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First Trust Dow Jones Select MicroCap Index Fund (FDM)
Holdings of the Fund as of 9/16/2021
View Index Holdings

Total Number of Holdings (excluding cash): 216

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Echo Global Logistics, Inc. ECHO 27875T101 Industrials 38,426 $1,836,762.80 1.17%
AdvanSix Inc. ASIX 00773T101 Materials 40,467 $1,490,804.28 0.95%
Benchmark Electronics, Inc. BHE 08160H101 Information Technology 51,669 $1,406,946.87 0.90%
Ingles Markets, Incorporated IMKTA 457030104 Consumer Staples 20,562 $1,338,174.96 0.85%
The Andersons, Inc. ANDE 034164103 Consumer Staples 45,173 $1,314,986.03 0.84%
Photronics, Inc. PLAB 719405102 Information Technology 91,441 $1,300,291.02 0.83%
Vanda Pharmaceuticals Inc. VNDA 921659108 Health Care 80,155 $1,302,518.75 0.83%
Interface, Inc. TILE 458665304 Industrials 85,133 $1,232,725.84 0.79%
Origin Bancorp, Inc. OBNK 68621T102 Financials 31,514 $1,238,500.20 0.79%
Washington Trust Bancorp, Inc. WASH 940610108 Financials 24,973 $1,241,657.56 0.79%
ACCO Brands Corporation ACCO 00081T108 Industrials 137,759 $1,227,432.69 0.78%
Heritage Financial Corporation HFWA 42722X106 Financials 51,907 $1,223,967.06 0.78%
Kearny Financial Corp. KRNY 48716P108 Financials 98,326 $1,232,024.78 0.78%
Meridian Bioscience, Inc. VIVO 589584101 Health Care 62,509 $1,217,675.32 0.78%
The GEO Group, Inc. GEO 36162J106 Real Estate 175,466 $1,231,771.32 0.78%
Lakeland Bancorp, Inc. LBAI 511637100 Financials 72,998 $1,205,196.98 0.77%
Preferred Bank PFBC 740367404 Financials 19,563 $1,204,885.17 0.77%
Uranium Energy Corp UEC 916896103 Energy 335,857 $1,192,292.35 0.76%
Ellington Financial Inc. EFC 28852N109 Financials 63,161 $1,176,057.82 0.75%
Resolute Forest Products Inc. RFP 76117W109 Materials 114,098 $1,182,055.28 0.75%
Standard Motor Products, Inc. SMP 853666105 Consumer Discretionary 28,807 $1,183,391.56 0.75%
The First Bancshares, Inc. FBMS 318916103 Financials 30,322 $1,182,254.78 0.75%
ChannelAdvisor Corporation ECOM 159179100 Information Technology 42,893 $1,156,824.21 0.74%
Federal Agricultural Mortgage Corporation AGM 313148306 Financials 11,852 $1,168,133.12 0.74%
Banc of California, Inc. BANC 05990K106 Financials 64,421 $1,128,655.92 0.72%
Bryn Mawr Bank Corporation BMTC 117665109 Financials 28,678 $1,122,456.92 0.72%
HomeStreet, Inc. HMST 43785V102 Financials 30,807 $1,135,237.95 0.72%
CONSOL Energy Inc. CEIX 20854L108 Energy 43,721 $1,113,136.66 0.71%
Sportsman's Warehouse Holdings, Inc. SPWH 84920Y106 Consumer Discretionary 63,071 $1,116,987.41 0.71%
Univest Financial Corporation UVSP 915271100 Financials 42,384 $1,113,851.52 0.71%
Nicolet Bankshares, Inc. NCBS 65406E102 Financials 15,587 $1,088,440.21 0.69%
QCR Holdings, Inc. QCRH 74727A104 Financials 21,490 $1,083,310.90 0.69%
SpartanNash Company SPTN 847215100 Consumer Staples 52,281 $1,080,648.27 0.69%
HarborOne Bancorp, Inc. HONE 41165Y100 Financials 81,039 $1,061,610.90 0.68%
