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First Trust Dow Jones Select MicroCap Index Fund (FDM)
Holdings of the Fund as of 4/15/2021
View Index Holdings

Total Number of Holdings (excluding cash): 151

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
Silvergate Capital Corporation (Class A) SI 82837P408 Financials 49,469 $6,880,643.21 4.20%
Clean Energy Fuels Corp. CLNE 184499101 Energy 297,109 $3,303,852.08 2.02%
Enova International, Inc. ENVA 29357K103 Financials 93,758 $3,093,076.42 1.89%
Dime Community Bancshares Inc. DCOM 25432X102 Financials 90,479 $2,970,425.57 1.81%
U.S. Concrete, Inc. USCR 90333L201 Materials 41,159 $2,671,219.10 1.63%
IES Holdings, Inc. IESC 44951W106 Industrials 53,662 $2,656,269.00 1.62%
Donnelley Financial Solutions, Inc. DFIN 25787G100 Financials 76,572 $2,222,885.16 1.36%
Anavex Life Sciences Corp. AVXL 032797300 Health Care 179,531 $2,175,915.72 1.33%
Hyster-Yale Materials Handling, Inc. HY 449172105 Industrials 25,123 $2,138,720.99 1.31%
HarborOne Bancorp, Inc. HONE 41165Y100 Financials 147,796 $2,044,018.68 1.25%
The First Bancshares, Inc. FBMS 318916103 Financials 54,553 $2,050,101.74 1.25%
Ellington Financial Inc. EFC 28852N109 Financials 113,117 $2,006,695.58 1.23%
UMH Properties, Inc. UMH 903002103 Real Estate 100,220 $1,980,347.20 1.21%
Northfield Bancorp, Inc. NFBK 66611T108 Financials 121,402 $1,963,070.34 1.20%
Energy Recovery, Inc. ERII 29270J100 Industrials 104,358 $1,910,794.98 1.17%
The Manitowoc Company, Inc. MTW 563571405 Industrials 89,346 $1,906,643.64 1.16%
CAI International, Inc. CAI 12477X106 Industrials 41,533 $1,868,985.00 1.14%
QCR Holdings, Inc. QCRH 74727A104 Financials 38,387 $1,847,566.31 1.13%
WideOpenWest, Inc. WOW 96758W101 Communication Services 134,645 $1,848,675.85 1.13%
MSG Networks Inc. MSGN 553573106 Communication Services 112,285 $1,763,997.35 1.08%
Haverty Furniture Companies, Inc. HVT 419596101 Consumer Discretionary 43,147 $1,745,296.15 1.07%
Bonanza Creek Energy, Inc. BCEI 097793400 Energy 49,074 $1,648,395.66 1.01%
Beazer Homes USA, Inc. BZH 07556Q881 Consumer Discretionary 76,711 $1,637,779.85 1.00%
The RMR Group Inc. (Class A) RMR 74967R106 Real Estate 39,778 $1,612,997.90 0.99%
Ethan Allen Interiors Inc. ETH 297602104 Consumer Discretionary 56,583 $1,610,918.01 0.98%
Triple-S Management Corporation (Class B) GTS 896749108 Health Care 61,182 $1,577,883.78 0.96%
Vectrus, Inc. VEC 92242T101 Industrials 30,037 $1,552,912.90 0.95%
Sterling Construction Company, Inc. STRL 859241101 Industrials 72,603 $1,520,306.82 0.93%
Kimball Electronics, Inc. KE 49428J109 Information Technology 64,960 $1,505,123.20 0.92%
RCI Hospitality Holdings, Inc. RICK 74934Q108 Consumer Discretionary 21,160 $1,451,999.20 0.89%
Central Garden & Pet Company CENT 153527106 Consumer Staples 25,187 $1,443,466.97 0.88%
CRA International, Inc. CRAI 12618T105 Industrials 18,886 $1,401,530.06 0.86%
Barrett Business Services, Inc. BBSI 068463108 Industrials 19,755 $1,372,577.40 0.84%
Verso Corporation VRS 92531L207 Materials 85,446 $1,374,826.14 0.84%
Aldeyra Therapeutics, Inc. ALDX 01438T106 Health Care 117,974 $1,364,959.18 0.83%
