First Trust Dow Jones Select MicroCap Index Fund (FDM)

	Printer Friendly Page
	Fact Sheet
	Summary Prospectus
	Monthly Performance Report

Holdings

Holdings of the Fund as of 11/26/2021
View Index Holdings

Export to Excel

Total Number of Holdings (excluding cash): 210

Security Name	Identifier	CUSIP	Classification	Shares / Quantity	Market Value	Weighting
AdvanSix Inc.	ASIX	00773T101	Materials	41,435	$1,944,544.55	1.15%
Federal Agricultural Mortgage Corporation	AGM	313148306	Financials	13,602	$1,684,199.64	1.00%
Ingles Markets, Incorporated	IMKTA	457030104	Consumer Staples	21,016	$1,628,319.68	0.96%
The Andersons, Inc.	ANDE	034164103	Consumer Staples	45,612	$1,605,086.28	0.95%
Banc of California, Inc.	BANC	05990K106	Financials	78,878	$1,594,913.16	0.94%
HomeStreet, Inc.	HMST	43785V102	Financials	30,643	$1,548,084.36	0.92%
The GEO Group, Inc.	GEO	36162J106	Real Estate	180,592	$1,513,360.96	0.89%
Kearny Financial Corp.	KRNY	48716P108	Financials	112,849	$1,469,293.98	0.87%
Standard Motor Products, Inc.	SMP	853666105	Consumer Discretionary	28,487	$1,460,528.49	0.86%
Cross Country Healthcare, Inc.	CCRN	227483104	Health Care	52,081	$1,433,269.12	0.85%
The Gorman-Rupp Company	GRC	383082104	Industrials	33,495	$1,442,629.65	0.85%
Uranium Energy Corp	UEC	916896103	Energy	343,707	$1,422,946.98	0.84%
Metropolitan Bank Holding Corp.	MCB	591774104	Financials	14,480	$1,404,560.00	0.83%
Origin Bancorp, Inc.	OBNK	68621T102	Financials	32,208	$1,408,133.76	0.83%
Plymouth Industrial REIT, Inc.	PLYM	729640102	Real Estate	46,985	$1,402,502.25	0.83%
Washington Trust Bancorp, Inc.	WASH	940610108	Financials	25,522	$1,409,580.06	0.83%
Preferred Bank	PFBC	740367404	Financials	20,270	$1,385,454.50	0.82%
Lakeland Bancorp, Inc.	LBAI	511637100	Financials	74,564	$1,357,810.44	0.80%
Vanda Pharmaceuticals Inc.	VNDA	921659108	Health Care	81,986	$1,356,868.30	0.80%
Bryn Mawr Bank Corporation	BMTC	117665109	Financials	29,292	$1,333,078.92	0.79%
Interface, Inc.	TILE	458665304	Industrials	87,021	$1,330,551.09	0.79%
The Lovesac Company	LOVE	54738L109	Consumer Discretionary	19,797	$1,336,693.44	0.79%
Alpha and Omega Semiconductor Limited	AOSL	G6331P104	Information Technology	30,757	$1,325,626.70	0.78%
Meridian Bioscience, Inc.	VIVO	589584101	Health Care	63,885	$1,300,059.75	0.77%
SpartanNash Company	SPTN	847215100	Consumer Staples	53,402	$1,300,338.70	0.77%
Wabash National Corporation	WNC	929566107	Industrials	73,692	$1,286,662.32	0.76%
Benchmark Electronics, Inc.	BHE	08160H101	Information Technology	52,432	$1,265,708.48	0.75%
Heritage Financial Corporation	HFWA	42722X106	Financials	53,006	$1,264,193.10	0.75%
Insteel Industries, Inc.	IIIN	45774W108	Industrials	28,525	$1,272,785.50	0.75%
Photronics, Inc.	PLAB	719405102	Information Technology	91,330	$1,230,215.10	0.73%
Univest Financial Corporation	UVSP	915271100	Financials	43,341	$1,232,618.04	0.73%
Ellington Financial Inc.	EFC	28852N109	Financials	70,165	$1,215,257.80	0.72%
