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Holdings of the Fund as of 6/18/2018 *
Total Number of Holdings: 116
| INTEL CORP Convertible, 3.25%, due 08/01/2039 |
458140AF7 |
1,595,000 |
$4,095,258.20 |
2.48% |
| Wells Fargo & Company, Series L, 7.50% |
WFC.L |
3,211 |
$4,026,754.55 |
2.43% |
| MICRON TECHNOLOGY INC Convertible, 2.125%, due 02/15/2033 |
595112AV5 |
685,000 |
$3,657,086.22 |
2.21% |
| Bank of America Corporation, Series L, 7.25% |
BAC.L |
2,640 |
$3,350,556.00 |
2.03% |
| Becton, Dickinson and Company, Series A, 6.125%, Due 05/01/2020 |
BDXA |
47,100 |
$2,823,174.00 |
1.71% |
| MICROCHIP TECHNOLOGY INC Convertible, 1.625%, due 02/15/2027 |
595017AF1 |
2,130,000 |
$2,785,219.99 |
1.68% |
| THE PRICELINE GROUP INC Coinvertible, 0.90%, due 09/15/2021 |
741503AX4 |
2,150,000 |
$2,676,483.40 |
1.62% |
| AKAMAI TECHNOLOGIES INC Convertible, 0.125%, due 05/01/2025 |
00971TAH4 |
2,325,000 |
$2,476,650.45 |
1.50% |
| SERVICENOW INC Convertible, 0%, due 06/01/2022 |
81762PAD4 |
1,710,000 |
$2,464,036.49 |
1.49% |
| NUTANIX INC Convertible, 0%, due 01/15/2023 |
67059NAA6 |
1,640,000 |
$2,357,180.21 |
1.42% |
| Mandatory Exch Trust, Series 144A, 5.75%, Due 06/01/2019 |
MNXCZ |
9,550 |
$2,230,883.83 |
1.35% |
| CHINA LODGING GROUP LTD Convertible, 0.375%, due 11/01/2022 |
16949NAB5 |
1,775,000 |
$2,193,014.29 |
1.33% |
| ATLAS AIR WORLDWIDE HLDG Convertible, 2.25%, due 06/01/2022 |
049164BH8 |
1,725,000 |
$2,156,388.00 |
1.30% |
| MICROCHIP TECHNOLOGY INC Convertible, 1.625%, due 02/15/2025 |
595017AD6 |
1,090,000 |
$2,154,818.82 |
1.30% |
| SILICON LABORATORIES INC Convertible, 1.375%, due 03/01/2022 |
826919AB8 |
1,645,000 |
$2,123,704.87 |
1.28% |
| HERBALIFE LTD Convertible, 2%, due 08/15/2019 |
42703MAB9 |
1,565,000 |
$2,039,368.75 |
1.23% |
| TESLA MOTORS INC Convertible, 0.25%, due 03/01/2019 |
88160RAB7 |
1,780,000 |
$2,034,039.85 |
1.23% |
| INSULET CORPORATION Convertible, 1.25%, due 09/15/2021 |
45784PAF8 |
1,190,000 |
$2,013,820.34 |
1.22% |
| YAHOO INC Convertible, 0%, due 12/01/2018 |
984332AF3 |
1,310,000 |
$1,993,032.73 |
1.20% |
| EXTRA SPACE STORAGE LP Convertible, 3.125%, due 10/01/2035 |
30225VAD9 |
1,730,000 |
$1,967,397.52 |
1.19% |
| JAZZ INVESTMENTS I LTD Convertible, 1.875%, due 08/15/2021 |
472145AB7 |
1,730,000 |
$1,907,325.00 |
1.15% |
| Hess Corp, 8.00%, Due 02/01/2019 |
HES.A |
27,000 |
$1,884,870.00 |
1.14% |
| WORKDAY INC Convertible, 0.25%, due 10/01/2022 |
98138HAE1 |
1,665,000 |
$1,833,273.23 |
1.11% |
| ILLUMINA INC Convertible, 0%, due 06/15/2019 |
452327AF6 |
1,510,000 |
$1,813,544.74 |
1.10% |
| ILLUMINA INC Convertible, 0.50%, due 06/15/2021 |
452327AH2 |
1,300,000 |
$1,754,121.20 |
1.06% |
| Nextera Energy Inc, 6.371%, Due 09/01/2018 |
NEE.Q |
24,400 |
$1,750,700.00 |
1.06% |
| REALPAGE INC Convertible, 1.50%, due 11/15/2022 |
75606NAB5 |
1,130,000 |
$1,734,516.10 |
1.05% |
| TWITTER INC Convertible, 0.25%, due 06/15/2024 |
90184LAE2 |
1,588,000 |
$1,685,157.01 |
1.02% |
