & Pet Company |
CENT |
Consumer Staples |
19,260 |
$697,404.60 |
0.65% |
| Diamond Hill Investment Group, Inc. |
DHIL |
Financials |
5,968 |
$691,094.40 |
0.65% |
| Franklin Financial Network, Inc. |
FSB |
Financials |
27,222 |
$688,444.38 |
0.65% |
| Mercantile Bank Corporation |
MBWM |
Financials |
32,494 |
$689,197.74 |
0.65% |
| Brigham Minerals, Inc. (Class A) |
MNRL |
Energy |
56,251 |
$687,387.22 |
0.64% |
| Sciplay Corporation (Class A) |
SCPL |
Communication Services |
45,556 |
$687,440.04 |
0.64% |
| Cambridge Bancorp |
CATC |
Financials |
11,761 |
$657,557.51 |
0.62% |
| First Community Bancshares, Inc. |
FCBC |
Financials |
30,879 |
$658,649.07 |
0.62% |
| First Mid-Illinois Bancshares, Inc. |
FMBH |
Financials |
26,457 |
$657,721.02 |
0.62% |
| Bar Harbor Bankshares |
BHB |
Financials |
31,147 |
$644,119.96 |
0.60% |
| Dynex Capital, Inc. |
DX |
Financials |
46,081 |
$639,143.46 |
0.60% |
| EZCORP, Inc. |
EZPW |
Financials |
104,461 |
$635,122.88 |
0.60% |
| Flushing Financial Corporation |
FFIC |
Financials |
56,572 |
$615,786.25 |
0.58% |
| HF Foods Group Inc. |
HFFG |
Consumer Staples |
65,871 |
$615,235.14 |
0.58% |
| Kimball Electronics, Inc. |
KE |
Information Technology |
47,596 |
$615,892.24 |
0.58% |
| FutureFuel Corp. |
FF |
Materials |
51,748 |
$604,934.12 |
0.57% |
| Independent Bank Corporation |
IBCP |
Financials |
43,897 |
$608,412.42 |
0.57% |
| Vishay Precision Group, Inc. |
VPG |
Information Technology |
25,152 |
$599,372.16 |
0.56% |
| Carriage Services, Inc. |
CSV |
Consumer Discretionary |
32,678 |
$585,589.76 |
0.55% |
| Artesian Resources Corporation |
ARTNA |
Utilities |
15,887 |
$573,044.09 |
0.54% |
| Midland States Bancorp Inc |
MSBI |
Financials |
39,849 |
$572,630.13 |
0.54% |
| Green Brick Partners, Inc. |
GRBK |
Consumer Discretionary |
47,701 |
$562,871.80 |
0.53% |
| Peapack-Gladstone Financial Corporation |
PGC |
Financials |
31,754 |
$566,808.90 |
0.53% |
| CalAmp Corp. |
CAMP |
Information Technology |
68,900 |
$552,578.00 |
0.52% |
| Financial Institutions, Inc. |
FISI |
Financials |
32,120 |
$558,888.00 |
0.52% |
| Victory Capital Holdings, Inc. (Class A) |
VCTR |
Financials |
30,600 |
$551,106.00 |
0.52% |
| Business First Bancshares, Inc. |
BFST |
Financials |
37,277 |
$540,143.73 |
0.51% |
| Ethan Allen Interiors Inc. |
ETH |
Consumer Discretionary |
46,215 |
$544,874.85 |
0.51% |
| Haverty Furniture Companies, Inc. |
HVT |
Consumer Discretionary |
34,624 |
$537,018.24 |
0.50% |
| Sterling Construction Company, Inc. |
STRL |
Industrials |
52,731 |
$536,274.27 |
0.50% |
| VSE Corporation |
VSEC |
Industrials |
17,493 |
$530,737.62 |
0.50% |
| Shoe Carnival, Inc. |
SCVL |
Consumer Discretionary |
17,796 |
$514,126.44 |
0.48% |
| Willdan Group, Inc. |
WLDN |
Industrials |
20,556 |
$509,583.24 |
0.48% |
| CNB Financial Corporation |
CCNE |
Financials |
29,020 |
$503,497.00 |
0.47% |
| Ruth's Hospitality Group, Inc. |
RUTH |
Consumer Discretionary |
63,081 |
$497,078.28 |
0.47% |
| Sierra Bancorp |
BSRR |
Financials |
28,020 |
$504,640.20 |
0.47% |
| Chuy's Holdings, Inc. |
CHUY |
Consumer Discretionary |
33,373 |
$489,248.18 |
0.46% |
| Lydall, Inc. |
LDL |
Industrials |
35,480 |
$493,526.80 |
0.46% |
| SunCoke Energy, Inc. |
SXC |
Materials |
165,944 |
