First Trust Financials AlphaDEX® Fund (FXO)

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Holdings

Holdings of the Fund as of 8/13/2026
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Total Number of Holdings (excluding cash): 104

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
MarketAxess Holdings Inc.	MKTX	57060D108	Investment Banking and Brokerage Services	155,282	$25,248,853.20	2.22%
Lincoln National Corporation	LNC	534187109	Life Insurance	498,533	$22,573,574.24	1.99%
FactSet Research Systems Inc.	FDS	303075105	Finance and Credit Services	76,597	$21,997,126.46	1.94%
The Travelers Companies, Inc.	TRV	89417E109	Non-life Insurance	53,384	$19,752,080.00	1.74%
Central Bancompany, Inc.	CBC	152413100	Banks	580,090	$19,241,585.30	1.70%
MGIC Investment Corporation	MTG	552848103	Finance and Credit Services	624,933	$19,272,933.72	1.70%
The Allstate Corporation	ALL	020002101	Non-life Insurance	74,065	$19,292,451.20	1.70%
First American Financial Corporation	FAF	31847R102	Non-life Insurance	256,933	$19,028,457.98	1.68%
Interactive Brokers Group, Inc. (Class A)	IBKR	45841N107	Investment Banking and Brokerage Services	202,470	$18,509,807.40	1.63%
Hamilton Lane Incorporated (Class A)	HLNE	407497106	Investment Banking and Brokerage Services	170,330	$18,257,672.70	1.61%
The Hartford Insurance Group, Inc.	HIG	416515104	Non-life Insurance	132,985	$18,326,662.85	1.61%
White Mountains Insurance Group Ltd.	WTM	G9618E107	Non-life Insurance	8,500	$18,202,070.00	1.60%
Everest Group, Ltd.	EG	G3223R108	Non-life Insurance	49,333	$18,058,344.65	1.59%
American International Group, Inc.	AIG	026874784	Non-life Insurance	236,458	$17,977,901.74	1.58%
Arch Capital Group Ltd.	ACGL	G0450A105	Non-life Insurance	181,569	$17,799,209.07	1.57%
Berkshire Hathaway Inc. (Class B)	BRK/B	084670702	Investment Banking and Brokerage Services	35,217	$17,852,553.81	1.57%
Morningstar, Inc.	MORN	617700109	Finance and Credit Services	86,061	$17,805,160.29	1.57%
RenaissanceRe Holdings Ltd.	RNR	G7496G103	Non-life Insurance	55,609	$17,787,094.74	1.57%
T. Rowe Price Group, Inc.	TROW	74144T108	Investment Banking and Brokerage Services	155,010	$17,252,613.00	1.52%
Broadridge Financial Solutions, Inc.	BR	11133T103	Investment Banking and Brokerage Services	98,045	$16,887,270.80	1.49%
Assured Guaranty Ltd.	AGO	G0585R106	Non-life Insurance	219,848	$16,745,822.16	1.48%
Axis Capital Holdings Limited	AXS	G0692U109	Non-life Insurance	164,029	$16,404,540.29	1.45%
Cincinnati Financial Corporation	CINF	172062101	Non-life Insurance	95,188	$16,436,111.96	1.45%
SEI Investments Company	SEIC	784117103	Investment Banking and Brokerage Services	153,086	$16,286,054.15	1.43%
Rithm Capital Corp.	RITM	64828T201	Mortgage Real Estate Investment Trusts	1,429,938	$14,814,157.68	1.31%
SouthState Bank Corporation	SSB	84472E102	Banks	134,407	$14,907,080.37	1.31%
Affiliated Managers Group, Inc.	AMG	008252108	Investment Banking and Brokerage Services	39,677	$14,565,426.70	1.28%
OneMain Holdings, Inc.	OMF	68268W103	Finance and Credit Services	220,224	$14,378,424.96	1.27%
Annaly Capital Management, Inc.	NLY	035710839	Mortgage Real Estate Investment Trusts	600,498	$14,045,648.22	1.24%
CNA Financial Corporation	CNA	126117100	Non-life Insurance	276,223	$14,128,806.45	1.24%
