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First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 9/17/2021
View Index Holdings

Total Number of Holdings (excluding cash): 105

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Blackstone Inc. BX 09260D107 Investment Banking and Brokerage Services 217,986 $29,129,469.18 2.14%
Janus Henderson Group Plc JHG G4474Y214 Investment Banking and Brokerage Services 545,611 $23,450,360.78 1.72%
MGIC Investment Corporation MTG 552848103 Finance and Credit Services 1,556,996 $23,230,380.32 1.71%
First American Financial Corporation FAF 31847R102 Non-life Insurance 339,618 $22,839,310.50 1.68%
Jefferies Financial Group Inc. JEF 47233W109 Investment Banking and Brokerage Services 619,156 $22,623,960.24 1.66%
Fidelity National Financial, Inc. FNF 31620R303 Non-life Insurance 487,233 $22,451,696.64 1.65%
Credit Acceptance Corporation CACC 225310101 Finance and Credit Services 37,304 $22,237,660.48 1.63%
Athene Holding Ltd. (Class A) ATH G0684D107 Investment Banking and Brokerage Services 313,706 $21,975,105.30 1.61%
The Goldman Sachs Group, Inc. GS 38141G104 Investment Banking and Brokerage Services 55,793 $21,840,727.78 1.60%
Markel Corporation MKL 570535104 Non-life Insurance 17,843 $21,581,643.79 1.59%
Arch Capital Group Ltd. ACGL G0450A105 Non-life Insurance 543,789 $21,370,907.70 1.57%
Aflac Incorporated AFL 001055102 Life Insurance 394,617 $21,305,371.83 1.56%
The Allstate Corporation ALL 020002101 Non-life Insurance 162,336 $21,270,886.08 1.56%
Berkshire Hathaway Inc. (Class B) BRK/B 084670702 Investment Banking and Brokerage Services 76,191 $21,086,621.16 1.55%
Cincinnati Financial Corporation CINF 172062101 Non-life Insurance 181,574 $21,144,292.30 1.55%
Ares Management Corporation (Class A) ARES 03990B101 Investment Banking and Brokerage Services 266,396 $20,965,365.20 1.54%
Assured Guaranty Ltd. AGO G0585R106 Non-life Insurance 445,980 $20,800,507.20 1.53%
Annaly Capital Management, Inc. NLY 035710409 Mortgage Real Estate Investment Trusts 2,384,588 $20,650,532.08 1.52%
AGNC Investment Corp. AGNC 00123Q104 Mortgage Real Estate Investment Trusts 1,253,709 $20,034,269.82 1.47%
White Mountains Insurance Group Ltd. WTM G9618E107 Non-life Insurance 18,445 $19,775,622.30 1.45%
Old Republic International Corporation ORI 680223104 Non-life Insurance 850,066 $19,543,017.34 1.44%
Santander Consumer USA Holdings Inc. SC 80283M101 Finance and Credit Services 466,413 $19,314,162.33 1.42%
KKR & Co. Inc. (Class A) KKR 48251W104 Investment Banking and Brokerage Services 285,957 $19,010,421.36 1.40%
The Hartford Financial Services Group, Inc. HIG 416515104 Non-life Insurance 273,360 $19,014,921.60 1.40%
Mercury General Corporation MCY 589400100 Non-life Insurance 326,022 $18,609,335.76 1.37%
The Carlyle Group Inc. CG 14316J108 Investment Banking and Brokerage Services 364,460 $18,612,972.20 1.37%
Virtu Financial, Inc. (Class A) VIRT 928254101 Investment Banking and Brokerage Services 766,383 $18,584,787.75 1.36%
Ally Financial Inc. ALLY 02005N100 Finance and Credit Services 339,890 $17,834,028.30 1.31%
Discover Financial Services DFS 254709108 Banks 143,208 $17,706,237.12 1.30%
New Residential Investment Corp. NRZ 64828T201 Mortgage Real Estate Investment Trusts 1,599,633 $17,579,966.67 1.29%
