First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 6/21/2021
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Total Number of Holdings (excluding cash): 104

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Santander Consumer USA Holdings Inc.	SC	80283M101	Finance and Credit Services	777,067	$28,541,670.91	2.06%
Athene Holding Ltd. (Class A)	ATH	G0684D107	Investment Banking and Brokerage Services	417,210	$26,559,588.60	1.92%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	203,971	$23,836,051.06	1.72%
SLM Corporation	SLM	78442P106	Finance and Credit Services	1,170,137	$23,508,052.33	1.70%
The Allstate Corporation	ALL	020002101	Non-life Insurance	183,003	$23,453,664.48	1.70%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	371,181	$23,376,979.38	1.69%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	497,333	$23,066,304.54	1.67%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	517,148	$23,090,658.20	1.67%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	82,311	$22,808,378.10	1.65%
Aflac Incorporated	AFL	001055102	Life Insurance	410,851	$21,803,862.57	1.58%
Unum Group	UNM	91529Y106	Life Insurance	755,563	$21,306,876.60	1.54%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	18,861	$21,312,930.00	1.54%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	1,518,223	$21,103,299.70	1.53%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	698,583	$20,985,433.32	1.52%
Lincoln National Corporation	LNC	534187109	Life Insurance	337,679	$20,865,185.41	1.51%
Mercury General Corporation	MCY	589400100	Non-life Insurance	345,790	$20,858,052.80	1.51%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	548,021	$20,769,995.90	1.50%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	147,909	$20,785,651.77	1.50%
The Progressive Corporation	PGR	743315103	Non-life Insurance	219,929	$20,805,283.40	1.50%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	677,214	$19,544,396.04	1.41%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	770,232	$19,363,632.48	1.40%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	98,026	$19,112,129.22	1.38%
Kemper Corporation	KMPR	488401100	Non-life Insurance	263,766	$18,853,993.68	1.36%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	372,084	$18,689,779.32	1.35%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	1,350,463	$18,474,333.78	1.34%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	313,138	$18,481,404.76	1.34%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	568,304	$18,424,415.68	1.33%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	667,010	$17,942,569.00	1.30%
Popular, Inc.	BPOP	733174700	Banks	239,218	$17,886,329.86	1.29%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	355,720	$17,665,055.20	1.28%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	129,936	$17,415,322.08	1.26%
First Horizon Corporation	FHN	320517105	Banks	994,792	$17,090,526.56	1.24%
Associated Banc-Corp	ASB	045487105	Banks	788,283	$16,790,427.90	1.21%
Evercore Inc.	EVR	29977A105	Investment Banking and Brokerage Services	127,693	$16,727,783.00	1.21%
Globe Life Inc.	GL	37959E102	Life Insurance	174,083	$16,659,743.10	1.20%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	111,849	$16,626,353.85	1.20%
MetLife, Inc.	MET	59156R108	Life Insurance	276,724	$16,514,888.32	1.19%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	200,235	$16,341,178.35	1.18%
Prosperity Bancshares, Inc.	PB	743606105	Banks	224,624	$16,215,606.56	1.17%
Citigroup Inc.	C	172967424	Banks	231,228	$15,827,556.60	1.14%
The Hartford Financial Services Group, Inc.	HIG	416515104	Non-life Insurance	251,863	$15,653,285.45	1.13%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	122,735	$15,195,820.35	1.10%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	35,026	$15,153,298.38	1.10%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	104,971	$15,170,408.92	1.10%
Cboe Global Markets Inc.	CBOE	12503M108	Investment Banking and Brokerage Services	127,840	$15,090,233.60	1.09%
New York Community Bancorp, Inc.	NYCB	649445103	Banks	1,332,959	$15,089,095.88	1.09%
KKR & Co. Inc. (Class A)	KKR	48251W104	Investment Banking and Brokerage Services	258,269	$14,953,775.10	1.08%
Morgan Stanley	MS	617446448	Investment Banking and Brokerage Services	162,456	$13,961,468.64	1.01%
Wells Fargo & Company	WFC	949746101	Banks	322,918	$13,975,891.04	1.01%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	38,578	$13,793,178.12	1.00%
