|
 |
|
Total Number of Holdings (excluding cash): 186
Meta Platforms Inc. (Class A) |
META |
30303M102 |
Communication Services |
91,487 |
$19,389,754.78 |
1.56% |
FedEx Corporation |
FDX |
31428X106 |
Industrials |
63,565 |
$14,523,966.85 |
1.17% |
Paramount Global (Class B) |
PARA |
92556H206 |
Communication Services |
652,229 |
$14,551,228.99 |
1.17% |
Skyworks Solutions, Inc. |
SWKS |
83088M102 |
Information Technology |
120,813 |
$14,253,517.74 |
1.15% |
Intel Corporation |
INTC |
458140100 |
Information Technology |
416,558 |
$13,608,949.86 |
1.10% |
Micron Technology, Inc. |
MU |
595112103 |
Information Technology |
220,281 |
$13,291,755.54 |
1.07% |
Western Digital Corporation |
WDC |
958102105 |
Information Technology |
348,958 |
$13,145,247.86 |
1.06% |
Lennar Corporation |
LEN |
526057104 |
Consumer Discretionary |
121,653 |
$12,786,946.83 |
1.03% |
Marathon Petroleum Corporation |
MPC |
56585A102 |
Energy |
94,593 |
$12,753,974.19 |
1.03% |
Steel Dynamics, Inc. |
STLD |
858119100 |
Materials |
112,688 |
$12,740,505.28 |
1.03% |
Ford Motor Company |
F |
345370860 |
Consumer Discretionary |
994,578 |
$12,531,682.80 |
1.01% |
Fox Corporation (Class A) |
FOXA |
35137L105 |
Communication Services |
362,517 |
$12,343,703.85 |
1.00% |
LyondellBasell Industries N.V. |
LYB |
N53745100 |
Materials |
132,598 |
$12,449,626.22 |
1.00% |
Westlake Corporation |
WLK |
960413102 |
Materials |
107,369 |
$12,452,656.62 |
1.00% |
D.R. Horton, Inc. |
DHI |
23331A109 |
Consumer Discretionary |
123,509 |
$12,065,594.21 |
0.97% |
Dow Inc. |
DOW |
260557103 |
Materials |
218,489 |
$11,977,566.98 |
0.97% |
General Motors Company |
GM |
37045V100 |
Consumer Discretionary |
327,277 |
$12,004,520.36 |
0.97% |
Packaging Corporation of America |
PKG |
695156109 |
Materials |
86,073 |
$11,949,514.59 |
0.96% |
Celanese Corporation |
CE |
150870103 |
Materials |
107,684 |
$11,725,710.76 |
0.95% |
Stanley Black & Decker, Inc. |
SWK |
854502101 |
Industrials |
146,560 |
$11,809,804.80 |
0.95% |
MGM Resorts International |
MGM |
552953101 |
Consumer Discretionary |
262,681 |
$11,668,290.02 |
0.94% |
AT&T Inc. |
T |
00206R102 |
Communication Services |
598,024 |
$11,511,962.00 |
0.93% |
International Paper Company |
IP |
460146103 |
Materials |
317,921 |
$11,464,231.26 |
0.93% |
Capital One Financial Corporation |
COF |
14040H105 |
Financials |
118,435 |
$11,388,709.60 |
0.92% |
Eastman Chemical Company |
EMN |
277432100 |
Materials |
135,186 |
$11,401,587.24 |
0.92% |
The Carlyle Group Inc. |
CG |
14316J108 |
Financials |
368,954 |
$11,459,711.24 |
0.92% |
Franklin Resources, Inc. |
BEN |
354613101 |
Financials |
417,347 |
$11,243,328.18 |
0.91% |
Discover Financial Services |
DFS |
254709108 |
Financials |
112,538 |
$11,123,255.92 |
0.90% |
Hewlett Packard Enterprise Company |
HPE |
42824C109 |
Information Technology |
689,825 |
$10,988,912.25 |
0.89% |
Verizon Communications Inc. |
VZ |
