First Trust Dow Jones Select MicroCap Index Fund (FDM)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report

Holdings

Holdings of the Fund as of 10/20/2026
View Index Holdings

Export to Excel

Total Number of Holdings (excluding cash): 135

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
PagerDuty, Inc.	PD	69553P100	Information Technology	336,022	$5,688,852.46	2.15%
Apogee Enterprises, Inc.	APOG	037598109	Industrials	90,921	$3,921,422.73	1.48%
QuinStreet, Inc.	QNST	74874Q100	Communication Services	235,269	$3,910,170.78	1.48%
Rigel Pharmaceuticals, Inc.	RIGL	766559702	Health Care	81,388	$3,915,576.68	1.48%
Heritage Insurance Holdings, Inc.	HRTG	42727J102	Financials	103,141	$3,814,154.18	1.44%
Riley Exploration Permian, Inc.	REPX	76665T102	Energy	74,324	$3,637,416.56	1.37%
Orrstown Financial Services, Inc.	ORRF	687380105	Financials	85,702	$3,608,054.20	1.36%
Phibro Animal Health Corporation (Class A)	PAHC	71742Q106	Health Care	91,797	$3,561,723.60	1.34%
Independent Bank Corporation	IBCP	453838609	Financials	96,720	$3,513,837.60	1.33%
Financial Institutions, Inc.	FISI	317585404	Financials	85,858	$3,430,027.10	1.30%
Standard Motor Products, Inc.	SMP	853666105	Consumer Discretionary	92,468	$3,431,487.48	1.30%
GCM Grosvenor Inc. (Class A)	GCMG	36831E108	Financials	266,324	$3,350,355.92	1.27%
CTO Realty Growth, Inc.	CTO	22948Q101	Real Estate	163,321	$3,310,516.67	1.25%
Hippo Holdings Inc.	HIPO	433539202	Financials	88,532	$3,304,899.56	1.25%
Flowco Holdings Inc. (Class A)	FLOC	342909108	Energy	168,598	$3,220,221.80	1.22%
Washington Trust Bancorp, Inc.	WASH	940610108	Financials	83,105	$3,167,131.55	1.20%
Seneca Foods Corporation	SENEA	817070501	Consumer Staples	19,336	$3,158,728.96	1.19%
Root, Inc. (Class A)	ROOT	77664L207	Financials	59,634	$3,132,574.02	1.18%
Shore Bancshares, Inc.	SHBI	825107105	Financials	133,769	$3,067,323.17	1.16%
HomeTrust Bancshares, Inc.	HTB	437872104	Financials	64,858	$3,056,757.54	1.15%
Peapack-Gladstone Financial Corporation	PGC	704699107	Financials	68,763	$3,018,695.70	1.14%
Capital City Bank Group, Inc.	CCBG	139674105	Financials	59,649	$2,947,257.09	1.11%
OneSpan Inc.	OSPN	68287N100	Information Technology	160,563	$2,930,274.75	1.11%
Carter Bankshares, Inc.	CARE	146103106	Financials	96,568	$2,914,422.24	1.10%
Consensus Cloud Solutions, Inc.	CCSI	20848V105	Information Technology	79,841	$2,859,106.21	1.08%
Southern Missouri Bancorp, Inc.	SMBC	843380106	Financials	40,299	$2,867,273.85	1.08%
Bar Harbor Bankshares	BHB	066849100	Financials	73,049	$2,827,726.79	1.07%
South Plains Financial, Inc.	SPFI	83946P107	Financials	64,844	$2,838,870.32	1.07%
ACNB Corporation	ACNB	000868109	Financials	44,310	$2,817,672.90	1.06%
Peoples Financial Services Corp.	PFIS	711040105	Financials	40,560	$2,805,129.60	1.06%
Adamas Trust Inc.	ADAM	649604840	Financials	364,192	$2,742,365.76	1.04%