Northfield Bancorp, Inc. NFBK 66611T108 Financials 66,610 $1,065,760.00 0.68%
Perdoceo Education Corp. PRDO 71363P106 Consumer Discretionary 101,618 $1,063,940.46 0.68%
Quanex Building Products Corporation NX 747619104 Industrials 48,466 $1,066,252.00 0.68%
Wabash National Corporation WNC 929566107 Industrials 74,848 $1,074,817.28 0.68%
City Office REIT, Inc. CIO 178587101 Real Estate 62,605 $1,056,146.35 0.67%
Granite Point Mortgage Trust Inc. GPMT 38741L107 Financials 79,500 $1,051,785.00 0.67%
Myers Industries, Inc. MYE 628464109 Materials 52,058 $1,055,215.66 0.67%
The Lovesac Company LOVE 54738L109 Consumer Discretionary 15,599 $1,051,996.56 0.67%
Cross Country Healthcare, Inc. CCRN 227483104 Health Care 50,538 $1,041,588.18 0.66%
Digi International Inc. DGII 253798102 Information Technology 49,092 $1,035,841.20 0.66%
John B. Sanfilippo & Son, Inc. JBSS 800422107 Consumer Staples 12,797 $1,033,485.72 0.66%
Unitil Corporation UTL 913259107 Utilities 21,701 $1,022,334.11 0.65%
Collegium Pharmaceutical, Inc. COLL 19459J104 Health Care 50,850 $1,000,219.50 0.64%
The Gorman-Rupp Company GRC 383082104 Industrials 27,126 $996,880.50 0.64%
Universal Electronics Inc. UEIC 913483103 Consumer Discretionary 19,858 $1,008,984.98 0.64%
Camden National Corporation CAC 133034108 Financials 21,556 $982,306.92 0.63%
Flushing Financial Corporation FFIC 343873105 Financials 44,656 $982,432.00 0.63%
Plymouth Industrial REIT, Inc. PLYM 729640102 Real Estate 42,420 $986,689.20 0.63%
Capstead Mortgage Corporation CMO 14067E506 Financials 139,715 $968,224.95 0.62%
CRA International, Inc. CRAI 12618T105 Industrials 10,564 $973,472.60 0.62%
Insteel Industries, Inc. IIIN 45774W108 Industrials 27,902 $971,268.62 0.62%
Kelly Services, Inc. KELYA 488152208 Industrials 48,314 $967,729.42 0.62%
Central Pacific Financial Corp. CPF 154760409 Financials 40,816 $965,298.40 0.61%
Citi Trends, Inc. CTRN 17306X102 Consumer Discretionary 13,587 $958,155.24 0.61%
Heritage Commerce Corp HTBK 426927109 Financials 86,706 $953,766.00 0.61%
Koppers Holdings Inc. KOP 50060P106 Materials 30,643 $951,465.15 0.61%
Allegiance Bancshares, Inc. ABTX 01748H107 Financials 26,787 $946,116.84 0.60%
Argan, Inc. AGX 04010E109 Industrials 21,607 $941,849.13 0.60%
Hawkins, Inc. HWKN 420261109 Materials 27,330 $942,338.40 0.60%
Liquidity Services, Inc. LQDT 53635B107 Consumer Discretionary 39,019 $936,456.00 0.60%
Glatfelter Corporation GLT 377320106 Materials 64,127 $920,863.72 0.59%
Horizon Bancorp, Inc. HBNC 440407104 Financials 55,160 $933,307.20 0.59%
Kimball Electronics, Inc. KE 49428J109 Information Technology 36,003 $932,477.70 0.59%
Sterling Construction Company, Inc. STRL 859241101 Industrials 41,268 $931,418.76 0.59%
Ares Commercial Real Estate Corporation ACRE 04013V108 Financials 58,428 $908,555.40 0.58%
GreenSky, Inc. (Class A) GSKY 39572G100 Information Technology 75,752 $889,328.48 0.57%
Metropolitan Bank Holding Corp. MCB 591774104 Financials 11,196 $891,089.64 0.57%