92343V104 |
Communication Services |
279,432 |
$10,867,110.48 |
0.88% |
Laboratory Corporation of America Holdings |
LH |
50540R409 |
Health Care |
46,754 |
$10,726,302.68 |
0.87% |
Phillips 66 |
PSX |
718546104 |
Energy |
105,781 |
$10,724,077.78 |
0.87% |
NVR, Inc. |
NVR |
62944T105 |
Consumer Discretionary |
1,910 |
$10,642,882.90 |
0.86% |
Bunge Limited |
BG |
G16962105 |
Consumer Staples |
110,350 |
$10,540,632.00 |
0.85% |
Tyson Foods, Inc. (Class A) |
TSN |
902494103 |
Consumer Staples |
176,861 |
$10,491,394.52 |
0.85% |
Netflix, Inc. |
NFLX |
64110L106 |
Communication Services |
29,868 |
$10,318,796.64 |
0.83% |
Walgreens Boots Alliance, Inc. |
WBA |
931427108 |
Consumer Staples |
294,689 |
$10,190,345.62 |
0.82% |
TE Connectivity Ltd. |
TEL |
H84989104 |
Information Technology |
76,723 |
$10,062,221.45 |
0.81% |
Carrier Global Corporation |
CARR |
14448C104 |
Industrials |
213,519 |
$9,768,494.25 |
0.79% |
PACCAR Inc |
PCAR |
693718108 |
Industrials |
133,490 |
$9,771,468.00 |
0.79% |
Synchrony Financial |
SYF |
87165B103 |
Financials |
335,046 |
$9,743,137.68 |
0.79% |
The Kroger Co. |
KR |
501044101 |
Consumer Staples |
197,571 |
$9,754,080.27 |
0.79% |
United Rentals, Inc. |
URI |
911363109 |
Industrials |
24,781 |
$9,807,328.56 |
0.79% |
Cognizant Technology Solutions Corporation |
CTSH |
192446102 |
Information Technology |
154,008 |
$9,383,707.44 |
0.76% |
LKQ Corporation |
LKQ |
501889208 |
Consumer Discretionary |
164,907 |
$9,360,121.32 |
0.76% |
Moderna, Inc. |
MRNA |
60770K107 |
Health Care |
61,294 |
$9,413,532.52 |
0.76% |
NetApp, Inc. |
NTAP |
64110D104 |
Information Technology |
146,648 |
$9,363,474.80 |
0.76% |
Expeditors International of Washington, Inc. |
EXPD |
302130109 |
Industrials |
84,754 |
$9,333,110.48 |
0.75% |
Citigroup Inc. |
C |
172967424 |
Financials |
194,732 |
$9,130,983.48 |
0.74% |
DuPont de Nemours Inc. |
DD |
26614N102 |
Materials |
128,335 |
$9,210,602.95 |
0.74% |
Newmont Corporation |
NEM |
651639106 |
Materials |
186,603 |
$9,147,279.06 |
0.74% |
T. Rowe Price Group, Inc. |
TROW |
74144T108 |
Financials |
80,761 |
$9,117,916.90 |
0.74% |
Equity Residential |
EQR |
29476L107 |
Real Estate |
149,283 |
$8,956,980.00 |
0.72% |
American International Group, Inc. |
AIG |
026874784 |
Financials |
174,092 |
$8,767,273.12 |
0.71% |
Biogen Inc. |
BIIB |
09062X103 |
Health Care |
31,805 |
$8,842,744.15 |
0.71% |
Consolidated Edison, Inc. |
ED |
209115104 |
Utilities |
92,412 |
$8,841,056.04 |
0.71% |
PG&E Corporation |
PCG |
69331C108 |
Utilities |
541,679 |
$8,758,949.43 |
0.71% |
The Bank of New York Mellon Corporation |
BK |
064058100 |
Financials |
193,491 |
$8,792,231.04 |
0.71% |
CenterPoint Energy, Inc. |
CNP |
15189T107 |
Utilities |
293,687 |
$8,652,019.02 |
0.70% |
Evergy, Inc. |
EVRG |
30034W106 |
Utilities |
139,960 |
$8,554,355.20 |
0.69% |
Exelon Corporation |
EXC |
30161N101 |
Utilities |
203,740 |
$8,534,668.60 |
