First Trust Financials AlphaDEX® Fund (FXO)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report
	AlphaDEX® Perspectives Flier

Holdings

Holdings of the Fund as of 10/15/2025
View Index Holdings

Export to Excel

Total Number of Holdings (excluding cash): 104

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
SoFi Technologies, Inc.	SOFI	83406F102	Finance and Credit Services	1,408,055	$39,467,781.65	1.81%
American International Group, Inc.	AIG	026874784	Non-life Insurance	473,653	$38,489,042.78	1.77%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	362,439	$38,313,426.69	1.76%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	146,500	$38,090,000.00	1.75%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	540,630	$37,719,755.10	1.73%
The Bank of New York Mellon Corporation	BK	064058100	Investment Banking and Brokerage Services	341,417	$37,190,553.81	1.71%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	410,017	$36,725,222.69	1.69%
Bank OZK	OZK	06417N103	Banks	729,714	$36,850,557.00	1.69%
Freedom Holding Corp.	FRHC	356390104	Investment Banking and Brokerage Services	216,121	$36,673,572.49	1.69%
Citigroup Inc.	C	172967424	Banks	366,511	$36,570,467.58	1.68%
Unum Group	UNM	91529Y106	Life Insurance	478,282	$36,315,952.26	1.67%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	1,311,273	$35,889,542.01	1.65%
The Goldman Sachs Group, Inc.	GS	38141G104	Investment Banking and Brokerage Services	46,714	$35,873,082.02	1.65%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	439,467	$35,588,037.66	1.64%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	3,266,094	$35,665,746.48	1.64%
Nu Holdings Ltd. (Class A)	NU	G6683N103	Finance and Credit Services	2,323,598	$35,272,217.64	1.62%
Robinhood Markets, Inc. (Class A)	HOOD	770700102	Investment Banking and Brokerage Services	259,819	$34,854,718.85	1.60%
Brighthouse Financial, Inc.	BHF	10922N103	Life Insurance	700,844	$33,822,731.44	1.55%
Kemper Corporation	KMPR	488401100	Non-life Insurance	721,646	$33,484,374.40	1.54%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	568,646	$31,048,071.60	1.43%
Invesco Ltd.	IVZ	G491BT108	Investment Banking and Brokerage Services	1,235,547	$29,158,909.20	1.34%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	723,048	$28,705,005.60	1.32%
Columbia Banking System, Inc.	COLB	197236102	Banks	1,101,144	$28,783,904.16	1.32%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	295,862	$28,405,710.62	1.31%
Markel Group Inc	MKL	570535104	Non-life Insurance	14,828	$28,417,565.44	1.31%
Coinbase Global, Inc. (Class A)	COIN	19260Q107	Investment Banking and Brokerage Services	83,982	$28,243,146.60	1.30%
Janus Henderson Group Plc	JHG	G4474Y214	Investment Banking and Brokerage Services	636,788	$28,273,387.20	1.30%
TPG Inc. (Class A)	TPG	872657101	Investment Banking and Brokerage Services	493,359	$28,195,466.85	1.30%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	56,378	$27,985,475.42	1.29%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	179,276	$28,029,802.60	1.29%
Lincoln National Corporation	LNC	534187109	Life Insurance	702,789	$27,781,249.17	1.28%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	502,010	$27,650,710.80	1.27%
Prosperity Bancshares, Inc.	PB	743606105	Banks	427,181	$27,732,590.52	1.27%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	334,042	$27,581,847.94	1.27%
Popular, Inc.	BPOP	733174700	Banks	223,158	$26,776,728.42	1.23%
Truist Financial Corporation	TFC	89832Q109	Banks	619,936	$26,818,431.36	1.23%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	798,406	$26,826,441.60	1.23%
Houlihan Lokey, Inc.	HLI	441593100	Investment Banking and Brokerage Services	138,044	$26,613,502.76	1.22%
M&T Bank Corporation	MTB	55261F104	Banks	143,424	$26,537,742.72	1.22%
The Allstate Corporation	ALL	020002101	Non-life Insurance	132,044	$26,464,258.48	1.22%
UWM Holdings Corporation	UWMC	91823B109	Finance and Credit Services	4,654,099	$24,759,806.68	1.14%
Bank of America Corporation	BAC	060505104	Banks	412,049	$21,541,921.72	0.99%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	89,156	$21,288,669.68	0.98%
Loews Corporation	L	540424108	Non-life Insurance	211,749	$21,240,542.19	0.98%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	500,533	$21,422,812.40	0.98%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	183,239	$21,385,823.69	0.98%
BOK Financial Corporation	BOKF	05561Q201	Banks	190,753	$21,051,501.08	0.97%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	63,896	$21,037,758.00	0.97%
Chubb Limited	CB	H1467J104	Non-life Insurance	75,315	$20,960,917.65	0.96%
F.N.B. Corporation	FNB	302520101	Banks	1,319,529	$20,835,362.91	0.96%
