First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 4/2/2020
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Total Number of Holdings (excluding cash): 186

Security Name	Identifier	Classification	Shares / Quantity	Market Value	Weighting
Equity Commonwealth	EQC	Equity Real Estate Investment Trusts (REITs)	238,249	$7,623,968.00	1.46%
MarketAxess Holdings Inc.	MKTX	Capital Markets	20,614	$7,159,036.06	1.37%
Kemper Corporation	KMPR	Insurance	100,930	$6,973,253.70	1.34%
White Mountains Insurance Group Ltd.	WTM	Insurance	7,018	$6,694,540.38	1.28%
Fiserv, Inc.	FISV	IT Services	67,644	$6,003,405.00	1.15%
Fair Isaac Corporation	FICO	Software	20,888	$5,909,632.96	1.13%
SLM Corporation	SLM	Consumer Finance	877,862	$5,855,339.54	1.12%
First Republic Bank	FRC	Banks	66,611	$5,592,659.56	1.07%
Brown & Brown, Inc.	BRO	Insurance	158,475	$5,524,438.50	1.06%
First American Financial Corporation	FAF	Insurance	134,101	$5,506,187.06	1.06%
MSCI Inc.	MSCI	Capital Markets	18,178	$5,216,904.22	1.00%
Mercury General Corporation	MCY	Insurance	128,409	$5,108,110.02	0.98%
Old Republic International Corporation	ORI	Insurance	349,668	$5,052,702.60	0.97%
T. Rowe Price Group, Inc.	TROW	Capital Markets	51,334	$4,986,584.76	0.96%
Evercore Inc.	EVR	Capital Markets	104,638	$4,935,774.46	0.95%
The Progressive Corporation	PGR	Insurance	64,803	$4,961,317.68	0.95%
Franklin Resources, Inc.	BEN	Capital Markets	301,064	$4,835,087.84	0.93%
Janus Henderson Group Plc	JHG	Capital Markets	319,921	$4,805,213.42	0.92%
Voya Financial, Inc.	VOYA	Diversified Financial Services	128,250	$4,808,092.50	0.92%
CBRE Group, Inc.	CBRE	Real Estate Management & Development	127,649	$4,680,888.83	0.90%
RenaissanceRe Holdings Ltd.	RNR	Insurance	31,952	$4,696,304.96	0.90%
Jefferies Financial Group Inc.	JEF	Diversified Financial Services	365,998	$4,596,934.88	0.88%
SVB Financial Group	SIVB	Banks	31,157	$4,453,893.15	0.85%
The Travelers Companies, Inc.	TRV	Insurance	45,674	$4,439,056.06	0.85%
LPL Financial Holdings Inc.	LPLA	Capital Markets	84,789	$4,357,306.71	0.84%
MetLife, Inc.	MET	Insurance	153,456	$4,304,440.80	0.83%
Santander Consumer USA Holdings Inc.	SC	Consumer Finance	334,671	$4,293,828.93	0.82%
Bank OZK	OZK	Banks	256,405	$4,205,042.00	0.81%
Morgan Stanley	MS	Capital Markets	122,434	$4,150,512.60	0.80%
S&P Global Inc.	SPGI	Capital Markets	17,194	$4,149,599.96	0.80%
The Bank of New York Mellon Corporation	BK	Capital Markets	124,336	$4,182,663.04	0.80%
The Western Union Company	WU	IT Services	233,685	$4,171,277.25	0.80%
Virtu Financial, Inc. (Class A)	VIRT	Capital Markets	195,681	$4,191,487.02	0.80%
Jones Lang LaSalle Incorporated	JLL	Real Estate Management & Development	44,946	$4,140,425.52	0.79%
Brighthouse Financial, Inc.	BHF	Insurance	199,391	$4,065,582.49	0.78%
Moody's Corporation	MCO	Capital Markets	19,771	$4,087,061.12	0.78%
The Goldman Sachs Group, Inc.	GS	Capital Markets	27,240	$4,084,093.20	0.78%
