Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 
First Trust Dow Jones Select MicroCap Index Fund (FDM)
Holdings of the Fund as of 11/26/2021
View Index Holdings

Total Number of Holdings (excluding cash): 210

Security Name Identifier CUSIP Classification Shares / Quantity Market Value Weighting Descending sort
AdvanSix Inc. ASIX 00773T101 Materials 41,435 $1,944,544.55 1.15%
Federal Agricultural Mortgage Corporation AGM 313148306 Financials 13,602 $1,684,199.64 1.00%
Ingles Markets, Incorporated IMKTA 457030104 Consumer Staples 21,016 $1,628,319.68 0.96%
The Andersons, Inc. ANDE 034164103 Consumer Staples 45,612 $1,605,086.28 0.95%
Banc of California, Inc. BANC 05990K106 Financials 78,878 $1,594,913.16 0.94%
HomeStreet, Inc. HMST 43785V102 Financials 30,643 $1,548,084.36 0.92%
The GEO Group, Inc. GEO 36162J106 Real Estate 180,592 $1,513,360.96 0.89%
Kearny Financial Corp. KRNY 48716P108 Financials 112,849 $1,469,293.98 0.87%
Standard Motor Products, Inc. SMP 853666105 Consumer Discretionary 28,487 $1,460,528.49 0.86%
Cross Country Healthcare, Inc. CCRN 227483104 Health Care 52,081 $1,433,269.12 0.85%
The Gorman-Rupp Company GRC 383082104 Industrials 33,495 $1,442,629.65 0.85%
Uranium Energy Corp UEC 916896103 Energy 343,707 $1,422,946.98 0.84%
Metropolitan Bank Holding Corp. MCB 591774104 Financials 14,480 $1,404,560.00 0.83%
Origin Bancorp, Inc. OBNK 68621T102 Financials 32,208 $1,408,133.76 0.83%
Plymouth Industrial REIT, Inc. PLYM 729640102 Real Estate 46,985 $1,402,502.25 0.83%
Washington Trust Bancorp, Inc. WASH 940610108 Financials 25,522 $1,409,580.06 0.83%
Preferred Bank PFBC 740367404 Financials 20,270 $1,385,454.50 0.82%
Lakeland Bancorp, Inc. LBAI 511637100 Financials 74,564 $1,357,810.44 0.80%
Vanda Pharmaceuticals Inc. VNDA 921659108 Health Care 81,986 $1,356,868.30 0.80%
Bryn Mawr Bank Corporation BMTC 117665109 Financials 29,292 $1,333,078.92 0.79%
Interface, Inc. TILE 458665304 Industrials 87,021 $1,330,551.09 0.79%
The Lovesac Company LOVE 54738L109 Consumer Discretionary 19,797 $1,336,693.44 0.79%
Alpha and Omega Semiconductor Limited AOSL G6331P104 Information Technology 30,757 $1,325,626.70 0.78%
Meridian Bioscience, Inc. VIVO 589584101 Health Care 63,885 $1,300,059.75 0.77%
SpartanNash Company SPTN 847215100 Consumer Staples 53,402 $1,300,338.70 0.77%
Wabash National Corporation WNC 929566107 Industrials 73,692 $1,286,662.32 0.76%
Benchmark Electronics, Inc. BHE 08160H101 Information Technology 52,432 $1,265,708.48 0.75%
Heritage Financial Corporation HFWA 42722X106 Financials 53,006 $1,264,193.10 0.75%
Insteel Industries, Inc. IIIN 45774W108 Industrials 28,525 $1,272,785.50 0.75%
Photronics, Inc. PLAB 719405102 Information Technology 91,330 $1,230,215.10 0.73%
Univest Financial Corporation UVSP 915271100 Financials 43,341 $1,232,618.04 0.73%
Ellington Financial Inc. EFC 28852N109 Financials 70,165 $1,215,257.80 0.72%
The First Bancshares, Inc. FBMS 318916103 Financials 30,976 $1,212,710.40 0.72%