0.69% |
Entergy Corporation |
ETR |
29364G103 |
Utilities |
78,291 |
$8,435,072.34 |
0.68% |
The Goldman Sachs Group, Inc. |
GS |
38141G104 |
Financials |
25,650 |
$8,390,371.50 |
0.68% |
CBRE Group, Inc. |
CBRE |
12504L109 |
Real Estate |
114,446 |
$8,332,813.26 |
0.67% |
Aflac Incorporated |
AFL |
001055102 |
Financials |
122,431 |
$7,899,248.12 |
0.64% |
Quest Diagnostics Incorporated |
DGX |
74834L100 |
Health Care |
56,301 |
$7,965,465.48 |
0.64% |
Wells Fargo & Company |
WFC |
949746101 |
Financials |
213,313 |
$7,973,639.94 |
0.64% |
3M Company |
MMM |
88579Y101 |
Industrials |
73,446 |
$7,719,909.06 |
0.62% |
Archer-Daniels-Midland Company |
ADM |
039483102 |
Consumer Staples |
94,859 |
$7,556,467.94 |
0.61% |
Dover Corporation |
DOV |
260003108 |
Industrials |
47,499 |
$7,216,998.06 |
0.58% |
Edison International |
EIX |
281020107 |
Utilities |
101,099 |
$7,136,578.41 |
0.58% |
Boston Properties, Inc. |
BXP |
101121101 |
Real Estate |
130,329 |
$7,053,405.48 |
0.57% |
Garmin Ltd. |
GRMN |
H2906T109 |
Consumer Discretionary |
69,692 |
$7,033,316.64 |
0.57% |
HCA Healthcare, Inc. |
HCA |
40412C101 |
Health Care |
26,804 |
$7,067,678.72 |
0.57% |
HP Inc. |
HPQ |
40434L105 |
Information Technology |
239,373 |
$7,025,597.55 |
0.57% |
Comcast Corporation (Class A) |
CMCSA |
20030N101 |
Communication Services |
183,927 |
$6,972,672.57 |
0.56% |
SS&C Technologies Holdings, Inc. |
SSNC |
78467J100 |
Industrials |
123,548 |
$6,976,755.56 |
0.56% |
Truist Financial Corporation |
TFC |
89832Q109 |
Financials |
204,688 |
$6,979,860.80 |
0.56% |
Charter Communications, Inc. (Class A) |
CHTR |
16119P108 |
Communication Services |
18,968 |
$6,783,146.48 |
0.55% |
Citizens Financial Group, Inc. |
CFG |
174610105 |
Financials |
223,716 |
$6,794,254.92 |
0.55% |
Medtronic Plc |
MDT |
G5960L103 |
Health Care |
82,757 |
$6,671,869.34 |
0.54% |
Morgan Stanley |
MS |
617446448 |
Financials |
75,652 |
$6,642,245.60 |
0.54% |
Albemarle Corporation |
ALB |
012653101 |
Materials |
29,660 |
$6,556,046.40 |
0.53% |
Atmos Energy Corporation |
ATO |
049560105 |
Utilities |
57,392 |
$6,448,565.12 |
0.52% |
J.B. Hunt Transport Services, Inc. |
JBHT |
445658107 |
Industrials |
36,889 |
$6,472,543.94 |
0.52% |
Loews Corporation |
L |
540424108 |
Financials |
110,269 |
$6,397,807.38 |
0.52% |
Textron Inc. |
TXT |
883203101 |
Industrials |
90,847 |
$6,416,523.61 |
0.52% |
Best Buy Co., Inc. |
BBY |
086516101 |
Consumer Discretionary |
80,188 |
$6,276,314.76 |
0.51% |
KeyCorp |
KEY |
493267108 |
Financials |
505,609 |
$6,330,224.68 |
0.51% |
Sempra Energy |
SRE |
816851109 |
Utilities |
41,620 |
$6,291,279.20 |
0.51% |
State Street Corporation |
STT |
857477103 |
Financials |
82,917 |
$6,275,987.73 |
0.51% |
Alliant Energy Corporation |
LNT |
018802108 |
Utilities |
116,499 |
$6,221,046.60 |
0.50% |
Ameren Corporation |
AEE |
023608102 |
Utilities |
72,334 |
$6,248,934.26 |
0.50% |
