First Trust Indxx Innovative Transaction & Process ETF (LEGR)

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Holdings

Holdings of the Fund as of 10/14/2021
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Total Number of Holdings (excluding cash): 100

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Sberbank of Russia PJSC (ADR)	SBER.LI	80585Y308	Financials	95,316	$2,001,636.00	1.46%
Gazprom PJSC (ADR)	OGZD.LI	368287207	Energy	191,348	$1,951,749.60	1.43%
salesforce.com, inc.	CRM	79466L302	Information Technology	6,535	$1,895,280.70	1.39%
Oracle Corporation	ORCL	68389X105	Information Technology	19,028	$1,812,987.84	1.33%
Advanced Micro Devices, Inc.	AMD	007903107	Information Technology	16,051	$1,797,551.49	1.31%
International Business Machines Corporation	IBM	459200101	Information Technology	12,368	$1,773,447.52	1.30%
VMware, Inc.	VMW	928563402	Information Technology	11,706	$1,783,526.16	1.30%
Wipro Limited (ADR)	WIT	97651M109	Information Technology	180,867	$1,765,261.92	1.29%
Telefonaktiebolaget LM Ericsson (Class B)	ERICB.SS	W26049119	Information Technology	142,908	$1,745,173.50	1.28%
Microsoft Corporation	MSFT	594918104	Information Technology	5,732	$1,735,363.00	1.27%
Cognizant Technology Solutions Corporation	CTSH	192446102	Information Technology	22,278	$1,725,431.10	1.26%
Intel Corporation	INTC	458140100	Information Technology	31,904	$1,719,625.60	1.26%
JD.com, Inc. (ADR)	JD	47215P106	Consumer Discretionary	21,228	$1,720,104.84	1.26%
Nordea Bank Abp	NDA.FH	X5S8VL105	Financials	139,272	$1,723,351.60	1.26%
Swisscom AG	SCMN.SW	H8398N104	Communication Services	2,925	$1,718,390.01	1.26%
Mitsubishi UFJ Financial Group, Inc. (ADR)	MUFG	606822104	Financials	296,822	$1,709,694.72	1.25%
Accenture Plc	ACN	G1151C101	Information Technology	4,994	$1,693,165.76	1.24%
Alibaba Group Holding Limited (ADR)	BABA	01609W102	Consumer Discretionary	10,184	$1,698,487.52	1.24%
Baidu, Inc. (ADR)	BIDU	056752108	Communication Services	10,410	$1,693,707.00	1.24%
SAP SE	SAP.GY	D66992104	Information Technology	11,696	$1,694,938.86	1.24%
Industrial and Commercial Bank of China Limited (Class H)	1398.HK	Y3990B112	Financials	3,005,100	$1,688,280.13	1.23%
Infosys Limited (ADR)	INFY	456788108	Information Technology	74,302	$1,687,398.42	1.23%
Honeywell International Inc.	HON	438516106	Industrials	7,642	$1,670,464.78	1.22%
Mastercard Incorporated	MA	57636Q104	Information Technology	4,848	$1,670,523.84	1.22%
NVIDIA Corporation	NVDA	67066G104	Information Technology	7,683	$1,670,745.18	1.22%
Capgemini SE	CAP.FP	F4973Q101	Information Technology	7,609	$1,650,999.84	1.21%
China CITIC Bank Corporation Limited (Class H)	998.HK	Y1434M116	Financials	3,641,197	$1,643,067.63	1.20%
China Construction Bank Corporation (Class H)	939.HK	Y1397N101	Financials	2,333,469	$1,646,942.85	1.20%
Amazon.com, Inc.	AMZN	023135106	Consumer Discretionary	490	$1,616,931.40	1.18%
Engie S.A.	ENGI.FP	F7629A107	Utilities	120,103	$1,607,888.18	1.18%