Tristate Capital Holdings, Inc. TSC 89678F100 Financials 41,042 $1,222,641.18 0.72%
ACCO Brands Corporation ACCO 00081T108 Industrials 140,863 $1,197,335.50 0.71%
QCR Holdings, Inc. QCRH 74727A104 Financials 21,842 $1,205,678.40 0.71%
Allegiance Bancshares, Inc. ABTX 01748H107 Financials 27,703 $1,185,965.43 0.70%
GreenSky, Inc. (Class A) GSKY 39572G100 Information Technology 103,248 $1,188,384.48 0.70%
Horizon Bancorp, Inc. HBNC 440407104 Financials 57,641 $1,144,750.26 0.68%
Sterling Construction Company, Inc. STRL 859241101 Industrials 42,386 $1,154,594.64 0.68%
Central Pacific Financial Corp. CPF 154760409 Financials 41,583 $1,131,889.26 0.67%
Digi International Inc. DGII 253798102 Information Technology 50,265 $1,135,486.35 0.67%
Glatfelter Corporation GLT 377320106 Materials 65,611 $1,131,133.64 0.67%
Movado Group, Inc. MOV 624580106 Consumer Discretionary 24,785 $1,125,734.70 0.67%
Nicolet Bankshares, Inc. NCBS 65406E102 Financials 15,921 $1,132,460.73 0.67%
Peoples Bancorp Inc. PEBO 709789101 Financials 36,150 $1,134,025.50 0.67%
Northfield Bancorp, Inc. NFBK 66611T108 Financials 65,881 $1,122,612.24 0.66%
Sportsman's Warehouse Holdings, Inc. SPWH 84920Y106 Consumer Discretionary 64,424 $1,108,092.80 0.66%
Amerant Bancorp Inc. AMTB 023576101 Financials 37,679 $1,102,487.54 0.65%
ChannelAdvisor Corporation ECOM 159179100 Information Technology 43,961 $1,105,619.15 0.65%
Myers Industries, Inc. MYE 628464109 Materials 53,305 $1,091,153.35 0.65%
Quanex Building Products Corporation NX 747619104 Industrials 49,506 $1,093,587.54 0.65%
Clearfield, Inc. CLFD 18482P103 Information Technology 16,809 $1,088,046.57 0.64%
CONSOL Energy Inc. CEIX 20854L108 Energy 46,744 $1,081,188.72 0.64%
Flushing Financial Corporation FFIC 343873105 Financials 45,588 $1,082,715.00 0.64%
John B. Sanfilippo & Son, Inc. JBSS 800422107 Consumer Staples 13,072 $1,083,799.52 0.64%
Citi Trends, Inc. CTRN 17306X102 Consumer Discretionary 13,685 $1,069,345.90 0.63%
City Office REIT, Inc. CIO 178587101 Real Estate 64,180 $1,070,522.40 0.63%
Perdoceo Education Corp. PRDO 71363P106 Consumer Discretionary 103,271 $1,057,495.04 0.63%
Ares Commercial Real Estate Corporation ACRE 04013V108 Financials 69,261 $1,047,918.93 0.62%
CRA International, Inc. CRAI 12618T105 Industrials 10,878 $1,056,253.80 0.62%
Shoe Carnival, Inc. SCVL 824889109 Consumer Discretionary 25,897 $1,049,605.41 0.62%
Camden National Corporation CAC 133034108 Financials 22,031 $1,023,780.57 0.61%
Hanmi Financial Corporation HAFC 410495204 Financials 45,234 $1,037,667.96 0.61%
HarborOne Bancorp, Inc. HONE 41165Y100 Financials 73,140 $1,040,050.80 0.61%
BlueLinx Holdings Inc. BXC 09624H208 Industrials 14,329 $1,004,606.19 0.59%
Catalyst Pharmaceuticals, Inc. CPRX 14888U101 Health Care 141,123 $1,001,973.30 0.59%
Granite Point Mortgage Trust Inc. GPMT 38741L107 Financials 80,735 $994,655.20 0.59%
Koppers Holdings Inc. KOP 50060P106 Materials 31,444 $991,114.88 0.59%