$486,215.92 |
0.46% |
| Civista Bancshares, Inc. |
CIVB |
Financials |
30,552 |
$459,196.56 |
0.43% |
| Hooker Furniture Corporation |
HOFT |
Consumer Discretionary |
23,805 |
$455,865.75 |
0.43% |
| Landec Corporation |
LNDC |
Consumer Staples |
58,513 |
$462,252.70 |
0.43% |
| TCR2 Therapeutics, Inc. |
TCRR |
Health Care |
27,999 |
$450,503.91 |
0.42% |
| Village Super Market, Inc. |
VLGEA |
Consumer Staples |
16,714 |
$453,116.54 |
0.42% |
| Benefytt Technologies, Inc. (Class A) |
BFYT |
Financials |
22,278 |
$440,436.06 |
0.41% |
| Blue Bird Corporation |
BLBD |
Industrials |
30,889 |
$441,403.81 |
0.41% |
| Equity Bancshares, Inc. (Class A) |
EQBK |
Financials |
27,733 |
$439,013.39 |
0.41% |
| Limoneira Company |
LMNR |
Consumer Staples |
30,794 |
$436,966.86 |
0.41% |
| Park Aerospace Corp. |
PKE |
Industrials |
39,086 |
$435,027.18 |
0.41% |
| Mallinckrodt Plc |
MNK |
Health Care |
169,341 |
$421,659.09 |
0.40% |
| Metropolitan Bank Holding Corp. |
MCB |
Financials |
14,303 |
$422,081.53 |
0.40% |
| Oppenheimer Holdings Inc. (Class A) |
OPY |
Financials |
18,724 |
$424,285.84 |
0.40% |
| Solaris Oilfield Infrastructure, Inc. (Class A) |
SOI |
Energy |
58,940 |
$426,725.60 |
0.40% |
| Heritage-Crystal Clean, Inc. |
HCCI |
Industrials |
24,250 |
$412,250.00 |
0.39% |
| MidWestOne Financial Group, Inc. |
MOFG |
Financials |
21,616 |
$414,594.88 |
0.39% |
| SmartFinancial, Inc. |
SMBK |
Financials |
27,765 |
$420,917.40 |
0.39% |
| Turtle Beach Corporation |
HEAR |
Consumer Discretionary |
26,299 |
$418,680.08 |
0.39% |
| W&T Offshore, Inc. |
WTI |
Energy |
187,479 |
$414,328.59 |
0.39% |
| Old Second Bancorp, Inc. |
OSBC |
Financials |
53,568 |
$405,509.76 |
0.38% |
| Del Taco Restaurants, Inc. |
TACO |
Consumer Discretionary |
64,685 |
$394,578.50 |
0.37% |
| Covenant Logistics Group, Inc. |
CVLG |
Industrials |
24,961 |
$377,909.54 |
0.35% |
| Southern First Bancshares, Inc. |
SFST |
Financials |
14,236 |
$368,570.04 |
0.35% |
| Citi Trends, Inc. |
CTRN |
Consumer Discretionary |
18,913 |
$358,590.48 |
0.34% |
| Craft Brew Alliance, Inc. |
BREW |
Consumer Staples |
23,122 |
$358,391.00 |
0.34% |
| Gulfport Energy Corporation |
GPOR |
Energy |
291,711 |
$361,721.64 |
0.34% |
| Hurco Companies, Inc. |
HURC |
Industrials |
12,822 |
$364,914.12 |
0.34% |
| Spirit of Texas Bancshares, Inc. |
STXB |
Financials |
30,724 |
$361,314.24 |
0.34% |
| AXT, Inc. |
AXTI |
Information Technology |
72,891 |
$340,400.97 |
0.32% |
| Home Bancorp, Inc. |
HBCP |
Financials |
13,185 |
$344,128.50 |
0.32% |
| Immersion Corporation |
IMMR |
Information Technology |
55,860 |
$337,394.40 |
0.32% |
| Investors Title Company |
ITIC |
Financials |
2,843 |
$346,277.40 |
0.32% |
| Chico's FAS, Inc. |
CHS |
Consumer Discretionary |
241,383 |
$330,694.71 |
0.31% |
| Southern National Bancorp of Virginia, Inc. |
SONA |
Financials |
37,027 |
$334,353.81 |
0.31% |
| BBX Capital Corporation |
BBX |
Consumer Discretionary |
125,288 |
$315,725.76 |
0.30% |
| Regional Management Corp. |
RM |
Financials |
18,156 |
$323,721.48 |
0.30% |
| BayCom Corp |
BCML |
Financials |
23,477 |
$297,923.13 |
0.28% |
| FS Bancorp, Inc. |
FSBW |
Financials |
7,985 |
$300,475.55 |
0.28% |
| Northrim BanCorp, Inc. |
NRIM |
Financials |
12,764 |