AT&T Inc.	T	00206R102	Communication Services	62,135	$1,591,898.70	1.16%
Fujitsu Limited	6702.JP	J15708159	Information Technology	8,700	$1,580,357.15	1.16%
Micron Technology, Inc.	MU	595112103	Information Technology	23,381	$1,585,231.80	1.16%
PayPal Holdings, Inc.	PYPL	70450Y103	Information Technology	5,938	$1,582,180.10	1.16%
SoftBank Corp.	9434.JP	J75963132	Communication Services	118,100	$1,581,696.39	1.16%
Tata Consultancy Services Limited	TCS.IS	Y85279100	Information Technology	33,028	$1,584,917.24	1.16%
Deutsche Telekom AG	DTE.GY	D2035M136	Communication Services	81,308	$1,562,433.16	1.14%
Taiwan Semiconductor Manufacturing Company Ltd. (ADR)	TSM	874039100	Information Technology	13,887	$1,563,120.72	1.14%
Samsung Electronics Co., Ltd.	005930.KS	Y74718100	Information Technology	26,458	$1,547,277.62	1.13%
A.P. Moeller - Maersk A/S (Class B)	MAERSKB.DC	K0514G101	Industrials	550	$1,419,938.28	1.04%
Royal Dutch Shell Plc (ADR)	RDS/A	780259206	Energy	28,865	$1,388,117.85	1.02%
Daimler AG	DAI.GY	D1668R123	Consumer Discretionary	14,032	$1,352,604.32	0.99%
Lloyds Banking Group Plc (ADR)	LYG	539439109	Financials	496,002	$1,309,445.28	0.96%
HSBC Holdings Plc	HSBA.LN	G4634U169	Financials	217,923	$1,269,242.86	0.93%
Bank of America Corporation	BAC	060505104	Financials	27,749	$1,250,647.43	0.91%
Bayerische Motoren Werke (BMW) AG	BMW.GY	D12096109	Consumer Discretionary	12,222	$1,227,880.92	0.90%
KBC Groupe N.V.	KBC.BB	B5337G162	Financials	13,367	$1,227,115.42	0.90%
Kotak Mahindra Bank Limited	KMB.IS	Y4964H150	Financials	45,924	$1,231,290.56	0.90%
Tesla, Inc.	TSLA	88160R101	Consumer Discretionary	1,505	$1,231,571.60	0.90%
CME Group Inc.	CME	12572Q105	Financials	5,903	$1,222,216.15	0.89%
ING Groep N.V. (ADR)	ING	456837103	Financials	82,249	$1,221,397.65	0.89%
The Bank of New York Mellon Corporation	BK	064058100	Financials	21,480	$1,215,123.60	0.89%
American International Group, Inc.	AIG	026874784	Financials	20,770	$1,199,882.90	0.88%
Barclays Plc	BARC.LN	G08036124	Financials	451,398	$1,199,742.22	0.88%
Banco Santander S.A.	SAN.SM	E19790109	Financials	313,896	$1,194,366.63	0.87%
BNP Paribas S.A.	BNP.FP	F1058Q238	Financials	17,886	$1,174,641.76	0.86%
BOC Hong Kong (Holdings) Limited	2388.HK	Y0920U103	Financials	370,235	$1,170,891.69	0.86%
Lockheed Martin Corporation	LMT	539830109	Industrials	3,256	$1,178,899.92	0.86%
The Home Depot, Inc.	HD	437076102	Consumer Discretionary	3,423	$1,177,683.15	0.86%
UBS Group AG	UBSG.SW	H42097107	Financials	68,482	$1,170,036.82	0.86%
Bank of Communications Co., Ltd. (Class H)	3328.HK	Y06988102	Financials	1,920,459	$1,155,460.33	0.85%
China Life Insurance Co., Limited (ADR)	LFC	16939P106	Financials	132,074	$1,155,647.50	0.85%
JPMorgan Chase & Co.	JPM	46625H100	Financials	7,134	$1,166,194.98	0.85%
Royal Bank of Canada	RY.CN	780087102	Financials	11,066	$1,161,701.88	0.85%
Australia and New Zealand Banking Group Limited	ANZ.AU	Q09504137	Financials	55,950	$1,144,518.01	0.84%
