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First Trust Financials AlphaDEX® Fund (FXO)
Holdings of the Fund as of 11/5/2025
View Index Holdings

Total Number of Holdings (excluding cash): 104

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
SoFi Technologies, Inc. SOFI 83406F102 Finance and Credit Services 1,378,055 $41,438,113.85 1.96%
RenaissanceRe Holdings Ltd. RNR G7496G103 Non-life Insurance 143,380 $38,335,510.60 1.81%
Interactive Brokers Group, Inc. (Class A) IBKR 45841N107 Investment Banking and Brokerage Services 529,110 $37,894,858.20 1.79%
Nu Holdings Ltd. (Class A) NU G6683N103 Finance and Credit Services 2,274,094 $36,772,099.98 1.74%
Citigroup Inc. C 172967424 Banks 358,703 $36,476,508.07 1.72%
Robinhood Markets, Inc. (Class A) HOOD 770700102 Investment Banking and Brokerage Services 254,283 $36,230,241.84 1.71%
T. Rowe Price Group, Inc. TROW 74144T108 Investment Banking and Brokerage Services 354,711 $36,315,312.18 1.71%
The Bank of New York Mellon Corporation BK 064058100 Investment Banking and Brokerage Services 334,137 $36,317,350.53 1.71%
The Goldman Sachs Group, Inc. GS 38141G104 Investment Banking and Brokerage Services 45,722 $36,261,660.98 1.71%
MGIC Investment Corporation MTG 552848103 Finance and Credit Services 1,283,337 $36,023,269.59 1.70%
Unum Group UNM 91529Y106 Life Insurance 468,090 $35,935,269.30 1.70%
Brighthouse Financial, Inc. BHF 10922N103 Life Insurance 685,916 $35,530,448.80 1.68%
Rithm Capital Corp. RITM 64828T201 Mortgage Real Estate Investment Trusts 3,196,510 $35,513,226.10 1.68%
American International Group, Inc. AIG 026874784 Non-life Insurance 463,557 $35,378,670.24 1.67%
Arch Capital Group Ltd. ACGL G0450A105 Non-life Insurance 401,281 $35,132,151.55 1.66%
Assured Guaranty Ltd. AGO G0585R106 Non-life Insurance 430,107 $35,234,365.44 1.66%
Bank OZK OZK 06417N103 Banks 714,162 $31,723,076.04 1.50%
Freedom Holding Corp. FRHC 356390104 Investment Banking and Brokerage Services 211,513 $30,193,480.75 1.42%
Jefferies Financial Group Inc. JEF 47233W109 Investment Banking and Brokerage Services 556,534 $30,013,878.62 1.42%
Kemper Corporation KMPR 488401100 Non-life Insurance 706,270 $30,108,290.10 1.42%
OneMain Holdings, Inc. OMF 68268W103 Finance and Credit Services 491,322 $29,901,856.92 1.41%
Markel Group Inc MKL 570535104 Non-life Insurance 14,508 $28,973,926.80 1.37%
Columbia Banking System, Inc. COLB 197236102 Banks 1,077,688 $28,580,285.76 1.35%
Ally Financial Inc. ALLY 02005N100 Finance and Credit Services 707,640 $28,270,218.00 1.33%
Cincinnati Financial Corporation CINF 172062101 Non-life Insurance 175,452 $28,079,338.08 1.33%
Invesco Ltd. IVZ G491BT108 Investment Banking and Brokerage Services 1,209,227 $28,259,634.99 1.33%
Axis Capital Holdings Limited AXS G0692U109 Non-life Insurance 289,558 $28,026,318.82 1.32%
Lincoln National Corporation LNC 534187109 Life Insurance 687,813 $28,055,892.27 1.32%
Prosperity Bancshares, Inc. PB 743606105 Banks 418,077 $27,898,278.21 1.32%
Berkshire Hathaway Inc. (Class B) BRK/B 084670702 Investment Banking and Brokerage Services 55,178 $26,969,351.06 1.27%
Janus Henderson Group Plc JHG G4474Y214 Investment Banking and Brokerage Services 623,220 $26,979,193.80 1.27%
SEI Investments Company SEIC 784117103 Investment Banking and Brokerage Services 326,922 $26,931,834.36 1.27%