American Electric Power Company, Inc. |
AEP |
025537101 |
Utilities |
67,741 |
$6,163,753.59 |
0.50% |
CMS Energy Corporation |
CMS |
125896100 |
Utilities |
101,562 |
$6,233,875.56 |
0.50% |
JPMorgan Chase & Co. |
JPM |
46625H100 |
Financials |
47,964 |
$6,250,188.84 |
0.50% |
Southwest Airlines Co. |
LUV |
844741108 |
Industrials |
191,029 |
$6,216,083.66 |
0.50% |
Duke Energy Corporation |
DUK |
26441C204 |
Utilities |
62,452 |
$6,024,744.44 |
0.49% |
PPL Corporation |
PPL |
69351T106 |
Utilities |
220,121 |
$6,117,162.59 |
0.49% |
Eversource Energy |
ES |
30040W108 |
Utilities |
76,717 |
$6,003,872.42 |
0.48% |
The Hartford Financial Services Group, Inc. |
HIG |
416515104 |
Financials |
84,820 |
$5,911,105.80 |
0.48% |
Principal Financial Group, Inc. |
PFG |
74251V102 |
Financials |
76,643 |
$5,696,107.76 |
0.46% |
Bank of America Corporation |
BAC |
060505104 |
Financials |
194,202 |
$5,554,177.20 |
0.45% |
Healthpeak Properties Inc. |
PEAK |
42250P103 |
Real Estate |
256,559 |
$5,636,601.23 |
0.45% |
Regions Financial Corporation |
RF |
7591EP100 |
Financials |
298,328 |
$5,536,967.68 |
0.45% |
Teradyne, Inc. |
TER |
880770102 |
Information Technology |
50,416 |
$5,420,224.16 |
0.44% |
M&T Bank Corporation |
MTB |
55261F104 |
Financials |
44,340 |
$5,301,733.80 |
0.43% |
U.S. Bancorp |
USB |
902973304 |
Financials |
147,487 |
$5,316,906.35 |
0.43% |
Fifth Third Bancorp |
FITB |
316773100 |
Financials |
196,036 |
$5,222,399.04 |
0.42% |
The PNC Financial Services Group, Inc. |
PNC |
693475105 |
Financials |
40,724 |
$5,176,020.40 |
0.42% |
Huntington Bancshares Incorporated |
HBAN |
446150104 |
Financials |
456,166 |
$5,109,059.20 |
0.41% |
Fiserv, Inc. |
FISV |
337738108 |
Financials |
43,573 |
$4,925,056.19 |
0.40% |
Teledyne Technologies Incorporated |
TDY |
879360105 |
Information Technology |
11,013 |
$4,926,775.68 |
0.40% |
The Cigna Group |
CI |
125523100 |
Health Care |
19,411 |
$4,960,092.83 |
0.40% |
Cisco Systems, Inc. |
CSCO |
17275R102 |
Information Technology |
92,440 |
$4,832,301.02 |
0.39% |
Target Corporation |
TGT |
87612E106 |
Consumer Staples |
29,548 |
$4,894,035.24 |
0.39% |
Arch Capital Group Ltd. |
ACGL |
G0450A105 |
Financials |
70,148 |
$4,760,944.76 |
0.38% |
Ball Corporation |
BALL |
058498106 |
Materials |
86,113 |
$4,745,687.43 |
0.38% |
CarMax, Inc. |
KMX |
143130102 |
Consumer Discretionary |
72,325 |
$4,649,051.00 |
0.38% |
Global Payments Inc. |
GPN |
37940X102 |
Financials |
44,340 |
$4,666,341.60 |
0.38% |
Martin Marietta Materials, Inc. |
MLM |
573284106 |
Materials |
13,030 |
$4,626,431.80 |
0.37% |
Trimble Inc. |
TRMB |
896239100 |
Information Technology |
87,102 |
$4,565,886.84 |
0.37% |
General Mills, Inc. |
GIS |
370334104 |
Consumer Staples |
52,521 |
$4,488,444.66 |
0.36% |
Wabtec Corporation |
WAB |
929740108 |
Industrials |
44,122 |
$4,458,969.32 |
0.36% |
WEC Energy Group, Inc. |
WEC |
92939U106 |
Utilities |
46,969 |
