First Trust Financials AlphaDEX® Fund (FXO)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report
	AlphaDEX® Perspectives Flier

Holdings

Holdings of the Fund as of 11/9/2026
View Index Holdings

Export to Excel

Total Number of Holdings (excluding cash): 105

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Chime Financial, Inc. (Class A)	CHYM	16935C109	Investment Banking and Brokerage Services	629,173	$20,466,997.69	1.88%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	181,477	$19,621,293.24	1.80%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	105,171	$19,580,736.78	1.80%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	33,660	$19,362,915.00	1.78%
The Allstate Corporation	ALL	020002101	Non-life Insurance	75,549	$19,173,580.71	1.76%
Markel Group Inc	MKL	570535104	Non-life Insurance	9,787	$19,096,981.62	1.75%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	177,931	$18,949,651.50	1.74%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	45,899	$18,944,812.25	1.74%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	275,949	$18,952,177.32	1.74%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	8,354	$18,848,294.80	1.73%
Bank OZK	OZK	06417N103	Banks	364,690	$18,664,834.20	1.71%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	648,652	$18,486,582.00	1.70%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	136,982	$18,473,392.52	1.70%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	52,670	$18,360,762.00	1.69%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	247,507	$18,261,066.46	1.68%
American International Group, Inc.	AIG	026874784	Non-life Insurance	225,225	$17,934,666.75	1.65%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	449,241	$17,803,420.83	1.64%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	161,087	$17,851,661.34	1.64%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	887,304	$16,814,410.80	1.54%
AGNC Investment Corp.	AGNC	00123Q104	Mortgage Real Estate Investment Trusts	1,847,980	$16,502,461.40	1.52%
Central Bancompany, Inc.	CBC	152413100	Banks	408,653	$15,745,400.09	1.45%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	59,642	$14,626,007.66	1.34%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	35,821	$14,156,459.20	1.30%
The Progressive Corporation	PGR	743315103	Non-life Insurance	61,601	$14,015,459.52	1.29%
Columbia Banking System, Inc.	COLB	197236102	Banks	444,768	$13,787,808.00	1.27%
Truist Financial Corporation	TFC	89832Q109	Banks	275,535	$13,867,676.55	1.27%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	278,165	$13,738,569.35	1.26%
Lincoln National Corporation	LNC	534187109	Life Insurance	317,200	$13,633,256.00	1.25%
SouthState Bank Corporation	SSB	84472E102	Banks	128,268	$13,600,256.04	1.25%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	284,545	$13,484,587.55	1.24%
F.N.B. Corporation	FNB	302520101	Banks	739,129	$13,474,321.67	1.24%
Zions Bancorporation, National Association	ZION	989701107	Banks	203,041	$13,451,466.25	1.24%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	34,928	$13,382,663.20	1.23%
Loews Corporation	L	540424108	Non-life Insurance	122,288	$13,444,342.72	1.23%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	338,127	$13,028,033.31	1.20%
M&T Bank Corporation	MTB	55261F104	Banks	58,688	$13,071,578.24	1.20%
Western Alliance Bancorporation	WAL	957638109	Banks	169,378	$13,075,981.60	1.20%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	41,761	$12,757,567.89	1.17%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	229,651	$12,745,630.50	1.17%
RLI Corp.	RLI	749607107	Non-life Insurance	172,488	$11,720,559.60	1.08%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	149,501	$11,596,792.57	1.07%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	35,340	$11,546,284.80	1.06%
Kinsale Capital Group, Inc.	KNSL	49714P108	Non-life Insurance	29,561	$11,412,615.27	1.05%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	246,837	$11,117,538.48	1.02%
Evercore Inc.	EVR	29977A105	Investment Banking and Brokerage Services	37,050	$10,940,865.00	1.00%
Aflac Incorporated	AFL	001055102	Life Insurance	85,348	$10,687,276.56	0.98%
Chubb Limited	CB	H1467J104	Non-life Insurance	29,331	$10,660,351.95	0.98%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	4,631	$10,605,314.17	0.97%
Hamilton Lane Incorporated (Class A)	HLNE	407497106	Investment Banking and Brokerage Services	109,835	$10,529,881.45	0.97%
Pinnacle Financial Partners, Inc.	PNFP	72348N109	Banks	101,915	$10,488,072.65	0.96%
Prosperity Bancshares, Inc.	PB	743606105	Banks	144,093	$10,497,175.05	0.96%