Western Alliance Bancorporation	WAL	Banks	137,221	$4,075,463.70	0.78%
Host Hotels & Resorts, Inc.	HST	Equity Real Estate Investment Trusts (REITs)	421,649	$4,026,747.95	0.77%
Life Storage, Inc.	LSI	Equity Real Estate Investment Trusts (REITs)	43,355	$3,991,694.85	0.77%
Arch Capital Group Ltd.	ACGL	Insurance	145,872	$3,839,351.04	0.74%
Mastercard Incorporated	MA	IT Services	15,734	$3,758,537.92	0.72%
Umpqua Holdings Corporation	UMPQ	Banks	353,521	$3,750,857.81	0.72%
Athene Holding Ltd. (Class A)	ATH	Insurance	166,312	$3,705,431.36	0.71%
Berkshire Hathaway Inc. (Class B)	BRK/B	Diversified Financial Services	20,713	$3,722,747.49	0.71%
Vornado Realty Trust	VNO	Equity Real Estate Investment Trusts (REITs)	117,634	$3,689,002.24	0.71%
The Allstate Corporation	ALL	Insurance	41,757	$3,582,333.03	0.69%
Ameriprise Financial, Inc.	AMP	Capital Markets	37,569	$3,533,364.45	0.68%
E*TRADE Financial Corporation	ETFC	Capital Markets	103,434	$3,542,614.50	0.68%
Associated Banc-Corp	ASB	Banks	283,905	$3,472,158.15	0.67%
F.N.B. Corporation	FNB	Banks	492,701	$3,478,469.06	0.67%
Marsh & McLennan Companies, Inc.	MMC	Insurance	42,115	$3,485,016.25	0.67%
Popular, Inc.	BPOP	Banks	106,498	$3,491,004.44	0.67%
Unum Group	UNM	Insurance	268,218	$3,476,105.28	0.67%
The Hartford Financial Services Group, Inc.	HIG	Insurance	102,969	$3,425,778.63	0.66%
Equinix, Inc.	EQIX	Equity Real Estate Investment Trusts (REITs)	5,381	$3,369,313.15	0.65%
PacWest Bancorp	PACW	Banks	204,385	$3,409,141.80	0.65%
Signature Bank	SBNY	Banks	45,817	$3,381,294.60	0.65%
The Charles Schwab Corporation	SCHW	Capital Markets	98,676	$3,393,467.64	0.65%
TransUnion	TRU	Professional Services	54,838	$3,391,730.30	0.65%
Ally Financial Inc.	ALLY	Consumer Finance	255,951	$3,314,565.45	0.64%
Capital One Financial Corporation	COF	Consumer Finance	76,012	$3,339,207.16	0.64%
Credit Acceptance Corporation	CACC	Consumer Finance	14,162	$3,352,853.50	0.64%
Fidelity National Financial, Inc.	FNF	Insurance	137,991	$3,314,543.82	0.64%
Global Payments Inc.	GPN	IT Services	25,739	$3,363,829.91	0.64%
TD Ameritrade Holding Corporation	AMTD	Capital Markets	94,400	$3,358,752.00	0.64%
OneMain Holdings, Inc.	OMF	Consumer Finance	196,128	$3,308,679.36	0.63%
SEI Investments Company	SEIC	Capital Markets	71,671	$3,266,764.18	0.63%
American International Group, Inc.	AIG	Insurance	152,375	$3,237,968.75	0.62%
Alleghany Corporation	Y	Insurance	5,982	$3,170,160.90	0.61%
MGIC Investment Corporation	MTG	Thrifts & Mortgage Finance	551,983	$3,201,501.40	0.61%
Wells Fargo & Company	WFC	Banks	116,289	$3,165,386.58	0.61%
East West Bancorp, Inc.	EWBC	Banks	128,482	$3,113,118.86	0.60%
Eaton Vance Corp.	EV	Capital Markets	100,517	$3,114,016.66	0.60%
Prudential Financial, Inc.	PRU	Insurance	66,771	$3,113,531.73	0.60%
Raymond James Financial, Inc.	RJF	Capital Markets	52,444	$3,145,591.12	0.60%