Old Republic International Corporation	ORI	680223104	Non-life Insurance	328,132	$14,030,924.32	1.24%
The Hanover Insurance Group, Inc.	THG	410867105	Non-life Insurance	62,710	$13,996,244.90	1.23%
Chubb Limited	CB	H1467J104	Non-life Insurance	39,405	$13,575,022.50	1.20%
F.N.B. Corporation	FNB	302520101	Banks	703,727	$13,603,042.91	1.20%
AGNC Investment Corp.	AGNC	00123Q104	Mortgage Real Estate Investment Trusts	1,231,847	$13,501,043.12	1.19%
Bank OZK	OZK	06417N103	Banks	257,769	$13,465,852.56	1.19%
Western Alliance Bancorporation	WAL	957638109	Banks	163,349	$13,352,147.26	1.18%
Citigroup Inc.	C	172967424	Banks	95,936	$13,309,201.28	1.17%
Ally Financial Inc.	ALLY	02005N100	Finance and Credit Services	292,214	$13,032,744.40	1.15%
The Progressive Corporation	PGR	743315103	Non-life Insurance	61,465	$12,838,194.55	1.13%
Willis Towers Watson Plc	WTW	G96629103	Non-life Insurance	38,530	$12,868,634.70	1.13%
Credit Acceptance Corporation	CACC	225310101	Finance and Credit Services	21,087	$12,291,401.43	1.08%
Reinsurance Group of America, Incorporated	RGA	759351604	Non-life Insurance	47,358	$11,857,496.04	1.04%
Prudential Financial, Inc.	PRU	744320102	Life Insurance	93,306	$11,639,923.50	1.03%
Kinsale Capital Group, Inc.	KNSL	49714P108	Non-life Insurance	30,533	$11,510,025.01	1.01%
The Bank of New York Mellon Corporation	BNY	064058100	Investment Banking and Brokerage Services	69,637	$11,298,603.25	1.00%
Jefferies Financial Group Inc.	JEF	47233W109	Investment Banking and Brokerage Services	201,486	$11,255,007.96	0.99%
First Citizens BancShares, Inc. (Class A)	FCNCA	31946M103	Banks	4,841	$10,979,823.69	0.97%
Northern Trust Corporation	NTRS	665859104	Investment Banking and Brokerage Services	57,930	$11,034,506.40	0.97%
Popular, Inc.	BPOP	733174700	Banks	61,339	$10,858,843.17	0.96%
SLM Corporation	SLM	78442P106	Finance and Credit Services	388,216	$10,769,111.84	0.95%
M&T Bank Corporation	MTB	55261F104	Banks	42,312	$10,715,514.00	0.94%
Truist Financial Corporation	TFC	89832Q109	Banks	202,133	$10,711,027.67	0.94%
Regions Financial Corporation	RF	7591EP100	Banks	333,454	$10,557,153.64	0.93%
Zions Bancorporation, National Association	ZION	989701107	Banks	145,547	$10,422,620.67	0.92%
Prosperity Bancshares, Inc.	PB	743606105	Banks	137,892	$10,290,879.96	0.91%
Columbia Banking System, Inc.	COLB	197236102	Banks	314,208	$10,192,907.52	0.90%
First Horizon Corporation	FHN	320517105	Banks	392,760	$10,219,615.20	0.90%
Globe Life Inc.	GL	37959E102	Life Insurance	56,359	$10,182,380.53	0.90%
Loews Corporation	L	540424108	Non-life Insurance	88,951	$10,026,556.72	0.88%
XP Inc. (Class A)	XP	G98239109	Investment Banking and Brokerage Services	619,331	$9,810,203.04	0.86%
Markel Group Inc	MKL	570535104	Non-life Insurance	5,157	$9,473,305.86	0.83%
Stifel Financial Corp.	SF	860630102	Investment Banking and Brokerage Services	96,224	$8,244,472.32	0.73%
Cboe Global Markets, Inc.	CBOE	12503M108	Investment Banking and Brokerage Services	27,667	$8,108,644.36	0.71%
Bank of America Corporation	BAC	060505104	Banks	117,821	$7,551,147.89	0.67%
Brown & Brown, Inc.	BRO	115236101	Non-life Insurance	104,653	$7,494,201.33	0.66%
Primerica, Inc.	PRI	74164M108	Life Insurance	23,625	$7,387,065.00	0.65%
RLI Corp.	RLI	749607107	Non-life Insurance	113,655	$7,272,783.45	0.64%
U.S. Bancorp	USB	902973304	Banks	111,151	$7,243,710.67	0.64%