$299,954.00 |
0.28% |
| Cherry Hill Mortgage Investment Corporation |
CHMI |
Financials |
31,803 |
$283,046.70 |
0.27% |
| Rayonier Advanced Materials Inc. |
RYAM |
Materials |
100,192 |
$284,545.28 |
0.27% |
| CONSOL Energy Inc. |
CEIX |
Energy |
52,191 |
$281,309.49 |
0.26% |
| First Internet Bancorp |
INBK |
Financials |
17,099 |
$279,397.66 |
0.26% |
| Fonar Corporation |
FONR |
Health Care |
12,926 |
$273,384.90 |
0.26% |
| Parke Bancorp, Inc. |
PKBK |
Financials |
19,719 |
$277,249.14 |
0.26% |
| Park-Ohio Holdings Corp. |
PKOH |
Industrials |
17,237 |
$273,034.08 |
0.26% |
| Rocky Brands, Inc. |
RCKY |
Consumer Discretionary |
13,635 |
$275,154.30 |
0.26% |
| SB One Bancorp |
SBBX |
Financials |
14,751 |
$274,221.09 |
0.26% |
| Universal Logistics Holdings Inc. |
ULH |
Industrials |
15,653 |
$272,831.79 |
0.26% |
| Altisource Portfolio Solutions SA |
ASPS |
Real Estate |
18,107 |
$268,707.88 |
0.25% |
| Lands' End, Inc. |
LE |
Consumer Discretionary |
32,465 |
$271,407.40 |
0.25% |
| Luther Burbank Corporation |
LBC |
Financials |
28,667 |
$270,903.15 |
0.25% |
| Denbury Resources Inc. |
DNR |
Energy |
1,015,546 |
$258,964.27 |
0.24% |
| Gritstone Oncology, Inc. |
GRTS |
Health Care |
38,855 |
$259,939.95 |
0.24% |
| Preformed Line Products Company |
PLPC |
Industrials |
5,292 |
$260,313.48 |
0.24% |
| Weyco Group, Inc. |
WEYS |
Consumer Discretionary |
12,002 |
$253,962.32 |
0.24% |
| Tilly's, Inc. (Class A) |
TLYS |
Consumer Discretionary |
44,840 |
$240,790.80 |
0.23% |
| BRT Apartments Corp. |
BRT |
Real Estate |
21,370 |
$236,138.50 |
0.22% |
| CURO Group Holdings Corp. |
CURO |
Financials |
26,990 |
$230,764.50 |
0.22% |
| Overseas Shipholding Group, Inc. |
OSG |
Energy |
120,678 |
$235,322.10 |
0.22% |
| First Bank |
FRBA |
Financials |
33,637 |
$226,377.01 |
0.21% |
| Natural Grocers by Vitamin Cottage, Inc. |
NGVC |
Consumer Staples |
15,798 |
$227,649.18 |
0.21% |
| Palatin Technologies, Inc. |
PTN |
Health Care |
436,700 |
$221,843.60 |
0.21% |
| Westwood Holdings Group, Inc. |
WHG |
Financials |
15,169 |
$224,046.13 |
0.21% |
| Zovio Inc. |
ZVO |
Consumer Discretionary |
64,283 |
$223,704.84 |
0.21% |
| CB Financial Services, Inc. |
CBFV |
Financials |
9,950 |
$210,343.00 |
0.20% |
| Coastal Financial Corporation of Washington |
CCB |
Financials |
15,543 |
$209,985.93 |
0.20% |
| First Community Corporation |
FCCO |
Financials |
14,065 |
$212,803.45 |
0.20% |
| Quad/Graphics, Inc. |
QUAD |
Industrials |
65,315 |
$212,273.75 |
0.20% |
| RCI Hospitality Holdings, Inc. |
RICK |
Consumer Discretionary |
15,735 |
$215,412.15 |
0.20% |
| 1st Constitution Bancorp |
FCCY |
Financials |
16,363 |
$201,428.53 |
0.19% |
| DHI Group, Inc. |
DHX |
Communication Services |
94,753 |
$202,771.42 |
0.19% |
| Olympic Steel, Inc. |
ZEUS |
Materials |
18,283 |
$197,639.23 |
0.19% |
| BG Staffing, Inc. |
BGSF |
Industrials |
18,599 |
$194,917.52 |
0.18% |
| FedNat Holding Company |
FNHC |
Financials |
18,369 |
$196,180.92 |
0.18% |
| Osmotica Pharmaceuticals Plc |
OSMT |
Health Care |
28,344 |
$189,904.80 |
0.18% |
| Capital Bancorp, Inc. |
CBNK |
Financials |
16,906 |
$181,570.44 |
0.17% |
| Cyclerion Therapeutics Inc |
CYCN |
Health Care |
31,721 |
$183,981.80 |
0.17% |
| Express, Inc. |
EXPR |
