First Trust Utilities AlphaDEX® Fund (FXU)

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Holdings

Holdings of the Fund as of 4/3/2020
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Total Number of Holdings (excluding cash): 40

Security Name	Identifier	Classification	Shares / Quantity	Market Value	Weighting
Vistra Energy Corp.	VST	Independent Power and Renewable Electricity Producers	1,999,787	$31,656,628.21	4.38%
Republic Services, Inc.	RSG	Commercial Services & Supplies	425,214	$30,840,771.42	4.27%
NRG Energy, Inc.	NRG	Electric Utilities	1,170,821	$30,687,218.41	4.24%
National Fuel Gas Company	NFG	Gas Utilities	855,900	$30,435,804.00	4.21%
UGI Corporation	UGI	Gas Utilities	1,196,723	$29,918,075.00	4.14%
Exelon Corporation	EXC	Electric Utilities	867,065	$28,396,378.75	3.93%
PPL Corporation	PPL	Electric Utilities	1,293,216	$28,153,312.32	3.89%
CenterPoint Energy, Inc.	CNP	Multi-Utilities	2,065,802	$27,764,378.88	3.84%
Public Service Enterprise Group Incorporated	PEG	Multi-Utilities	568,543	$25,220,567.48	3.49%
Duke Energy Corporation	DUK	Electric Utilities	315,692	$23,998,905.84	3.32%
The Southern Company	SO	Electric Utilities	471,618	$23,708,236.86	3.28%
DTE Energy Company	DTE	Multi-Utilities	268,854	$23,425,249.02	3.24%
Avangrid, Inc.	AGR	Electric Utilities	583,218	$23,264,566.02	3.22%
Edison International	EIX	Electric Utilities	466,019	$23,002,697.84	3.18%
Pinnacle West Capital Corporation	PNW	Electric Utilities	336,896	$22,972,938.24	3.18%
OGE Energy Corp.	OGE	Electric Utilities	830,891	$22,085,082.78	3.05%
Consolidated Edison, Inc.	ED	Multi-Utilities	245,510	$19,125,229.00	2.65%
IDACORP, Inc.	IDA	Electric Utilities	218,135	$18,643,998.45	2.58%
Waste Management, Inc.	WM	Commercial Services & Supplies	206,894	$18,417,703.88	2.55%
Evergy, Inc.	EVRG	Electric Utilities	347,863	$18,019,303.40	2.49%
Sempra Energy	SRE	Multi-Utilities	169,485	$17,673,895.80	2.44%
American Electric Power Company, Inc.	AEP	Electric Utilities	239,434	$17,358,965.00	2.40%
Clean Harbors, Inc.	CLH	Commercial Services & Supplies	373,004	$17,068,663.04	2.36%
Entergy Corporation	ETR	Electric Utilities	203,786	$16,991,676.68	2.35%
WEC Energy Group, Inc.	WEC	Multi-Utilities	144,863	$12,349,570.75	1.71%
Xcel Energy Inc.	XEL	Electric Utilities	211,719	$12,250,061.34	1.69%
Atmos Energy Corporation	ATO	Gas Utilities	128,655	$12,114,154.80	1.68%
Ameren Corporation	AEE	Multi-Utilities	175,296	$12,051,600.00	1.67%
Alliant Energy Corporation	LNT	Electric Utilities	264,377	$11,936,621.55	1.65%
Hawaiian Electric Industries, Inc.	HE	Electric Utilities	296,556	$11,862,240.00	1.64%
NiSource Inc.	NI	Multi-Utilities	511,280	$11,498,687.20	1.59%
The AES Corporation	AES	Independent Power and Renewable Electricity Producers	938,722	$11,489,957.28	1.59%
US Dollar	$USD	Other	10,809,791	$10,809,790.54	1.50%
Dominion Energy, Inc.	D	Multi-Utilities	88,424	$6,149,889.20	0.85%
Eversource Energy	ES	Electric Utilities	81,619	$6,126,322.14	0.85%
American Water Works Company, Inc.	AWK	Water Utilities	53,393	$6,050,494.76	0.84%
Essential Utilities, Inc.	WTRG	Water Utilities	156,840	$6,038,340.00	0.84%
FirstEnergy Corp.	FE	Electric Utilities	159,305	$6,045,624.75	0.84%
CMS Energy Corporation	CMS	Multi-Utilities	108,652	$5,926,966.60	0.82%
NextEra Energy, Inc.	NEE	Electric Utilities	26,529	$5,879,887.56	0.81%
PG&E Corporation	PCG	Electric Utilities	710,046	$5,630,664.78	0.78%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.