The First Bancshares, Inc.	FBMS	318916103	Financials	30,976	$1,212,710.40	0.72%
Tristate Capital Holdings, Inc.	TSC	89678F100	Financials	41,042	$1,222,641.18	0.72%
ACCO Brands Corporation	ACCO	00081T108	Industrials	140,863	$1,197,335.50	0.71%
QCR Holdings, Inc.	QCRH	74727A104	Financials	21,842	$1,205,678.40	0.71%
Allegiance Bancshares, Inc.	ABTX	01748H107	Financials	27,703	$1,185,965.43	0.70%
GreenSky, Inc. (Class A)	GSKY	39572G100	Information Technology	103,248	$1,188,384.48	0.70%
Horizon Bancorp, Inc.	HBNC	440407104	Financials	57,641	$1,144,750.26	0.68%
Sterling Construction Company, Inc.	STRL	859241101	Industrials	42,386	$1,154,594.64	0.68%
Central Pacific Financial Corp.	CPF	154760409	Financials	41,583	$1,131,889.26	0.67%
Digi International Inc.	DGII	253798102	Information Technology	50,265	$1,135,486.35	0.67%
Glatfelter Corporation	GLT	377320106	Materials	65,611	$1,131,133.64	0.67%
Movado Group, Inc.	MOV	624580106	Consumer Discretionary	24,785	$1,125,734.70	0.67%
Nicolet Bankshares, Inc.	NCBS	65406E102	Financials	15,921	$1,132,460.73	0.67%
Peoples Bancorp Inc.	PEBO	709789101	Financials	36,150	$1,134,025.50	0.67%
Northfield Bancorp, Inc.	NFBK	66611T108	Financials	65,881	$1,122,612.24	0.66%
Sportsman's Warehouse Holdings, Inc.	SPWH	84920Y106	Consumer Discretionary	64,424	$1,108,092.80	0.66%
Amerant Bancorp Inc.	AMTB	023576101	Financials	37,679	$1,102,487.54	0.65%
ChannelAdvisor Corporation	ECOM	159179100	Information Technology	43,961	$1,105,619.15	0.65%
Myers Industries, Inc.	MYE	628464109	Materials	53,305	$1,091,153.35	0.65%
Quanex Building Products Corporation	NX	747619104	Industrials	49,506	$1,093,587.54	0.65%
Clearfield, Inc.	CLFD	18482P103	Information Technology	16,809	$1,088,046.57	0.64%
CONSOL Energy Inc.	CEIX	20854L108	Energy	46,744	$1,081,188.72	0.64%
Flushing Financial Corporation	FFIC	343873105	Financials	45,588	$1,082,715.00	0.64%
John B. Sanfilippo & Son, Inc.	JBSS	800422107	Consumer Staples	13,072	$1,083,799.52	0.64%
Citi Trends, Inc.	CTRN	17306X102	Consumer Discretionary	13,685	$1,069,345.90	0.63%
City Office REIT, Inc.	CIO	178587101	Real Estate	64,180	$1,070,522.40	0.63%
Perdoceo Education Corp.	PRDO	71363P106	Consumer Discretionary	103,271	$1,057,495.04	0.63%
Ares Commercial Real Estate Corporation	ACRE	04013V108	Financials	69,261	$1,047,918.93	0.62%
CRA International, Inc.	CRAI	12618T105	Industrials	10,878	$1,056,253.80	0.62%
Shoe Carnival, Inc.	SCVL	824889109	Consumer Discretionary	25,897	$1,049,605.41	0.62%
Camden National Corporation	CAC	133034108	Financials	22,031	$1,023,780.57	0.61%
Hanmi Financial Corporation	HAFC	410495204	Financials	45,234	$1,037,667.96	0.61%
HarborOne Bancorp, Inc.	HONE	41165Y100	Financials	73,140	$1,040,050.80	0.61%
BlueLinx Holdings Inc.	BXC	09624H208	Industrials	14,329	$1,004,606.19	0.59%
Catalyst Pharmaceuticals, Inc.	CPRX	14888U101	Health Care	141,123	$1,001,973.30	0.59%
Granite Point Mortgage Trust Inc.	GPMT	38741L107	Financials	80,735	$994,655.20	0.59%