Virtu Financial, Inc. (Class A) VIRT 928254101 Investment Banking and Brokerage Services 781,398 $26,856,649.26 1.27%
Truist Financial Corporation TFC 89832Q109 Banks 606,736 $26,732,788.16 1.26%
Coinbase Global, Inc. (Class A) COIN 19260Q107 Investment Banking and Brokerage Services 82,190 $26,243,267.00 1.24%
UWM Holdings Corporation UWMC 91823B109 Finance and Credit Services 4,554,947 $25,781,000.02 1.22%
M&T Bank Corporation MTB 55261F104 Banks 140,368 $25,736,472.80 1.21%
TPG Inc. (Class A) TPG 872657101 Investment Banking and Brokerage Services 482,847 $25,726,088.16 1.21%
The Allstate Corporation ALL 020002101 Non-life Insurance 129,228 $25,167,153.00 1.19%
Popular, Inc. BPOP 733174700 Banks 218,406 $24,653,669.28 1.16%
Houlihan Lokey, Inc. HLI 441593100 Investment Banking and Brokerage Services 135,100 $24,236,940.00 1.14%
LPL Financial Holdings Inc. LPLA 50212V100 Investment Banking and Brokerage Services 62,536 $23,422,233.44 1.11%
Affiliated Managers Group, Inc. AMG 008252108 Investment Banking and Brokerage Services 87,252 $22,401,078.48 1.06%
Bank of America Corporation BAC 060505104 Banks 403,265 $21,151,249.25 1.00%
Chubb Limited CB H1467J104 Non-life Insurance 73,715 $20,880,510.90 0.99%
First Citizens BancShares, Inc. (Class A) FCNCA 31946M103 Banks 11,625 $20,939,298.75 0.99%
Loews Corporation L 540424108 Non-life Insurance 207,237 $20,901,923.82 0.99%
State Street Corporation STT 857477103 Investment Banking and Brokerage Services 179,335 $20,964,261.50 0.99%
F.N.B. Corporation FNB 302520101 Banks 1,291,417 $20,481,873.62 0.97%
The Travelers Companies, Inc. TRV 89417E109 Non-life Insurance 74,517 $20,615,128.05 0.97%
The Hanover Insurance Group, Inc. THG 410867105 Non-life Insurance 114,541 $20,160,361.41 0.95%
U.S. Bancorp USB 902973304 Banks 430,467 $20,120,027.58 0.95%
Webster Financial Corporation WBS 947890109 Banks 350,016 $20,034,915.84 0.95%
BOK Financial Corporation BOKF 05561Q201 Banks 186,689 $19,994,391.90 0.94%
Old Republic International Corporation ORI 680223104 Non-life Insurance 489,877 $19,933,095.13 0.94%
The Hartford Insurance Group, Inc. HIG 416515104 Non-life Insurance 155,972 $20,000,289.56 0.94%
Globe Life Inc. GL 37959E102 Life Insurance 145,517 $19,462,898.75 0.92%
Lazard, Inc. (Class A) LAZ 52110M109 Investment Banking and Brokerage Services 394,183 $19,563,302.29 0.92%
Zions Bancorporation, National Association ZION 989701107 Banks 367,708 $19,076,691.04 0.90%
Western Alliance Bancorporation WAL 957638109 Banks 239,913 $18,837,968.76 0.89%
Blackstone Inc. BX 09260D107 Investment Banking and Brokerage Services 121,767 $17,573,413.44 0.83%
The Progressive Corporation PGR 743315103 Non-life Insurance 84,242 $17,601,523.48 0.83%
Comerica Incorporated CMA 200340107 Banks 202,426 $15,823,640.42 0.75%
First Hawaiian, Inc. FHB 32051X108 Banks 558,590 $13,830,688.40 0.65%
Franklin Resources, Inc. BEN 354613101 Investment Banking and Brokerage Services 599,643 $13,647,874.68 0.64%
The Charles Schwab Corporation SCHW 808513105 Investment Banking and Brokerage Services 145,274 $13,609,268.32 0.64%
Wintrust Financial Corporation WTFC 97650W108 Banks 104,734 $13,591,331.18 0.64%
Citizens Financial Group, Inc. CFG 174610105 Banks 260,907 $13,421,056.08 0.63%
CNA Financial Corporation CNA 126117100 Non-life Insurance 298,534 $13,332,528.44 0.63%