Consumer Discretionary |
129,246 |
$178,359.48 |
0.17% |
| ZAGG Inc |
ZAGG |
Consumer Discretionary |
59,776 |
$183,512.32 |
0.17% |
| Braemar Hotels & Resorts Inc. |
BHR |
Real Estate |
61,145 |
$170,594.55 |
0.16% |
| Duluth Holdings Inc. |
DLTH |
Consumer Discretionary |
23,548 |
$171,193.96 |
0.16% |
| First United Corporation |
FUNC |
Financials |
12,573 |
$166,969.44 |
0.16% |
| Ryerson Holding Corporation |
RYI |
Materials |
32,099 |
$172,692.62 |
0.16% |
| Ellington Residential Mortgage REIT |
EARN |
Financials |
16,057 |
$163,299.69 |
0.15% |
| Legacy Housing Corporation |
LEGH |
Consumer Discretionary |
11,917 |
$156,708.55 |
0.15% |
| OP Bancorp |
OPBK |
Financials |
23,240 |
$159,891.20 |
0.15% |
| Eton Pharmaceuticals, Inc. |
ETON |
Health Care |
28,080 |
$152,193.60 |
0.14% |
| Level One Bancorp, Inc. |
LEVL |
Financials |
8,991 |
$153,566.28 |
0.14% |
| Party City Holdco Inc. |
PRTY |
Consumer Discretionary |
107,994 |
$149,031.72 |
0.14% |
| Urovant Sciences Ltd. |
UROV |
Health Care |
15,299 |
$153,907.94 |
0.14% |
| First Financial Northwest, Inc. |
FFNW |
Financials |
14,081 |
$134,614.36 |
0.13% |
| PhaseBio Pharmaceuticals, Inc. |
PHAS |
Health Care |
30,008 |
$136,536.40 |
0.13% |
| Universal Stainless & Alloy Products, Inc. |
USAP |
Materials |
17,651 |
$144,032.16 |
0.13% |
| Hamilton Beach Brands Holding Company (Class A) |
HBB |
Consumer Discretionary |
10,917 |
$123,907.95 |
0.12% |
| Hookipa Pharma Inc. |
HOOK |
Health Care |
12,254 |
$133,323.52 |
0.12% |
| US Dollar |
$USD |
Other |
129,512 |
$129,512.09 |
0.12% |
| VAALCO Energy, Inc. |
EGY |
Energy |
101,380 |
$125,711.20 |
0.12% |
| P.A.M. Transportation Services, Inc. |
PTSI |
Industrials |
3,799 |
$117,389.10 |
0.11% |
| The Container Store Group, Inc. |
TCS |
Consumer Discretionary |
33,656 |
$115,776.64 |
0.11% |
| Lee Enterprises, Incorporated |
LEE |
Communication Services |
106,077 |
$104,984.41 |
0.10% |
| LogicBio Therapeutics, Inc. |
LOGC |
Health Care |
13,110 |
$105,273.30 |
0.10% |
| Sterling Bancorp, Inc. |
SBT |
Financials |
30,043 |
$108,154.80 |
0.10% |
| Watford Holdings Ltd. |
WTRE |
Financials |
6,380 |
$103,100.80 |
0.10% |
| Immunic, Inc. |
IMUX |
Health Care |
6,926 |
$96,063.62 |
0.09% |
| Soliton, Inc. |
SOLY |
Health Care |
11,891 |
$99,170.94 |
0.09% |
| Kaleido Biosciences, Inc. |
KLDO |
Health Care |
11,005 |
$81,106.85 |
0.08% |
| KLX Energy Services Holdings, Inc. |
KLXE |
Energy |
44,155 |
$89,634.65 |
0.08% |
| Bank7 Corp. |
BSVN |
Financials |
6,873 |
$72,166.50 |
0.07% |
| Shiloh Industries, Inc. |
SHLO |
Consumer Discretionary |
30,580 |
$62,994.80 |
0.06% |
| Rhinebeck Bancorp, Inc. |
RBKB |
Financials |
8,706 |
$57,994.13 |
0.05% |
| Hallador Energy Company |
HNRG |
Energy |
43,916 |
$28,202.86 |
0.03% |
| Mammoth Energy Services, Inc. |
TUSK |
Energy |
26,230 |
$32,787.50 |
0.03% |
| FTS International, Inc. |
FTSI |
Energy |
3,235 |
$22,030.37 |
0.02% |
| U.S. Well Services, Inc. |
USWS |
Energy |
50,720 |
$24,010.87 |
0.02% |
| RTW RetailWinds Inc. |
RTW |
Consumer Discretionary |
48,392 |
$12,262.55 |
0.01% |
| Covia Holdings Corporation |
CVIAQ |
Energy |
6,005 |
$246.20 |
0.00% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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