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First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 11/29/2023
View Index Holdings

Total Number of Holdings (excluding cash): 102

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Popular, Inc. BPOP 733174700 Banks 186,991 $13,738,228.77 1.84%
First Horizon Corporation FHN 320517105 Banks 1,069,189 $13,525,240.85 1.81%
Bank OZK OZK 06417N103 Banks 317,841 $13,301,645.85 1.78%
Rithm Capital Corp. RITM 64828T201 Mortgage Real Estate Investment Trusts 1,268,294 $13,063,428.20 1.75%
Comerica Incorporated CMA 200340107 Banks 283,574 $12,783,515.92 1.72%
Everest Group, Ltd. EG G3223R108 Non-life Insurance 31,699 $12,753,775.66 1.71%
Ally Financial Inc. ALLY 02005N100 Finance and Credit Services 441,619 $12,647,968.16 1.70%
RenaissanceRe Holdings Ltd. RNR G7496G103 Non-life Insurance 59,530 $12,568,568.90 1.69%
First Citizens BancShares, Inc. (Class A) FCNCA 31946M103 Banks 8,536 $12,312,070.32 1.65%
Blue Owl Capital Inc.(Class A) OWL 09581B103 Open End and Miscellaneous Investment Vehicles 909,142 $12,246,142.74 1.64%
MGIC Investment Corporation MTG 552848103 Finance and Credit Services 705,956 $12,241,277.04 1.64%
Apollo Global Management, Inc. APO 03769M106 Investment Banking and Brokerage Services 131,267 $12,112,006.09 1.63%
Arch Capital Group Ltd. ACGL G0450A105 Non-life Insurance 147,818 $12,177,246.84 1.63%
Affiliated Managers Group, Inc. AMG 008252108 Investment Banking and Brokerage Services 90,398 $12,078,980.76 1.62%
Berkshire Hathaway Inc. (Class B) BRK/B 084670702 Investment Banking and Brokerage Services 33,633 $12,063,820.77 1.62%
Janus Henderson Group Plc JHG G4474Y214 Investment Banking and Brokerage Services 456,330 $11,787,003.90 1.58%
Invesco Ltd. IVZ G491BT108 Investment Banking and Brokerage Services 811,463 $11,587,691.64 1.55%
KKR & Co. Inc. (Class A) KKR 48251W104 Investment Banking and Brokerage Services 153,019 $11,436,640.06 1.53%
East West Bancorp, Inc. EWBC 27579R104 Banks 178,826 $11,162,318.92 1.50%
Nu Holdings Ltd. (Class A) NU G6683N103 Finance and Credit Services 1,300,132 $10,687,085.04 1.43%
Truist Financial Corporation TFC 89832Q109 Banks 329,461 $10,585,581.93 1.42%
Citigroup Inc. C 172967424 Banks 229,175 $10,484,756.25 1.41%
Western Alliance Bancorporation WAL 957638109 Banks 205,045 $10,537,262.55 1.41%
F.N.B. Corporation FNB 302520101 Banks 873,580 $10,439,281.00 1.40%
Synovus Financial Corp. SNV 87161C501 Banks 339,064 $10,402,483.52 1.40%
Webster Financial Corporation WBS 947890109 Banks 233,834 $10,414,966.36 1.40%
Unum Group UNM 91529Y106 Life Insurance 239,528 $10,146,406.08 1.36%
American International Group, Inc. AIG 026874784 Non-life Insurance 155,543 $10,083,852.69 1.35%
Huntington Bancshares Incorporated HBAN 446150104 Banks 906,342 $10,087,586.46 1.35%
New York Community Bancorp, Inc. NYCB 649445103 Banks 1,039,015 $9,943,373.55 1.33%
OneMain Holdings, Inc. OMF 68268W103 Finance and Credit Services 235,120 $9,929,117.60 1.33%
Kinsale Capital Group, Inc. KNSL 49714P108 Non-life Insurance 28,450 $9,862,192.50 1.32%
Discover Financial Services DFS 254709108 Banks 108,808 $9,671,943.12 1.30%
Citizens Financial Group, Inc. CFG 174610105 Banks 351,714 $9,580,689.36 1.29%
