First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 9/17/2021
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Total Number of Holdings (excluding cash): 105

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Blackstone Inc.	BX	09260D107	Investment Banking and Brokerage Services	217,986	$29,129,469.18	2.14%
Janus Henderson Group Plc	JHG	G4474Y214	Investment Banking and Brokerage Services	545,611	$23,450,360.78	1.72%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	1,556,996	$23,230,380.32	1.71%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	339,618	$22,839,310.50	1.68%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	619,156	$22,623,960.24	1.66%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	487,233	$22,451,696.64	1.65%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	37,304	$22,237,660.48	1.63%
Athene Holding Ltd. (Class A)	ATH	G0684D107	Investment Banking and Brokerage Services	313,706	$21,975,105.30	1.61%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	55,793	$21,840,727.78	1.60%
Markel Corporation	MKL	570535104	Non-life Insurance	17,843	$21,581,643.79	1.59%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	543,789	$21,370,907.70	1.57%
Aflac Incorporated	AFL	001055102	Life Insurance	394,617	$21,305,371.83	1.56%
The Allstate Corporation	ALL	020002101	Non-life Insurance	162,336	$21,270,886.08	1.56%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	76,191	$21,086,621.16	1.55%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	181,574	$21,144,292.30	1.55%
Ares Management Corporation (Class A)	ARES	03990B101	Investment Banking and Brokerage Services	266,396	$20,965,365.20	1.54%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	445,980	$20,800,507.20	1.53%
Annaly Capital Management, Inc.	NLY	035710409	Mortgage Real Estate Investment Trusts	2,384,588	$20,650,532.08	1.52%
AGNC Investment Corp.	AGNC	00123Q104	Mortgage Real Estate Investment Trusts	1,253,709	$20,034,269.82	1.47%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	18,445	$19,775,622.30	1.45%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	850,066	$19,543,017.34	1.44%
Santander Consumer USA Holdings Inc.	SC	80283M101	Finance and Credit Services	466,413	$19,314,162.33	1.42%
KKR & Co. Inc. (Class A)	KKR	48251W104	Investment Banking and Brokerage Services	285,957	$19,010,421.36	1.40%
The Hartford Financial Services Group, Inc.	HIG	416515104	Non-life Insurance	273,360	$19,014,921.60	1.40%
Mercury General Corporation	MCY	589400100	Non-life Insurance	326,022	$18,609,335.76	1.37%
The Carlyle Group Inc.	CG	14316J108	Investment Banking and Brokerage Services	364,460	$18,612,972.20	1.37%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	766,383	$18,584,787.75	1.36%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	339,890	$17,834,028.30	1.31%
Discover Financial Services	DFS	254709108	Banks	143,208	$17,706,237.12	1.30%
New Residential Investment Corp.	NRZ	64828T201	Mortgage Real Estate Investment Trusts	1,599,633	$17,579,966.67	1.29%
Apollo Global Management, Inc. (Class A)	APO	03768E105	Investment Banking and Brokerage Services	272,349	$17,103,517.20	1.26%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	275,449	$17,075,083.51	1.25%
Citigroup Inc.	C	172967424	Banks	239,436	$16,750,942.56	1.23%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	529,544	$16,590,613.52	1.22%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	299,917	$16,654,391.01	1.22%
Popular, Inc.	BPOP	733174700	Banks	225,718	$16,529,329.14	1.21%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	124,890	$16,328,118.60	1.20%
The Progressive Corporation	PGR	743315103	Non-life Insurance	172,489	$15,974,206.29	1.17%
Alleghany Corporation	Y	017175100	Non-life Insurance	25,395	$15,682,682.25	1.15%
First Horizon Corporation	FHN	320517105	Banks	980,331	$14,920,637.82	1.10%
Kemper Corporation	KMPR	488401100	Non-life Insurance	229,230	$14,915,996.10	1.10%
New York Community Bancorp, Inc.	NYCB	649445103	Banks	1,152,911	$14,665,027.92	1.08%
Chubb Limited	CB	H1467J104	Non-life Insurance	79,936	$14,432,444.80	1.06%
Unum Group	UNM	91529Y106	Life Insurance	596,483	$14,476,642.41	1.06%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	64,177	$13,702,431.27	1.01%
Zions Bancorporation	ZION	989701107	Banks	240,354	$13,721,809.86	1.01%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	103,488	$13,661,450.88	1.00%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	890,335	$13,310,508.27	0.98%