Pinnacle Financial Partners, Inc.	PNFP	72348N109	Banks	66,549	$7,130,059.86	0.63%
Tradeweb Markets Inc. (Class A)	TW	892672106	Investment Banking and Brokerage Services	67,365	$7,109,028.45	0.63%
Wells Fargo & Company	WFC	949746101	Banks	81,238	$7,157,880.18	0.63%
Assurant, Inc.	AIZ	04621X108	Non-life Insurance	24,999	$7,022,719.08	0.62%
BOK Financial Corporation	BOKF	05561Q201	Banks	48,342	$7,041,012.30	0.62%
Aflac Incorporated	AFL	001055102	Life Insurance	57,260	$6,934,186.00	0.61%
Fidelity National Financial, Inc.	FNF	31620R303	Non-life Insurance	142,356	$6,971,173.32	0.61%
The PNC Financial Services Group, Inc.	PNC	693475105	Banks	27,267	$6,958,538.40	0.61%
Franklin Resources, Inc.	BEN	354613101	Investment Banking and Brokerage Services	201,790	$6,832,609.40	0.60%
Wintrust Financial Corporation	WTFC	97650W108	Banks	41,771	$6,785,698.95	0.60%
Houlihan Lokey, Inc.	HLI	441593100	Investment Banking and Brokerage Services	50,054	$6,617,639.34	0.58%
Virtu Financial, Inc. (Class A)	VIRT	928254101	Investment Banking and Brokerage Services	112,702	$6,446,554.40	0.57%
First Hawaiian, Inc.	FHB	32051X108	Banks	229,132	$6,383,617.52	0.56%
Evercore Inc.	EVR	29977A105	Investment Banking and Brokerage Services	19,662	$6,142,998.66	0.54%
LPL Financial Holdings Inc.	LPLA	50212V100	Investment Banking and Brokerage Services	11,917	$4,468,398.32	0.39%
Intercontinental Exchange, Inc.	ICE	45866F104	Investment Banking and Brokerage Services	27,267	$4,232,929.08	0.37%
Nasdaq, Inc.	NDAQ	631103108	Investment Banking and Brokerage Services	42,589	$4,156,260.51	0.37%
Corebridge Financial, Inc.	CRBG	21871X109	Life Insurance	117,246	$4,021,537.80	0.35%
Raymond James Financial, Inc.	RJF	754730109	Investment Banking and Brokerage Services	22,079	$3,996,078.21	0.35%
S&P Global Inc.	SPGI	78409V104	Finance and Credit Services	9,213	$3,894,058.71	0.34%
State Street Corporation	STT	857477103	Investment Banking and Brokerage Services	19,793	$3,757,701.05	0.33%
Voya Financial, Inc.	VOYA	929089100	Investment Banking and Brokerage Services	37,079	$3,747,945.32	0.33%
Cullen/Frost Bankers, Inc.	CFR	229899109	Banks	21,724	$3,662,449.16	0.32%
Lazard, Inc. (Class A)	LAZ	52110M109	Investment Banking and Brokerage Services	80,039	$3,640,974.11	0.32%
American Financial Group, Inc.	AFG	025932104	Non-life Insurance	23,986	$3,494,280.48	0.31%
Citizens Financial Group, Inc.	CFG	174610105	Banks	47,906	$3,550,313.66	0.31%
Commerce Bancshares, Inc.	CBSH	200525103	Banks	58,126	$3,487,560.00	0.31%
East West Bancorp, Inc.	EWBC	27579R104	Banks	26,005	$3,535,639.80	0.31%
Unum Group	UNM	91529Y106	Life Insurance	37,550	$3,480,885.00	0.31%
Huntington Bancshares Incorporated	HBAN	446150104	Banks	189,327	$3,364,340.79	0.30%
Starwood Property Trust, Inc.	STWD	85571B105	Mortgage Real Estate Investment Trusts	204,931	$3,350,621.85	0.30%
W.R. Berkley Corporation	WRB	084423102	Non-life Insurance	47,593	$3,353,878.71	0.30%
KeyCorp	KEY	493267108	Banks	145,632	$3,348,079.68	0.29%
Robinhood Markets, Inc. (Class A)	HOOD	770700102	Investment Banking and Brokerage Services	33,476	$3,326,510.12	0.29%
US Dollar	$USD		Other	2,447,494	$2,447,494.03	0.22%
UWM Holdings Corporation	UWMC	91823B109	Finance and Credit Services	1,465,845	$2,389,327.35	0.21%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.