Koppers Holdings Inc.	KOP	50060P106	Materials	31,444	$991,114.88	0.59%
Titan Machinery Inc.	TITN	88830R101	Industrials	29,536	$999,793.60	0.59%
Heritage Commerce Corp	HTBK	426927109	Financials	88,719	$989,216.85	0.58%
Liquidity Services, Inc.	LQDT	53635B107	Consumer Discretionary	39,167	$982,308.36	0.58%
Unitil Corporation	UTL	913259107	Utilities	23,352	$969,108.00	0.57%
Argan, Inc.	AGX	04010E109	Industrials	23,237	$939,936.65	0.56%
Collegium Pharmaceutical, Inc.	COLL	19459J104	Health Care	52,406	$940,687.70	0.56%
Community Trust Bancorp, Inc.	CTBI	204149108	Financials	22,334	$946,514.92	0.56%
Hawkins, Inc.	HWKN	420261109	Materials	27,819	$939,725.82	0.56%
Tecnoglass Inc.	TGLS	G87264100	Industrials	30,911	$951,131.47	0.56%
Diamond Hill Investment Group, Inc.	DHIL	25264R207	Financials	4,720	$938,383.20	0.55%
Kelly Services, Inc.	KELYA	488152208	Industrials	53,090	$926,420.50	0.55%
TrustCo Bank Corp NY	TRST	898349204	Financials	28,388	$927,152.08	0.55%
Byline Bancorp, Inc.	BY	124411109	Financials	34,473	$916,637.07	0.54%
PAE Incorporated	PAE	69290Y109	Industrials	91,887	$912,437.91	0.54%
Transcat, Inc.	TRNS	893529107	Industrials	10,237	$905,974.50	0.54%
Chuy's Holdings, Inc.	CHUY	171604101	Consumer Discretionary	29,467	$904,636.90	0.53%
Beazer Homes USA, Inc.	BZH	07556Q881	Consumer Discretionary	43,347	$871,274.70	0.52%
Daseke, Inc.	DSKE	23753F107	Industrials	87,247	$872,470.00	0.52%
Great Southern Bancorp, Inc.	GSBC	390905107	Financials	15,411	$871,029.72	0.52%
PetMed Express, Inc.	PETS	716382106	Consumer Discretionary	29,986	$871,393.16	0.52%
Urstadt Biddle Properties Inc.	UBA	917286205	Real Estate	44,356	$854,296.56	0.51%
A-Mark Precious Metals, Inc.	AMRK	00181T107	Financials	11,979	$847,154.88	0.50%
Bank of Marin Bancorp	BMRC	063425102	Financials	24,523	$853,890.86	0.50%
Cricut, Inc. (Class A)	CRCT	22658D100	Consumer Discretionary	36,049	$848,232.97	0.50%
Franklin Street Properties Corp.	FSP	35471R106	Real Estate	142,428	$853,143.72	0.50%
Regional Management Corp.	RM	75902K106	Financials	14,106	$849,463.32	0.50%
Tutor Perini Corporation	TPC	901109108	Industrials	61,712	$841,751.68	0.50%
Antares Pharma, Inc.	ATRS	036642106	Health Care	250,459	$826,514.70	0.49%
Atlantic Capital Bancshares, Inc.	ACBI	048269203	Financials	29,918	$836,208.10	0.49%
Barrett Business Services, Inc.	BBSI	068463108	Industrials	11,137	$823,915.26	0.49%
Kimball Electronics, Inc.	KE	49428J109	Information Technology	36,776	$829,666.56	0.49%
Eagle Pharmaceuticals, Inc.	EGRX	269796108	Health Care	16,983	$816,882.30	0.48%
Resolute Forest Products Inc.	RFP	76117W109	Materials	69,943	$816,234.81	0.48%
Big 5 Sporting Goods Corporation	BGFV	08915P101	Consumer Discretionary	31,055	$802,461.20	0.47%
One Liberty Properties, Inc.	OLP	682406103	Real Estate	23,641	$793,864.78	0.47%
Resources Connection, Inc.	RGP	76122Q105	Industrials	45,555	$797,668.05	0.47%