| CHENIERE ENERGY INC Convertible, 4.25%, due 03/15/2045 |
16411RAG4 |
2,090,000 |
$1,646,293.00 |
1.00% |
| CITRIX SYSTEMS INC Convertible, 0.50%, due 04/15/2019 |
177376AD2 |
1,110,000 |
$1,656,326.45 |
1.00% |
| OIL STATES INTL INC Convertible, 1.50%, due 02/15/2023 |
678026AG0 |
1,575,000 |
$1,651,241.03 |
1.00% |
| ON SEMICONDUCTOR CORP 1%, due 12/01/2020 |
682189AK1 |
1,145,000 |
$1,653,390.33 |
1.00% |
| LIGAND PHARMACEUTICALS INC Convertible, 0.75%, due 05/15/2023 |
53220KAE8 |
1,650,000 |
$1,646,077.96 |
0.99% |
| ZENDESK INC Convertible, 0.25%, due 03/15/2023 |
98936JAA9 |
1,445,000 |
$1,630,316.92 |
0.99% |
| ETSY INC Convertible, 0%, due 03/01/2023 |
29786AAA4 |
1,200,000 |
$1,615,874.40 |
0.98% |
| NAVISTAR INTL CORP Convertible, 4.75%, due 04/15/2019 |
63934EAS7 |
1,525,000 |
$1,584,622.93 |
0.96% |
| DEXCOM INC Convertible, 0.75%, due 05/15/2022 |
252131AE7 |
1,292,000 |
$1,552,831.54 |
0.94% |
| HUBSPOT INC Convertible, 0.25%, due 06/01/2022 |
443573AB6 |
1,000,000 |
$1,560,768.00 |
0.94% |
| IAC FINANCECO INC Convertible, 0.875%, due 10/01/2022 |
44931RAA0 |
1,275,000 |
$1,561,491.24 |
0.94% |
| QUIDEL CORP Convertible, 3.25%, due 12/15/2020 |
74838JAA9 |
670,000 |
$1,497,499.58 |
0.91% |
| NOVELLUS SYSTEMS INC Convertible, 2.625%, due 05/15/2041 |
670008AD3 |
280,000 |
$1,466,552.66 |
0.89% |
| MERITOR INC Convertible, 3.25%, due 10/15/2037 |
59001KAE0 |
1,435,000 |
$1,449,206.50 |
0.88% |
| NEUROCRINE BIOSCIENCES Convertible, 2.25%, due 05/15/2024 |
64125CAD1 |
970,000 |
$1,449,438.02 |
0.88% |
| INTEGRATED DEVICE TECH Convertible, 0.875%, due 11/15/2022 |
458118AC0 |
1,200,000 |
$1,446,684.00 |
0.87% |
| RED HAT INC Convertible, 0.25%, due 10/01/2019 |
756577AD4 |
580,000 |
$1,390,073.25 |
0.84% |
| II-VI INC Convertible, 0.25%, due 09/01/2022 |
902104AA6 |
1,155,000 |
$1,373,363.15 |
0.83% |
| DEUTSCHE BANK AG LONDON Convertible, 1%, due 05/01/2023 |
25155MKM2 |
1,400,000 |
$1,345,470.00 |
0.81% |
| KAMAN CORP Convertible, 3.25%, due 05/01/2024 |
483548AF0 |
1,075,000 |
$1,332,677.50 |
0.81% |
| OKTA INC Convertible, 0.25%, due 02/15/2023 |
679295AA3 |
1,023,000 |
$1,338,697.80 |
0.81% |
| Rexnord Corp, Series A, 5.75%, Due 11/15/2019 |
RXN.A |
21,000 |
$1,345,470.00 |
0.81% |
| SUPERNUS PHARMACEUTICALS Convertible, 0.625%, due 04/01/2023 |
868459AC2 |
1,160,000 |
$1,338,062.32 |
0.81% |
| WRIGHT MEDICAL GROUP INC 2%, due 02/15/2020 |
98235TAE7 |
1,220,000 |
$1,336,247.72 |
0.81% |
| QIAGEN NV Convertible, 0.375%, due 03/19/2019 |
N72482AA5 |
1,000,000 |
$1,302,165.00 |
0.79% |
| TELADOC INC Convertible, 3%, due 12/15/2022 |
87918AAA3 |
840,000 |
$1,315,089.73 |
0.79% |
| TOTAL SA Convertible, 0.50%, due 12/02/2022 |
F92124BF6 |
1,200,000 |
$1,302,740.40 |
0.79% |
| ALLSCRIPTS HEALTHCARE SOLNS Convertible, 1.25%, due 07/01/2020 |
01988PAD0 |
1,255,000 |
$1,282,652.67 |
0.78% |
| ANTHEM INC Convertible, 2.75%, due 10/15/2042 |
94973VBG1 |
385,000 |
$1,290,700.95 |
0.78% |
| Crown Castle Intl Corp, Series A, 6.875%, Due 08/01/2020 |
CCI.A |
1,260 |
$1,296,723.84 |