Titan Machinery Inc. TITN 88830R101 Industrials 29,536 $999,793.60 0.59%
Heritage Commerce Corp HTBK 426927109 Financials 88,719 $989,216.85 0.58%
Liquidity Services, Inc. LQDT 53635B107 Consumer Discretionary 39,167 $982,308.36 0.58%
Unitil Corporation UTL 913259107 Utilities 23,352 $969,108.00 0.57%
Argan, Inc. AGX 04010E109 Industrials 23,237 $939,936.65 0.56%
Collegium Pharmaceutical, Inc. COLL 19459J104 Health Care 52,406 $940,687.70 0.56%
Community Trust Bancorp, Inc. CTBI 204149108 Financials 22,334 $946,514.92 0.56%
Hawkins, Inc. HWKN 420261109 Materials 27,819 $939,725.82 0.56%
Tecnoglass Inc. TGLS G87264100 Industrials 30,911 $951,131.47 0.56%
Diamond Hill Investment Group, Inc. DHIL 25264R207 Financials 4,720 $938,383.20 0.55%
Kelly Services, Inc. KELYA 488152208 Industrials 53,090 $926,420.50 0.55%
TrustCo Bank Corp NY TRST 898349204 Financials 28,388 $927,152.08 0.55%
Byline Bancorp, Inc. BY 124411109 Financials 34,473 $916,637.07 0.54%
PAE Incorporated PAE 69290Y109 Industrials 91,887 $912,437.91 0.54%
Transcat, Inc. TRNS 893529107 Industrials 10,237 $905,974.50 0.54%
Chuy's Holdings, Inc. CHUY 171604101 Consumer Discretionary 29,467 $904,636.90 0.53%
Beazer Homes USA, Inc. BZH 07556Q881 Consumer Discretionary 43,347 $871,274.70 0.52%
Daseke, Inc. DSKE 23753F107 Industrials 87,247 $872,470.00 0.52%
Great Southern Bancorp, Inc. GSBC 390905107 Financials 15,411 $871,029.72 0.52%
PetMed Express, Inc. PETS 716382106 Consumer Discretionary 29,986 $871,393.16 0.52%
Urstadt Biddle Properties Inc. UBA 917286205 Real Estate 44,356 $854,296.56 0.51%
A-Mark Precious Metals, Inc. AMRK 00181T107 Financials 11,979 $847,154.88 0.50%
Bank of Marin Bancorp BMRC 063425102 Financials 24,523 $853,890.86 0.50%
Cricut, Inc. (Class A) CRCT 22658D100 Consumer Discretionary 36,049 $848,232.97 0.50%
Franklin Street Properties Corp. FSP 35471R106 Real Estate 142,428 $853,143.72 0.50%
Regional Management Corp. RM 75902K106 Financials 14,106 $849,463.32 0.50%
Tutor Perini Corporation TPC 901109108 Industrials 61,712 $841,751.68 0.50%
Antares Pharma, Inc. ATRS 036642106 Health Care 250,459 $826,514.70 0.49%
Atlantic Capital Bancshares, Inc. ACBI 048269203 Financials 29,918 $836,208.10 0.49%
Barrett Business Services, Inc. BBSI 068463108 Industrials 11,137 $823,915.26 0.49%
Kimball Electronics, Inc. KE 49428J109 Information Technology 36,776 $829,666.56 0.49%
Eagle Pharmaceuticals, Inc. EGRX 269796108 Health Care 16,983 $816,882.30 0.48%
Resolute Forest Products Inc. RFP 76117W109 Materials 69,943 $816,234.81 0.48%
Big 5 Sporting Goods Corporation BGFV 08915P101 Consumer Discretionary 31,055 $802,461.20 0.47%
One Liberty Properties, Inc. OLP 682406103 Real Estate 23,641 $793,864.78 0.47%
Resources Connection, Inc. RGP 76122Q105 Industrials 45,555 $797,668.05 0.47%
Victory Capital Holdings, Inc. (Class A) VCTR 92645B103 Financials 23,620 $803,080.00 0.47%