Nasdaq, Inc.	NDAQ	631103108	Financials	5,738	$1,151,272.32	0.84%
Nokia Corporation (ADR)	NOK	654902204	Information Technology	192,191	$1,143,536.45	0.84%
Sony Group Corp. (ADR)	SONY	835699307	Consumer Discretionary	10,331	$1,153,249.53	0.84%
The Boeing Company	BA	097023105	Industrials	5,308	$1,154,171.52	0.84%
Allianz SE	ALV.GY	D03080112	Financials	4,951	$1,131,224.74	0.83%
AXA S.A.	CS.FP	F06106102	Financials	41,162	$1,131,333.02	0.83%
Banco Bilbao Vizcaya Argentaria, S.A.	BBVA.SM	E11805103	Financials	174,375	$1,139,929.35	0.83%
Citigroup Inc.	C	172967424	Financials	16,121	$1,141,366.80	0.83%
DBS Group Holdings Limited	DBS.SP	Y20246107	Financials	50,400	$1,137,027.60	0.83%
Deutsche Boerse AG	DB1.GY	D1882G119	Financials	6,655	$1,129,114.65	0.83%
HDFC Bank Ltd. (ADR)	HDB	40415F101	Financials	14,980	$1,133,686.40	0.83%
Workday, Inc. (Class A)	WDAY	98138H101	Information Technology	4,208	$1,140,830.88	0.83%
Axis Bank Limited	AXSB.IS	Y0487S137	Financials	105,654	$1,125,978.48	0.82%
Bank of China Ltd.	3988.HK	Y0698A107	Financials	3,189,875	$1,119,542.18	0.82%
ICICI Bank Limited (ADR)	IBN	45104G104	Financials	58,158	$1,126,520.46	0.82%
Infineon Technologies AG	IFX.GY	D35415104	Information Technology	26,180	$1,120,470.82	0.82%
Rio Tinto Plc (ADR)	RIO	767204100	Materials	15,762	$1,120,520.58	0.82%
Visa Inc. (Class A)	V	92826C839	Information Technology	4,992	$1,124,098.56	0.82%
Westpac Banking Corporation	WBC.AU	Q97417101	Financials	60,123	$1,126,870.90	0.82%
Airbus Group SE	AIR.FP	N0280E105	Industrials	8,342	$1,096,669.28	0.80%
The Goldman Sachs Group, Inc.	GS	38141G104	Financials	2,809	$1,098,880.80	0.80%
Verbund AG	VER.AV	A91460104	Utilities	10,235	$1,096,744.51	0.80%
China Merchants Bank Co., Ltd. (Class H)	3968.HK	Y14896115	Financials	132,968	$1,080,359.63	0.79%
Cisco Systems, Inc.	CSCO	17275R102	Information Technology	19,384	$1,078,719.60	0.79%
London Stock Exchange Group Plc	LSEG.LN	G5689U103	Financials	10,138	$1,085,845.14	0.79%
Partners Group Holding AG	PGHN.SW	H6120A101	Financials	658	$1,082,180.64	0.79%
Verizon Communications Inc.	VZ	92343V104	Communication Services	20,864	$1,083,258.88	0.79%
Walmart, Inc.	WMT	931142103	Consumer Staples	7,757	$1,084,971.59	0.79%
AIA Group Limited	1299.HK	Y002A1105	Financials	94,607	$1,064,229.97	0.78%
BHP Group Ltd	BHP.AU	Q1498M100	Materials	37,614	$1,054,555.88	0.77%
Iberdrola S.A.	IBE.SM	E6165F166	Utilities	93,544	$1,040,568.83	0.76%
Samsung SDI Co., Ltd.	006400.KS	Y74866107	Information Technology	1,773	$1,033,871.55	0.76%
Postal Savings Bank of China Co., Ltd. (Class H)	1658.HK	Y6987V108	Financials	1,522,827	$1,006,277.66	0.74%
Haier Smart Home Co., Ltd. (Class D)	690D.GY	Y7166P110	Consumer Discretionary	561,093	$976,439.75	0.71%
The Kroger Co.	KR	501044101	Consumer Staples	24,623	$963,251.76	0.70%
US Dollar	$USD		Other	355,732	$355,731.60	0.26%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.