|
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 |
|
Holdings of the Fund as of 10/2/2024
Total Number of Holdings (excluding cash): 127
| NEXTERA ENERGY CAPITAL Convertible, 3%, due 03/01/2027 |
|
65339KCX6 |
1,773,000 |
$2,341,552.72 |
3.38% |
| Wells Fargo & Company, Series L, 7.500% |
WFC.L |
949746804 |
1,031 |
$1,321,742.00 |
1.91% |
| Apollo Global Management, Inc., 6.75%, Due 07/31/2026 |
APO.A |
03769M304 |
18,100 |
$1,307,001.00 |
1.89% |
| UBER TECHNOLOGIES INC Convertible, 0.875%, due 12/01/2028 |
|
90353TAL4 |
1,005,000 |
$1,235,145.00 |
1.78% |
| SEAGATE HDD CAYMAN Convertible, 3.50%, due 06/01/2028 |
|
81180WBL4 |
828,000 |
$1,184,040.00 |
1.71% |
| INSMED INC Convertible, 0.75%, due 06/01/2028 |
|
457669AB5 |
512,000 |
$1,175,808.00 |
1.70% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 02/07/2028 |
|
61774TYE6 |
584,000 |
$1,151,747.28 |
1.66% |
| Bank of America Corporation, Series L, 7.25% |
BAC.L |
060505682 |
830 |
$1,052,689.00 |
1.52% |
| SHIFT4 PAYMENTS INC Convertible, 0.50%, due 08/01/2027 |
|
82452JAD1 |
990,000 |
$1,024,155.00 |
1.48% |
| LIBERTY MEDIA CORP Convertible, 2.375%, due 09/30/2053 |
|
531229AR3 |
812,000 |
$984,550.00 |
1.42% |
| PALO ALTO NETWORKS Convertible, 0.375%, due 06/01/2025 |
|
697435AF2 |
286,000 |
$956,241.00 |
1.38% |
| PARSONS CORP Convertible, 2.625%, due 03/01/2029 |
|
70202LAC6 |
735,000 |
$937,712.33 |
1.35% |
| ON SEMICONDUCTOR CORP Convertible, 0.50%, due 03/01/2029 |
|
682189AU9 |
885,000 |
$891,416.25 |
1.29% |
| WAYFAIR INC Convertible, 1%, due 08/15/2026 |
|
94419LAF8 |
916,000 |
$855,773.00 |
1.24% |
| GRANITE CONSTRUCTION INC Convertible, 3.75%, due 05/15/2028 |
|
387328AD9 |
465,000 |
$845,835.00 |
1.22% |
| AXON ENTERPRISE INC Convertible, 0.50%, due 12/15/2027 |
|
05464CAB7 |
461,000 |
$838,098.00 |
1.21% |
| WELLTOWER OP LLC Convertible, 2.75%, due 05/15/2028 |
|
95041AAB4 |
608,000 |
$835,392.00 |
1.21% |
| BOOKING HOLDINGS INC Convertible, 0.75%, due 05/01/2025 |
|
09857LAN8 |
375,000 |
$822,968.09 |
1.19% |
| MKS INSTRUMENTS INC Convertible, 1.25%, due 06/01/2030 |
|
55306NAA2 |
826,000 |
$819,392.00 |
1.18% |
| US Dollar |
$USD |
|
816,545 |
$816,544.83 |
1.18% |
| SOUTHERN CO Convertible, 3.875%, due 12/15/2025 |
|
842587DP9 |
700,000 |
$787,325.00 |
1.14% |
| ALIBABA GROUP HOLDING Convertible, 0.50%, due 06/01/2031 |
|
01609WBF8 |
585,000 |
$760,061.25 |
1.10% |
| RIVIAN AUTO INC Convertible, 3.625%, due 10/15/2030 |
|
76954AAC7 |
960,000 |
$740,040.01 |
1.07% |
| WESTERN DIGITAL CORP Convertible, 3%, due 11/15/2028 |
|
958102AS4 |
509,000 |
$742,122.00 |
1.07% |
| MICROSTRATEGY INC Convertible, 2.25%, due 06/15/2032 |
|
594972AM3 |
672,000 |