MasterCraft Boat Holdings Inc. MCFT 57637H103 Consumer Discretionary 27,924 $777,962.64 0.46%
The RMR Group Inc. (Class A) RMR 74967R106 Real Estate 22,705 $777,192.15 0.46%
Cass Information Systems, Inc. CASS 14808P109 Information Technology 17,708 $755,954.52 0.45%
Ethan Allen Interiors Inc. ETD 297602104 Consumer Discretionary 32,303 $753,952.02 0.45%
Midland States Bancorp, Inc. MSBI 597742105 Financials 31,021 $754,120.51 0.45%
RCI Hospitality Holdings, Inc. RICK 74934Q108 Consumer Discretionary 11,803 $769,319.54 0.45%
RE/MAX Holdings, Inc. (Class A) RMAX 75524W108 Real Estate 27,837 $756,331.29 0.45%
Vectrus, Inc. VEC 92242T101 Industrials 17,272 $768,604.00 0.45%
Babcock & Wilcox Enterprises, Inc. BW 05614L209 Industrials 80,850 $743,820.00 0.44%
Ennis, Inc. EBF 293389102 Industrials 38,465 $740,835.90 0.44%
First Financial Corporation THFF 320218100 Financials 16,920 $741,096.00 0.44%
Franklin BSP Realty Trust, Inc. FBRT 35243J101 Financials 46,937 $750,522.63 0.44%
International Money Express, Inc. IMXI 46005L101 Information Technology 48,908 $736,065.40 0.44%
Universal Electronics Inc. UEIC 913483103 Consumer Discretionary 19,870 $746,317.20 0.44%
Central Garden & Pet Company CENT 153527106 Consumer Staples 14,366 $732,809.66 0.43%
OneWater Marine Inc. (Class A) ONEW 68280L101 Consumer Discretionary 14,091 $718,922.82 0.43%
Haverty Furniture Companies, Inc. HVT 419596101 Consumer Discretionary 22,575 $705,017.25 0.42%
Independent Bank Corporation IBCP 453838609 Financials 31,710 $717,280.20 0.42%
National Western Life Group, Inc. (Class A) NWLI 638517102 Financials 3,342 $716,257.44 0.42%
Ducommun Incorporated DCO 264147109 Industrials 15,890 $692,645.10 0.41%
Oppenheimer Holdings Inc. (Class A) OPY 683797104 Financials 13,554 $695,320.20 0.41%
REX American Resources Corporation REX 761624105 Energy 7,770 $685,236.30 0.41%
The First of Long Island Corporation FLIC 320734106 Financials 32,836 $687,914.20 0.41%
Computer Programs and Systems, Inc. CPSI 205306103 Health Care 21,585 $647,334.15 0.38%
Conn's, Inc. CONN 208242107 Consumer Discretionary 28,122 $637,525.74 0.38%
Entravision Communications Corporation EVC 29382R107 Communication Services 90,891 $638,054.82 0.38%
Funko, Inc. (Class A) FNKO 361008105 Consumer Discretionary 38,308 $650,086.76 0.38%
Turtle Beach Corporation HEAR 900450206 Information Technology 23,673 $645,562.71 0.38%
Universal Insurance Holdings, Inc. UVE 91359V107 Financials 41,469 $637,793.22 0.38%
Vishay Precision Group, Inc. VPG 92835K103 Information Technology 18,571 $648,127.90 0.38%
Hovnanian Enterprises, Inc. (Class A) HOV 442487401 Consumer Discretionary 6,968 $631,300.80 0.37%
MVB Financial Corp. MVBF 553810102 Financials 15,318 $630,182.52 0.37%
Phibro Animal Health Corporation (Class A) PAHC 71742Q106 Health Care 29,969 $625,752.72 0.37%
Bluerock Residential Growth REIT, Inc. BRG 09627J102 Real Estate 38,918 $600,504.74 0.36%
Whitestone REIT WSR 966084204 Real Estate 64,146 $606,821.16 0.36%