0.78% |
| THE PRICELINE GROUP INC Convertible, 0.35%, due 06/15/2020 |
741503AS5 |
785,000 |
$1,288,504.51 |
0.78% |
| KB HOME Convertible, 1.375%, due 02/01/2019 |
48666KAS8 |
1,205,000 |
$1,276,156.46 |
0.77% |
| PURE STORAGE INC Convertible, 0.125%, due 04/15/2023 |
74624MAA0 |
1,110,000 |
$1,272,551.74 |
0.77% |
| ATLASSIAN INC Convertible, 0.625%, due 05/01/2023 |
04947PAA0 |
1,155,000 |
$1,233,079.16 |
0.75% |
| LIBERTY MEDIA CORP Convertible, 1.375%, due 10/15/2023 |
531229AB8 |
950,000 |
$1,212,382.40 |
0.73% |
| BLACKSTONE MORTGAGE TRUST Convertible, 4.375%, due 05/05/2022 |
09257WAB6 |
1,210,000 |
$1,196,691.22 |
0.72% |
| GUIDEWIRE SOFTWARE INC Convertible, 1.25%, due 03/15/2025 |
40171VAA8 |
1,145,000 |
$1,190,727.87 |
0.72% |
| NEW RELIC INC Convertible, 0.50%, due 05/01/2023 |
64829BAA8 |
1,020,000 |
$1,198,430.64 |
0.72% |
| SAREPTA THERAPEUTICS INC Convertible, 1.50%, due 11/15/2024 |
803607AA8 |
735,000 |
$1,194,618.28 |
0.72% |
| VISHAY INTERTECHNOLOGY Convertible, 2.25%, due 06/15/2025 |
928298AN8 |
1,185,000 |
$1,190,529.21 |
0.72% |
| FIVE9 INC Convertible, 0.125%, due 05/01/2023 |
338307AA9 |
1,045,000 |
$1,181,022.42 |
0.71% |
| SQUARE INC Convertible, 0.50%, due 05/15/2023 |
852234AC7 |
1,065,000 |
$1,182,693.15 |
0.71% |
| CHART INDUSTRIES INC Convertible, 1%, due 11/15/2024 |
16115QAD2 |
895,000 |
$1,161,751.18 |
0.70% |
| WEIBO CORP Convertible, 1.25%, due 11/15/2022 |
948596AA9 |
1,050,000 |
$1,155,361.20 |
0.70% |
| TWILIO INC Convertible, 0.25%, due 06/01/2023 |
90138FAA0 |
1,035,000 |
$1,135,340.14 |
0.69% |
| WHITING PETROLEUM CORP Convertible, 1.25%, due 04/01/2020 |
966387AL6 |
1,170,000 |
$1,108,762.20 |
0.67% |
| CTRIP.COM INTER LTD. Convertible, 1%, due 07/01/2020 |
22943FAF7 |
975,000 |
$1,063,024.96 |
0.64% |
| CAESARS ENTERTAIN CORP Convertible, 5%, due 10/01/2024 |
127686AA1 |
570,000 |
$1,037,667.32 |
0.63% |
| IONIS PHARMACEUTICALS INC Convertible, 1%, due 11/15/2021 |
464337AJ3 |
1,050,000 |
$1,049,892.90 |
0.63% |
| MOLINA HEALTHCARE INC Convertible, 1.625%, due 08/15/2044 |
60855RAD2 |
630,000 |
$1,048,300.44 |
0.63% |
| TWO HARBORS INV CORP Convertible, 6.25%, due 01/15/2022 |
90187BAA9 |
1,005,000 |
$1,049,775.77 |
0.63% |
| NRG ENERGY INC Convertible, 2.75%, due 06/01/2048 |
629377CF7 |
1,020,000 |
$1,020,230.52 |
0.62% |
| RINGCENTRAL INC Convertible, 0%, due 03/15/2023 |
76680RAC1 |
890,000 |
$1,030,842.50 |
0.62% |
| ROYAL GOLD INC Convertible, 2.875%, due 06/15/2019 |
780287AA6 |
970,000 |
$1,032,268.18 |
0.62% |
| COLONY CAPITAL INC Convertible, 3.875%, due 01/15/2021 |
19624RAB2 |
1,040,000 |
$994,367.92 |
0.60% |
| SERVICENOW INC Convertible, 0%, due 11/01/2018 |
81762PAB8 |
370,000 |
$931,594.14 |
0.56% |
| CHEGG INC Convertible, 0.25%, due 05/15/2023 |
163092AA7 |
730,000 |
$908,120.00 |
0.55% |
| RPM INTERNATIONAL INC Convertible, 2.25%, due 12/15/2020 |
749685AT0 |
800,000 |
$911,861.62 |
0.55% |
| TRANSOCEAN INC Convertible, 0.50%, due 01/30/2023 |
893830BJ7 |
685,000 |
$912,899.50 |