Third Coast Bancshares, Inc.	TCBX	88422P109	Financials	66,760	$2,760,526.00	1.04%
EverQuote, Inc. (Class A)	EVER	30041R108	Communication Services	120,093	$2,728,512.96	1.03%
Great Southern Bancorp, Inc.	GSBC	390905107	Financials	34,662	$2,724,086.58	1.03%
Scholastic Corporation	SCHL	807066105	Communication Services	68,359	$2,646,176.89	1.00%
Arrow Financial Corporation	AROW	042744102	Financials	70,216	$2,632,397.84	0.99%
PennyMac Mortgage Investment Trust	PMT	70931T103	Financials	379,936	$2,625,357.76	0.99%
California BanCorp	BCAL	84252A106	Financials	119,069	$2,604,039.03	0.98%
First Business Financial Services, Inc.	FBIZ	319390100	Financials	36,459	$2,588,589.00	0.98%
John B. Sanfilippo & Son, Inc.	JBSS	800422107	Consumer Staples	39,614	$2,603,828.22	0.98%
Insteel Industries, Inc.	IIIN	45774W108	Industrials	84,342	$2,554,719.18	0.96%
Invesco Mortgage Capital Inc.	IVR	46131B704	Financials	468,984	$2,527,823.76	0.95%
Civista Bancshares, Inc.	CIVB	178867107	Financials	90,599	$2,438,019.09	0.92%
Ironwood Pharmaceuticals, Inc.	IRWD	46333X108	Health Care	662,350	$2,404,330.50	0.91%
Southern First Bancshares, Inc.	SFST	842873101	Financials	39,206	$2,388,821.58	0.90%
Ennis, Inc.	EBF	293389102	Industrials	104,711	$2,355,997.50	0.89%
Northrim BanCorp, Inc.	NRIM	666762109	Financials	96,921	$2,298,966.12	0.87%
Arbutus Biopharma Corporation	ABUS	03879J100	Health Care	528,667	$2,289,128.11	0.86%
Kearny Financial Corp.	KRNY	48716P108	Financials	251,035	$2,274,377.10	0.86%
Carriage Services, Inc.	CSV	143905107	Consumer Discretionary	62,278	$2,261,314.18	0.85%
CorMedix Inc.	CRMD	21900C308	Health Care	288,660	$2,185,156.20	0.83%
Farmers & Merchants Bancorp, Inc.	FMAO	30779N105	Financials	59,294	$2,107,901.70	0.80%
El Pollo Loco Holdings, Inc.	LOCO	268603107	Consumer Discretionary	132,596	$2,081,757.20	0.79%
ChoiceOne Financial Services, Inc.	COFS	170386106	Financials	61,253	$2,045,237.67	0.77%
Bridgewater Bancshares, Inc.	BWB	108621103	Financials	97,192	$2,003,127.12	0.76%
Ethan Allen Interiors Inc.	ETD	297602104	Consumer Discretionary	99,781	$2,011,584.96	0.76%
Capital Bancorp, Inc.	CBNK	139737100	Financials	48,973	$1,982,916.77	0.75%
Sierra Bancorp	BSRR	82620P102	Financials	50,153	$1,997,593.99	0.75%
Investors Title Company	ITIC	461804106	Financials	6,828	$1,957,177.92	0.74%
SandRidge Energy, Inc.	SD	80007P869	Energy	137,056	$1,957,159.68	0.74%
TPG RE Finance Trust, Inc.	TRTX	87266M107	Financials	334,480	$1,960,052.80	0.74%
West Bancorporation, Inc.	WTBA	95123P106	Financials	66,834	$1,966,256.28	0.74%
Colony Bankcorp, Inc.	CBAN	19623P101	Financials	92,459	$1,847,330.82	0.70%
Orange County Bancorp, Inc.	OBT	68417L107	Financials	49,655	$1,865,041.80	0.70%
Ponce Financial Group, Inc.	PDLB	732344106	Financials	91,686	$1,847,472.90	0.70%