Markel Corporation	MKL	570535104	Non-life Insurance	11,067	$13,104,988.05	0.95%
KeyCorp	KEY	493267108	Banks	631,452	$13,001,596.68	0.94%
Lazard Ltd (Class A)	LAZ	G54050102	Investment Banking and Brokerage Services	289,967	$12,947,026.55	0.94%
Principal Financial Group, Inc.	PFG	74251V102	Life Insurance	210,413	$12,965,649.06	0.94%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	282,688	$12,904,707.20	0.93%
Wintrust Financial Corporation	WTFC	97650W108	Banks	166,440	$12,795,907.20	0.93%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	207,066	$12,771,830.88	0.92%
Bank OZK	OZK	06417N103	Banks	308,847	$12,616,399.95	0.91%
BOK Financial Corporation	BOKF	05561Q201	Banks	141,251	$12,329,799.79	0.89%
F.N.B. Corporation	FNB	302520101	Banks	993,423	$12,248,905.59	0.89%
M&T Bank Corporation	MTB	55261F104	Banks	83,215	$12,286,694.75	0.89%
Zions Bancorporation	ZION	989701107	Banks	229,556	$12,093,010.08	0.87%
Truist Financial Corporation	TFC	89832Q109	Banks	216,333	$11,790,148.50	0.85%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	59,331	$9,180,285.63	0.66%
Sterling Bancorp	STL	85917A100	Banks	365,377	$9,127,117.46	0.66%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	80,019	$9,054,950.04	0.65%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	47,950	$8,829,992.50	0.64%
Citizens Financial Group, Inc.	CFG	174610105	Banks	190,509	$8,668,159.50	0.63%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	77,335	$8,669,253.50	0.63%
First Hawaiian, Inc.	FHB	32051X108	Banks	307,305	$8,659,854.90	0.63%
Bank of America Corporation	BAC	060505104	Banks	217,393	$8,641,371.75	0.62%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	10,083	$8,550,787.32	0.62%
U.S. Bancorp	USB	902973304	Banks	152,071	$8,512,934.58	0.62%
Chubb Limited	CB	H1467J104	Non-life Insurance	53,241	$8,466,916.23	0.61%
Fifth Third Bancorp	FITB	316773100	Banks	224,588	$8,487,180.52	0.61%
Primerica, Inc.	PRI	74164M108	Life Insurance	56,900	$8,495,170.00	0.61%
Comerica Incorporated	CMA	200340107	Banks	117,238	$8,287,554.22	0.60%
Everest Re Group, Ltd.	RE	G3223R108	Non-life Insurance	33,940	$8,267,105.20	0.60%
JPMorgan Chase & Co.	JPM	46625H100	Banks	55,247	$8,310,806.21	0.60%
Synovus Financial Corp.	SNV	87161C501	Banks	183,846	$8,199,531.60	0.59%
Regions Financial Corporation	RF	7591EP100	Banks	407,111	$8,085,224.46	0.58%
East West Bancorp, Inc.	EWBC	27579R104	Banks	113,967	$7,919,566.83	0.57%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	66,723	$7,727,190.63	0.56%
US Dollar	$USD		Other	5,581,586	$5,581,585.83	0.40%
Discover Financial Services	DFS	254709108	Banks	44,270	$5,226,073.50	0.38%
Nasdaq, Inc.	NDAQ	631103108	Investment Banking and Brokerage Services	28,535	$5,101,487.30	0.37%
The Carlyle Group Inc.	CG	14316J108	Investment Banking and Brokerage Services	114,404	$5,165,340.60	0.37%
BlackRock, Inc.	BLK	09247X101	Investment Banking and Brokerage Services	5,604	$4,826,501.04	0.35%
Brown & Brown, Inc.	BRO	115236101	Non-life Insurance	92,005	$4,826,582.30	0.35%
Tradeweb Markets Inc. (Class A)	TW	892672106	Investment Banking and Brokerage Services	56,832	$4,865,955.84	0.35%
Arthur J. Gallagher & Co.	AJG	363576109	Non-life Insurance	33,709	$4,707,798.94	0.34%
Marsh & McLennan Companies, Inc.	MMC	571748102	Non-life Insurance	34,528	$4,707,547.52	0.34%
Alleghany Corporation	Y	017175100	Non-life Insurance	6,765	$4,560,015.90	0.33%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	18,685	$4,595,015.20	0.33%
Signature Bank	SBNY	82669G104	Banks	18,599	$4,596,556.86	0.33%
Ares Management Corporation (Class A)	ARES	03990B101	Investment Banking and Brokerage Services	75,053	$4,362,830.89	0.32%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	34,317	$4,399,782.57	0.32%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	169,989	$4,453,711.80	0.32%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	28,218	$4,341,057.12	0.31%
Willis Towers Watson Plc	WLTW	G96629103	Non-life Insurance	18,385	$4,231,859.30	0.31%
People's United Financial, Inc.	PBCT	712704105	Banks	234,944	$4,080,977.28	0.30%
Pinnacle Financial Partners, Inc.	PNFP	72346Q104	Banks	47,432	$4,151,722.96	0.30%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	55,809	$4,149,399.15	0.30%
Webster Financial Corporation	WBS	947890109	Banks	76,307	$4,167,125.27	0.30%
Western Alliance Bancorporation	WAL	957638109	Banks	44,534	$4,207,126.98	0.30%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.