$736,176.00 |
1.06% |
| TETRA TECH INC 2.25%, due 08/15/2028 |
|
88162GAB9 |
560,000 |
$731,920.00 |
1.06% |
| ASCENDIS PHARMA A/S Convertible, 2.25%, due 04/01/2028 |
|
04351PAD3 |
620,000 |
$717,867.00 |
1.04% |
| VENTAS REALTY LP Convertible, 3.75%, due 06/01/2026 |
|
92277GAZ0 |
580,000 |
$703,830.00 |
1.02% |
| WAYFAIR INC Convertible, 3.25%, due 09/15/2027 |
|
94419LAP6 |
605,000 |
$709,060.00 |
1.02% |
| PG&E CORP Convertible, 4.25%, due 12/01/2027 |
|
69331CAK4 |
615,000 |
$668,658.75 |
0.97% |
| AKAMAI TECHNOLOGIES INC Convertible, 0.125%, due 05/01/2025 |
|
00971TAJ0 |
590,000 |
$657,850.00 |
0.95% |
| JPMORGAN CHASE FINANCIAL Convertible to BA.US, 0.50%, due 06/15/2027 |
|
48133DL24 |
640,000 |
$648,320.00 |
0.94% |
| SK HYNIX INC Convertible, 1.75%, due 04/11/2030 |
BP68ZM9 |
|
400,000 |
$647,849.90 |
0.94% |
| DUKE ENERGY CORP Convertible, 4.125%, due 04/15/2026 |
|
26441CBY0 |
595,000 |
$636,055.00 |
0.92% |
| ROYAL CARIBBEAN CRUISES Convertible, 6%, due 08/15/2025 |
|
780153BQ4 |
180,000 |
$635,557.50 |
0.92% |
| ALNYLAM PHARMACEUTICALS Convertible, 1%, due 09/15/2027 |
|
02043QAB3 |
530,000 |
$615,330.00 |
0.89% |
| DEXCOM INC Convertible, 0.375%, due 05/15/2028 |
|
252131AM9 |
690,000 |
$613,065.00 |
0.89% |
| INTEGER HOLDINGS CORP 2.125%, due 02/15/2028 |
|
45826HAB5 |
392,000 |
$608,972.00 |
0.88% |
| NUTANIX INC Convertible, 0.25%, due 10/01/2027 |
|
67059NAH1 |
503,000 |
$600,330.50 |
0.87% |
| MONGODB INC Convertible, 0.25%, due 01/15/2026 |
|
60937PAD8 |
444,000 |
$586,413.00 |
0.85% |
| SAREPTA THERAPEUTICS INC Convertible, 1.25%, due 09/15/2027 |
|
803607AD2 |
520,000 |
$584,480.00 |
0.84% |
| AFFIRM HOLDINGS INC Convertible, 0%, due 11/15/2026 |
|
00827BAB2 |
645,000 |
$572,824.50 |
0.83% |
| FRESHPET INC Convertible, 3%, due 04/01/2028 |
|
358039AB1 |
277,000 |
$573,876.80 |
0.83% |
| M/A-COM TECH SOLUTIONS Convertible, 0.25%, due 03/15/2026 |
|
55405YAB6 |
411,000 |
$570,365.25 |
0.82% |
| MERITAGE HOMES CORP Convertible, 1.75%, due 05/15/2028 |
|
59001ABE1 |
503,000 |
$568,470.98 |
0.82% |
| NCL CORPORATION LTD Convertible, 1.125%, due 02/15/2027 |
|
62886HBD2 |
591,000 |
$570,004.73 |
0.82% |
| AMPHASTAR PHARMACEUTICAL Convertible, 2%, due 03/15/2029 |
|
03209RAB9 |
545,000 |
$563,911.50 |
0.81% |
| HALOZYME THERAPEUTICS INC Convertible, 1%, due 08/15/2028 |
|
40637HAF6 |
456,000 |
$547,884.00 |
0.79% |
| BURLINGTON STORES INC Convertible, 1.25%, due 12/15/2027 |
|
122017AD8 |
380,000 |
$533,520.00 |
0.77% |
| COINBASE GLOBAL INC Convertible, 0.25%, due 04/01/2030 |
|
19260QAE7 |
605,000 |
$532,400.00 |
0.77% |
| IMPINJ INC Convertible, 1.125%, due 05/15/2027 |
|
453204AD1 |
270,000 |
$532,764.00 |
0.77% |
