First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 8/31/2026
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Total Number of Holdings (excluding cash): 104

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
MarketAxess Holdings Inc.	MKTX	57060D108	Investment Banking and Brokerage Services	155,970	$25,365,401.10	2.26%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	76,933	$24,122,342.15	2.15%
Lincoln National Corporation	LNC	534187109	Life Insurance	500,733	$21,326,218.47	1.90%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	203,365	$19,785,380.85	1.76%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	53,620	$19,621,166.60	1.75%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	627,692	$19,238,759.80	1.71%
The Allstate Corporation	ALL	020002101	Non-life Insurance	74,393	$19,178,515.40	1.71%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	258,069	$19,076,460.48	1.70%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	86,440	$18,925,173.60	1.68%
Central Bancompany, Inc.	CBC	152413100	Banks	582,649	$18,705,946.14	1.67%
Hamilton Lane Incorporated (Class A)	HLNE	407497106	Investment Banking and Brokerage Services	171,082	$18,617,143.24	1.66%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	49,551	$18,564,282.15	1.65%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	55,857	$18,300,987.48	1.63%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	133,571	$18,349,983.98	1.63%
American International Group, Inc.	AIG	026874784	Non-life Insurance	237,500	$18,135,500.00	1.61%
Broadridge Financial Solutions, Inc.	BR	11133T103	Investment Banking and Brokerage Services	98,476	$17,960,052.88	1.60%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	8,537	$17,944,859.37	1.60%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	182,371	$17,885,123.97	1.59%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	35,375	$17,830,061.25	1.59%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	155,694	$17,325,628.32	1.54%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	153,761	$17,064,395.78	1.52%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	220,820	$16,495,254.00	1.47%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	164,751	$16,274,103.78	1.45%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	95,609	$16,243,969.10	1.45%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	39,854	$14,673,844.26	1.31%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	1,436,253	$14,405,617.59	1.28%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	62,984	$14,241,312.24	1.27%
SouthState Bank Corporation	SSB	84472E102	Banks	134,998	$14,159,940.22	1.26%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	603,148	$13,824,152.16	1.23%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	221,198	$13,816,027.08	1.23%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	329,579	$13,753,331.67	1.22%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	277,440	$13,475,260.80	1.20%
The Progressive Corporation	PGR	743315103	Non-life Insurance	61,737	$13,463,604.96	1.20%
Chubb Limited	CB	H1467J104	Non-life Insurance	39,580	$13,401,788.00	1.19%
AGNC Investment Corp.	AGNC	00123Q104	Mortgage Real Estate Investment Trusts	1,237,286	$13,276,078.78	1.18%
Willis Towers Watson Plc	WTW	G96629103	Non-life Insurance	38,699	$13,101,546.45	1.17%
F.N.B. Corporation	FNB	302520101	Banks	706,835	$12,885,602.05	1.15%
Western Alliance Bancorporation	WAL	957638109	Banks	164,067	$12,818,554.71	1.14%
Bank OZK	OZK	06417N103	Banks	258,906	$12,707,106.48	1.13%
Citigroup Inc.	C	172967424	Banks	96,358	$12,682,639.96	1.13%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	21,181	$12,703,092.94	1.13%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	293,501	$12,388,677.21	1.10%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	47,565	$11,702,892.60	1.04%
Kinsale Capital Group, Inc.	KNSL	49714P108	Non-life Insurance	30,669	$11,467,139.10	1.02%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	622,068	$11,340,299.64	1.01%
The Bank of New York Mellon Corporation	BNY	064058100	Investment Banking and Brokerage Services	69,946	$11,280,890.88	1.00%
Prudential Financial, Inc.	PRU	744320102	Life Insurance	93,715	$11,020,884.00	0.98%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	58,183	$10,796,437.48	0.96%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	202,378	$10,653,177.92	0.95%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	4,861	$10,521,148.40	0.94%
Popular, Inc.	BPOP	733174700	Banks	61,607	$10,361,681.33	0.92%