Chuy's Holdings, Inc. CHUY 171604101 Consumer Discretionary 28,832 $879,664.32 0.56%
Regional Management Corp. RM 75902K106 Financials 14,258 $873,730.24 0.56%
Alpha and Omega Semiconductor Limited AOSL G6331P104 Information Technology 29,735 $867,369.95 0.55%
Community Trust Bancorp, Inc. CTBI 204149108 Financials 21,865 $867,603.20 0.55%
Eagle Pharmaceuticals, Inc. EGRX 269796108 Health Care 16,831 $860,064.10 0.55%
Shoe Carnival, Inc. SCVL 824889109 Consumer Discretionary 24,944 $868,550.08 0.55%
TrustCo Bank Corp NY TRST 898349204 Financials 27,818 $856,794.40 0.55%
RE/MAX Holdings, Inc. (Class A) RMAX 75524W108 Real Estate 27,253 $851,656.25 0.54%
Urstadt Biddle Properties Inc. UBA 917286205 Real Estate 43,423 $845,445.81 0.54%
Altabancorp ALTA 021347109 Financials 20,969 $839,389.07 0.53%
Barrett Business Services, Inc. BBSI 068463108 Industrials 10,913 $830,151.91 0.53%
Haverty Furniture Companies, Inc. HVT 419596101 Consumer Discretionary 24,419 $825,850.58 0.53%
Antares Pharma, Inc. ATRS 036642106 Health Care 224,031 $808,751.91 0.52%
Sculptor Capital Management Group, Inc. (Class A) SCU 811246107 Financials 28,684 $814,338.76 0.52%
Great Southern Bancorp, Inc. GSBC 390905107 Financials 15,433 $799,120.74 0.51%
Hanmi Financial Corporation HAFC 410495204 Financials 44,281 $801,928.91 0.51%
Movado Group, Inc. MOV 624580106 Consumer Discretionary 24,265 $802,200.90 0.51%
PetMed Express, Inc. PETS 716382106 Consumer Discretionary 29,240 $802,930.40 0.51%
RCI Hospitality Holdings, Inc. RICK 74934Q108 Consumer Discretionary 11,815 $793,259.10 0.51%
Vectrus, Inc. VEC 92242T101 Industrials 16,909 $803,853.86 0.51%
Victory Capital Holdings, Inc. (Class A) VCTR 92645B103 Financials 23,157 $799,842.78 0.51%
Beazer Homes USA, Inc. BZH 07556Q881 Consumer Discretionary 42,888 $777,130.56 0.50%
Byline Bancorp, Inc. BY 124411109 Financials 33,994 $792,060.20 0.50%
Daseke, Inc. DSKE 23753F107 Industrials 89,348 $789,836.32 0.50%
Peoples Bancorp Inc. PEBO 709789101 Financials 25,796 $792,195.16 0.50%
Ducommun Incorporated DCO 264147109 Industrials 15,727 $774,869.29 0.49%
Ethan Allen Interiors Inc. ETD 297602104 Consumer Discretionary 31,624 $769,728.16 0.49%
Tristate Capital Holdings, Inc. TSC 89678F100 Financials 40,181 $769,064.34 0.49%
Bank of Marin Bancorp BMRC 063425102 Financials 21,127 $751,487.39 0.48%
Diamond Hill Investment Group, Inc. DHIL 25264R207 Financials 4,193 $753,733.68 0.48%
Hyster-Yale Materials Handling, Inc. HY 449172105 Industrials 14,035 $761,258.40 0.48%
The RMR Group Inc. (Class A) RMR 74967R106 Real Estate 22,235 $753,988.85 0.48%
Tutor Perini Corporation TPC 901109108 Industrials 58,787 $754,237.21 0.48%
Amerant Bancorp Inc. AMTB 023576101 Financials 29,706 $730,173.48 0.47%
Big 5 Sporting Goods Corporation BGFV 08915P101 Consumer Discretionary 30,227 $742,072.85 0.47%
Cricut, Inc. (Class A) CRCT 22658D100 Consumer Discretionary 23,709 $742,802.97 0.47%
Loral Space & Communications Inc. LORL 543881106 Communication Services 18,547 $735,759.49 0.47%