Victory Capital Holdings, Inc. (Class A)	VCTR	92645B103	Financials	23,620	$803,080.00	0.47%
MasterCraft Boat Holdings Inc.	MCFT	57637H103	Consumer Discretionary	27,924	$777,962.64	0.46%
The RMR Group Inc. (Class A)	RMR	74967R106	Real Estate	22,705	$777,192.15	0.46%
Cass Information Systems, Inc.	CASS	14808P109	Information Technology	17,708	$755,954.52	0.45%
Ethan Allen Interiors Inc.	ETD	297602104	Consumer Discretionary	32,303	$753,952.02	0.45%
Midland States Bancorp, Inc.	MSBI	597742105	Financials	31,021	$754,120.51	0.45%
RCI Hospitality Holdings, Inc.	RICK	74934Q108	Consumer Discretionary	11,803	$769,319.54	0.45%
RE/MAX Holdings, Inc. (Class A)	RMAX	75524W108	Real Estate	27,837	$756,331.29	0.45%
Vectrus, Inc.	VEC	92242T101	Industrials	17,272	$768,604.00	0.45%
Babcock & Wilcox Enterprises, Inc.	BW	05614L209	Industrials	80,850	$743,820.00	0.44%
Ennis, Inc.	EBF	293389102	Industrials	38,465	$740,835.90	0.44%
First Financial Corporation	THFF	320218100	Financials	16,920	$741,096.00	0.44%
Franklin BSP Realty Trust, Inc.	FBRT	35243J101	Financials	46,937	$750,522.63	0.44%
International Money Express, Inc.	IMXI	46005L101	Information Technology	48,908	$736,065.40	0.44%
Universal Electronics Inc.	UEIC	913483103	Consumer Discretionary	19,870	$746,317.20	0.44%
Central Garden & Pet Company	CENT	153527106	Consumer Staples	14,366	$732,809.66	0.43%
OneWater Marine Inc. (Class A)	ONEW	68280L101	Consumer Discretionary	14,091	$718,922.82	0.43%
Haverty Furniture Companies, Inc.	HVT	419596101	Consumer Discretionary	22,575	$705,017.25	0.42%
Independent Bank Corporation	IBCP	453838609	Financials	31,710	$717,280.20	0.42%
National Western Life Group, Inc. (Class A)	NWLI	638517102	Financials	3,342	$716,257.44	0.42%
Ducommun Incorporated	DCO	264147109	Industrials	15,890	$692,645.10	0.41%
Oppenheimer Holdings Inc. (Class A)	OPY	683797104	Financials	13,554	$695,320.20	0.41%
REX American Resources Corporation	REX	761624105	Energy	7,770	$685,236.30	0.41%
The First of Long Island Corporation	FLIC	320734106	Financials	32,836	$687,914.20	0.41%
Computer Programs and Systems, Inc.	CPSI	205306103	Health Care	21,585	$647,334.15	0.38%
Conn's, Inc.	CONN	208242107	Consumer Discretionary	28,122	$637,525.74	0.38%
Entravision Communications Corporation	EVC	29382R107	Communication Services	90,891	$638,054.82	0.38%
Funko, Inc. (Class A)	FNKO	361008105	Consumer Discretionary	38,308	$650,086.76	0.38%
Turtle Beach Corporation	HEAR	900450206	Information Technology	23,673	$645,562.71	0.38%
Universal Insurance Holdings, Inc.	UVE	91359V107	Financials	41,469	$637,793.22	0.38%
Vishay Precision Group, Inc.	VPG	92835K103	Information Technology	18,571	$648,127.90	0.38%
Hovnanian Enterprises, Inc. (Class A)	HOV	442487401	Consumer Discretionary	6,968	$631,300.80	0.37%
MVB Financial Corp.	MVBF	553810102	Financials	15,318	$630,182.52	0.37%
Phibro Animal Health Corporation (Class A)	PAHC	71742Q106	Health Care	29,969	$625,752.72	0.37%
