First Trust Dow Jones Select MicroCap Index Fund (FDM)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report

Holdings

Holdings of the Fund as of 1/9/2026
View Index Holdings

Export to Excel

Total Number of Holdings (excluding cash): 151

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
Stoke Therapeutics, Inc.	STOK	86150R107	Health Care	162,514	$5,338,584.90	2.41%
TETRA Technologies, Inc.	TTI	88162F105	Energy	422,831	$4,173,341.97	1.88%
GigaCloud Technology Inc (Class A)	GCT	G38644103	Consumer Discretionary	81,540	$3,408,372.00	1.54%
Deluxe Corporation	DLX	248019101	Industrials	142,289	$3,339,522.83	1.51%
Plymouth Industrial REIT, Inc.	PLYM	729640102	Real Estate	140,845	$3,088,730.85	1.39%
American Axle & Manufacturing Holdings, Inc.	AXL	024061103	Consumer Discretionary	375,248	$2,938,191.84	1.33%
Ameresco, Inc. (Class A)	AMRC	02361E108	Industrials	96,807	$2,932,284.03	1.32%
Horizon Bancorp, Inc.	HBNC	440407104	Financials	161,919	$2,757,480.57	1.25%
Central Pacific Financial Corp.	CPF	154760409	Financials	84,815	$2,708,142.95	1.22%
Hanmi Financial Corporation	HAFC	410495204	Financials	93,882	$2,630,573.64	1.19%
Sun Country Airlines Holdings, Inc.	SNCY	866683105	Industrials	166,654	$2,628,133.58	1.19%
Douglas Dynamics, Inc.	PLOW	25960R105	Industrials	72,842	$2,616,484.64	1.18%
Build-A-Bear Workshop, Inc.	BBW	120076104	Consumer Discretionary	38,255	$2,569,205.80	1.16%
Standard Motor Products, Inc.	SMP	853666105	Consumer Discretionary	66,071	$2,538,447.82	1.15%
Business First Bancshares, Inc.	BFST	12326C105	Financials	93,626	$2,470,790.14	1.12%
NB Bancorp, Inc.	NBBK	63945M107	Financials	123,531	$2,455,796.28	1.11%
United Fire Group, Inc.	UFCS	910340108	Financials	69,368	$2,461,870.32	1.11%
Gold.com Inc.	GOLD	00181T107	Consumer Discretionary	62,328	$2,430,792.00	1.10%
TrustCo Bank Corp NY	TRST	898349204	Financials	58,246	$2,428,275.74	1.10%
Universal Insurance Holdings, Inc.	UVE	91359V107	Financials	79,807	$2,433,315.43	1.10%
CNB Financial Corporation	CCNE	126128107	Financials	92,393	$2,423,468.39	1.09%
Resolute Holdings Management, Inc.	RHLD	76134H101	Industrials	11,590	$2,424,859.80	1.09%
Camden National Corporation	CAC	133034108	Financials	53,498	$2,388,685.70	1.08%
Rigel Pharmaceuticals, Inc.	RIGL	766559702	Health Care	57,383	$2,343,521.72	1.06%
American Public Education, Inc.	APEI	02913V103	Consumer Discretionary	57,174	$2,304,683.94	1.04%
First Financial Corporation	THFF	320218100	Financials	37,466	$2,310,902.88	1.04%
USA TODAY Co., Inc.	TDAY	36472T109	Communication Services	393,170	$2,296,112.80	1.04%
Genco Shipping & Trading Limited	GNK	Y2685T131	Industrials	120,304	$2,261,715.20	1.02%
Equity Bancshares, Inc. (Class A)	EQBK	29460X109	Financials	48,246	$2,206,772.04	1.00%
Orrstown Financial Services, Inc.	ORRF	687380105	Financials	61,645	$2,206,274.55	1.00%
Carriage Services, Inc.	CSV	143905107	Consumer Discretionary	49,777	$2,201,636.71	0.99%
Kimball Electronics, Inc.	KE	49428J109	Information Technology	76,943	$2,181,334.05	0.98%
PRA Group, Inc.	PRAA	69354N106	Financials	123,343	$2,164,669.65	0.98%
Nutex Health Inc.	NUTX	67079U306	Health Care	11,415	$2,125,244.70	0.96%
Insteel Industries, Inc.	IIIN	45774W108	Industrials	61,382	$2,034,813.30	0.92%