Arrow Financial Corporation AROW 042744102 Financials 40,089 $1,365,431.34 0.83%
Independent Bank Corporation IBCP 453838609 Financials 56,463 $1,337,043.84 0.82%
MasterCraft Boat Holdings Inc. MCFT 57637H103 Consumer Discretionary 48,958 $1,336,063.82 0.82%
IVERIC bio, Inc. ISEE 46583P102 Health Care 215,212 $1,327,858.04 0.81%
Miller Industries, Inc. MLR 600551204 Industrials 29,467 $1,324,246.98 0.81%
Kimball International, Inc. KBAL 494274103 Industrials 94,793 $1,305,299.61 0.80%
Daseke, Inc. DSKE 23753F107 Industrials 159,611 $1,294,445.21 0.79%
Hovnanian Enterprises, Inc. (Class A) HOV 442487401 Consumer Discretionary 11,710 $1,286,460.60 0.79%
Phibro Animal Health Corporation (Class A) PAHC 71742Q106 Health Care 52,416 $1,294,675.20 0.79%
REV Group, Inc. REVG 749527107 Industrials 69,248 $1,292,167.68 0.79%
Titan Machinery Inc. TITN 88830R101 Industrials 48,951 $1,289,858.85 0.79%
International Seaways, Inc. INSW Y41053102 Energy 72,303 $1,275,424.92 0.78%
The First of Long Island Corporation FLIC 320734106 Financials 58,013 $1,261,782.75 0.77%
Diamond Hill Investment Group, Inc. DHIL 25264R207 Financials 7,430 $1,224,092.50 0.75%
HCI Group, Inc. HCI 40416E103 Financials 16,079 $1,208,819.22 0.74%
Hingham Institution for Savings HIFS 433323102 Financials 4,081 $1,211,404.04 0.74%
Marinus Pharmaceuticals, Inc. MRNS 56854Q200 Health Care 84,604 $1,214,913.44 0.74%
Amalgamated Financial Corp. AMAL 022671101 Financials 70,595 $1,202,232.85 0.73%
Bar Harbor Bankshares BHB 066849100 Financials 38,537 $1,188,095.72 0.73%
The Hackett Group, Inc. HCKT 404609109 Information Technology 69,669 $1,198,306.80 0.73%
BlueLinx Holdings Inc. BXC 09624H208 Industrials 24,447 $1,171,744.71 0.72%
Quantum Corporation QMCO 747906501 Information Technology 146,397 $1,182,887.76 0.72%
Bank First Corporation BFC 06211J100 Financials 16,331 $1,167,993.12 0.71%
Victory Capital Holdings, Inc. (Class A) VCTR 92645B103 Financials 41,871 $1,154,802.18 0.71%
Willdan Group, Inc. WLDN 96924N100 Industrials 29,012 $1,161,060.24 0.71%
Alerus Financial Corporation ALRS 01446U103 Financials 37,167 $1,136,195.19 0.69%
Eagle Bulk Shipping Inc. EGLE Y2187A150 Industrials 32,024 $1,135,571.04 0.69%
Provention Bio, Inc. PRVB 74374N102 Health Care 139,177 $1,124,550.16 0.69%
Catalyst Pharmaceuticals, Inc. CPRX 14888U101 Health Care 249,043 $1,113,222.21 0.68%
Farmers National Banc Corp. FMNB 309627107 Financials 66,278 $1,114,133.18 0.68%
Waterstone Financia, Inc. WSBF 94188P101 Financials 53,798 $1,120,612.34 0.68%
Berry Petroleum Corporation BRY 08579X101 Energy 173,474 $1,091,151.46 0.67%
Clarus Corporation CLAR 18270P109 Consumer Discretionary 61,798 $1,096,296.52 0.67%
Motorcar Parts of America, Inc. MPAA 620071100 Consumer Discretionary 49,235 $1,090,062.90 0.67%
Reliant Bancorp, Inc. RBNC 75956B101 Financials 38,317 $1,092,417.67 0.67%
Metropolitan Bank Holding Corp. MCB 591774104 Financials 19,932 $1,085,297.40 0.66%
Allied Motion Technologies Inc. AMOT 019330109 Industrials 20,422 $1,050,099.24 0.64%
Oppenheimer Holdings Inc. (Class A) OPY 683797104 Financials 23,729 $1,055,465.92 0.64%
Turtle Beach Corporation HEAR 900450206 Consumer Discretionary 39,987 $1,047,659.40 0.64%