SLM Corporation	SLM	78442P106	Finance and Credit Services	389,932	$10,126,534.04	0.90%
Truist Financial Corporation	TFC	89832Q109	Banks	203,028	$10,066,128.24	0.90%
Regions Financial Corporation	RF	7591EP100	Banks	334,928	$10,007,648.64	0.89%
M&T Bank Corporation	MTB	55261F104	Banks	42,496	$9,941,514.24	0.88%
Prosperity Bancshares, Inc.	PB	743606105	Banks	138,503	$9,911,274.68	0.88%
Globe Life Inc.	GL	37959E102	Life Insurance	56,609	$9,774,676.03	0.87%
Zions Bancorporation, National Association	ZION	989701107	Banks	146,188	$9,749,277.72	0.87%
Loews Corporation	L	540424108	Non-life Insurance	89,346	$9,675,278.34	0.86%
First Horizon Corporation	FHN	320517105	Banks	394,493	$9,594,069.76	0.85%
Columbia Banking System, Inc.	COLB	197236102	Banks	315,595	$9,354,235.80	0.83%
Markel Group Inc	MKL	570535104	Non-life Insurance	5,179	$9,337,270.89	0.83%
Cboe Global Markets, Inc.	CBOE	12503M108	Investment Banking and Brokerage Services	27,787	$8,341,657.40	0.74%
Stifel Financial Corp.	SF	860630102	Investment Banking and Brokerage Services	96,649	$7,807,306.22	0.69%
Brown & Brown, Inc.	BRO	115236101	Non-life Insurance	105,117	$7,586,293.89	0.68%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	113,197	$7,430,251.08	0.66%
Bank of America Corporation	BAC	060505104	Banks	118,344	$7,330,227.36	0.65%
Tradeweb Markets Inc. (Class A)	TW	892672106	Investment Banking and Brokerage Services	67,662	$7,287,197.40	0.65%
RLI Corp.	RLI	749607107	Non-life Insurance	114,155	$7,245,417.85	0.64%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	25,112	$7,078,068.32	0.63%
Wells Fargo & Company	WFC	949746101	Banks	81,598	$7,049,251.22	0.63%
Franklin Templeton, Inc.	BEN	354613101	Investment Banking and Brokerage Services	202,681	$6,921,556.15	0.62%
Primerica, Inc.	PRI	74164M108	Life Insurance	23,726	$6,824,783.90	0.61%
U.S. Bancorp	USB	902973304	Banks	111,643	$6,874,975.94	0.61%
Houlihan Lokey, Inc.	HLI	441593100	Investment Banking and Brokerage Services	50,274	$6,701,021.46	0.60%
Aflac Incorporated	AFL	001055102	Life Insurance	57,510	$6,662,533.50	0.59%
BOK Financial Corporation	BOKF	05561Q201	Banks	48,554	$6,607,228.32	0.59%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	142,987	$6,641,746.15	0.59%
Pinnacle Financial Partners, Inc.	PNFP	72348N109	Banks	66,844	$6,682,394.68	0.59%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	27,387	$6,562,746.81	0.58%
Wintrust Financial Corporation	WTFC	97650W108	Banks	41,957	$6,308,654.52	0.56%
First Hawaiian, Inc.	FHB	32051X108	Banks	230,144	$5,893,987.84	0.52%
Evercore Inc.	EVR	29977A105	Investment Banking and Brokerage Services	19,750	$5,656,992.50	0.50%
Intercontinental Exchange, Inc.	ICE	45866F104	Investment Banking and Brokerage Services	27,387	$4,401,090.90	0.39%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	11,970	$4,430,515.97	0.39%
Nasdaq, Inc.	NDAQ	631103108	Investment Banking and Brokerage Services	42,776	$4,218,141.36	0.38%
S&P Global Inc.	SPGI	78409V104	Finance and Credit Services	9,253	$4,032,827.52	0.36%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	22,177	$3,951,276.09	0.35%
Corebridge Financial, Inc.	CRBG	21871X109	Life Insurance	117,765	$3,832,073.10	0.34%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	19,880	$3,804,634.40	0.34%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	37,243	$3,773,460.76	0.34%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	24,094	$3,434,599.70	0.31%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	21,820	$3,510,183.40	0.31%
Lazard, Inc. (Class A)	LAZ	52110M109	Investment Banking and Brokerage Services	80,390	$3,475,259.70	0.31%
Robinhood Markets, Inc. (Class A)	HOOD	770700102	Investment Banking and Brokerage Services	33,621	$3,523,817.01	0.31%
Unum Group	UNM	91529Y106	Life Insurance	37,712	$3,515,512.64	0.31%
Commerce Bancshares, Inc.	CBSH	200525103	Banks	58,383	$3,369,282.93	0.30%
Citizens Financial Group, Inc.	CFG	174610105	Banks	48,118	$3,313,886.66	0.29%
East West Bancorp, Inc.	EWBC	27579R104	Banks	26,117	$3,313,202.62	0.29%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	205,837	$3,231,640.90	0.29%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	47,804	$3,229,638.24	0.29%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	190,164	$3,172,886.34	0.28%
KeyCorp	KEY	493267108	Banks	146,273	$3,160,959.53	0.28%
US Dollar	$USD		Other	2,318,996	$2,318,996.42	0.21%
UWM Holdings Corporation	UWMC	91823B109	Finance and Credit Services	1,472,314	$2,134,855.30	0.19%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.