John B. Sanfilippo & Son, Inc.	JBSS	800422107	Consumer Staples	28,601	$2,026,380.85	0.91%
NWPX Infrastructure Inc.	NWPX	667746101	Industrials	30,381	$2,003,323.14	0.90%
Whitestone REIT	WSR	966084204	Real Estate	141,940	$1,985,740.60	0.90%
National Presto Industries, Inc.	NPK	637215104	Industrials	16,732	$1,968,017.84	0.89%
Alerus Financial Corporation	ALRS	01446U103	Financials	80,291	$1,939,027.65	0.88%
Northrim BanCorp, Inc.	NRIM	666762109	Financials	69,839	$1,958,983.95	0.88%
LSI Industries Inc.	LYTS	50216C108	Industrials	98,298	$1,896,168.42	0.86%
Arhaus, Inc. (Class A)	ARHS	04035M102	Consumer Discretionary	170,553	$1,888,021.71	0.85%
Capital City Bank Group, Inc.	CCBG	139674105	Financials	43,710	$1,876,033.20	0.85%
Heritage Insurance Holdings, Inc.	HRTG	42727J102	Financials	70,209	$1,867,559.40	0.84%
HomeTrust Bancshares, Inc.	HTB	437872104	Financials	42,658	$1,858,609.06	0.84%
Sinclair, Inc.	SBGI	829242106	Communication Services	124,819	$1,857,306.72	0.84%
CytomX Therapeutics, Inc.	CTMX	23284F105	Health Care	423,168	$1,840,780.80	0.83%
Southern Missouri Bancorp, Inc.	SMBC	843380106	Financials	29,748	$1,787,854.80	0.81%
Hovnanian Enterprises, Inc. (Class A)	HOV	442487401	Consumer Discretionary	14,602	$1,762,461.40	0.80%
Koppers Holdings Inc.	KOP	50060P106	Materials	62,008	$1,756,686.64	0.79%
Seneca Foods Corporation	SENEA	817070501	Consumer Staples	15,533	$1,748,239.15	0.79%
SmartFinancial, Inc.	SMBK	83190L208	Financials	46,296	$1,747,211.04	0.79%
Eastman Kodak Company	KODK	277461406	Information Technology	222,476	$1,735,312.80	0.78%
Shore Bancshares, Inc.	SHBI	825107105	Financials	97,223	$1,736,402.78	0.78%
Consolidated Water Co. Ltd.	CWCO	G23773107	Utilities	47,343	$1,693,459.11	0.76%
Oil-Dri Corporation of America	ODC	677864100	Consumer Staples	32,793	$1,688,511.57	0.76%
Great Southern Bancorp, Inc.	GSBC	390905107	Financials	26,176	$1,634,167.68	0.74%
Farmers National Banc Corp.	FMNB	309627107	Financials	119,037	$1,586,763.21	0.72%
OneSpan Inc.	OSPN	68287N100	Information Technology	120,219	$1,574,868.90	0.71%
Climb Global Solutions, Inc.	CLMB	946760105	Information Technology	12,909	$1,541,334.60	0.70%
Cass Information Systems, Inc.	CASS	14808P109	Financials	36,814	$1,529,253.56	0.69%
The Manitowoc Company, Inc.	MTW	563571405	Industrials	112,139	$1,519,483.45	0.69%
Third Coast Bancshares, Inc.	TCBX	88422P109	Financials	39,972	$1,526,530.68	0.69%
NerdWallet, Inc. (Class A)	NRDS	64082B102	Financials	108,954	$1,514,460.60	0.68%
Smith & Wesson Brands Inc.	SWBI	831754106	Consumer Discretionary	140,184	$1,511,183.52	0.68%
South Plains Financial, Inc.	SPFI	83946P107	Financials	38,525	$1,511,721.00	0.68%
Civista Bancshares, Inc.	CIVB	178867107	Financials	65,590	$1,456,753.90	0.66%
First Business Financial Services, Inc.	FBIZ	319390100	Financials	26,316	$1,450,011.60	0.65%
Peapack-Gladstone Financial Corporation	PGC	704699107	Financials	50,127	$1,431,627.12	0.65%
Peoples Financial Services Corp.	PFIS	711040105	Financials	29,071	$1,410,815.63	0.64%
Carter Bankshares, Inc.	CARE	146103106	Financials	69,826	$1,397,218.26	0.63%
Kearny Financial Corp.	KRNY	48716P108	Financials	182,154	$1,391,656.56	0.63%
