First Trust Utilities AlphaDEX® Fund (FXU)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report

Holdings

Holdings of the Fund as of 11/23/2020
View Index Holdings

Export to Excel

Total Number of Holdings (excluding cash): 40

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Edison International	EIX	281020107	Electricity	157,482	$10,102,470.30	4.85%
Exelon Corporation	EXC	30161N101	Electricity	223,892	$9,307,190.44	4.47%
Pinnacle West Capital Corporation	PNW	723484101	Electricity	107,395	$9,072,729.60	4.35%
UGI Corporation	UGI	902681105	Gas, Water and Multi-utilities	242,764	$8,870,596.56	4.26%
PPL Corporation	PPL	69351T106	Electricity	294,243	$8,824,347.57	4.23%
Evergy, Inc.	EVRG	30034W106	Electricity	157,543	$8,660,138.71	4.16%
NRG Energy, Inc.	NRG	629377508	Electricity	260,453	$8,024,556.93	3.85%
Vistra Corp.	VST	92840M102	Electricity	424,515	$7,883,243.55	3.78%
IDACORP, Inc.	IDA	451107106	Electricity	80,165	$7,315,056.25	3.51%
DTE Energy Company	DTE	233331107	Electricity	55,677	$7,260,837.57	3.48%
Entergy Corporation	ETR	29364G103	Electricity	65,007	$7,132,568.04	3.42%
Sempra Energy	SRE	816851109	Gas, Water and Multi-utilities	54,116	$7,091,360.64	3.40%
Public Service Enterprise Group Incorporated	PEG	744573106	Electricity	116,648	$6,814,576.16	3.27%
Atmos Energy Corporation	ATO	049560105	Gas, Water and Multi-utilities	67,006	$6,490,201.16	3.11%
Consolidated Edison, Inc.	ED	209115104	Electricity	82,328	$6,386,182.96	3.06%
Clean Harbors, Inc.	CLH	184496107	Waste and Disposal Services	85,736	$6,299,881.28	3.02%
Avangrid, Inc.	AGR	05351W103	Electricity	126,935	$5,850,434.15	2.81%
The Southern Company	SO	842587107	Electricity	88,599	$5,355,809.55	2.57%
Hawaiian Electric Industries, Inc.	HE	419870100	Electricity	144,519	$5,282,169.45	2.53%
Duke Energy Corporation	DUK	26441C204	Gas, Water and Multi-utilities	54,244	$5,062,592.52	2.43%
National Fuel Gas Company	NFG	636180101	Gas, Water and Multi-utilities	118,350	$4,977,801.00	2.39%
Alliant Energy Corporation	LNT	018802108	Electricity	93,007	$4,906,119.25	2.35%
American Electric Power Company, Inc.	AEP	025537101	Electricity	58,778	$4,902,672.98	2.35%
Ameren Corporation	AEE	023608102	Gas, Water and Multi-utilities	60,746	$4,817,157.80	2.31%
NiSource Inc.	NI	65473P105	Gas, Water and Multi-utilities	145,571	$3,538,831.01	1.70%
Waste Management, Inc.	WM	94106L109	Waste and Disposal Services	28,298	$3,398,872.78	1.63%
Eversource Energy	ES	30040W108	Electricity	38,331	$3,365,078.49	1.61%
Republic Services, Inc.	RSG	760759100	Waste and Disposal Services	34,306	$3,354,440.68	1.61%
CMS Energy Corporation	CMS	125896100	Electricity	52,149	$3,204,034.56	1.54%
WEC Energy Group, Inc.	WEC	92939U106	Gas, Water and Multi-utilities	33,051	$3,166,285.80	1.52%
Xcel Energy Inc.	XEL	98389B100	Electricity	46,407	$3,172,382.52	1.52%
FirstEnergy Corp.	FE	337932107	Electricity	111,549	$3,091,022.79	1.48%
PG&E Corporation	PCG	69331C108	Electricity	170,529	$2,165,718.30	1.04%
CenterPoint Energy, Inc.	CNP	15189T107	Gas, Water and Multi-utilities	82,753	$1,984,416.94	0.95%
OGE Energy Corp.	OGE	670837103	Electricity	53,394	$1,819,133.58	0.87%
The AES Corporation	AES	00130H105	Electricity	88,419	$1,809,052.74	0.87%
Essential Utilities, Inc.	WTRG	29670G102	Gas, Water and Multi-utilities	39,783	$1,766,763.03	0.85%
NextEra Energy, Inc.	NEE	65339F101	Electricity	23,076	$1,720,777.32	0.83%
American Water Works Company, Inc.	AWK	030420103	Gas, Water and Multi-utilities	11,053	$1,715,646.66	0.82%
Dominion Energy, Inc.	D	25746U109	Electricity	20,286	$1,603,608.30	0.77%
US Dollar	$USD		Other	811,193	$811,193.30	0.39%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.