Umpqua Holdings Corporation	UMPQ	904214103	Banks	688,622	$13,290,404.60	0.98%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	84,865	$13,263,550.85	0.97%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	97,807	$13,077,773.97	0.96%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	154,413	$13,097,310.66	0.96%
Everest Re Group, Ltd.	RE	G3223R108	Non-life Insurance	50,415	$12,899,181.90	0.95%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	248,001	$12,685,251.15	0.93%
BOK Financial Corporation	BOKF	05561Q201	Banks	146,710	$12,490,889.40	0.92%
Evercore Inc.	EVR	29977A105	Investment Banking and Brokerage Services	90,254	$12,468,590.10	0.92%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	475,312	$12,476,940.00	0.92%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	205,020	$12,225,342.60	0.90%
Globe Life Inc.	GL	37959E102	Life Insurance	133,387	$11,960,812.29	0.88%
M&T Bank Corporation	MTB	55261F104	Banks	87,434	$12,026,546.70	0.88%
Prosperity Bancshares, Inc.	PB	743606105	Banks	176,951	$11,684,074.53	0.86%
F.N.B. Corporation	FNB	302520101	Banks	1,030,421	$11,293,414.16	0.83%
SLM Corporation	SLM	78442P106	Finance and Credit Services	606,738	$10,981,957.80	0.81%
Morgan Stanley	MS	617446448	Investment Banking and Brokerage Services	92,377	$9,399,359.75	0.69%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	54,926	$8,811,228.92	0.65%
Comerica Incorporated	CMA	200340107	Banks	118,728	$8,794,182.96	0.65%
Fifth Third Bancorp	FITB	316773100	Banks	221,555	$8,888,786.60	0.65%
Lazard Ltd (Class A)	LAZ	G54050102	Investment Banking and Brokerage Services	187,184	$8,833,212.96	0.65%
Stifel Financial Corp.	SF	860630102	Investment Banking and Brokerage Services	130,590	$8,825,272.20	0.65%
PacWest Bancorp	PACW	695263103	Banks	205,784	$8,649,101.52	0.64%
Principal Financial Group, Inc.	PFG	74251V102	Life Insurance	134,041	$8,734,111.56	0.64%
Wells Fargo & Company	WFC	949746101	Banks	187,018	$8,690,726.46	0.64%
JPMorgan Chase & Co.	JPM	46625H100	Banks	54,456	$8,586,622.08	0.63%
KeyCorp	KEY	493267108	Banks	410,172	$8,515,170.72	0.63%
Prudential Financial, Inc.	PRU	744320102	Life Insurance	82,659	$8,525,449.26	0.63%
Truist Financial Corporation	TFC	89832Q109	Banks	152,614	$8,444,132.62	0.62%
Willis Towers Watson Plc	WLTW	G96629103	Non-life Insurance	36,823	$8,479,600.44	0.62%
Wintrust Financial Corporation	WTFC	97650W108	Banks	111,993	$8,394,995.28	0.62%
Regions Financial Corporation	RF	7591EP100	Banks	419,725	$8,323,146.75	0.61%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	74,299	$8,261,305.81	0.61%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	56,915	$8,195,760.00	0.60%
Citizens Financial Group, Inc.	CFG	174610105	Banks	184,654	$8,065,686.72	0.59%
Synovus Financial Corp.	SNV	87161C501	Banks	193,028	$7,773,237.56	0.57%
Sterling Bancorp	STL	85917A100	Banks	341,672	$7,622,702.32	0.56%
MSCI Inc.	MSCI	55354G100	Finance and Credit Services	7,944	$5,097,347.04	0.37%
Ameriprise Financial, Inc.	AMP	03076C106	Investment Banking and Brokerage Services	17,016	$4,586,662.80	0.34%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	31,375	$4,606,163.75	0.34%
Lincoln National Corporation	LNC	534187109	Life Insurance	67,394	$4,551,790.76	0.33%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	16,471	$4,543,854.77	0.33%
US Dollar	$USD		Other	4,446,618	$4,446,618.29	0.33%
Western Alliance Bancorporation	WAL	957638109	Banks	45,611	$4,486,297.96	0.33%
Cboe Global Markets Inc.	CBOE	12503M108	Investment Banking and Brokerage Services	35,573	$4,397,178.53	0.32%
Moody's Corporation	MCO	615369105	Finance and Credit Services	11,687	$4,324,190.00	0.32%
Pinnacle Financial Partners, Inc.	PNFP	72346Q104	Banks	47,967	$4,332,379.44	0.32%
Bank of America Corporation	BAC	060505104	Banks	102,717	$4,160,038.50	0.31%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	37,813	$4,207,452.51	0.31%
East West Bancorp, Inc.	EWBC	27579R104	Banks	59,074	$4,266,324.28	0.31%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	5,086	$4,170,113.12	0.31%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	22,201	$4,194,212.92	0.31%
U.S. Bancorp	USB	902973304	Banks	74,338	$4,238,009.38	0.31%
Bank OZK	OZK	06417N103	Banks	100,452	$4,095,428.04	0.30%
Primerica, Inc.	PRI	74164M108	Life Insurance	27,655	$4,127,508.75	0.30%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	56,899	$4,107,538.81	0.30%
First Hawaiian, Inc.	FHB	32051X108	Banks	149,437	$3,982,496.05	0.29%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	161,828	$4,011,716.12	0.29%
Webster Financial Corporation	WBS	947890109	Banks	79,397	$3,865,839.93	0.28%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.