$4,452,191.51 |
0.36% |
Avery Dennison Corporation |
AVY |
053611109 |
Materials |
24,330 |
$4,353,366.90 |
0.35% |
Cummins Inc. |
CMI |
231021106 |
Industrials |
18,176 |
$4,341,882.88 |
0.35% |
Jacobs Solutions Inc. |
J |
46982L108 |
Industrials |
36,678 |
$4,310,031.78 |
0.35% |
The J.M. Smucker Company |
SJM |
832696405 |
Consumer Staples |
27,792 |
$4,373,627.04 |
0.35% |
The Southern Company |
SO |
842587107 |
Utilities |
61,670 |
$4,290,998.60 |
0.35% |
Caterpillar Inc. |
CAT |
149123101 |
Industrials |
18,383 |
$4,206,765.72 |
0.34% |
FirstEnergy Corp. |
FE |
337932107 |
Utilities |
105,004 |
$4,206,460.24 |
0.34% |
Xcel Energy Inc. |
XEL |
98389B100 |
Utilities |
62,813 |
$4,236,108.72 |
0.34% |
Akamai Technologies, Inc. |
AKAM |
00971T101 |
Information Technology |
52,240 |
$4,090,392.00 |
0.33% |
Charles River Laboratories International, Inc. |
CRL |
159864107 |
Health Care |
20,210 |
$4,078,782.20 |
0.33% |
DTE Energy Company |
DTE |
233331107 |
Utilities |
37,469 |
$4,104,354.26 |
0.33% |
General Dynamics Corporation |
GD |
369550108 |
Industrials |
17,750 |
$4,050,727.50 |
0.33% |
Kellogg Company |
K |
487836108 |
Consumer Staples |
61,817 |
$4,139,266.32 |
0.33% |
Kimco Realty Corporation |
KIM |
49446R109 |
Real Estate |
207,925 |
$4,060,775.25 |
0.33% |
Elevance Health Inc. |
ELV |
036752103 |
Health Care |
8,585 |
$3,947,468.85 |
0.32% |
Emerson Electric Co. |
EMR |
291011104 |
Industrials |
45,845 |
$3,994,933.30 |
0.32% |
The Travelers Companies, Inc. |
TRV |
89417E109 |
Financials |
23,488 |
$4,026,078.08 |
0.32% |
Chubb Limited |
CB |
H1467J104 |
Financials |
19,963 |
$3,876,415.34 |
0.31% |
Hormel Foods Corporation |
HRL |
440452100 |
Consumer Staples |
96,681 |
$3,855,638.28 |
0.31% |
Leidos Holdings, Inc. |
LDOS |
525327102 |
Industrials |
41,865 |
$3,854,091.90 |
0.31% |
V.F. Corporation |
VFC |
918204108 |
Consumer Discretionary |
159,502 |
$3,654,190.82 |
0.29% |
Align Technology, Inc. |
ALGN |
016255101 |
Health Care |
10,166 |
$3,396,867.24 |
0.27% |
Centene Corporation |
CNC |
15135B101 |
Health Care |
53,699 |
$3,394,313.79 |
0.27% |
US Dollar |
$USD |
|
Other |
2,621,505 |
$2,621,504.93 |
0.21% |
Zebra Technologies Corporation |
ZBRA |
989207105 |
Information Technology |
8,361 |
$2,658,798.00 |
0.21% |
Omnicom Group Inc. |
OMC |
681919106 |
Communication Services |
26,284 |
$2,479,632.56 |
0.20% |
Parker-Hannifin Corporation |
PH |
701094104 |
Industrials |
7,368 |
$2,476,458.48 |
0.20% |
The Cooper Companies, Inc. |
COO |
216648402 |
Health Care |
6,484 |
$2,420,866.24 |
0.20% |
The Walt Disney Company |
DIS |
254687106 |
Communication Services |
24,677 |
$2,470,908.01 |
0.20% |
American Express Company |
AXP |
025816109 |
Financials |
14,511 |
$2,393,589.45 |
0.19% |
Eaton Corporation Plc |
ETN |
G29183103 |
Industrials |
13,661 |
$2,340,675.74 |
0.19% |
Trane Technologies Plc |
TT |
G8994E103 |
Industrials |
12,755 |
$2,346,664.90 |