SandRidge Energy, Inc.	SD	80007P869	Energy	99,838	$1,367,780.60	0.62%
Diamond Hill Investment Group, Inc.	DHIL	25264R207	Financials	7,953	$1,353,680.13	0.61%
Flowco Holdings Inc. (Class A)	FLOC	342909108	Energy	69,697	$1,347,243.01	0.61%
Consensus Cloud Solutions, Inc.	CCSI	20848V105	Information Technology	60,086	$1,326,698.88	0.60%
Northfield Bancorp, Inc.	NFBK	66611T108	Financials	114,971	$1,323,316.21	0.60%
California BanCorp	BCAL	84252A106	Financials	70,509	$1,286,789.25	0.58%
Home Bancorp, Inc.	HBCP	43689E107	Financials	21,778	$1,289,257.60	0.58%
Frequency Electronics, Inc.	FEIM	358010106	Information Technology	21,575	$1,268,610.00	0.57%
Investors Title Company	ITIC	461804106	Financials	4,954	$1,253,312.46	0.57%
Bridgewater Bancshares, Inc.	BWB	108621103	Financials	68,894	$1,238,025.18	0.56%
ChoiceOne Financial Services, Inc.	COFS	170386106	Financials	43,697	$1,228,759.64	0.55%
Luxfer Holdings Plc	LXFR	G5698W116	Industrials	84,480	$1,208,908.80	0.55%
Orion Group Holdings, Inc.	ORN	68628V308	Industrials	119,837	$1,216,345.55	0.55%
Community West Bancshares	CWBC	203937107	Financials	53,904	$1,204,754.40	0.54%
Natural Gas Services Group, Inc.	NGS	63886Q109	Energy	34,570	$1,188,862.30	0.54%
VAALCO Energy, Inc.	EGY	91851C201	Energy	329,604	$1,203,054.60	0.54%
Gray Media, Inc.	GTN	389375106	Communication Services	262,653	$1,163,552.79	0.53%
NewtekOne, Inc.	NEWT	652526203	Financials	85,845	$1,140,880.05	0.52%
Movado Group, Inc.	MOV	624580106	Consumer Discretionary	49,577	$1,123,414.82	0.51%
Portillo's Inc. (Class A)	PTLO	73642K106	Consumer Discretionary	227,408	$1,139,314.08	0.51%
Orion S.A.	OEC	L72967109	Materials	177,514	$1,079,285.12	0.49%
Regional Management Corp.	RM	75902K106	Financials	27,943	$1,092,291.87	0.49%
Capital Bancorp, Inc.	CBNK	139737100	Financials	36,039	$1,040,806.32	0.47%
Donegal Group Inc. (Class A)	DGICA	257701201	Financials	53,033	$1,049,523.07	0.47%
Strattec Security Corporation	STRT	863111100	Consumer Discretionary	13,231	$1,028,842.56	0.46%
Village Super Market, Inc.	VLGEA	927107409	Consumer Staples	29,570	$1,010,111.20	0.46%
Onity Group Inc.	ONIT	675746606	Financials	20,128	$1,005,997.44	0.45%
Nature's Sunshine Products, Inc.	NATR	639027101	Consumer Staples	44,803	$973,569.19	0.44%
Genie Energy Ltd. (Class B)	GNE	372284208	Utilities	66,180	$943,065.00	0.43%
Orange County Bancorp, Inc.	OBT	68417L107	Financials	32,962	$953,920.28	0.43%
BK Technologies Corporation	BKTI	05587G203	Information Technology	11,798	$921,659.76	0.42%
OppFi, Inc.	OPFI	68386H103	Financials	87,458	$907,814.04	0.41%
American Coastal Insurance Corporation	ACIC	910710102	Financials	78,625	$889,248.75	0.40%
Hudson Technologies, Inc.	HDSN	444144109	Industrials	121,292	$867,237.80	0.39%
SIGA Technologies, Inc.	SIGA	826917106	Health Care	131,308	$867,945.88	0.39%
Central Garden & Pet Company	CENT	153527106	Consumer Staples	25,627	$838,515.44	0.38%
Riley Exploration Permian, Inc.	REPX	76665T102	Energy	31,949	$841,856.15	0.38%
Spok Holdings, Inc.	SPOK	84863T106	Communication Services	65,119	$845,895.81	0.38%
RBB Bancorp	RBB	74930B105	Financials	39,342	$825,395.16	0.37%
The E.W. Scripps Company	SSP	811054402	Communication Services	216,284	$789,436.60	0.36%
