First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 11/29/2023
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Total Number of Holdings (excluding cash): 102

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Popular, Inc.	BPOP	733174700	Banks	186,991	$13,738,228.77	1.84%
First Horizon Corporation	FHN	320517105	Banks	1,069,189	$13,525,240.85	1.81%
Bank OZK	OZK	06417N103	Banks	317,841	$13,301,645.85	1.78%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	1,268,294	$13,063,428.20	1.75%
Comerica Incorporated	CMA	200340107	Banks	283,574	$12,783,515.92	1.72%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	31,699	$12,753,775.66	1.71%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	441,619	$12,647,968.16	1.70%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	59,530	$12,568,568.90	1.69%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	8,536	$12,312,070.32	1.65%
Blue Owl Capital Inc.(Class A)	OWL	09581B103	Open End and Miscellaneous Investment Vehicles	909,142	$12,246,142.74	1.64%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	705,956	$12,241,277.04	1.64%
Apollo Global Management, Inc.	APO	03769M106	Investment Banking and Brokerage Services	131,267	$12,112,006.09	1.63%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	147,818	$12,177,246.84	1.63%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	90,398	$12,078,980.76	1.62%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	33,633	$12,063,820.77	1.62%
Janus Henderson Group Plc	JHG	G4474Y214	Investment Banking and Brokerage Services	456,330	$11,787,003.90	1.58%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	811,463	$11,587,691.64	1.55%
KKR & Co. Inc. (Class A)	KKR	48251W104	Investment Banking and Brokerage Services	153,019	$11,436,640.06	1.53%
East West Bancorp, Inc.	EWBC	27579R104	Banks	178,826	$11,162,318.92	1.50%
Nu Holdings Ltd. (Class A)	NU	G6683N103	Finance and Credit Services	1,300,132	$10,687,085.04	1.43%
Truist Financial Corporation	TFC	89832Q109	Banks	329,461	$10,585,581.93	1.42%
Citigroup Inc.	C	172967424	Banks	229,175	$10,484,756.25	1.41%
Western Alliance Bancorporation	WAL	957638109	Banks	205,045	$10,537,262.55	1.41%
F.N.B. Corporation	FNB	302520101	Banks	873,580	$10,439,281.00	1.40%
Synovus Financial Corp.	SNV	87161C501	Banks	339,064	$10,402,483.52	1.40%
Webster Financial Corporation	WBS	947890109	Banks	233,834	$10,414,966.36	1.40%
Unum Group	UNM	91529Y106	Life Insurance	239,528	$10,146,406.08	1.36%
American International Group, Inc.	AIG	026874784	Non-life Insurance	155,543	$10,083,852.69	1.35%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	906,342	$10,087,586.46	1.35%
New York Community Bancorp, Inc.	NYCB	649445103	Banks	1,039,015	$9,943,373.55	1.33%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	235,120	$9,929,117.60	1.33%
Kinsale Capital Group, Inc.	KNSL	49714P108	Non-life Insurance	28,450	$9,862,192.50	1.32%
Discover Financial Services	DFS	254709108	Banks	108,808	$9,671,943.12	1.30%
Citizens Financial Group, Inc.	CFG	174610105	Banks	351,714	$9,580,689.36	1.29%
M&T Bank Corporation	MTB	55261F104	Banks	74,542	$9,521,249.66	1.28%
Zions Bancorporation	ZION	989701107	Banks	270,165	$9,574,647.60	1.28%
RLI Corp.	RLI	749607107	Non-life Insurance	69,364	$9,245,527.56	1.24%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	89,881	$8,912,599.96	1.20%
Ryan Specialty Holdings, Inc. (Class A)	RYAN	78351F107	Non-life Insurance	194,753	$8,791,150.42	1.18%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	39,662	$8,599,514.84	1.15%
The Progressive Corporation	PGR	743315103	Non-life Insurance	48,333	$7,878,279.00	1.06%
KeyCorp	KEY	493267108	Banks	625,725	$7,784,019.00	1.04%
Wintrust Financial Corporation	WTFC	97650W108	Banks	89,175	$7,585,225.50	1.02%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	111,248	$7,492,552.80	1.01%
Fifth Third Bancorp	FITB	316773100	Banks	265,803	$7,551,463.23	1.01%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	157,862	$7,506,338.10	1.01%
Bank of America Corporation	BAC	060505104	Banks	245,902	$7,453,289.62	1.00%
Ares Management Corporation (Class A)	ARES	03990B101	Investment Banking and Brokerage Services	65,447	$7,274,434.05	0.98%
First Hawaiian, Inc.	FHB	32051X108	Banks	373,008	$7,340,797.44	0.98%
Loews Corporation	L	540424108	Non-life Insurance	106,345	$7,285,695.95	0.98%
Pinnacle Financial Partners, Inc.	PNFP	72346Q104	Banks	100,429	$7,341,359.90	0.98%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	100,551	$7,213,528.74	0.97%