State Street Corporation	STT	Capital Markets	59,346	$3,110,917.32	0.60%
Synchrony Financial	SYF	Consumer Finance	217,193	$3,108,031.83	0.60%
Citigroup Inc.	C	Banks	78,297	$3,071,591.31	0.59%
Huntington Bancshares Incorporated	HBAN	Banks	414,944	$3,058,137.28	0.59%
Regions Financial Corporation	RF	Banks	364,657	$3,059,472.23	0.59%
Zions Bancorporation	ZION	Banks	120,508	$3,059,698.12	0.59%
Assured Guaranty Ltd.	AGO	Insurance	127,658	$3,044,643.30	0.58%
Fifth Third Bancorp	FITB	Banks	203,577	$2,907,079.56	0.56%
Navient Corporation	NAVI	Consumer Finance	457,394	$2,904,451.90	0.56%
Invesco Ltd.	IVZ	Capital Markets	348,042	$2,860,905.24	0.55%
Sterling Bancorp	STL	Banks	296,827	$2,894,063.25	0.55%
Aflac Incorporated	AFL	Insurance	88,704	$2,823,448.32	0.54%
People's United Financial, Inc.	PBCT	Banks	277,691	$2,829,671.29	0.54%
Bank of America Corporation	BAC	Banks	133,270	$2,741,363.90	0.53%
Pinnacle Financial Partners, Inc.	PNFP	Banks	73,341	$2,738,552.94	0.53%
First Citizens BancShares, Inc. (Class A)	FCNCA	Banks	8,817	$2,721,278.88	0.52%
VICI Properties Inc.	VICI	Equity Real Estate Investment Trusts (REITs)	183,691	$2,724,137.53	0.52%
Citizens Financial Group, Inc.	CFG	Banks	154,097	$2,684,369.74	0.51%
Fidelity National Information Services, Inc.	FIS	IT Services	22,498	$2,634,740.78	0.51%
M&T Bank Corporation	MTB	Banks	27,662	$2,648,359.88	0.51%
The PNC Financial Services Group, Inc.	PNC	Banks	29,377	$2,665,375.21	0.51%
Arthur J. Gallagher & Co.	AJG	Insurance	32,855	$2,587,659.80	0.50%
Visa Inc. (Class A)	V	IT Services	16,655	$2,621,330.45	0.50%
CIT Group Inc.	CIT	Banks	171,404	$2,548,777.48	0.49%
Equitable Holdings, Inc.	EQH	Diversified Financial Services	189,398	$2,536,039.22	0.49%
Synovus Financial Corp.	SNV	Banks	159,634	$2,509,446.48	0.48%
Weingarten Realty Investors	WRI	Equity Real Estate Investment Trusts (REITs)	200,312	$2,521,928.08	0.48%
Texas Capital Bancshares, Inc.	TCBI	Banks	110,222	$2,438,110.64	0.47%
Comerica Incorporated	CMA	Banks	87,206	$2,423,454.74	0.46%
SITE Centers Corp.	SITC	Equity Real Estate Investment Trusts (REITs)	557,896	$2,393,373.84	0.46%
Truist Financial Corporation	TFC	Banks	83,341	$2,373,551.68	0.46%
BankUnited, Inc.	BKU	Banks	128,360	$2,336,152.00	0.45%
Equity Lifestyle Properties, Inc.	ELS	Equity Real Estate Investment Trusts (REITs)	44,459	$2,336,320.45	0.45%
Reinsurance Group of America, Incorporated	RGA	Insurance	28,792	$2,345,972.16	0.45%
Sun Communities, Inc.	SUI	Equity Real Estate Investment Trusts (REITs)	20,837	$2,332,910.52	0.45%
BOK Financial Corporation	BOKF	Banks	53,705	$2,273,332.65	0.44%
Principal Financial Group, Inc.	PFG	Insurance	85,331	$2,269,804.60	0.44%
W.R. Berkley Corporation	WRB	Insurance	45,274	$2,294,486.32	0.44%
Northern Trust Corporation	NTRS	Capital Markets	29,430	$2,263,755.60	0.43%
Cincinnati Financial Corporation	CINF	Insurance	29,773	$2,171,047.16	0.42%
First Horizon National Corporation	FHN	Banks	283,391	$2,182,110.70	0.42%