Webster Financial Corporation	WBS	947890109	Banks	357,632	$20,814,182.40	0.96%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	11,881	$20,747,315.06	0.95%
Blackstone Inc.	BX	09260D107	Investment Banking and Brokerage Services	124,423	$20,394,173.93	0.94%
Globe Life Inc.	GL	37959E102	Life Insurance	148,685	$20,533,398.50	0.94%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	159,364	$20,503,772.24	0.94%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	76,133	$20,514,036.85	0.94%
U.S. Bancorp	USB	902973304	Banks	439,843	$20,430,707.35	0.94%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	117,037	$20,140,897.33	0.93%
Zions Bancorporation, National Association	ZION	989701107	Banks	375,708	$20,299,503.24	0.93%
Lazard, Inc. (Class A)	LAZ	52110M109	Investment Banking and Brokerage Services	402,759	$20,061,425.79	0.92%
The Progressive Corporation	PGR	743315103	Non-life Insurance	86,082	$19,497,573.00	0.90%
Western Alliance Bancorporation	WAL	957638109	Banks	245,129	$19,325,970.36	0.89%
Comerica Incorporated	CMA	200340107	Banks	206,826	$16,258,591.86	0.75%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	30,352	$14,906,474.24	0.69%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	305,030	$14,110,687.80	0.65%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	49,466	$14,045,870.70	0.65%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	612,699	$13,963,410.21	0.64%
SouthState Bank Corporation	SSB	84472E102	Banks	143,336	$13,889,258.40	0.64%
The Charles Schwab Corporation	SCHW	808513105	Investment Banking and Brokerage Services	148,442	$14,002,533.86	0.64%
Citizens Financial Group, Inc.	CFG	174610105	Banks	266,587	$13,782,547.90	0.63%
Fifth Third Bancorp	FITB	316773100	Banks	318,109	$13,653,238.28	0.63%
First Hawaiian, Inc.	FHB	32051X108	Banks	570,750	$13,709,415.00	0.63%
Pinnacle Financial Partners, Inc.	PNFP	72346Q104	Banks	151,100	$13,612,599.00	0.63%
Primerica, Inc.	PRI	74164M108	Life Insurance	51,053	$13,673,014.46	0.63%
Wintrust Financial Corporation	WTFC	97650W108	Banks	107,006	$13,702,118.30	0.63%
East West Bancorp, Inc.	EWBC	27579R104	Banks	133,131	$13,478,182.44	0.62%
Equitable Holdings, Inc.	EQH	29452E101	Investment Banking and Brokerage Services	279,081	$13,580,081.46	0.62%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	61,083	$13,418,713.44	0.62%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	820,599	$13,301,909.79	0.61%
Regions Financial Corporation	RF	7591EP100	Banks	537,418	$13,295,721.32	0.61%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	234,283	$13,154,990.45	0.60%
First Horizon Corporation	FHN	320517105	Banks	626,791	$13,068,592.35	0.60%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	70,530	$12,860,440.20	0.59%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	4,238	$8,018,338.38	0.37%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	350,612	$7,292,729.60	0.34%
Wells Fargo & Company	WFC	949746101	Banks	84,538	$7,309,155.48	0.34%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	55,896	$7,092,643.44	0.33%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	36,881	$7,094,797.97	0.33%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	32,715	$7,028,817.75	0.32%
Brookfield Asset Management Ltd.	BAM	113004105	Investment Banking and Brokerage Services	124,445	$6,998,786.80	0.32%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	20,232	$7,051,863.60	0.32%
MarketAxess Holdings Inc.	MKTX	57060D108	Investment Banking and Brokerage Services	40,665	$6,976,080.75	0.32%
MetLife, Inc.	MET	59156R108	Life Insurance	86,026	$7,021,442.12	0.32%
Principal Financial Group, Inc.	PFG	74251V102	Investment Banking and Brokerage Services	85,464	$6,914,037.60	0.32%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	94,731	$7,029,987.51	0.32%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	92,480	$7,064,547.20	0.32%
Commerce Bancshares, Inc.	CBSH	200525103	Banks	118,571	$6,718,232.86	0.31%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	52,644	$6,837,402.72	0.31%
RLI Corp.	RLI	749607107	Non-life Insurance	108,646	$6,764,299.96	0.31%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	365,817	$6,837,119.73	0.31%
The Carlyle Group Inc.	CG	14316J108	Investment Banking and Brokerage Services	113,013	$6,712,972.20	0.31%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	48,626	$6,636,476.48	0.30%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	110,302	$6,591,647.52	0.30%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	377,109	$6,233,611.77	0.29%
US Dollar	$USD		Other	2,641,128	$2,641,127.65	0.12%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.