First Trust Utilities AlphaDEX® Fund (FXU)

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Holdings

Holdings of the Fund as of 1/9/2026
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Total Number of Holdings (excluding cash): 40

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Edison International	EIX	281020107	Electricity	1,233,600	$75,237,264.00	4.23%
OGE Energy Corp.	OGE	670837103	Electricity	1,733,978	$74,266,277.74	4.18%
Consolidated Edison, Inc.	ED	209115104	Electricity	745,477	$73,958,773.17	4.16%
Essential Utilities, Inc.	WTRG	29670G102	Gas, Water and Multi-utilities	1,930,158	$73,963,654.56	4.16%
Exelon Corporation	EXC	30161N101	Electricity	1,698,569	$73,548,037.70	4.14%
UGI Corporation	UGI	902681105	Gas, Water and Multi-utilities	1,978,111	$73,328,574.77	4.12%
PG&E Corporation	PCG	69331C108	Electricity	4,607,387	$73,027,083.95	4.11%
National Fuel Gas Company	NFG	636180101	Gas, Water and Multi-utilities	924,813	$72,477,594.81	4.08%
MDU Resources Group, Inc.	MDU	552690109	Gas, Water and Multi-utilities	3,034,455	$61,447,713.75	3.46%
American Electric Power Company, Inc.	AEP	025537101	Electricity	513,684	$60,054,796.44	3.38%
Evergy, Inc.	EVRG	30034W106	Electricity	817,112	$59,502,095.84	3.35%
Eversource Energy	ES	30040W108	Electricity	879,733	$59,637,100.07	3.35%
Pinnacle West Capital Corporation	PNW	723484101	Electricity	667,785	$59,479,609.95	3.34%
Duke Energy Corporation	DUK	26441C204	Gas, Water and Multi-utilities	505,350	$59,024,880.00	3.32%
Clearway Energy, Inc. (Class C)	CWEN	18539C204	Electricity	1,780,893	$57,042,002.79	3.21%
NRG Energy, Inc.	NRG	629377508	Electricity	371,971	$55,524,111.17	3.12%
DTE Energy Company	DTE	233331107	Electricity	344,431	$44,738,142.59	2.52%
Xcel Energy Inc.	XEL	98389B100	Electricity	601,470	$44,665,162.20	2.51%
Alliant Energy Corporation	LNT	018802108	Electricity	683,344	$44,431,026.88	2.50%
Ameren Corporation	AEE	023608102	Gas, Water and Multi-utilities	444,870	$44,446,961.70	2.50%
FirstEnergy Corp.	FE	337932107	Electricity	992,282	$44,305,391.30	2.49%
The AES Corporation	AES	00130H105	Electricity	3,097,940	$44,362,500.80	2.49%
Dominion Energy, Inc.	D	25746U109	Electricity	758,227	$43,962,001.46	2.47%
PPL Corporation	PPL	69351T106	Electricity	1,268,546	$43,879,006.14	2.47%
Entergy Corporation	ETR	29364G103	Electricity	320,417	$29,965,397.84	1.69%
IDACORP, Inc.	IDA	451107106	Electricity	234,008	$29,983,445.04	1.69%
NiSource Inc.	NI	65473P105	Gas, Water and Multi-utilities	709,204	$29,807,844.12	1.68%
CMS Energy Corporation	CMS	125896100	Electricity	423,516	$29,641,884.84	1.67%
Atmos Energy Corporation	ATO	049560105	Gas, Water and Multi-utilities	176,678	$29,466,356.84	1.66%
CenterPoint Energy, Inc.	CNP	15189T107	Gas, Water and Multi-utilities	772,466	$29,268,736.74	1.65%
WEC Energy Group, Inc.	WEC	92939U106	Gas, Water and Multi-utilities	280,830	$29,388,859.50	1.65%
Public Service Enterprise Group Incorporated	PEG	744573106	Electricity	368,821	$29,018,836.28	1.63%
Clean Harbors, Inc.	CLH	184496107	Waste and Disposal Services	63,152	$16,003,979.84	0.90%
Vistra Corp.	VST	92840M102	Electricity	91,789	$15,270,935.93	0.86%
Sempra	SRE	816851109	Gas, Water and Multi-utilities	167,722	$14,897,068.04	0.84%
Waste Management, Inc.	WM	94106L109	Waste and Disposal Services	67,401	$14,889,554.91	0.84%
NextEra Energy, Inc.	NEE	65339F101	Electricity	184,458	$14,736,349.62	0.83%
Republic Services, Inc.	RSG	760759100	Waste and Disposal Services	69,876	$14,829,084.72	0.83%
The Southern Company	SO	842587107	Electricity	169,815	$14,775,603.15	0.83%
American Water Works Company, Inc.	AWK	030420103	Gas, Water and Multi-utilities	113,475	$14,522,530.50	0.82%
US Dollar	$USD		Other	5,508,443	$5,508,443.48	0.31%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.