New York Community Bancorp, Inc.	NYCB	Thrifts & Mortgage Finance	260,270	$2,209,692.30	0.42%
Chubb Limited	CB	Insurance	20,080	$2,127,074.40	0.41%
Everest Re Group, Ltd.	RE	Insurance	11,262	$2,113,539.54	0.41%
Taubman Centers, Inc.	TCO	Equity Real Estate Investment Trusts (REITs)	50,293	$2,156,060.91	0.41%
US Dollar	$USD	Other	2,145,166	$2,145,165.80	0.41%
Corporate Office Properties Trust	OFC	Equity Real Estate Investment Trusts (REITs)	106,478	$2,110,393.96	0.40%
Wintrust Financial Corporation	WTFC	Banks	66,205	$2,101,346.70	0.40%
Prosperity Bancshares, Inc.	PB	Banks	43,508	$2,045,311.08	0.39%
The Hanover Insurance Group, Inc.	THG	Insurance	22,897	$2,023,636.86	0.39%
Global Life Inc.	GL	Insurance	29,725	$1,990,386.00	0.38%
JPMorgan Chase & Co.	JPM	Banks	22,442	$1,963,899.42	0.38%
Primerica, Inc.	PRI	Insurance	23,957	$1,982,681.32	0.38%
American Express Company	AXP	Consumer Finance	25,157	$1,928,535.62	0.37%
American Financial Group, Inc.	AFG	Insurance	28,529	$1,892,899.15	0.36%
Brandywine Realty Trust	BDN	Equity Real Estate Investment Trusts (REITs)	198,647	$1,869,268.27	0.36%
Healthpeak Properties Inc.	PEAK	Equity Real Estate Investment Trusts (REITs)	90,737	$1,851,942.17	0.36%
Cullen/Frost Bankers, Inc.	CFR	Banks	31,982	$1,769,244.24	0.34%
Lazard Ltd (Class A)	LAZ	Capital Markets	78,280	$1,793,394.80	0.34%
SBA Communications Corporation	SBAC	Equity Real Estate Investment Trusts (REITs)	6,503	$1,787,934.82	0.34%
Discover Financial Services	DFS	Consumer Finance	55,348	$1,715,234.52	0.33%
U.S. Bancorp	USB	Banks	52,783	$1,724,420.61	0.33%
Crown Castle International Corp.	CCI	Equity Real Estate Investment Trusts (REITs)	11,017	$1,612,558.29	0.31%
First Hawaiian, Inc.	FHB	Banks	108,421	$1,626,315.00	0.31%
Jack Henry & Associates, Inc.	JKHY	IT Services	10,661	$1,611,516.76	0.31%
American Tower Corporation	AMT	Equity Real Estate Investment Trusts (REITs)	6,814	$1,504,190.50	0.29%
Americold Realty Trust	COLD	Equity Real Estate Investment Trusts (REITs)	44,613	$1,490,966.46	0.29%
Apple Hospitality REIT, Inc.	APLE	Equity Real Estate Investment Trusts (REITs)	192,549	$1,490,329.26	0.29%
Erie Indemnity Company	ERIE	Insurance	9,433	$1,522,674.86	0.29%
Euronet Worldwide, Inc.	EEFT	IT Services	19,856	$1,535,464.48	0.29%
FactSet Research Systems Inc.	FDS	Capital Markets	5,829	$1,529,004.99	0.29%
KeyCorp	KEY	Banks	154,589	$1,465,503.72	0.28%
Spirit Realty Capital, Inc.	SRC	Equity Real Estate Investment Trusts (REITs)	63,632	$1,472,444.48	0.28%
Lamar Advertising Company	LAMR	Equity Real Estate Investment Trusts (REITs)	35,067	$1,391,107.89	0.27%
Public Storage	PSA	Equity Real Estate Investment Trusts (REITs)	7,355	$1,418,558.85	0.27%
WEX Inc.	WEX	IT Services	14,922	$1,422,365.04	0.27%
Duke Realty Corporation	DRE	Equity Real Estate Investment Trusts (REITs)	45,113	$1,354,743.39	0.26%