0.19% |
TransUnion |
TRU |
89400J107 |
Industrials |
37,779 |
$2,347,587.06 |
0.19% |
AMETEK, Inc. |
AME |
031100100 |
Industrials |
15,344 |
$2,229,943.52 |
0.18% |
Fortive Corporation |
FTV |
34959J108 |
Industrials |
33,369 |
$2,274,764.73 |
0.18% |
Mondelez International, Inc. |
MDLZ |
609207105 |
Consumer Staples |
32,167 |
$2,242,683.24 |
0.18% |
PPG Industries, Inc. |
PPG |
693506107 |
Materials |
17,051 |
$2,277,672.58 |
0.18% |
Public Service Enterprise Group Incorporated |
PEG |
744573106 |
Utilities |
34,993 |
$2,185,312.85 |
0.18% |
T-Mobile US, Inc. |
TMUS |
872590104 |
Communication Services |
15,314 |
$2,218,079.76 |
0.18% |
Campbell Soup Company |
CPB |
134429109 |
Consumer Staples |
37,779 |
$2,077,089.42 |
0.17% |
Conagra Brands, Inc. |
CAG |
205887102 |
Consumer Staples |
55,400 |
$2,080,824.00 |
0.17% |
Electronic Arts Inc. |
EA |
285512109 |
Communication Services |
17,548 |
$2,113,656.60 |
0.17% |
Keurig Dr Pepper Inc. |
KDP |
49271V100 |
Consumer Staples |
60,123 |
$2,121,139.44 |
0.17% |
Kimberly-Clark Corporation |
KMB |
494368103 |
Consumer Staples |
15,794 |
$2,119,870.68 |
0.17% |
Lockheed Martin Corporation |
LMT |
539830109 |
Industrials |
4,407 |
$2,083,321.11 |
0.17% |
Raytheon Technologies Corporation |
RTX |
75513E101 |
Industrials |
21,244 |
$2,080,424.92 |
0.17% |
The TJX Companies, Inc. |
TJX |
872540109 |
Consumer Discretionary |
26,934 |
$2,110,548.24 |
0.17% |
Ventas, Inc. |
VTR |
92276F100 |
Real Estate |
47,591 |
$2,063,069.85 |
0.17% |
Vulcan Materials Company |
VMC |
929160109 |
Materials |
12,244 |
$2,100,580.64 |
0.17% |
BlackRock, Inc. |
BLK |
09247X101 |
Financials |
3,026 |
$2,024,757.12 |
0.16% |
EPAM Systems, Inc. |
EPAM |
29414B104 |
Information Technology |
6,542 |
$1,956,058.00 |
0.16% |
Humana Inc. |
HUM |
444859102 |
Health Care |
4,185 |
$2,031,650.10 |
0.16% |
Johnson Controls International Plc |
JCI |
G51502105 |
Industrials |
33,500 |
$2,017,370.00 |
0.16% |
L3Harris Technologies Inc. |
LHX |
502431109 |
Industrials |
10,298 |
$2,020,879.52 |
0.16% |
Ross Stores, Inc. |
ROST |
778296103 |
Consumer Discretionary |
18,472 |
$1,960,433.36 |
0.16% |
The Kraft Heinz Company |
KHC |
500754106 |
Consumer Staples |
52,665 |
$2,036,555.55 |
0.16% |
Alexandria Real Estate Equities, Inc. |
ARE |
015271109 |
Real Estate |
14,718 |
$1,848,433.62 |
0.15% |
Booz Allen Hamilton Holding Corporation |
BAH |
099502106 |
Industrials |
20,512 |
$1,901,257.28 |
0.15% |
Dollar General Corporation |
DG |
256677105 |
Consumer Staples |
8,706 |
$1,832,264.76 |
0.15% |
Raymond James Financial, Inc. |
RJF |
754730109 |
Financials |
20,065 |
$1,871,462.56 |
0.15% |
CVS Health Corporation |
CVS |
126650100 |
Health Care |
23,007 |
$1,709,650.17 |
0.14% |
First Republic Bank |
FRC |
33616C100 |
Financials |
36,129 |
$505,444.71 |
0.04% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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