| LIBERTY MEDIA CORP Convertible, 2.25%, due 08/15/2027 |
|
531229AQ5 |
485,000 |
$531,045.40 |
0.77% |
| MIRUM PHARMACEUTICALS Convertible, 4%, due 05/01/2029 |
|
604749AB7 |
348,000 |
$533,153.40 |
0.77% |
| LANTHEUS HOLDINGS INC Convertible, 2.625%, due 12/15/2027 |
|
516544AB9 |
349,000 |
$526,379.25 |
0.76% |
| VARONIS SYSTEM INC Convertible, 1%, due 09/15/2029 |
|
922280AC6 |
494,000 |
$528,580.00 |
0.76% |
| FLUOR CORP Convertible, 1.125%, due 08/15/2029 |
|
343412AJ1 |
424,000 |
$518,552.00 |
0.75% |
| LIBERTY TRIPADVISOR HOLDINGS Convertible, 0.50%, due 06/30/2051 |
|
531465AA0 |
555,000 |
$520,062.75 |
0.75% |
| LIBERTY BROADBAND CORP Convertible, 3.125%, due 03/31/2053 |
|
530307AE7 |
515,000 |
$514,433.50 |
0.74% |
| ITRON INC Convertible, 0%, due 03/15/2026 |
|
465741AN6 |
475,000 |
$496,375.00 |
0.72% |
| PATRICK INDUSTRIES INC Convertible, 1.75%, due 12/01/2028 |
|
703343AG8 |
330,000 |
$499,908.76 |
0.72% |
| ZSCALER INC Convertible, 0.125%, due 07/01/2025 |
|
98980GAB8 |
410,000 |
$499,790.00 |
0.72% |
| POST HOLDINGS INC Convertible, 2.50%, due 08/15/2027 |
|
737446AT1 |
406,000 |
$481,719.00 |
0.70% |
| OSI SYSTEMS INC Convertible, 2.25%, due 08/01/2029 |
|
671044AE5 |
464,000 |
$480,193.60 |
0.69% |
| ZILLOW GROUP INC Convertible, 1.375%, due 09/01/2026 |
|
98954MAG6 |
324,000 |
$477,900.00 |
0.69% |
| CNX RESOURCES CORP Convertible, 2.25%, due 05/01/2026 |
|
12653CAG3 |
181,000 |
$468,790.00 |
0.68% |
| SNAP INC Converbible, 0.50%, due 05/01/2030 |
|
83304AAJ5 |
545,000 |
$467,882.50 |
0.68% |
| CARNIVAL CORP Convertible, 5.75%, due 12/01/2027 |
|
143658BV3 |
270,000 |
$423,326.26 |
0.61% |
| GUARDANT HEALTH INC Convertible, 0%, due 11/15/2027 |
|
40131MAB5 |
525,000 |
$422,362.50 |
0.61% |
| SPOTIFY USA INC Convertible, 0%, due 03/15/2026 |
|
84921RAB6 |
420,000 |
$420,126.00 |
0.61% |
| VERTEX INC Convertible, 0.75%, due 05/01/2029 |
|
92538JAA4 |
323,000 |
$422,484.00 |
0.61% |
| GLENCORE FUNDING LLC Convertible, 0%, due 03/27/2025 |
|
U37786AA5 |
400,000 |
$413,234.38 |
0.60% |
| GLOBAL PAYMENTS INC Convertible, 1.50%, due 03/01/2031 |
|
37940XAT9 |
436,000 |
$412,238.00 |
0.60% |
| PENNYMAC CORP Convertible, 5.50%, due 03/15/2026 |
|
70932AAF0 |
425,000 |
$413,737.50 |
0.60% |
| SUMMIT HOTEL PROPERTIES Convertible, 1.50%, due 02/15/2026 |
|
866082AA8 |
435,000 |
$412,771.50 |
0.60% |
| MP MATERIALS CORP Convertible, 0.25%, due 04/01/2026 |
|
553368AA9 |
440,000 |
$407,000.00 |
0.59% |
| LUMENTUM HOLDINGS INC Convertible, 1.50%, due 12/15/2029 |
|
55024UAH2 |
340,000 |
$402,657.94 |
0.58% |
| MICROSTRATEGY INC Convertible, 0.625%, due 03/15/2030 |
|
594972AH4 |
306,000 |
$399,406.50 |
0.58% |
