|
|
 |
|
Holdings of the Fund as of 9/15/2025
Total Number of Holdings (excluding cash): 140
| STRATEGY INC Convertible, 0%, due 03/01/2030 |
|
594972AT8 |
3,354,000 |
$3,540,481.76 |
3.82% |
| The Boeing Company, Convertible, 6.00%, Due 10/15/2027 |
BA.A |
097023204 |
39,225 |
$2,737,905.00 |
2.96% |
| ALIBABA GROUP HOLDING Convertible, 0.50%, due 06/01/2031 |
|
01609WBG6 |
1,483,000 |
$2,452,413.13 |
2.65% |
| SEAGATE HDD CAYMAN Convertible, 3.50%, due 06/01/2028 |
|
81180WBL4 |
693,000 |
$1,782,309.39 |
1.92% |
| NEXTERA ENERGY CAPITAL Convertible, 3%, due 03/01/2027 |
|
65339KCY4 |
1,416,000 |
$1,625,568.00 |
1.76% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2027 |
|
833445AA7 |
1,015,000 |
$1,548,382.50 |
1.67% |
| LIVE NATION ENTERTAINMENT Convertible, 2.875%, due 01/15/2030 |
|
538034BB4 |
1,310,000 |
$1,496,020.00 |
1.62% |
| WESTERN DIGITAL CORP Convertible, 3%, due 11/15/2028 |
|
958102AT2 |
525,000 |
$1,444,275.00 |
1.56% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 02/07/2028 |
|
61774TYE6 |
536,000 |
$1,435,193.60 |
1.55% |
| UBER TECHNOLOGIES INC Convertible, 0.875%, due 12/01/2028 |
|
90353TAM2 |
911,000 |
$1,348,280.00 |
1.46% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 04/26/2030 |
|
61778KCM7 |
1,176,000 |
$1,333,878.00 |
1.44% |
| Wells Fargo & Company, Series L, 7.500% |
WFC.L |
949746804 |
1,050 |
$1,328,250.00 |
1.43% |
| KKR & Co. Inc., Series D, 6.25%, Due 03/01/2028 |
KKR.D |
48251W500 |
23,120 |
$1,311,135.20 |
1.42% |
| BLOOM ENERGY CORP Convertible, 3%, due 06/01/2028 |
|
093712AK3 |
356,000 |
$1,288,980.58 |
1.39% |
| Bank of America Corporation, Series L, 7.25% |
BAC.L |
060505682 |
990 |
$1,274,130.00 |
1.38% |
| MKS INC Convertible, 1.25%, due 06/01/2030 |
|
55306NAB0 |
1,123,000 |
$1,190,284.58 |
1.29% |
| CLOUDFLARE INC Convertible, 0%, due 08/15/2026 |
|
18915MAC1 |
862,000 |
$1,108,372.90 |
1.20% |
| ROCKET LAB USA Convertible, 4.25%, due 02/01/2029 |
|
773122AA4 |
103,000 |
$1,087,924.63 |
1.17% |
| GUIDEWIRE SOFTWARE INC Convertible, 1.25%, due 11/01/2029 |
|
40171VAB6 |
865,000 |
$1,057,951.95 |
1.14% |
| WELLTOWER OP LLC Convertible, 2.75%, due 05/15/2028 |
|
95041AAB4 |
573,000 |
$1,019,653.50 |
1.10% |
| WAYFAIR INC Convertible, 3.25%, due 09/15/2027 |
|
94419LAP6 |
666,000 |
$1,011,587.33 |
1.09% |
| LUMENTUM HOLDINGS INC Convertible, 1.50%, due 12/15/2029 |
|
55024UAH2 |
400,000 |
$997,200.00 |
1.08% |
| DATADOG INC Convertible, 0%, due 12/01/2029 |
|
23804LAC7 |
990,000 |
$968,083.09 |
1.05% |
| DOORDASH INC Convertible, 0%, due 05/15/2030 |
|
25809KAA3 |
876,000 |
$970,182.36 |
1.05% |
| CARNIVAL CORP Convertible, 5.75%, due 12/01/2027 |
|
143658BV3 |
397,000 |
$957,286.10 |
1.03% |
| NEBIUS GROUP NV Convertible, 1%, due 09/15/2030 |
|
63954QAE6 |
877,000 |
$933,903.98 |
1.01% |
| Hewlett Packard Enterprise Company, Convertible, 7.625%, Due 09/01/2027 |
HPE.C |
42824C208 |
13,305 |
$916,847.55 |
0.99% |
| CORE SCIENTIFIC INC Convertible, 0%, due 06/15/2031 |
|
21874AAE6 |
814,000 |
$878,102.50 |
0.95% |
| MP MATERIALS CORP Convertible, 3%, due 03/01/2030 |
|
553368AC5 |
282,000 |
$883,506.00 |
0.95% |
| RIVIAN AUTO INC Convertible, 3.625%, due 10/15/2030 |
|
76954AAD5 |
985,000 |
$876,308.76 |
0.95% |
| CYBERARK SOFTWARE LTD Convertible, 0%, due 06/15/2030 |
|
23248VAC9 |
779,000 |
$865,858.50 |
0.94% |
| Microchip Technology Incorporated, 7.50%, Due 03/15/2028 |