M&T Bank Corporation MTB 55261F104 Banks 74,542 $9,521,249.66 1.28%
Zions Bancorporation ZION 989701107 Banks 270,165 $9,574,647.60 1.28%
RLI Corp. RLI 749607107 Non-life Insurance 69,364 $9,245,527.56 1.24%
T. Rowe Price Group, Inc. TROW 74144T108 Investment Banking and Brokerage Services 89,881 $8,912,599.96 1.20%
Ryan Specialty Holdings, Inc. (Class A) RYAN 78351F107 Non-life Insurance 194,753 $8,791,150.42 1.18%
LPL Financial Holdings Inc. LPLA 50212V100 Investment Banking and Brokerage Services 39,662 $8,599,514.84 1.15%
The Progressive Corporation PGR 743315103 Non-life Insurance 48,333 $7,878,279.00 1.06%
KeyCorp KEY 493267108 Banks 625,725 $7,784,019.00 1.04%
Wintrust Financial Corporation WTFC 97650W108 Banks 89,175 $7,585,225.50 1.02%
Assured Guaranty Ltd. AGO G0585R106 Non-life Insurance 111,248 $7,492,552.80 1.01%
Fifth Third Bancorp FITB 316773100 Banks 265,803 $7,551,463.23 1.01%
The Bank of New York Mellon Corporation BK 064058100 Investment Banking and Brokerage Services 157,862 $7,506,338.10 1.01%
Bank of America Corporation BAC 060505104 Banks 245,902 $7,453,289.62 1.00%
Ares Management Corporation (Class A) ARES 03990B101 Investment Banking and Brokerage Services 65,447 $7,274,434.05 0.98%
First Hawaiian, Inc. FHB 32051X108 Banks 373,008 $7,340,797.44 0.98%
Loews Corporation L 540424108 Non-life Insurance 106,345 $7,285,695.95 0.98%
Pinnacle Financial Partners, Inc. PNFP 72346Q104 Banks 100,429 $7,341,359.90 0.98%
State Street Corporation STT 857477103 Investment Banking and Brokerage Services 100,551 $7,213,528.74 0.97%
Broadridge Financial Solutions, Inc. BR 11133T103 Investment Banking and Brokerage Services 37,605 $7,169,017.20 0.96%
Old Republic International Corporation ORI 680223104 Non-life Insurance 249,922 $7,175,260.62 0.96%
Virtu Financial, Inc. (Class A) VIRT 928254101 Investment Banking and Brokerage Services 389,854 $7,048,560.32 0.95%
XP Inc. (Class A) XP G98239109 Investment Banking and Brokerage Services 292,096 $6,837,967.36 0.92%
Franklin Resources, Inc. BEN 354613101 Investment Banking and Brokerage Services 273,917 $6,735,619.03 0.90%
Cincinnati Financial Corporation CINF 172062101 Non-life Insurance 65,818 $6,625,239.88 0.89%
Markel Group Inc MKL 570535104 Non-life Insurance 4,574 $6,472,941.84 0.87%
Regions Financial Corporation RF 7591EP100 Banks 391,443 $6,447,066.21 0.86%
BOK Financial Corporation BOKF 05561Q201 Banks 84,184 $6,079,768.48 0.82%
U.S. Bancorp USB 902973304 Banks 142,559 $5,387,304.61 0.72%
Corebridge Financial, Inc. CRBG 21871X109 Life Insurance 253,346 $5,282,264.10 0.71%
Northern Trust Corporation NTRS 665859104 Investment Banking and Brokerage Services 67,832 $5,309,888.96 0.71%
Prosperity Bancshares, Inc. PB 743606105 Banks 86,351 $5,165,516.82 0.69%
The Hartford Financial Services Group, Inc. HIG 416515104 Non-life Insurance 66,466 $5,116,552.68 0.69%
Arthur J. Gallagher & Co. AJG 363576109 Non-life Insurance 20,678 $5,066,523.56 0.68%
Evercore Inc. EVR 29977A105 Investment Banking and Brokerage Services 34,183 $5,043,359.82 0.68%
Primerica, Inc. PRI 74164M108 Life Insurance 24,291 $5,044,511.97 0.68%