American Vanguard Corporation AVD 030371108 Materials 39,586 $598,540.32 0.35%
Capstar Financial Holdings, Inc. CSTR 14070T102 Financials 27,760 $596,840.00 0.35%
Hyster-Yale Materials Handling, Inc. HY 449172105 Industrials 14,343 $589,210.44 0.35%
Sciplay Corporation (Class A) SCPL 809087109 Communication Services 36,020 $590,367.80 0.35%
Atlanticus Holdings Corporation ATLC 04914Y102 Financials 8,827 $553,717.71 0.33%
CURO Group Holdings Corp. CURO 23131L107 Financials 31,746 $558,729.60 0.33%
Kimball International, Inc. KBAL 494274103 Industrials 53,922 $566,181.00 0.33%
Viking Therapeutics, Inc. VKTX 92686J106 Health Care 102,544 $551,686.72 0.33%
Dyne Therapeutics, Inc. DYN 26818M108 Health Care 36,270 $533,531.70 0.32%
Sculptor Capital Management Group, Inc. (Class A) SCU 811246107 Financials 28,240 $541,643.20 0.32%
Blue Bird Corporation BLBD 095306106 Industrials 23,208 $513,825.12 0.30%
Dorian LPG Ltd. LPG Y2106R110 Energy 40,953 $512,322.03 0.30%
American Outdoor Brands AOUT 02875D109 Consumer Discretionary 20,768 $486,801.92 0.29%
CTO Realty Growth, Inc. CTO 22948Q101 Real Estate 8,778 $482,263.32 0.29%
Farmland Partners Inc. FPI 31154R109 Real Estate 41,592 $492,865.20 0.29%
Motorcar Parts of America, Inc. MPAA 620071100 Consumer Discretionary 28,173 $490,210.20 0.29%
AXT, Inc. AXTI 00246W103 Information Technology 57,969 $472,447.35 0.28%
CyberOptics Corporation CYBE 232517102 Information Technology 10,779 $465,760.59 0.28%
Mid Penn Bancorp, Inc. MPB 59540G107 Financials 14,481 $469,908.45 0.28%
Dream Finders Homes, Inc (Class A) DFH 26154D100 Consumer Discretionary 26,650 $463,976.50 0.27%
InfuSystem Holdings, Inc. INFU 45685K102 Health Care 26,845 $458,244.15 0.27%
KalVista Pharmaceuticals, Inc. KALV 483497103 Health Care 30,607 $461,553.56 0.27%
Infrastructure and Energy Alternatives, Inc. IEA 45686J104 Industrials 43,117 $444,105.10 0.26%
Aviat Networks, Inc. AVNW 05366Y201 Information Technology 13,983 $426,621.33 0.25%
BioDelivery Sciences International, Inc. BDSI 09060J106 Health Care 145,291 $422,796.81 0.25%
Information Services Group, Inc. III 45675Y104 Information Technology 50,941 $422,810.30 0.25%
Tiptree Inc. (Class A) TIPT 88822Q103 Financials 31,013 $427,359.14 0.25%
Tredegar Corporation TG 894650100 Materials 37,771 $418,880.39 0.25%
Blue Ridge Bankshares, Inc. BRBS 095825105 Financials 22,137 $401,565.18 0.24%
PCB Bancorp PCB 69320M109 Financials 18,131 $405,590.47 0.24%
Bioventus Inc. (Class A) BVS 09075A108 Health Care 30,628 $383,156.28 0.23%
Co-Diagnostics, Inc. CODX 189763105 Health Care 40,003 $382,428.68 0.23%
Del Taco Restaurants, Inc. TACO 245496104 Consumer Discretionary 49,872 $396,981.12 0.23%
El Pollo Loco Holdings, Inc. LOCO 268603107 Consumer Discretionary 28,614 $385,430.58 0.23%
EMCORE Corporation EMKR 290846203 Information Technology 50,004 $384,030.72 0.23%
Greenhill & Co., Inc. GHL 395259104 Financials 21,149 $382,585.41 0.23%