| INTERDIGITAL INC Convertible, 3.50%, due 06/01/2027 |
|
45867GAD3 |
208,000 |
$394,222.40 |
0.57% |
| THE CHEFS' WAREHOUSE Convertible, 2.375%, due 12/15/2028 |
|
163086AE1 |
345,000 |
$397,992.00 |
0.57% |
| ADVANCED ENERGY INDUSTRIES Convertible, 2.50%, due 09/15/2028 |
|
007973AE0 |
370,000 |
$386,095.00 |
0.56% |
| GUIDEWIRE SOFTWARE INC Convertible, 1.25%, due 03/15/2025 |
|
40171VAA8 |
245,000 |
$388,692.50 |
0.56% |
| NORTHERN OIL AND GAS INC Convertible, 3.625%, due 04/15/2029 |
|
665531AJ8 |
331,000 |
$388,123.31 |
0.56% |
| TYLER TECHNOLOGIES INC Convertible, 0.25%, due 03/15/2026 |
|
902252AB1 |
317,000 |
$390,385.50 |
0.56% |
| HUBSPOT INC Convertible, 0.375%, due 06/01/2025 |
|
443573AD2 |
209,000 |
$381,320.50 |
0.55% |
| JAZZ INVESTMENTS I LTD 3.125%, due 09/15/2030 |
|
472145AG6 |
361,000 |
$375,079.00 |
0.54% |
| DATADOG INC Convertible, 0.125%, due 06/15/2025 |
|
23804LAB9 |
282,000 |
$369,279.00 |
0.53% |
| INSULET CORPORATION Convertible, 0.375%, due 09/01/2026 |
|
45784PAK7 |
305,000 |
$364,246.25 |
0.53% |
| MICROCHIP TECHNOLOGY INC Convertible, 0.75%, due 06/01/2030 |
|
595017BF0 |
370,000 |
$365,467.50 |
0.53% |
| HAT HOLDINGS I LLC/HAT Convertible, 3.75%, due 08/15/2028 |
|
418751AJ2 |
263,000 |
$358,337.50 |
0.52% |
| MERIT MEDICAL SYSTEMS INC Convertible, 3%, due 02/01/2029 |
|
589889AA2 |
283,000 |
$363,372.00 |
0.52% |
| COPT DEFENSE PROP LP Convertible, 5.25%, due 09/15/2028 |
|
22003BAQ9 |
301,000 |
$351,718.50 |
0.51% |
| CORE SCIENTIFIC INC Convertible, 3%, due 09/01/2029 |
|
21874AAC0 |
256,000 |
$356,083.40 |
0.51% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2027 |
|
833445AA7 |
347,000 |
$354,113.50 |
0.51% |
| Albemarle Corp, Convertible, 7.25%, Due 03/01/2027 |
ALB.A |
012653200 |
7,740 |
$345,978.00 |
0.50% |
| CYTOKINETICS INC Convertible, 3.50%, due 07/01/2027 |
|
23282WAC4 |
270,000 |
$348,300.00 |
0.50% |
| SOFI TECHNOLOGIES INC Convertible, 1.25%, due 03/15/2029 |
|
83406FAC6 |
325,000 |
$344,825.00 |
0.50% |
| TRANSMEDICS GROUP INC Convertible, 1.50%, due 06/01/2028 |
|
89377MAB5 |
200,000 |
$344,496.03 |
0.50% |
| HAEMONETICS CORP Convertible, 2.50%, due 06/01/2029 |
|
405024AC4 |
340,000 |
$340,340.00 |
0.49% |
| MORGAN STANLEY FIN LLC 1%, due 11/23/2027 |
|
61774H2L1 |
246,000 |
$339,398.82 |
0.49% |
| REPLIGEN CORP Convertible, 1%, due 12/15/2028 |
|
759916AC3 |
330,000 |
$341,583.00 |
0.49% |
| REXFORD INDUSTRIAL REALTY Convertible, 4.125%, due 03/15/2029 |
|
76169XAE4 |
324,000 |
$340,958.45 |
0.49% |
| WORKIVA INC Convertible, 1.25%, due 08/15/2028 |
|
98139AAD7 |
350,000 |
$329,892.50 |
0.48% |
| Chart Industries, Inc., Series B, Convertible, 6.75%, Due 12/15/2025 |
GTLS.B |
16115Q407 |