The PNC Financial Services Group, Inc. PNC 693475105 Banks 38,391 $5,082,200.58 0.68%
Wells Fargo & Company WFC 949746101 Banks 115,342 $5,049,672.76 0.68%
Aflac Incorporated AFL 001055102 Life Insurance 61,405 $5,012,490.15 0.67%
Ameriprise Financial, Inc. AMP 03076C106 Investment Banking and Brokerage Services 14,296 $4,980,011.60 0.67%
JPMorgan Chase & Co. JPM 46625H100 Banks 32,497 $5,014,937.04 0.67%
Brown & Brown, Inc. BRO 115236101 Non-life Insurance 67,482 $4,924,161.54 0.66%
The Goldman Sachs Group, Inc. GS 38141G104 Investment Banking and Brokerage Services 14,564 $4,955,546.64 0.66%
Starwood Property Trust, Inc. STWD 85571B105 Mortgage Real Estate Investment Trusts 243,562 $4,842,012.56 0.65%
White Mountains Insurance Group Ltd. WTM G9618E107 Non-life Insurance 3,153 $4,811,478.00 0.65%
Stifel Financial Corp. SF 860630102 Investment Banking and Brokerage Services 76,706 $4,683,668.36 0.63%
Jefferies Financial Group Inc. JEF 47233W109 Investment Banking and Brokerage Services 128,665 $4,527,721.35 0.61%
SEI Investments Company SEIC 784117103 Investment Banking and Brokerage Services 78,248 $4,528,994.24 0.61%
Morningstar, Inc. MORN 617700109 Finance and Credit Services 9,578 $2,696,207.00 0.36%
Tradeweb Markets Inc. (Class A) TW 892672106 Investment Banking and Brokerage Services 27,981 $2,658,474.81 0.36%
Willis Towers Watson Plc WTW G96629103 Non-life Insurance 10,738 $2,585,388.26 0.35%
Chubb Limited CB H1467J104 Non-life Insurance 10,779 $2,426,137.32 0.33%
Columbia Banking System, Inc. COLB 197236102 Banks 110,554 $2,468,670.82 0.33%
Reinsurance Group of America, Incorporated RGA 759351604 Non-life Insurance 15,459 $2,477,150.16 0.33%
The Travelers Companies, Inc. TRV 89417E109 Non-life Insurance 13,740 $2,438,025.60 0.33%
W.R. Berkley Corporation WRB 084423102 Non-life Insurance 35,350 $2,494,649.50 0.33%
Brighthouse Financial, Inc. BHF 10922N103 Life Insurance 45,859 $2,358,528.37 0.32%
Cullen/Frost Bankers, Inc. CFR 229899109 Banks 24,603 $2,419,705.05 0.32%
Equitable Holdings, Inc. EQH 29452E101 Investment Banking and Brokerage Services 79,051 $2,368,367.96 0.32%
SLM Corporation SLM 78442P106 Finance and Credit Services 164,780 $2,377,775.40 0.32%
FactSet Research Systems Inc. FDS 303075105 Finance and Credit Services 5,131 $2,331,475.09 0.31%
First American Financial Corporation FAF 31847R102 Non-life Insurance 39,728 $2,337,198.24 0.31%
Marsh & McLennan Companies, Inc. MMC 571748102 Non-life Insurance 11,796 $2,315,908.68 0.31%
Principal Financial Group, Inc. PFG 74251V102 Life Insurance 31,140 $2,309,653.80 0.31%
Raymond James Financial, Inc. RJF 754730109 Investment Banking and Brokerage Services 22,344 $2,318,190.00 0.31%
American Financial Group, Inc. AFG 025932104 Non-life Insurance 20,382 $2,259,752.34 0.30%
Houlihan Lokey, Inc. HLI 441593100 Investment Banking and Brokerage Services 20,950 $2,220,071.50 0.30%
Axis Capital Holdings Limited AXS G0692U109 Non-life Insurance 39,814 $2,198,529.08 0.29%
Morgan Stanley MS 617446448 Investment Banking and Brokerage Services 27,481 $2,158,632.55 0.29%
US Dollar $USD Other 1,906,301 $1,906,301.21 0.26%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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