Flotek Industries, Inc.	FTK	343389409	Materials	43,495	$774,645.95	0.35%
Mistras Group, Inc.	MG	60649T107	Industrials	56,850	$781,687.50	0.35%
Nathan's Famous, Inc.	NATH	632347100	Consumer Discretionary	8,275	$750,956.25	0.34%
Puma Biotechnology, Inc.	PBYI	74587V107	Health Care	122,667	$749,495.37	0.34%
Viemed Healthcare, Inc.	VMD	92663R105	Health Care	104,566	$757,057.84	0.34%
Cricut, Inc. (Class A)	CRCT	22658D100	Consumer Discretionary	151,525	$733,381.00	0.33%
Pangaea Logistics Solutions Ltd.	PANL	G6891L105	Industrials	106,813	$728,464.66	0.33%
Rocky Brands, Inc.	RCKY	774515100	Consumer Discretionary	23,692	$720,947.56	0.33%
America's Car-Mart, Inc.	CRMT	03062T105	Consumer Discretionary	24,862	$700,362.54	0.32%
Franklin Financial Services Corporation	FRAF	353525108	Financials	13,310	$685,864.30	0.31%
C&F Financial Corporation	CFFI	12466Q104	Financials	9,622	$662,763.36	0.30%
Karat Packaging Inc.	KRT	48563L101	Industrials	27,324	$662,880.24	0.30%
First Western Financial, Inc.	MYFW	33751L105	Financials	24,263	$641,271.09	0.29%
Kingstone Companies, Inc.	KINS	496719105	Financials	37,121	$640,708.46	0.29%
Ranger Energy Services, Inc.	RNGR	75282U104	Energy	44,415	$639,576.00	0.29%
TaskUs, Inc. (Class A)	TASK	87652V109	Industrials	53,696	$637,371.52	0.29%
Western New England Bancorp Inc.	WNEB	958892101	Financials	51,179	$651,508.67	0.29%
Legacy Housing Corporation	LEGH	52472M101	Consumer Discretionary	28,675	$613,071.50	0.28%
Turtle Beach Corporation	TBCH	900450206	Information Technology	43,346	$576,068.34	0.26%
Velocity Financial, Inc.	VEL	92262D101	Financials	30,745	$572,471.90	0.26%
Immersion Corporation	IMMR	452521107	Information Technology	86,031	$563,503.05	0.25%
Northpointe Bancshares, Inc.	NPB	66661N886	Financials	32,593	$563,858.90	0.25%
M-Tron Industries, Inc.	MPTI	55380K109	Information Technology	8,244	$533,799.00	0.24%
OP Bancorp	OPBK	67109R109	Financials	36,708	$521,620.68	0.24%
Amplify Energy Corporation	AMPY	03212B103	Energy	108,768	$499,245.12	0.23%
RE/MAX Holdings, Inc. (Class A)	RMAX	75524W108	Real Estate	63,406	$504,077.70	0.23%
US Dollar	$USD		Other	439,510	$439,510.13	0.20%
American Integrity Insurance Group, Inc.	AII	026948109	Financials	21,662	$428,041.12	0.19%
GCI Liberty, Inc. (Class A)	GLIBA	36164V602	Communication Services	10,504	$400,622.56	0.18%
PrimeEnergy Resources Corporation	PNRG	74158E104	Energy	2,085	$366,397.05	0.17%
Espey Mfg. & Electronics Corp.	ESP	296650104	Industrials	6,866	$324,899.12	0.15%
Riverview Bancorp, Inc.	RVSB	769397100	Financials	65,600	$329,968.00	0.15%
Energy Services of America Corporation	ESOA	29271Q103	Energy	38,954	$319,812.34	0.14%
RCM Technologies, Inc.	RCMT	749360400	Industrials	15,229	$305,798.32	0.14%
Finance of America Companies Inc. (Class A)	FOA	31738L206	Financials	11,974	$292,524.82	0.13%
CPI Card Group Inc.	PMTS	12634H200	Information Technology	19,801	$271,867.73	0.12%
Epsilon Energy Ltd.	EPSN	294375209	Energy	60,694	$257,949.50	0.12%
Pro-Dex, Inc.	PDEX	74265M205	Health Care	5,775	$241,048.50	0.11%
The Arena Group Holdings, Inc.	AREN	040044109	Communication Services	37,515	$161,314.50	0.07%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.