6,700 |
$327,898.00 |
0.47% |
| LYFT INC Convertible, 0.625%, due 03/01/2029 |
|
55087PAC8 |
339,000 |
$326,457.00 |
0.47% |
| BLOOM ENERGY CORP Convertible, 3%, due 06/01/2028 |
|
093712AK3 |
348,000 |
$319,951.20 |
0.46% |
| DRAFTKINGS HOLDINGS INC Convertible, 0%, due 03/15/2028 |
|
26142RAB0 |
371,000 |
$319,182.78 |
0.46% |
| PPL CAPITAL FUNDING INC Convertible, 2.875%, due 03/15/2028 |
|
69352PAS2 |
303,000 |
$321,861.75 |
0.46% |
| BRIDGEBIO PHARMA INC Convertible, 2.50%, due 03/15/2027 |
|
10806XAB8 |
300,000 |
$308,940.00 |
0.45% |
| TRIP.COM GROUP LTD Convertible, 0.75%, due 06/15/2029 |
|
89677QAA5 |
245,000 |
$301,143.94 |
0.43% |
| FORD MOTOR COMPANY Convertible, 0%, due 03/15/2026 |
|
345370CZ1 |
297,000 |
$291,357.00 |
0.42% |
| TANDEM DIABETES CARE INC Convertible, 1.50%, due 03/15/2029 |
|
875372AC8 |
207,000 |
$293,650.20 |
0.42% |
| CAMTEK LTD Convertible, 0%, due 12/01/2026 |
|
13469VAB4 |
195,000 |
$283,634.87 |
0.41% |
| FEDERAL REALTY OP LP Convertible, 3.25%, due 01/15/2029 |
|
313747BD8 |
274,000 |
$284,960.00 |
0.41% |
| MP MATERIALS CORP Convertible, 3%, due 03/01/2030 |
|
553368AC5 |
265,000 |
$284,875.00 |
0.41% |
| Q2 HOLDINGS INC Convertible, 0.75%, due 06/01/2026 |
|
74736LAD1 |
258,000 |
$280,781.40 |
0.41% |
| BOX INC Convertible, 1.50%, due 09/15/2029 |
|
10316TAC8 |
281,000 |
$279,735.50 |
0.40% |
| TWO HARBORS INV CORP Convertible, 6.25%, due 01/15/2026 |
|
90187BAB7 |
271,000 |
$263,400.04 |
0.38% |
| IMMUNOCORE HOLDINGS Convertible, 2.50%, due 02/01/2030 |
|
45258DAA3 |
298,000 |
$259,096.10 |
0.37% |
| JD.COM INC Convertible, 0.25%, due 06/01/2029 |
|
47215PAH9 |
207,000 |
$252,954.00 |
0.37% |
| REDFIN CORP Convertible, 0.50%, due 04/01/2027 |
|
75737FAE8 |
350,000 |
$257,617.48 |
0.37% |
| EQUINOX GOLD CORP Convertible, 4.75%, due 10/15/2028 |
|
29446YAC0 |
198,000 |
$250,605.89 |
0.36% |
| JAZZ INVESTMENTS I LTD Convertible, 2%, due 06/15/2026 |
|
472145AF8 |
240,000 |
$239,460.00 |
0.35% |
| AMERICAN WATER CAPITAL CORP Convertible, 3.625%, due 06/15/2026 |
|
03040WBE4 |
217,000 |
$223,293.00 |
0.32% |
| NRG ENERGY INC Convertible, 2.75%, due 06/01/2048 |
|
629377CG5 |
97,000 |
$218,444.00 |
0.32% |
| SEMTECH CORP Convertible, 1.625%, due 11/01/2027 |
|
816850AF8 |
165,000 |
$217,800.00 |
0.31% |
| MARA HOLDINGS INC Convertible, 2.125%, due 09/01/2031 |
|
565788AC0 |
188,000 |
$207,476.80 |
0.30% |
| MAKEMYTRIP LIMITED Convertible, 0%, due 02/15/2028 |
|
56087FAB0 |
88,000 |
$201,300.00 |
0.29% |
| STRIDE INC Convertible, 1.125%, due 09/01/2027 |
|
86333MAA6 |
118,000 |
$196,352.00 |
0.28% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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