Credit Acceptance Corporation CACC 225310101 Finance and Credit Services 29,712 $13,411,699.68 0.63%
East West Bancorp, Inc. EWBC 27579R104 Banks 130,299 $13,119,806.31 0.62%
Fifth Third Bancorp FITB 316773100 Banks 311,325 $13,234,425.75 0.62%
First Horizon Corporation FHN 320517105 Banks 613,431 $13,194,900.81 0.62%
Regions Financial Corporation RF 7591EP100 Banks 525,962 $12,822,953.56 0.61%
FactSet Research Systems Inc. FDS 303075105 Finance and Credit Services 48,410 $12,641,787.40 0.60%
Fidelity National Financial, Inc. FNF 31620R303 Non-life Insurance 229,291 $12,647,691.56 0.60%
Morningstar, Inc. MORN 617700109 Finance and Credit Services 59,787 $12,707,726.85 0.60%
Pinnacle Financial Partners, Inc. PNFP 72346Q104 Banks 147,884 $12,781,614.12 0.60%
Primerica, Inc. PRI 74164M108 Life Insurance 49,965 $12,754,065.90 0.60%
The PNC Financial Services Group, Inc. PNC 693475105 Banks 69,026 $12,711,137.90 0.60%
Equitable Holdings, Inc. EQH 29452E101 Investment Banking and Brokerage Services 273,129 $12,350,893.38 0.58%
Huntington Bancshares Incorporated HBAN 446150104 Banks 803,111 $12,279,567.19 0.58%
SouthState Bank Corporation SSB 84472E102 Banks 140,280 $12,341,834.40 0.58%
White Mountains Insurance Group Ltd. WTM G9618E107 Non-life Insurance 4,142 $7,859,113.64 0.37%
Annaly Capital Management, Inc. NLY 035710839 Mortgage Real Estate Investment Trusts 343,140 $7,446,138.00 0.35%
Wells Fargo & Company WFC 949746101 Banks 82,730 $7,193,373.50 0.34%
Assurant, Inc. AIZ 04621X108 Non-life Insurance 32,011 $6,988,321.41 0.33%
Cullen/Frost Bankers, Inc. CFR 229899109 Banks 54,712 $6,788,664.96 0.32%
First American Financial Corporation FAF 31847R102 Non-life Insurance 107,950 $6,742,557.00 0.32%
Principal Financial Group, Inc. PFG 74251V102 Investment Banking and Brokerage Services 83,640 $6,788,222.40 0.32%
Reinsurance Group of America, Incorporated RGA 759351604 Non-life Insurance 36,097 $6,763,855.86 0.32%
W.R. Berkley Corporation WRB 084423102 Non-life Insurance 90,512 $6,763,056.64 0.32%
XP Inc. (Class A) XP G98239109 Investment Banking and Brokerage Services 369,077 $6,835,306.04 0.32%
Brookfield Asset Management Ltd. BAM 113004105 Investment Banking and Brokerage Services 121,789 $6,574,170.22 0.31%
MetLife, Inc. MET 59156R108 Life Insurance 84,186 $6,623,754.48 0.31%
Northern Trust Corporation NTRS 665859104 Investment Banking and Brokerage Services 51,524 $6,604,861.56 0.31%
Starwood Property Trust, Inc. STWD 85571B105 Mortgage Real Estate Investment Trusts 358,025 $6,612,721.75 0.31%
Voya Financial, Inc. VOYA 929089100 Investment Banking and Brokerage Services 92,715 $6,594,817.95 0.31%
American Financial Group, Inc. AFG 025932104 Non-life Insurance 47,586 $6,432,675.48 0.30%
Everest Group, Ltd. EG G3223R108 Non-life Insurance 19,800 $6,375,402.00 0.30%
MarketAxess Holdings Inc. MKTX 57060D108 Investment Banking and Brokerage Services 39,801 $6,407,961.00 0.30%
RLI Corp. RLI 749607107 Non-life Insurance 106,326 $6,438,039.30 0.30%
Commerce Bancshares, Inc. CBSH 200525103 Banks 116,043 $6,234,990.39 0.29%
The Carlyle Group Inc. CG 14316J108 Investment Banking and Brokerage Services 110,613 $5,757,406.65 0.27%
US Dollar $USD Other 3,024,955 $3,024,954.92 0.14%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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