A-Mark Precious Metals, Inc. AMRK 00181T107 Financials 11,727 $716,402.43 0.46%
Cass Information Systems, Inc. CASS 14808P109 Information Technology 17,239 $721,107.37 0.46%
Clearfield, Inc. CLFD 18482P103 Information Technology 16,047 $719,707.95 0.46%
One Liberty Properties, Inc. OLP 682406103 Real Estate 23,329 $719,466.36 0.46%
Titan Machinery Inc. TITN 88830R101 Industrials 27,290 $723,730.80 0.46%
First Financial Corporation THFF 320218100 Financials 17,966 $700,853.66 0.45%
Sciplay Corporation (Class A) SCPL 809087109 Communication Services 35,177 $701,077.61 0.45%
Turtle Beach Corporation HEAR 900450206 Information Technology 22,824 $701,838.00 0.45%
BlueLinx Holdings Inc. BXC 09624H208 Industrials 13,659 $687,320.88 0.44%
Catalyst Pharmaceuticals, Inc. CPRX 14888U101 Health Care 138,677 $689,224.69 0.44%
Ennis, Inc. EBF 293389102 Industrials 37,657 $689,123.10 0.44%
MasterCraft Boat Holdings Inc. MCFT 57637H103 Consumer Discretionary 27,338 $697,119.00 0.44%
Midland States Bancorp Inc MSBI 597742105 Financials 29,360 $688,492.00 0.44%
Atlantic Capital Bancshares, Inc. ACBI 048269203 Financials 29,333 $667,912.41 0.43%
Resources Connection, Inc. RGP 76122Q105 Industrials 44,510 $667,650.00 0.43%
Computer Programs and Systems, Inc. CPSI 205306103 Health Care 18,486 $666,790.02 0.42%
Conn's, Inc. CONN 208242107 Consumer Discretionary 27,955 $657,501.60 0.42%
Franklin Street Properties Corp. FSP 35471R106 Real Estate 139,350 $657,732.00 0.42%
Hovnanian Enterprises, Inc. (Class A) HOV 442487401 Consumer Discretionary 6,538 $666,810.62 0.42%
International Money Express, Inc. IMXI 46005L101 Information Technology 38,399 $652,783.00 0.42%
Vishay Precision Group, Inc. VPG 92835K103 Information Technology 18,158 $658,227.50 0.42%
National Western Life Group, Inc. NWLI 638517102 Financials 3,272 $647,856.00 0.41%
The First of Long Island Corporation FLIC 320734106 Financials 32,253 $636,029.16 0.41%
Transcat, Inc. TRNS 893529107 Industrials 9,898 $639,608.76 0.41%
Viking Therapeutics, Inc. VKTX 92686J106 Health Care 99,148 $651,402.36 0.41%
Central Garden & Pet Company CENT 153527106 Consumer Staples 14,064 $635,692.80 0.40%
Funko, Inc. (Class A) FNKO 361008105 Consumer Discretionary 33,011 $623,907.90 0.40%
Independent Bank Corporation IBCP 453838609 Financials 31,428 $632,017.08 0.40%
Kimball International, Inc. KBAL 494274103 Industrials 52,790 $620,282.50 0.40%
Phibro Animal Health Corporation (Class A) PAHC 71742Q106 Health Care 29,340 $625,235.40 0.40%
Tecnoglass Inc. TGLS G87264100 Industrials 28,199 $624,889.84 0.40%
Entravision Communications Corporation EVC 29382R107 Communication Services 87,809 $603,247.83 0.38%
American Vanguard Corporation AVD 030371108 Materials 39,136 $578,038.72 0.37%
Babcock & Wilcox Enterprises, Inc. BW 05614L209 Industrials 95,227 $585,646.05 0.37%
BioDelivery Sciences International, Inc. BDSI 09060J106 Health Care 142,176 $581,499.84 0.37%