Intelligent Systems Corporation INS 45816D100 Information Technology 9,276 $383,562.60 0.23%
Community Bankers Trust Corporation ESXB 203612106 Financials 33,083 $379,131.18 0.22%
Harrow Health, Inc. HROW 415858109 Health Care 35,667 $366,300.09 0.22%
Vera Bradley, Inc. VRA 92335C106 Consumer Discretionary 37,566 $374,533.02 0.22%
Northeast Bank NBN 66405S100 Financials 10,944 $358,744.32 0.21%
Rocky Brands, Inc. RCKY 774515100 Consumer Discretionary 10,096 $363,254.08 0.21%
US Dollar $USD Other 350,761 $350,761.01 0.21%
Mesa Air Group, Inc. MESA 590479135 Industrials 46,541 $335,095.20 0.20%
Altus Midstream Company (Class A) ALTM 02215L209 Energy 4,747 $325,929.02 0.19%
Central Valley Community Bancorp CVCY 155685100 Financials 14,834 $313,145.74 0.19%
Magenta Therapeutics, Inc. MGTA 55910K108 Health Care 54,371 $329,488.26 0.19%
eGain Corporation EGAN 28225C806 Information Technology 31,162 $310,685.14 0.18%
Olympic Steel, Inc. ZEUS 68162K106 Materials 13,711 $306,303.74 0.18%
Rimini Street, Inc. RMNI 76674Q107 Information Technology 45,496 $304,823.20 0.18%
US Xpress Enterprises, Inc. (Class A) USX 90338N202 Industrials 36,269 $299,219.25 0.18%
Duluth Holdings Inc. (Class B) DLTH 26443V101 Consumer Discretionary 19,230 $281,527.20 0.17%
Five Star Bancorp FSBC 33830T103 Financials 9,138 $269,753.76 0.16%
Flexsteel Industries, Inc. FLXS 339382103 Consumer Discretionary 9,393 $267,418.71 0.16%
Casa Systems, Inc. CASA 14713L102 Information Technology 51,673 $249,580.59 0.15%
Lakeland Industries, Inc. LAKE 511795106 Consumer Discretionary 11,837 $249,168.85 0.15%
Ovid Therapeutics Inc. OVID 690469101 Health Care 76,937 $250,814.62 0.15%
Alico, Inc. ALCO 016230104 Consumer Staples 6,432 $228,528.96 0.14%
Enochian Biosciences Inc. ENOB 29350E104 Health Care 22,201 $243,766.98 0.14%
Investar Holding Corporation ISTR 46134L105 Financials 13,056 $234,485.76 0.14%
Trean Insurance Group, Inc. TIG 89457R101 Financials 26,380 $240,585.60 0.14%
Lazydays Holdings, Inc. LAZY 52110H100 Consumer Discretionary 11,353 $226,492.35 0.13%
Viant Technology Inc. (Class A) DSP 92557A101 Information Technology 18,891 $190,043.46 0.11%
JOANN Inc. JOAN 47768J101 Consumer Discretionary 16,774 $164,385.20 0.10%
Rain Therapeutics Inc. RAIN 75082Q105 Health Care 11,045 $161,036.10 0.10%
Finance of America Companies Inc. (Class A) FOA 31738L107 Financials 30,884 $137,433.80 0.08%
NextDecade Corporation NEXT 65342K105 Energy 37,906 $135,703.48 0.08%
Pangaea Logistics Solutions Ltd. PANL G6891L105 Industrials 35,645 $140,441.30 0.08%
Tyme Technologies, Inc. TYME 90238J103 Health Care 157,330 $122,355.53 0.07%
American Realty Investors, Inc. ARL 029174109 Real Estate 2,142 $23,990.40 0.01%
Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.


 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
Home |  Important Legal Information |  Privacy Policy |  California Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2021 All rights reserved.