0.55% |
| WESTERN DIGITAL CORP Convertible, 1.50%, due 02/01/2024 |
958102AN5 |
870,000 |
$896,990.02 |
0.54% |
| DYCOM INDUSTRIES INC Convertible, 0.75%, due 09/15/2021 |
267475AB7 |
725,000 |
$868,291.89 |
0.52% |
| EXACT SCIENCES CORP Convertible, 1%, due 01/15/2025 |
30063PAA3 |
745,000 |
$857,560.56 |
0.52% |
| PROOFPOINT INC Convertible, 0.75%, due 06/15/2020 |
743424AD5 |
540,000 |
$855,751.52 |
0.52% |
| Stanley Black & Decker, Inc., Convertible, 5.375%, Due 05/15/2020 |
SWP |
7,975 |
$865,766.00 |
0.52% |
| APPTIO INC Convertible, 0.875%, due 04/01/2023 |
03835CAA6 |
748,000 |
$850,417.66 |
0.51% |
| MACQUARIE INFRASTRUCTURE Convertible, 2.875%, due 07/15/2019 |
55608BAA3 |
820,000 |
$813,958.24 |
0.49% |
| PDC ENERGY INC Convertible, 1.125%, due 09/15/2021 |
69327RAD3 |
770,000 |
$796,394.06 |
0.48% |
| Bunge Ltd, 4.875% |
BGEPF |
7,275 |
$784,972.50 |
0.47% |
| Q2 HOLDINGS INC Convertible, 0.75%, due 02/15/2023 |
74736LAA7 |
646,000 |
$785,333.80 |
0.47% |
| WORKDAY INC Convertible, 0.75%, due 07/15/2018 |
98138HAC5 |
500,000 |
$783,989.00 |
0.47% |
| ZILLOW INC Convertible, 2%, due 12/01/2021 |
98954MAB7 |
580,000 |
$784,220.90 |
0.47% |
| PATRICK INDUSTRIES INC Convertible, 1%, due 02/01/2023 |
703343AA1 |
775,000 |
$763,405.23 |
0.46% |
| CYPRESS SEMICONDUCTOR CO Convertible, 4.50%, due 01/15/2022 |
232806AM1 |
515,000 |
$739,649.18 |
0.45% |
| PALO ALTO NETWORKS Convertible, 0%, due 07/01/2019 |
697435AB1 |
390,000 |
$750,389.26 |
0.45% |
| RTI INTERNATIONAL METALS Convertible, 1.625%, due 10/15/2019 |
74973WAB3 |
730,000 |
$740,229.50 |
0.45% |
| AKAMAI TECHNOLOGIES INC Convertible, 0%, due 02/15/2019 |
00971TAG6 |
700,000 |
$722,878.80 |
0.44% |
| RAMBUS INC Convertible, 1.375%, due 02/01/2023 |
750917AF3 |
740,000 |
$732,323.99 |
0.44% |
| ENVESTNET INC Convertible, 1.75%, due 12/15/2019 |
29404KAA4 |
655,000 |
$710,012.14 |
0.43% |
| OASIS PETROLEUM INC Convertible, 2.625%, due 09/15/2023 |
674215AJ7 |
570,000 |
$701,691.66 |
0.42% |
| MICRON TECHNOLOGY INC Convertible, 3%, due 11/15/2043 |
595112AY9 |
335,000 |
$672,528.26 |
0.41% |
| AIR TRANSPORT SERVICES GROUP Convertible, 1.125%, due 10/15/2024 |
00922RAA3 |
645,000 |
$646,911.79 |
0.39% |
| EMPIRE STATE REALTY TRUST Convertible, 2.625%, due 08/15/2019 |
292102AA8 |
600,000 |
$611,829.02 |
0.37% |
| MOLINA HEALTHCARE INC Convertible, 1.125%, due 01/15/2020 |
60855RAC4 |
250,000 |
$599,050.50 |
0.36% |
| NUVASIVE INC Convertible, 2.25%, due 03/15/2021 |
670704AG0 |
495,000 |
$550,363.77 |
0.33% |
| Welltower Inc, Series I, 6.50% |
WELL.I |
9,500 |
$549,480.00 |
0.33% |
| CENTERPOINT ENERGY INC Convertible, Variable rate, due 09/15/2029 |
15189T206 |
750,000 |
$523,200.00 |
0.32% |
| Amg Capital Trust Ii, 5.15%, Due 10/15/2037 |
AATRL |
7,850 |
$469,194.50 |
0.28% |
| Huntington Bancshares Incorporated |
HBAN |
12,048 |
$184,695.84 |
0.11% |
Holdings are subject to change.
* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
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