Puma Biotechnology, Inc.	PBYI	74587V107	Health Care	172,480	$1,855,884.80	0.70%
Home Bancorp, Inc.	HBCP	43689E107	Financials	30,521	$1,815,083.87	0.69%
Flexsteel Industries, Inc.	FLXS	339382103	Consumer Discretionary	21,236	$1,791,893.68	0.68%
Unity Bancorp, Inc.	UNTY	913290102	Financials	31,814	$1,793,037.04	0.68%
Plumas Bancorp	PLBC	729273102	Financials	28,386	$1,774,976.58	0.67%
RBB Bancorp	RBB	74930B105	Financials	68,267	$1,783,816.71	0.67%
First Bank	FRBA	31931U102	Financials	95,490	$1,714,045.50	0.65%
Village Super Market, Inc.	VLGEA	927107409	Consumer Staples	40,033	$1,725,822.63	0.65%
Bankwell Financial Group, Inc.	BWFG	06654A103	Financials	25,625	$1,699,193.75	0.64%
Oportun Financial Corp.	OPRT	68376D104	Financials	185,587	$1,698,121.05	0.64%
Primis Financial Corp.	FRST	74167B109	Financials	107,335	$1,681,939.45	0.64%
MediaAlpha, Inc. (Class A)	MAX	58450V104	Communication Services	135,632	$1,599,101.28	0.60%
Investar Holding Corporation	ISTR	46134L105	Financials	54,403	$1,558,645.95	0.59%
Northpointe Bancshares, Inc.	NPB	66661N886	Financials	97,542	$1,539,212.76	0.58%
Timberland Bancorp, Inc.	TSBK	887098101	Financials	33,743	$1,547,116.55	0.58%
Central Garden & Pet Company	CENT	153527106	Consumer Staples	35,175	$1,517,097.75	0.57%
MVB Financial Corp.	MVBF	553810102	Financials	51,209	$1,501,703.93	0.57%
American Integrity Insurance Group, Inc.	AII	026948109	Financials	51,013	$1,476,826.35	0.56%
Parke Bancorp, Inc.	PKBK	700885106	Financials	44,911	$1,473,979.02	0.56%
Waterstone Financia, Inc.	WSBF	94188P101	Financials	73,329	$1,454,847.36	0.55%
Rocky Brands, Inc.	RCKY	774515100	Consumer Discretionary	30,560	$1,410,344.00	0.53%
Chemung Financial Corporation	CHMG	164024101	Financials	16,945	$1,376,018.73	0.52%
Donegal Group Inc. (Class A)	DGICA	257701201	Financials	73,914	$1,387,365.78	0.52%
Cricut, Inc. (Class A)	CRCT	22658D100	Consumer Discretionary	206,364	$1,337,238.72	0.50%
First Community Corporation	FCCO	319835104	Financials	40,790	$1,330,161.90	0.50%
Ames National Corporation	ATLO	031001100	Financials	38,434	$1,241,033.86	0.47%
Friedman Industries, Incorporated	FRD	358435105	Materials	29,109	$1,237,132.50	0.47%
Quad/Graphics, Inc.	QUAD	747301109	Industrials	130,951	$1,251,891.56	0.47%
Twin Disc, Incorporated	TWIN	901476101	Industrials	49,444	$1,240,549.96	0.47%
Natural Grocers by Vitamin Cottage, Inc.	NGVC	63888U108	Consumer Staples	41,002	$1,212,839.16	0.46%
NewtekOne, Inc.	NEWT	652526203	Financials	109,049	$1,220,258.31	0.46%
Regional Management Corp.	RM	75902K106	Financials	36,432	$1,229,580.00	0.46%
The RMR Group Inc. (Class A)	RMR	74967R106	Real Estate	69,778	$1,229,488.36	0.46%
Alto Ingredients, Inc.	ALTO	021513106	Materials	336,599	$1,198,292.44	0.45%
American Coastal Insurance Corporation	ACIC	910710102	Financials	105,301	$1,180,424.21	0.45%
Franklin Financial Services Corporation	FRAF	353525108	Financials	18,356	$1,152,756.80	0.44%
