First Trust Utilities AlphaDEX® Fund (FXU)

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Holdings

Holdings of the Fund as of 12/3/2021
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Total Number of Holdings (excluding cash): 40

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
OGE Energy Corp.	OGE	670837103	Electricity	215,551	$7,746,902.94	4.36%
Atmos Energy Corporation	ATO	049560105	Gas, Water and Multi-utilities	80,551	$7,471,910.76	4.21%
Evergy, Inc.	EVRG	30034W106	Electricity	114,221	$7,411,800.69	4.17%
Entergy Corporation	ETR	29364G103	Electricity	71,539	$7,387,117.14	4.16%
UGI Corporation	UGI	902681105	Gas, Water and Multi-utilities	166,695	$7,186,221.45	4.04%
DTE Energy Company	DTE	233331107	Electricity	63,598	$7,115,980.22	4.01%
Edison International	EIX	281020107	Electricity	102,463	$6,825,060.43	3.84%
Pinnacle West Capital Corporation	PNW	723484101	Electricity	98,183	$6,496,769.11	3.66%
NRG Energy, Inc.	NRG	629377508	Electricity	174,003	$6,361,549.68	3.58%
Consolidated Edison, Inc.	ED	209115104	Electricity	78,298	$6,305,337.94	3.55%
CenterPoint Energy, Inc.	CNP	15189T107	Gas, Water and Multi-utilities	231,043	$6,226,608.85	3.50%
Exelon Corporation	EXC	30161N101	Electricity	117,576	$6,200,958.24	3.49%
Avangrid, Inc.	AGR	05351W103	Electricity	116,948	$5,893,009.72	3.32%
Duke Energy Corporation	DUK	26441C204	Gas, Water and Multi-utilities	58,240	$5,817,011.20	3.27%
American Electric Power Company, Inc.	AEP	025537101	Electricity	70,013	$5,764,870.42	3.24%
Sempra Energy	SRE	816851109	Gas, Water and Multi-utilities	44,930	$5,560,087.50	3.13%
PG&E Corporation	PCG	69331C108	Electricity	444,035	$5,244,053.35	2.95%
Waste Management, Inc.	WM	94106L109	Waste and Disposal Services	28,540	$4,658,298.80	2.62%
Ameren Corporation	AEE	023608102	Gas, Water and Multi-utilities	52,626	$4,474,788.78	2.52%
Public Service Enterprise Group Incorporated	PEG	744573106	Electricity	69,996	$4,441,246.20	2.50%
Xcel Energy Inc.	XEL	98389B100	Electricity	68,204	$4,444,854.68	2.50%
IDACORP, Inc.	IDA	451107106	Electricity	41,234	$4,407,502.26	2.48%
Alliant Energy Corporation	LNT	018802108	Electricity	76,147	$4,335,810.18	2.44%
Hawaiian Electric Industries, Inc.	HE	419870100	Electricity	104,402	$4,087,338.30	2.30%
National Fuel Gas Company	NFG	636180101	Gas, Water and Multi-utilities	54,109	$3,275,758.86	1.84%
FirstEnergy Corp.	FE	337932107	Electricity	79,782	$3,098,732.88	1.74%
Eversource Energy	ES	30040W108	Electricity	34,758	$2,964,857.40	1.67%
NiSource Inc.	NI	65473P105	Gas, Water and Multi-utilities	117,285	$2,943,853.50	1.66%
WEC Energy Group, Inc.	WEC	92939U106	Gas, Water and Multi-utilities	32,220	$2,937,497.40	1.65%
CMS Energy Corporation	CMS	125896100	Electricity	47,578	$2,890,839.28	1.63%
The Southern Company	SO	842587107	Electricity	45,858	$2,881,258.14	1.62%
Dominion Energy, Inc.	D	25746U109	Electricity	38,918	$2,842,570.72	1.60%
NextEra Energy, Inc.	NEE	65339F101	Electricity	18,096	$1,592,990.88	0.90%
Republic Services, Inc.	RSG	760759100	Waste and Disposal Services	11,835	$1,602,459.00	0.90%
Essential Utilities, Inc.	WTRG	29670G102	Gas, Water and Multi-utilities	30,836	$1,494,929.28	0.84%
PPL Corporation	PPL	69351T106	Electricity	50,965	$1,460,656.90	0.82%
American Water Works Company, Inc.	AWK	030420103	Gas, Water and Multi-utilities	8,406	$1,442,721.78	0.81%
Clean Harbors, Inc.	CLH	184496107	Waste and Disposal Services	13,680	$1,342,008.00	0.76%
Sunrun Inc.	RUN	86771W105	Electricity	32,293	$1,290,105.35	0.73%
Stericycle, Inc.	SRCL	858912108	Waste and Disposal Services	20,905	$1,198,483.65	0.67%
US Dollar	$USD		Other	542,843	$542,843.20	0.31%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.