Blue Bird Corporation BLBD 095306106 Industrials 39,227 $1,032,454.64 0.63%
Computer Programs and Systems, Inc. CPSI 205306103 Health Care 32,619 $1,010,862.81 0.62%
Napco Security Technologies, Inc. NSSC 630402105 Information Technology 30,338 $1,006,918.22 0.62%
International Money Express, Inc. IMXI 46005L101 Information Technology 66,889 $1,004,003.89 0.61%
One Liberty Properties, Inc. OLP 682406103 Real Estate 41,476 $997,497.80 0.61%
Sciplay Corporation (Class A) SCPL 809087109 Communication Services 59,055 $1,006,297.20 0.61%
TravelCenters of America Inc. TA 89421B109 Consumer Discretionary 37,646 $996,866.08 0.61%
Vishay Precision Group, Inc. VPG 92835K103 Information Technology 32,431 $1,004,388.07 0.61%
West Bancorporation WTBA 95123P106 Financials 38,295 $971,927.10 0.59%
Oportun Financial Corp. OPRT 68376D104 Financials 45,091 $935,638.25 0.57%
Artesian Resources Corporation ARTNA 043113208 Utilities 21,858 $907,325.58 0.55%
Dorian LPG Ltd. LPG Y2106R110 Energy 70,735 $906,115.35 0.55%
Grid Dynamics Holdings, Inc. GDYN 39813G109 Information Technology 61,760 $897,372.80 0.55%
Big 5 Sporting Goods Corporation BGFV 08915P101 Consumer Discretionary 53,204 $887,974.76 0.54%
Seneca Foods Corporation SENEA 817070501 Consumer Staples 17,300 $875,726.00 0.54%
UFP Technologies, Inc. UFPT 902673102 Materials 17,622 $880,923.78 0.54%
Old Second Bancorp, Inc. OSBC 680277100 Financials 67,440 $871,324.80 0.53%
GreenSky, Inc. (Class A) GSKY 39572G100 Information Technology 132,281 $838,661.54 0.51%
Northwest Pipe Company NWPX 667746101 Industrials 25,333 $823,829.16 0.50%
Radiant Logistics, Inc. RLGT 75025X100 Industrials 116,187 $810,985.26 0.50%
Powell Industries, Inc. POWL 739128106 Industrials 22,924 $810,134.16 0.49%
VirnetX Holding Corporation VHC 92823T108 Information Technology 163,395 $803,903.40 0.49%
Casa Systems, Inc. CASA 14713L102 Information Technology 88,991 $777,781.34 0.48%
Invacare Corporation IVC 461203101 Health Care 88,931 $790,596.59 0.48%
Capital City Bank Group, Inc. CCBG 139674105 Financials 30,021 $770,338.86 0.47%
CONSOL Energy Inc. CEIX 20854L108 Energy 77,372 $773,720.00 0.47%
Ampio Pharmaceuticals, Inc. AMPE 03209T109 Health Care 464,998 $730,046.86 0.45%
Red River Bancshares, Inc. RRBI 75686R202 Financials 12,680 $717,180.80 0.44%
Great Ajax Corp. AJX 38983D300 Financials 59,511 $683,781.39 0.42%
Heritage Insurance Holdings, Inc. HRTG 42727J102 Financials 63,795 $694,089.60 0.42%
Northrim BanCorp, Inc. NRIM 666762109 Financials 16,150 $690,735.50 0.42%
Diamond S Shipping Inc. DSSI Y20676105 Energy 64,781 $639,388.47 0.39%
Investors Title Company ITIC 461804106 Financials 3,714 $621,723.60 0.38%
Professional Holding Corporation PFHD 743139107 Financials 34,973 $625,666.97 0.38%
CURO Group Holdings Corp. CURO 23131L107 Financials 43,309 $586,403.86 0.36%
HC2 Holdings, Inc. HCHC 404139107 Industrials 149,285 $583,704.35 0.36%
Lakeland Industries, Inc. LAKE 511795106 Consumer Discretionary 20,721 $586,404.30 0.36%
LSI Industries Inc. LYTS 50216C108 Industrials 68,302 $590,129.28 0.36%
Jounce Therapeutics, Inc. JNCE 481116101 Health Care 58,640 $569,394.40 0.35%
