First Trust Utilities AlphaDEX® Fund (FXU)

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Holdings

Holdings of the Fund as of 12/1/2022
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Total Number of Holdings (excluding cash): 40

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
The AES Corporation	AES	00130H105	Electricity	627,476	$18,021,110.72	4.73%
Pinnacle West Capital Corporation	PNW	723484101	Electricity	219,826	$17,102,462.80	4.49%
UGI Corporation	UGI	902681105	Gas, Water and Multi-utilities	438,631	$16,931,156.60	4.45%
NRG Energy, Inc.	NRG	629377508	Electricity	370,550	$15,611,271.50	4.10%
OGE Energy Corp.	OGE	670837103	Electricity	388,945	$15,503,347.70	4.07%
National Fuel Gas Company	NFG	636180101	Gas, Water and Multi-utilities	230,397	$15,017,276.46	3.94%
Waste Management, Inc.	WM	94106L109	Waste and Disposal Services	88,515	$14,854,587.30	3.90%
Republic Services, Inc.	RSG	760759100	Waste and Disposal Services	104,241	$14,567,679.75	3.83%
PG&E Corporation	PCG	69331C108	Electricity	907,581	$14,176,415.22	3.72%
Entergy Corporation	ETR	29364G103	Electricity	112,737	$13,111,313.10	3.44%
Consolidated Edison, Inc.	ED	209115104	Electricity	132,285	$12,944,087.25	3.40%
Exelon Corporation	EXC	30161N101	Electricity	302,850	$12,577,360.50	3.30%
NiSource Inc.	NI	65473P105	Gas, Water and Multi-utilities	450,368	$12,497,712.00	3.28%
Duke Energy Corporation	DUK	26441C204	Gas, Water and Multi-utilities	121,961	$12,233,907.91	3.21%
Avangrid, Inc.	AGR	05351W103	Electricity	272,057	$11,654,921.88	3.06%
Evergy, Inc.	EVRG	30034W106	Electricity	190,989	$11,245,432.32	2.95%
Hawaiian Electric Industries, Inc.	HE	419870100	Electricity	245,487	$9,983,956.29	2.62%
Vistra Corp.	VST	92840M102	Electricity	405,170	$9,938,820.10	2.61%
Edison International	EIX	281020107	Electricity	150,381	$9,852,963.12	2.59%
Atmos Energy Corporation	ATO	049560105	Gas, Water and Multi-utilities	83,540	$9,815,114.60	2.58%
PPL Corporation	PPL	69351T106	Electricity	335,644	$9,831,012.76	2.58%
FirstEnergy Corp.	FE	337932107	Electricity	229,961	$9,515,786.18	2.50%
American Electric Power Company, Inc.	AEP	025537101	Electricity	98,422	$9,495,754.56	2.49%
CenterPoint Energy, Inc.	CNP	15189T107	Gas, Water and Multi-utilities	301,937	$9,369,105.11	2.46%
Ameren Corporation	AEE	023608102	Gas, Water and Multi-utilities	70,421	$6,246,342.70	1.64%
Clean Harbors, Inc.	CLH	184496107	Waste and Disposal Services	51,577	$6,225,343.90	1.64%
IDACORP, Inc.	IDA	451107106	Electricity	57,291	$6,261,333.39	1.64%
Xcel Energy Inc.	XEL	98389B100	Electricity	88,631	$6,221,009.89	1.63%
WEC Energy Group, Inc.	WEC	92939U106	Gas, Water and Multi-utilities	63,428	$6,170,910.12	1.62%
Eversource Energy	ES	30040W108	Electricity	72,760	$6,105,291.60	1.60%
CMS Energy Corporation	CMS	125896100	Electricity	97,397	$5,981,149.77	1.57%
Alliant Energy Corporation	LNT	018802108	Electricity	107,046	$5,944,264.38	1.56%
American Water Works Company, Inc.	AWK	030420103	Gas, Water and Multi-utilities	21,790	$3,355,877.90	0.88%
Essential Utilities, Inc.	WTRG	29670G102	Gas, Water and Multi-utilities	68,540	$3,314,594.40	0.87%
Sunrun Inc.	RUN	86771W105	Electricity	102,798	$3,203,185.68	0.84%
Sempra Energy	SRE	816851109	Gas, Water and Multi-utilities	18,915	$3,162,966.30	0.83%
DTE Energy Company	DTE	233331107	Electricity	24,652	$2,862,590.24	0.75%
Brookfield Renewable Corporation (Class A)	BEPC	11284V105	Electricity	86,787	$2,815,370.28	0.74%
The Southern Company	SO	842587107	Electricity	41,709	$2,824,533.48	0.74%
Dominion Energy, Inc.	D	25746U109	Electricity	41,039	$2,477,524.43	0.65%
US Dollar	$USD		Other	1,724,178	$1,724,178.02	0.45%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.