BlackRock, Inc.	BLK	Capital Markets	3,111	$1,326,934.83	0.25%
American Homes 4 Rent (Class A)	AMH	Equity Real Estate Investment Trusts (REITs)	59,664	$1,265,473.44	0.24%
Lincoln National Corporation	LNC	Insurance	53,026	$1,247,701.78	0.24%
OUTFRONT Media Inc.	OUT	Equity Real Estate Investment Trusts (REITs)	116,679	$1,247,298.51	0.24%
Webster Financial Corporation	WBS	Banks	58,627	$1,229,408.19	0.24%
Willis Towers Watson Plc	WLTW	Insurance	7,741	$1,226,251.81	0.24%
Alliance Data Systems Corporation	ADS	IT Services	41,846	$1,183,823.34	0.23%
Cboe Global Markets Inc.	CBOE	Capital Markets	13,042	$1,204,689.54	0.23%
Commerce Bancshares, Inc.	CBSH	Banks	23,031	$1,187,938.98	0.23%
Markel Corporation	MKL	Insurance	1,303	$1,184,883.05	0.23%
Aon Plc	9991734D	Insurance	7,708	$1,139,501.05	0.22%
Morningstar, Inc.	MORN	Capital Markets	10,333	$1,162,462.50	0.22%
Medical Properties Trust, Inc.	MPW	Equity Real Estate Investment Trusts (REITs)	74,104	$1,113,783.12	0.21%
Iron Mountain Incorporated	IRM	Equity Real Estate Investment Trusts (REITs)	49,102	$1,056,675.04	0.20%
AvalonBay Communities, Inc.	AVB	Equity Real Estate Investment Trusts (REITs)	7,467	$1,010,583.78	0.19%
FleetCor Technologies, Inc.	FLT	IT Services	5,451	$989,465.52	0.19%
Loews Corporation	L	Insurance	29,828	$989,693.04	0.19%
Axis Capital Holdings Limited	AXS	Insurance	26,297	$959,314.56	0.18%
MFA Financial, Inc.	MFA	Mortgage Real Estate Investment Trusts (REITs)	817,956	$899,751.60	0.17%
Omega Healthcare Investors, Inc.	OHI	Equity Real Estate Investment Trusts (REITs)	36,947	$893,008.99	0.17%
LendingTree, Inc.	TREE	Consumer Finance	5,151	$770,538.09	0.15%
Park Hotels & Resorts Inc.	PK	Equity Real Estate Investment Trusts (REITs)	120,915	$785,947.50	0.15%
Welltower Inc.	WELL	Equity Real Estate Investment Trusts (REITs)	19,118	$741,587.22	0.14%
STORE Capital Corporation	STOR	Equity Real Estate Investment Trusts (REITs)	42,000	$653,520.00	0.13%
Starwood Property Trust, Inc.	STWD	Mortgage Real Estate Investment Trusts (REITs)	62,921	$614,108.96	0.12%
Brixmor Property Group Inc.	BRX	Equity Real Estate Investment Trusts (REITs)	72,398	$571,944.20	0.11%
Chimera Investment Corporation	CIM	Mortgage Real Estate Investment Trusts (REITs)	76,103	$590,559.28	0.11%
Kimco Realty Corporation	KIM	Equity Real Estate Investment Trusts (REITs)	75,548	$585,497.00	0.11%
The Howard Hughes Corporation	HHC	Real Estate Management & Development	12,304	$563,031.04	0.11%
Wyndham Destinations, Inc.	WYND	Hotels, Restaurants & Leisure	30,281	$574,430.57	0.11%
EPR Properties	EPR	Equity Real Estate Investment Trusts (REITs)	22,122	$443,546.10	0.09%
New Residential Investment Corp.	NRZ	Mortgage Real Estate Investment Trusts (REITs)	97,102	$413,654.52	0.08%
Service Properties Trust	SVC	Equity Real Estate Investment Trusts (REITs)	64,268	$294,990.12	0.06%
AON Plc	AON	Other	25	$3,931.50	0.00%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.