FVCBankcorp, Inc.	FVCB	36120Q101	Financials	65,736	$1,165,499.28	0.44%
Isabella Bank Corporation	ISBA	464214105	Financials	30,788	$1,146,237.24	0.43%
First Western Financial, Inc.	MYFW	33751L105	Financials	36,866	$1,104,505.36	0.42%
Priority Technology Holdings, Inc.	PRTH	74275G107	Financials	143,096	$1,117,579.76	0.42%
Strattec Security Corporation	STRT	863111100	Consumer Discretionary	18,134	$1,098,557.72	0.41%
Pangaea Logistics Solutions Ltd.	PANL	G6891L105	Industrials	136,377	$1,054,194.21	0.40%
First Northern Community Bancorp	FNRN	335925103	Financials	64,030	$1,045,609.90	0.39%
Legacy Housing Corporation	LEGH	52472M101	Consumer Discretionary	38,184	$1,036,695.60	0.39%
Oak Valley Bancorp	OVLY	671807105	Financials	30,878	$1,037,500.80	0.39%
Perma-Pipe International Holdings, Inc.	PPIH	714167103	Industrials	35,262	$1,043,402.58	0.39%
Chicago Atlantic Real Estate Finance, Inc.	REFI	167239102	Financials	111,180	$1,009,514.40	0.38%
CoastalSouth Bancshares, Inc.	COSO	19058X207	Financials	36,830	$998,093.00	0.38%
First National Corporation	FXNC	32106V107	Financials	34,140	$1,013,275.20	0.38%
Kingstone Companies, Inc.	KINS	496719105	Financials	51,510	$994,658.10	0.38%
Agenus Inc.	AGEN	00847G804	Health Care	152,381	$978,286.02	0.37%
Infinity Natural Resources, Inc. (Class A)	INR	456941103	Energy	71,188	$976,699.36	0.37%
Community Bancorp	CMTV	20343A101	Financials	22,863	$954,530.25	0.36%
Tredegar Corporation	TG	894650100	Materials	117,550	$945,102.00	0.36%
Eagle Financial Services, Inc.	EFSI	26951R104	Financials	20,103	$918,305.04	0.35%
HMH Holding Inc. (Class A)	HMH	40445M100	Energy	52,259	$921,326.17	0.35%
Peoples Bancorp of North Carolina, Inc.	PEBK	710577107	Financials	21,091	$918,091.23	0.35%
Meridian Corporation	MRBK	58958P104	Financials	45,586	$842,429.28	0.32%
OppFi, Inc.	OPFI	68386H103	Financials	147,901	$832,682.63	0.31%
CF Bankshares Inc.	CFBK	12520L109	Financials	23,404	$784,736.12	0.30%
US Dollar	$USD		Other	787,658	$787,658.27	0.30%
Citizens Community Bancorp, Inc.	CZWI	174903104	Financials	36,458	$774,003.34	0.29%
Q32 Bio Inc.	QTTB	746964105	Health Care	89,134	$768,335.08	0.29%
RCM Technologies, Inc.	RCMT	749360400	Industrials	19,763	$771,745.15	0.29%
Velocity Financial, Inc.	VEL	92262D101	Financials	51,434	$761,737.54	0.29%
Eagle Bancorp Montana, Inc.	EBMT	26942G100	Financials	32,167	$666,821.91	0.25%
Ohio Valley Banc Corp.	OVBC	677719106	Financials	14,525	$666,842.75	0.25%
BRC Group Holdings, Inc.	RILY	05580M108	Financials	136,164	$605,929.80	0.23%
PrimeEnergy Resources Corporation	PNRG	74158E104	Energy	2,750	$574,365.00	0.22%
Espey Mfg. & Electronics Corp.	ESP	296650104	Industrials	10,148	$540,685.44	0.20%
Pro-Dex, Inc.	PDEX	74265M205	Health Care	7,487	$444,690.40	0.17%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.