MVB Financial Corp. MVBF 553810102 Financials 14,754 $579,979.74 0.37%
OneWater Marine Inc. (Class A) ONEW 68280L101 Consumer Discretionary 14,240 $583,697.60 0.37%
Oppenheimer Holdings Inc. (Class A) OPY 683797104 Financials 13,254 $579,995.04 0.37%
REX American Resources Corporation REX 761624105 Energy 7,607 $573,719.94 0.37%
Capstar Financial Holdings, Inc. CSTR 14070T102 Financials 26,456 $570,655.92 0.36%
Whitestone REIT WSR 966084204 Real Estate 57,604 $571,431.68 0.36%
PAE Incorporated PAE 69290Y109 Industrials 89,957 $527,148.02 0.34%
Universal Insurance Holdings, Inc. UVE 91359V107 Financials 40,980 $527,822.40 0.34%
American Outdoor Brands AOUT 02875D109 Consumer Discretionary 20,224 $511,667.20 0.33%
KalVista Pharmaceuticals, Inc. KALV 483497103 Health Care 26,425 $515,816.00 0.33%
Motorcar Parts of America, Inc. MPAA 620071100 Consumer Discretionary 27,491 $518,755.17 0.33%
Farmland Partners Inc. FPI 31154R109 Real Estate 40,041 $507,319.47 0.32%
CTO Realty Growth, Inc. CTO 22948Q101 Real Estate 8,597 $466,989.04 0.30%
El Pollo Loco Holdings, Inc. LOCO 268603107 Consumer Discretionary 27,364 $469,018.96 0.30%
Rocky Brands, Inc. RCKY 774515100 Consumer Discretionary 9,771 $477,215.64 0.30%
Aviat Networks, Inc. AVNW 05366Y201 Information Technology 13,206 $455,871.12 0.29%
Bluerock Residential Growth REIT, Inc. BRG 09627J102 Real Estate 40,705 $460,780.60 0.29%
Dorian LPG Ltd. LPG Y2106R110 Energy 39,119 $457,692.30 0.29%
Tredegar Corporation TG 894650100 Materials 37,409 $458,260.25 0.29%
Blue Bird Corporation BLBD 095306106 Industrials 21,937 $441,153.07 0.28%
Rimini Street, Inc. RMNI 76674Q107 Information Technology 45,512 $435,549.84 0.28%
Atlanticus Holdings Corporation ATLC 04914Y102 Financials 8,402 $421,276.28 0.27%
AXT, Inc. AXTI 00246W103 Information Technology 57,362 $431,362.24 0.27%
CURO Group Holdings Corp. CURO 23131L107 Financials 24,624 $418,608.00 0.27%
Dyne Therapeutics, Inc. DYN 26818M108 Health Care 26,594 $428,163.40 0.27%
CyberOptics Corporation CYBE 232517102 Information Technology 10,530 $413,091.90 0.26%
NextDecade Corporation NEXT 65342K105 Energy 165,714 $407,656.44 0.26%
US Dollar $USD Other 408,966 $408,966.01 0.26%
Blue Ridge Bankshares, Inc. BRBS 095825105 Financials 22,836 $388,440.36 0.25%
Del Taco Restaurants, Inc. TACO 245496104 Consumer Discretionary 45,603 $390,361.68 0.25%
GP Strategies Corporation GPX 36225V104 Industrials 18,876 $390,921.96 0.25%
Co-Diagnostics, Inc. CODX 189763105 Health Care 38,047 $374,762.95 0.24%
Mid Penn Bancorp, Inc. MPB 59540G107 Financials 14,315 $374,050.95 0.24%
PCB Bancorp PCB 69320M109 Financials 18,781 $377,122.48 0.24%
Intelligent Systems Corporation INS 45816D100 Information Technology 9,482 $362,212.40 0.23%
Northeast Bank NBN 66405S100 Financials 10,835 $353,654.40 0.23%
Casa Systems, Inc. CASA 14713L102 Information Technology 50,226 $348,568.44 0.22%
eGain Corporation EGAN 28225C806 Information Technology 30,508 $342,909.92 0.22%