Apollo Global Management, Inc. (Class A) APO 03768E105 Investment Banking and Brokerage Services 272,349 $17,103,517.20 1.26%
Voya Financial, Inc. VOYA 929089100 Investment Banking and Brokerage Services 275,449 $17,075,083.51 1.25%
Citigroup Inc. C 172967424 Banks 239,436 $16,750,942.56 1.23%
Franklin Resources, Inc. BEN 354613101 Investment Banking and Brokerage Services 529,544 $16,590,613.52 1.22%
OneMain Holdings, Inc. OMF 68268W103 Finance and Credit Services 299,917 $16,654,391.01 1.22%
Popular, Inc. BPOP 733174700 Banks 225,718 $16,529,329.14 1.21%
The Hanover Insurance Group, Inc. THG 410867105 Non-life Insurance 124,890 $16,328,118.60 1.20%
The Progressive Corporation PGR 743315103 Non-life Insurance 172,489 $15,974,206.29 1.17%
Alleghany Corporation Y 017175100 Non-life Insurance 25,395 $15,682,682.25 1.15%
First Horizon Corporation FHN 320517105 Banks 980,331 $14,920,637.82 1.10%
Kemper Corporation KMPR 488401100 Non-life Insurance 229,230 $14,915,996.10 1.10%
New York Community Bancorp, Inc. NYCB 649445103 Banks 1,152,911 $14,665,027.92 1.08%
Chubb Limited CB H1467J104 Non-life Insurance 79,936 $14,432,444.80 1.06%
Unum Group UNM 91529Y106 Life Insurance 596,483 $14,476,642.41 1.06%
T. Rowe Price Group, Inc. TROW 74144T108 Investment Banking and Brokerage Services 64,177 $13,702,431.27 1.01%
Zions Bancorporation ZION 989701107 Banks 240,354 $13,721,809.86 1.01%
American Financial Group, Inc. AFG 025932104 Non-life Insurance 103,488 $13,661,450.88 1.00%
Huntington Bancshares Incorporated HBAN 446150104 Banks 890,335 $13,310,508.27 0.98%
Umpqua Holdings Corporation UMPQ 904214103 Banks 688,622 $13,290,404.60 0.98%
The Travelers Companies, Inc. TRV 89417E109 Non-life Insurance 84,865 $13,263,550.85 0.97%
Raymond James Financial, Inc. RJF 754730109 Investment Banking and Brokerage Services 97,807 $13,077,773.97 0.96%
State Street Corporation STT 857477103 Investment Banking and Brokerage Services 154,413 $13,097,310.66 0.96%
Everest Re Group, Ltd. RE G3223R108 Non-life Insurance 50,415 $12,899,181.90 0.95%
The Bank of New York Mellon Corporation BK 064058100 Investment Banking and Brokerage Services 248,001 $12,685,251.15 0.93%
BOK Financial Corporation BOKF 05561Q201 Banks 146,710 $12,490,889.40 0.92%
Evercore Inc. EVR 29977A105 Investment Banking and Brokerage Services 90,254 $12,468,590.10 0.92%
Invesco Ltd. IVZ G491BT108 Investment Banking and Brokerage Services 475,312 $12,476,940.00 0.92%
SEI Investments Company SEIC 784117103 Investment Banking and Brokerage Services 205,020 $12,225,342.60 0.90%
Globe Life Inc. GL 37959E102 Life Insurance 133,387 $11,960,812.29 0.88%
M&T Bank Corporation MTB 55261F104 Banks 87,434 $12,026,546.70 0.88%
Prosperity Bancshares, Inc. PB 743606105 Banks 176,951 $11,684,074.53 0.86%
F.N.B. Corporation FNB 302520101 Banks 1,030,421 $11,293,414.16 0.83%
SLM Corporation SLM 78442P106 Finance and Credit Services 606,738 $10,981,957.80 0.81%
Morgan Stanley MS 617446448 Investment Banking and Brokerage Services 92,377 $9,399,359.75 0.69%
Affiliated Managers Group, Inc. AMG 008252108 Investment Banking and Brokerage Services 54,926 $8,811,228.92 0.65%
Comerica Incorporated CMA 200340107 Banks 118,728 $8,794,182.96 0.65%
Fifth Third Bancorp FITB 316773100 Banks 221,555 $8,888,786.60 0.65%