Bluerock Residential Growth REIT, Inc.	BRG	09627J102	Real Estate	38,918	$600,504.74	0.36%
Whitestone REIT	WSR	966084204	Real Estate	64,146	$606,821.16	0.36%
American Vanguard Corporation	AVD	030371108	Materials	39,586	$598,540.32	0.35%
Capstar Financial Holdings, Inc.	CSTR	14070T102	Financials	27,760	$596,840.00	0.35%
Hyster-Yale Materials Handling, Inc.	HY	449172105	Industrials	14,343	$589,210.44	0.35%
Sciplay Corporation (Class A)	SCPL	809087109	Communication Services	36,020	$590,367.80	0.35%
Atlanticus Holdings Corporation	ATLC	04914Y102	Financials	8,827	$553,717.71	0.33%
CURO Group Holdings Corp.	CURO	23131L107	Financials	31,746	$558,729.60	0.33%
Kimball International, Inc.	KBAL	494274103	Industrials	53,922	$566,181.00	0.33%
Viking Therapeutics, Inc.	VKTX	92686J106	Health Care	102,544	$551,686.72	0.33%
Dyne Therapeutics, Inc.	DYN	26818M108	Health Care	36,270	$533,531.70	0.32%
Sculptor Capital Management Group, Inc. (Class A)	SCU	811246107	Financials	28,240	$541,643.20	0.32%
Blue Bird Corporation	BLBD	095306106	Industrials	23,208	$513,825.12	0.30%
Dorian LPG Ltd.	LPG	Y2106R110	Energy	40,953	$512,322.03	0.30%
American Outdoor Brands	AOUT	02875D109	Consumer Discretionary	20,768	$486,801.92	0.29%
CTO Realty Growth, Inc.	CTO	22948Q101	Real Estate	8,778	$482,263.32	0.29%
Farmland Partners Inc.	FPI	31154R109	Real Estate	41,592	$492,865.20	0.29%
Motorcar Parts of America, Inc.	MPAA	620071100	Consumer Discretionary	28,173	$490,210.20	0.29%
AXT, Inc.	AXTI	00246W103	Information Technology	57,969	$472,447.35	0.28%
CyberOptics Corporation	CYBE	232517102	Information Technology	10,779	$465,760.59	0.28%
Mid Penn Bancorp, Inc.	MPB	59540G107	Financials	14,481	$469,908.45	0.28%
Dream Finders Homes, Inc (Class A)	DFH	26154D100	Consumer Discretionary	26,650	$463,976.50	0.27%
InfuSystem Holdings, Inc.	INFU	45685K102	Health Care	26,845	$458,244.15	0.27%
KalVista Pharmaceuticals, Inc.	KALV	483497103	Health Care	30,607	$461,553.56	0.27%
Infrastructure and Energy Alternatives, Inc.	IEA	45686J104	Industrials	43,117	$444,105.10	0.26%
Aviat Networks, Inc.	AVNW	05366Y201	Information Technology	13,983	$426,621.33	0.25%
BioDelivery Sciences International, Inc.	BDSI	09060J106	Health Care	145,291	$422,796.81	0.25%
Information Services Group, Inc.	III	45675Y104	Information Technology	50,941	$422,810.30	0.25%
Tiptree Inc. (Class A)	TIPT	88822Q103	Financials	31,013	$427,359.14	0.25%
Tredegar Corporation	TG	894650100	Materials	37,771	$418,880.39	0.25%
Blue Ridge Bankshares, Inc.	BRBS	095825105	Financials	22,137	$401,565.18	0.24%
PCB Bancorp	PCB	69320M109	Financials	18,131	$405,590.47	0.24%
Bioventus Inc. (Class A)	BVS	09075A108	Health Care	30,628	$383,156.28	0.23%
Co-Diagnostics, Inc.	CODX	189763105	Health Care	40,003	$382,428.68	0.23%
Del Taco Restaurants, Inc.	TACO	245496104	Consumer Discretionary	49,872	$396,981.12	0.23%
El Pollo Loco Holdings, Inc.	LOCO	268603107	Consumer Discretionary	28,614	$385,430.58	0.23%