Broadridge Financial Solutions, Inc.	BR	11133T103	Investment Banking and Brokerage Services	37,605	$7,169,017.20	0.96%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	249,922	$7,175,260.62	0.96%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	389,854	$7,048,560.32	0.95%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	292,096	$6,837,967.36	0.92%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	273,917	$6,735,619.03	0.90%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	65,818	$6,625,239.88	0.89%
Markel Group Inc	MKL	570535104	Non-life Insurance	4,574	$6,472,941.84	0.87%
Regions Financial Corporation	RF	7591EP100	Banks	391,443	$6,447,066.21	0.86%
BOK Financial Corporation	BOKF	05561Q201	Banks	84,184	$6,079,768.48	0.82%
U.S. Bancorp	USB	902973304	Banks	142,559	$5,387,304.61	0.72%
Corebridge Financial, Inc.	CRBG	21871X109	Life Insurance	253,346	$5,282,264.10	0.71%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	67,832	$5,309,888.96	0.71%
Prosperity Bancshares, Inc.	PB	743606105	Banks	86,351	$5,165,516.82	0.69%
The Hartford Financial Services Group, Inc.	HIG	416515104	Non-life Insurance	66,466	$5,116,552.68	0.69%
Arthur J. Gallagher & Co.	AJG	363576109	Non-life Insurance	20,678	$5,066,523.56	0.68%
Evercore Inc.	EVR	29977A105	Investment Banking and Brokerage Services	34,183	$5,043,359.82	0.68%
Primerica, Inc.	PRI	74164M108	Life Insurance	24,291	$5,044,511.97	0.68%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	38,391	$5,082,200.58	0.68%
Wells Fargo & Company	WFC	949746101	Banks	115,342	$5,049,672.76	0.68%
Aflac Incorporated	AFL	001055102	Life Insurance	61,405	$5,012,490.15	0.67%
Ameriprise Financial, Inc.	AMP	03076C106	Investment Banking and Brokerage Services	14,296	$4,980,011.60	0.67%
JPMorgan Chase & Co.	JPM	46625H100	Banks	32,497	$5,014,937.04	0.67%
Brown & Brown, Inc.	BRO	115236101	Non-life Insurance	67,482	$4,924,161.54	0.66%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	14,564	$4,955,546.64	0.66%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	243,562	$4,842,012.56	0.65%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	3,153	$4,811,478.00	0.65%
Stifel Financial Corp.	SF	860630102	Investment Banking and Brokerage Services	76,706	$4,683,668.36	0.63%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	128,665	$4,527,721.35	0.61%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	78,248	$4,528,994.24	0.61%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	9,578	$2,696,207.00	0.36%
Tradeweb Markets Inc. (Class A)	TW	892672106	Investment Banking and Brokerage Services	27,981	$2,658,474.81	0.36%
Willis Towers Watson Plc	WTW	G96629103	Non-life Insurance	10,738	$2,585,388.26	0.35%
Chubb Limited	CB	H1467J104	Non-life Insurance	10,779	$2,426,137.32	0.33%
Columbia Banking System, Inc.	COLB	197236102	Banks	110,554	$2,468,670.82	0.33%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	15,459	$2,477,150.16	0.33%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	13,740	$2,438,025.60	0.33%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	35,350	$2,494,649.50	0.33%
Brighthouse Financial, Inc.	BHF	10922N103	Life Insurance	45,859	$2,358,528.37	0.32%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	24,603	$2,419,705.05	0.32%
Equitable Holdings, Inc.	EQH	29452E101	Investment Banking and Brokerage Services	79,051	$2,368,367.96	0.32%
SLM Corporation	SLM	78442P106	Finance and Credit Services	164,780	$2,377,775.40	0.32%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	5,131	$2,331,475.09	0.31%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	39,728	$2,337,198.24	0.31%
Marsh & McLennan Companies, Inc.	MMC	571748102	Non-life Insurance	11,796	$2,315,908.68	0.31%
Principal Financial Group, Inc.	PFG	74251V102	Life Insurance	31,140	$2,309,653.80	0.31%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	22,344	$2,318,190.00	0.31%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	20,382	$2,259,752.34	0.30%
Houlihan Lokey, Inc.	HLI	441593100	Investment Banking and Brokerage Services	20,950	$2,220,071.50	0.30%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	39,814	$2,198,529.08	0.29%
Morgan Stanley	MS	617446448	Investment Banking and Brokerage Services	27,481	$2,158,632.55	0.29%
US Dollar	$USD		Other	1,906,301	$1,906,301.21	0.26%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.