Information Services Group, Inc. III 45675Y104 Information Technology 45,716 $347,898.76 0.22%
Mesa Air Group, Inc. MESA 590479135 Industrials 45,836 $350,187.04 0.22%
Select Bancorp, Inc. SLCT 81617L108 Financials 21,870 $344,671.20 0.22%
Community Bankers Trust Corporation ESXB 203612106 Financials 32,344 $330,879.12 0.21%
EMCORE Corporation EMKR 290846203 Information Technology 44,640 $323,193.60 0.21%
Harrow Health, Inc. HROW 415858109 Health Care 35,663 $327,742.97 0.21%
InfuSystem Holdings, Inc. INFU 45685K102 Health Care 24,804 $336,094.20 0.21%
Olympic Steel, Inc. ZEUS 68162K106 Materials 13,104 $324,717.12 0.21%
Vera Bradley, Inc. VRA 92335C106 Consumer Discretionary 32,006 $324,540.84 0.21%
Central Valley Community Bancorp CVCY 155685100 Financials 15,184 $309,905.44 0.20%
Flexsteel Industries, Inc. FLXS 339382103 Consumer Discretionary 9,097 $313,391.65 0.20%
Bank of Commerce Holdings BOCH 06424J103 Financials 22,684 $297,614.08 0.19%
Dream Finders Homes, Inc (Class A) DFH 26154D100 Consumer Discretionary 14,443 $281,349.64 0.18%
Greenhill & Co., Inc. GHL 395259104 Financials 21,119 $289,541.49 0.18%
Investar Holding Corporation ISTR 46134L105 Financials 12,769 $274,788.88 0.18%
Duluth Holdings Inc. DLTH 26443V101 Consumer Discretionary 18,329 $264,854.05 0.17%
Magenta Therapeutics, Inc. MGTA 55910K108 Health Care 38,570 $264,975.90 0.17%
Altus Midstream Company (Class A) ALTM 02215L209 Energy 3,675 $249,826.50 0.16%
Lakeland Industries, Inc. LAKE 511795106 Consumer Discretionary 11,580 $245,496.00 0.16%
Lazydays Holdings, Inc. LAZY 52110H100 Consumer Discretionary 11,173 $254,185.75 0.16%
Tiptree Inc. (Class A) TIPT 88822Q103 Financials 25,520 $251,372.00 0.16%
Alico, Inc. ALCO 016230104 Consumer Staples 6,401 $227,939.61 0.15%
US Xpress Enterprises, Inc. (Class A) USX 90338N202 Industrials 27,915 $242,860.50 0.15%
Ovid Therapeutics Inc. OVID 690469101 Health Care 62,605 $215,987.25 0.14%
Viant Technology Inc. (Class A) DSP 92557A101 Information Technology 16,590 $214,840.50 0.14%
Infrastructure and Energy Alternatives, Inc. IEA 45686J104 Industrials 16,489 $203,474.26 0.13%
Bioventus Inc. (Class A) BVS 09075A108 Health Care 11,841 $169,326.30 0.11%
Five Star Bancorp FSBC 33830T103 Financials 7,512 $174,578.88 0.11%
JOANN Inc. JOAN 47768J101 Consumer Discretionary 15,782 $177,389.68 0.11%
Rain Therapeutics Inc. RAIN 75082Q105 Health Care 10,823 $168,081.19 0.11%
Enochian Biosciences Inc. ENOB 29350E104 Health Care 21,375 $155,823.75 0.10%
Finance of America Companies Inc. (Class A) FOA 31738L107 Financials 30,235 $155,407.90 0.10%
Trean Insurance Group, Inc. TIG 89457R101 Financials 15,496 $155,579.84 0.10%
Tyme Technologies, Inc. TYME 90238J103 Health Care 140,141 $145,746.64 0.09%
Pangaea Logistics Solutions Ltd. PANL G6891L105 Industrials 15,139 $88,563.15 0.06%
American Realty Investors, Inc. ARL 029174109 Real Estate 3,961 $41,709.33 0.03%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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