EMCORE Corporation	EMKR	290846203	Information Technology	50,004	$384,030.72	0.23%
Greenhill & Co., Inc.	GHL	395259104	Financials	21,149	$382,585.41	0.23%
Intelligent Systems Corporation	INS	45816D100	Information Technology	9,276	$383,562.60	0.23%
Community Bankers Trust Corporation	ESXB	203612106	Financials	33,083	$379,131.18	0.22%
Harrow Health, Inc.	HROW	415858109	Health Care	35,667	$366,300.09	0.22%
Vera Bradley, Inc.	VRA	92335C106	Consumer Discretionary	37,566	$374,533.02	0.22%
Northeast Bank	NBN	66405S100	Financials	10,944	$358,744.32	0.21%
Rocky Brands, Inc.	RCKY	774515100	Consumer Discretionary	10,096	$363,254.08	0.21%
US Dollar	$USD		Other	350,761	$350,761.01	0.21%
Mesa Air Group, Inc.	MESA	590479135	Industrials	46,541	$335,095.20	0.20%
Altus Midstream Company (Class A)	ALTM	02215L209	Energy	4,747	$325,929.02	0.19%
Central Valley Community Bancorp	CVCY	155685100	Financials	14,834	$313,145.74	0.19%
Magenta Therapeutics, Inc.	MGTA	55910K108	Health Care	54,371	$329,488.26	0.19%
eGain Corporation	EGAN	28225C806	Information Technology	31,162	$310,685.14	0.18%
Olympic Steel, Inc.	ZEUS	68162K106	Materials	13,711	$306,303.74	0.18%
Rimini Street, Inc.	RMNI	76674Q107	Information Technology	45,496	$304,823.20	0.18%
US Xpress Enterprises, Inc. (Class A)	USX	90338N202	Industrials	36,269	$299,219.25	0.18%
Duluth Holdings Inc. (Class B)	DLTH	26443V101	Consumer Discretionary	19,230	$281,527.20	0.17%
Five Star Bancorp	FSBC	33830T103	Financials	9,138	$269,753.76	0.16%
Flexsteel Industries, Inc.	FLXS	339382103	Consumer Discretionary	9,393	$267,418.71	0.16%
Casa Systems, Inc.	CASA	14713L102	Information Technology	51,673	$249,580.59	0.15%
Lakeland Industries, Inc.	LAKE	511795106	Consumer Discretionary	11,837	$249,168.85	0.15%
Ovid Therapeutics Inc.	OVID	690469101	Health Care	76,937	$250,814.62	0.15%
Alico, Inc.	ALCO	016230104	Consumer Staples	6,432	$228,528.96	0.14%
Enochian Biosciences Inc.	ENOB	29350E104	Health Care	22,201	$243,766.98	0.14%
Investar Holding Corporation	ISTR	46134L105	Financials	13,056	$234,485.76	0.14%
Trean Insurance Group, Inc.	TIG	89457R101	Financials	26,380	$240,585.60	0.14%
Lazydays Holdings, Inc.	LAZY	52110H100	Consumer Discretionary	11,353	$226,492.35	0.13%
Viant Technology Inc. (Class A)	DSP	92557A101	Information Technology	18,891	$190,043.46	0.11%
JOANN Inc.	JOAN	47768J101	Consumer Discretionary	16,774	$164,385.20	0.10%
Rain Therapeutics Inc.	RAIN	75082Q105	Health Care	11,045	$161,036.10	0.10%
Finance of America Companies Inc. (Class A)	FOA	31738L107	Financials	30,884	$137,433.80	0.08%
NextDecade Corporation	NEXT	65342K105	Energy	37,906	$135,703.48	0.08%
Pangaea Logistics Solutions Ltd.	PANL	G6891L105	Industrials	35,645	$140,441.30	0.08%
Tyme Technologies, Inc.	TYME	90238J103	Health Care	157,330	$122,355.53	0.07%
American Realty Investors, Inc.	ARL	029174109	Real Estate	2,142	$23,990.40	0.01%

Holdings are subject to change.

The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.