Northeast Bank NBN 66405S100 Financials 20,921 $572,607.77 0.35%
Kezar Life Sciences, Inc. KZR 49372L100 Health Care 94,436 $561,894.20 0.34%
Village Super Market, Inc. VLGEA 927107409 Consumer Staples 21,742 $549,202.92 0.34%
Natural Grocers by Vitamin Cottage, Inc. NGVC 63888U108 Consumer Staples 32,664 $543,528.96 0.33%
Smith Micro Software, Inc. SMSI 832154207 Information Technology 88,553 $510,065.28 0.31%
Universal Technical Institute, Inc. UTI 913915104 Consumer Discretionary 80,358 $482,148.00 0.29%
A-Mark Precious Metals, Inc. AMRK 00181T107 Financials 12,160 $459,283.20 0.28%
Solid Biosciences Inc. SLDB 83422E105 Health Care 89,801 $464,271.17 0.28%
Genprex, Inc. GNPX 372446104 Health Care 109,931 $438,624.69 0.27%
Overseas Shipholding Group, Inc. OSG 69036R863 Energy 185,142 $442,489.38 0.27%
Orion Energy Systems, Inc. OESX 686275108 Industrials 66,758 $432,591.84 0.26%
Orion Group Holdings, Inc. ORN 68628V308 Industrials 73,190 $423,038.20 0.26%
Alaska Communications Systems Group, Inc. ALSK 01167P101 Communication Services 123,007 $404,693.03 0.25%
Kaleido Biosciences, Inc. KLDO 483347100 Health Care 54,329 $410,183.95 0.25%
Cherry Hill Mortgage Investment Corporation CHMI 164651101 Financials 41,033 $393,096.14 0.24%
Ovid Therapeutics Inc. OVID 690469101 Health Care 104,892 $400,687.44 0.24%
Cabaletta Bio, Inc. CABA 12674W109 Health Care 35,550 $382,162.50 0.23%
Calithera Biosciences, Inc. CALA 13089P101 Health Care 169,538 $372,983.60 0.23%
TFF Pharmaceuticals, Inc. TFFP 87241J104 Health Care 30,434 $369,164.42 0.23%
NeuBase Therapeutics, Inc. NBSE 64132K102 Health Care 52,701 $342,556.50 0.21%
Quad/Graphics, Inc. QUAD 747301109 Industrials 87,189 $333,061.98 0.20%
Palatin Technologies, Inc. PTN 696077403 Health Care 546,777 $317,130.66 0.19%
Spark Energy, Inc. (Class A) SPKE 846511103 Utilities 29,855 $303,625.35 0.19%
US Dollar $USD Other 305,505 $305,504.68 0.19%
Equillium, Inc. EQ 29446K106 Health Care 45,017 $296,662.03 0.18%
Fonar Corporation FONR 344437405 Health Care 16,932 $301,220.28 0.18%
LifeVantage Corporation LFVN 53222K205 Consumer Staples 33,309 $293,785.38 0.18%
Actinium Pharmaceuticals, Inc. ATNM 00507W206 Health Care 35,104 $265,737.28 0.16%
Brainstorm Cell Therapeutics Inc. BCLI 10501E201 Health Care 74,755 $239,963.55 0.15%
ContraFect Corporation CFRX 212326300 Health Care 62,509 $251,286.18 0.15%
Exterran Corporation EXTN 30227H106 Energy 64,208 $206,749.76 0.13%
Axcella Health Inc. AXLA 05454B105 Health Care 45,586 $194,196.36 0.12%
Altisource Portfolio Solutions SA ASPS L0175J104 Real Estate 22,239 $181,247.85 0.11%
LightPath Technologies, Inc. (Class A) LPTH 532257805 Information Technology 57,614 $164,199.90 0.10%
scPharmaceuticals Inc. SCPH 810648105 Health Care 24,001 $161,286.72 0.10%
Enochian Biosciences Inc. ENOB 29350E104 Health Care 38,241 $122,753.61 0.08%
Satsuma Pharmaceuticals, Inc. STSA 80405P107 Health Care 20,706 $108,706.50 0.07%
Bellerophon Therapeutics, Inc. BLPH 078771300 Health Care 20,859 $93,239.73 0.06%
Lyra Therapeutics Inc. LYRA 55234L105 Health Care 9,352 $101,282.16 0.06%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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