Regions Financial Corporation	RF	7591EP100	Banks	354,923	$10,267,922.39	0.94%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	1,068,342	$10,085,148.48	0.93%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	92,930	$10,088,480.80	0.93%
Ameriprise Financial, Inc.	AMP	03076C106	Investment Banking and Brokerage Services	19,375	$10,042,062.50	0.92%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	56,332	$10,007,379.80	0.92%
BOK Financial Corporation	BOKF	05561Q201	Banks	75,477	$9,922,961.19	0.91%
First Hawaiian, Inc.	FHB	32051X108	Banks	387,501	$9,768,900.21	0.90%
First Horizon Corporation	FHN	320517105	Banks	414,436	$9,751,679.08	0.90%
SLM Corporation	SLM	78442P106	Finance and Credit Services	562,104	$9,505,178.64	0.87%
Globe Life Inc.	GL	37959E102	Life Insurance	57,593	$9,320,275.19	0.86%
Citigroup Inc.	C	172967424	Banks	73,680	$8,986,749.60	0.83%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	33,468	$8,238,148.20	0.76%
Ryan Specialty Holdings, Inc. (Class A)	RYAN	78351F107	Non-life Insurance	171,899	$8,098,161.89	0.74%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	24,137	$7,656,497.77	0.70%
Broadridge Financial Solutions, Inc.	BR	11133T103	Investment Banking and Brokerage Services	39,481	$7,593,775.54	0.70%
Primerica, Inc.	PRI	74164M108	Life Insurance	23,348	$6,986,188.56	0.64%
Wintrust Financial Corporation	WTFC	97650W108	Banks	44,849	$6,948,007.08	0.64%
Corebridge Financial, Inc.	CRBG	21871X109	Life Insurance	192,036	$6,892,172.04	0.63%
Prudential Financial, Inc.	PRU	744320102	Life Insurance	55,998	$6,834,555.90	0.63%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	25,829	$6,889,885.75	0.63%
KeyCorp	KEY	493267108	Banks	316,903	$6,784,893.23	0.62%
U.S. Bancorp	USB	902973304	Banks	110,113	$6,711,387.35	0.62%
Wells Fargo & Company	WFC	949746101	Banks	79,453	$6,792,436.97	0.62%
Freedom Holding Corp.	FRHC	356390104	Investment Banking and Brokerage Services	38,016	$6,637,593.60	0.61%
Stifel Financial Corp.	SF	860630102	Investment Banking and Brokerage Services	90,809	$6,648,126.89	0.61%
The Bank of New York Mellon Corporation	BNY	064058100	Investment Banking and Brokerage Services	43,975	$6,650,339.25	0.61%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	28,618	$6,619,343.40	0.61%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	115,306	$6,526,319.60	0.60%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	11,979	$6,420,384.63	0.59%
Popular, Inc.	BPOP	733174700	Banks	40,913	$6,455,253.14	0.59%
Bank of America Corporation	BAC	060505104	Banks	116,851	$5,906,818.05	0.54%
Robinhood Markets, Inc. (Class A)	HOOD	770700102	Investment Banking and Brokerage Services	56,534	$4,710,412.88	0.43%
Cboe Global Markets, Inc.	CBOE	12503M108	Investment Banking and Brokerage Services	11,551	$4,074,961.78	0.37%
Tradeweb Markets Inc. (Class A)	TW	892672106	Investment Banking and Brokerage Services	31,537	$4,044,620.25	0.37%
Aon Plc (Class A)	AON	G0403H108	Non-life Insurance	11,489	$3,857,661.53	0.35%
Ares Management Corporation (Class A)	ARES	03990B101	Investment Banking and Brokerage Services	27,373	$3,820,723.34	0.35%
S&P Global Inc.	SPGI	78409V104	Finance and Credit Services	8,063	$3,798,398.67	0.35%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	23,254	$3,671,574.06	0.34%
Brown & Brown, Inc.	BRO	115236101	Non-life Insurance	52,218	$3,707,478.00	0.34%
Houlihan Lokey, Inc.	HLI	441593100	Investment Banking and Brokerage Services	25,171	$3,735,628.11	0.34%
Franklin Templeton, Inc.	BEN	354613101	Investment Banking and Brokerage Services	99,007	$3,551,381.09	0.33%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	47,086	$3,574,769.12	0.33%
Willis Towers Watson Plc	WTW	G96629103	Non-life Insurance	11,035	$3,608,555.35	0.33%
Lazard, Inc. (Class A)	LAZ	52110M109	Investment Banking and Brokerage Services	87,776	$3,470,663.04	0.32%
East West Bancorp, Inc.	EWBC	27579R104	Banks	25,659	$3,360,559.23	0.31%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	20,124	$3,376,807.20	0.31%
Citizens Financial Group, Inc.	CFG	174610105	Banks	49,875	$3,246,862.50	0.30%
Commerce Bancshares, Inc.	CBSH	200525103	Banks	58,093	$3,254,950.79	0.30%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	208,393	$3,317,616.56	0.30%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	18,215	$3,112,579.20	0.29%
The Charles Schwab Corporation	SCHW	808513105	Investment Banking and Brokerage Services	32,537	$3,017,156.01	0.28%
Unum Group	UNM	91529Y106	Life Insurance	36,247	$2,908,096.81	0.27%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	151,468	$2,343,209.96	0.22%
US Dollar	$USD		Other	2,210,826	$2,210,826.46	0.20%
Uwm Holdings Corp-Rt W/I	UWMC-R-W	91823B125	Other	1,441,584	$3,027.33	0.00%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.