Lazard Ltd (Class A) LAZ G54050102 Investment Banking and Brokerage Services 187,184 $8,833,212.96 0.65%
Stifel Financial Corp. SF 860630102 Investment Banking and Brokerage Services 130,590 $8,825,272.20 0.65%
PacWest Bancorp PACW 695263103 Banks 205,784 $8,649,101.52 0.64%
Principal Financial Group, Inc. PFG 74251V102 Life Insurance 134,041 $8,734,111.56 0.64%
Wells Fargo & Company WFC 949746101 Banks 187,018 $8,690,726.46 0.64%
JPMorgan Chase & Co. JPM 46625H100 Banks 54,456 $8,586,622.08 0.63%
KeyCorp KEY 493267108 Banks 410,172 $8,515,170.72 0.63%
Prudential Financial, Inc. PRU 744320102 Life Insurance 82,659 $8,525,449.26 0.63%
Truist Financial Corporation TFC 89832Q109 Banks 152,614 $8,444,132.62 0.62%
Willis Towers Watson Plc WLTW G96629103 Non-life Insurance 36,823 $8,479,600.44 0.62%
Wintrust Financial Corporation WTFC 97650W108 Banks 111,993 $8,394,995.28 0.62%
Regions Financial Corporation RF 7591EP100 Banks 419,725 $8,323,146.75 0.61%
Reinsurance Group of America, Incorporated RGA 759351604 Non-life Insurance 74,299 $8,261,305.81 0.61%
RenaissanceRe Holdings Ltd. RNR G7496G103 Non-life Insurance 56,915 $8,195,760.00 0.60%
Citizens Financial Group, Inc. CFG 174610105 Banks 184,654 $8,065,686.72 0.59%
Synovus Financial Corp. SNV 87161C501 Banks 193,028 $7,773,237.56 0.57%
Sterling Bancorp STL 85917A100 Banks 341,672 $7,622,702.32 0.56%
MSCI Inc. MSCI 55354G100 Finance and Credit Services 7,944 $5,097,347.04 0.37%
Ameriprise Financial, Inc. AMP 03076C106 Investment Banking and Brokerage Services 17,016 $4,586,662.80 0.34%
LPL Financial Holdings Inc. LPLA 50212V100 Investment Banking and Brokerage Services 31,375 $4,606,163.75 0.34%
Lincoln National Corporation LNC 534187109 Life Insurance 67,394 $4,551,790.76 0.33%
Morningstar, Inc. MORN 617700109 Finance and Credit Services 16,471 $4,543,854.77 0.33%
US Dollar $USD Other 4,446,618 $4,446,618.29 0.33%
Western Alliance Bancorporation WAL 957638109 Banks 45,611 $4,486,297.96 0.33%
Cboe Global Markets Inc. CBOE 12503M108 Investment Banking and Brokerage Services 35,573 $4,397,178.53 0.32%
Moody's Corporation MCO 615369105 Finance and Credit Services 11,687 $4,324,190.00 0.32%
Pinnacle Financial Partners, Inc. PNFP 72346Q104 Banks 47,967 $4,332,379.44 0.32%
Bank of America Corporation BAC 060505104 Banks 102,717 $4,160,038.50 0.31%
Cullen/Frost Bankers, Inc. CFR 229899109 Banks 37,813 $4,207,452.51 0.31%
East West Bancorp, Inc. EWBC 27579R104 Banks 59,074 $4,266,324.28 0.31%
First Citizens BancShares, Inc. (Class A) FCNCA 31946M103 Banks 5,086 $4,170,113.12 0.31%
The PNC Financial Services Group, Inc. PNC 693475105 Banks 22,201 $4,194,212.92 0.31%
U.S. Bancorp USB 902973304 Banks 74,338 $4,238,009.38 0.31%
Bank OZK OZK 06417N103 Banks 100,452 $4,095,428.04 0.30%
Primerica, Inc. PRI 74164M108 Life Insurance 27,655 $4,127,508.75 0.30%
W.R. Berkley Corporation WRB 084423102 Non-life Insurance 56,899 $4,107,538.81 0.30%
First Hawaiian, Inc. FHB 32051X108 Banks 149,437 $3,982,496.05 0.29%
Starwood Property Trust, Inc. STWD 85571B105 Mortgage Real Estate Investment Trusts 161,828 $4,011,716.12 0.29%
Webster Financial Corporation WBS 947890109 Banks 79,397 $3,865,839.93 0.28%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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