MCHPP |
595017302 |
14,460 |
$852,272.40 |
0.92% |
| ALNYLAM PHARMACEUTICALS Convertible, 1%, due 09/15/2027 |
|
02043QAB3 |
505,000 |
$841,312.50 |
0.91% |
| Apollo Global Management, Inc., 6.75%, Due 07/31/2026 |
APO.A |
03769M304 |
11,415 |
$833,180.85 |
0.90% |
| M/A-COM TECH SOLUTIONS Convertible, 0%, due 12/15/2029 |
|
55405YAC4 |
803,000 |
$835,483.37 |
0.90% |
| SOFI TECHNOLOGIES INC Convertible, 1.25%, due 03/15/2029 |
|
83406FAC6 |
280,000 |
$832,580.00 |
0.90% |
| GRANITE CONSTRUCTION INC Convertible, 3.25%, due 06/15/2030 |
|
387328AF4 |
518,000 |
$794,094.00 |
0.86% |
| ON SEMICONDUCTOR CORP Convertible, 0%, due 05/01/2027 |
|
682189AS4 |
704,000 |
$794,640.00 |
0.86% |
| US Dollar |
$USD |
|
796,015 |
$796,014.56 |
0.86% |
| BRIDGEBIO PHARMA INC Convertible, 1.75%, due 03/01/2031 |
|
10806XAH5 |
567,000 |
$749,007.00 |
0.81% |
| CENTRUS ENERGY CORP Convertible, 0%, due 08/15/2032 |
|
15643UAF1 |
580,000 |
$750,375.00 |
0.81% |
| LIBERTY MEDIA CORP Convertible, 2.375%, due 09/30/2053 |
|
531229AR3 |
440,000 |
$752,768.87 |
0.81% |
| NUTANIX INC Convertible, 0.50%, due 12/15/2029 |
|
67059NAJ7 |
640,000 |
$738,239.99 |
0.80% |
| ASCENDIS PHARMA A/S Convertible, 2.25%, due 04/01/2028 |
|
04351PAD3 |
539,000 |
$726,960.52 |
0.79% |
| GALAXY DIGITAL HOLDINGS LP Convertible, 2.50%, due 12/01/2029 |
|
36317GAB2 |
465,000 |
$710,085.72 |
0.77% |
| HALOZYME THERAPEUTICS INC Convertible, 1%, due 08/15/2028 |
|
40637HAF6 |
484,000 |
$700,379.60 |
0.76% |
| LUMENTUM HOLDINGS INC Convertible, 0.50%, due 12/15/2026 |
|
55024UAD1 |
400,000 |
$694,119.88 |
0.75% |
| SEA LTD Convertible, 2.375%, due 12/01/2025 |
|
81141RAF7 |
325,000 |
$685,100.00 |
0.74% |
| SHIFT4 PAYMENTS INC Convertible, 0.50%, due 08/01/2027 |
|
82452JAD1 |
671,000 |
$681,400.50 |
0.74% |
| LIBERTY MEDIA CORP Convertible, 2.25%, due 08/15/2027 |
|
531229AQ5 |
535,000 |
$679,985.00 |
0.73% |
| RUBRIK INC Convertible, 0%, due 06/15/2030 |
|
781154AC3 |
686,000 |
$675,367.00 |
0.73% |
| SOFI TECHNOLOGIES INC Convertible, 0%, due 10/15/2026 |
|
83406FAA0 |
500,000 |
$676,125.00 |
0.73% |
| Ares Management Corporation, Convertible, Series B, 6.75%, Due 10/01/2027 |
ARES.B |
03990B309 |
12,150 |
$661,385.26 |
0.71% |
| LIFE360 INC Convertible, 0%, due 06/01/2030 |
|
532206AB5 |
444,000 |
$635,351.26 |
0.69% |
| COINBASE GLOBAL INC Convertible, 0.25%, due 04/01/2030 |
|
19260QAF4 |
492,000 |
$609,286.54 |
0.66% |
| MAKEMYTRIP LIMITED Convertible, 0%, due 07/01/2030 |
|
56087FAC8 |
582,000 |
$613,369.07 |
0.66% |
| WEC ENERGY GROUP INC Convertible, 4.375%, due 06/01/2027 |
|
92939UAP1 |
525,000 |
$615,535.65 |
0.66% |
| TRIP.COM GROUP LTD Convertible, 0.75%, due 06/15/2029 |
|
89677QAB3 |
466,000 |
$589,723.00 |
0.64% |
| SUPER MICRO COMPUTER INC Convertible, 2.25%, due 07/15/2028 |
|
86800UAC8 |
526,000 |
$582,504.76 |
0.63% |
| OSI SYSTEMS INC Convertible, 2.25%, due 08/01/2029 |
|
671044AF2 |
409,000 |
$573,009.00 |
0.62% |
| TEMPUS AI INC Convertible, 0.75%, due 07/15/2030 |
|
88023BAD5 |
435,000 |
$567,097.55 |
0.61% |
| VARONIS SYSTEM INC Convertible, 1%, due 09/15/2029 |
|
922280AC6 |
520,000 |
$553,691.77 |
0.60% |
| IRHYTHM TECHNOLOGIES INC Convertible, 1.50%, due 09/01/2029 |
|
450056AB2 |
391,000 |
$544,013.63 |
0.59% |
| PARSONS CORP Convertible, 2.625%, due 03/01/2029 |
|
70202LAD4 |
500,000 |
$545,602.95 |
0.59% |
| CIPHER MINING Convertible, 1.75%, due 05/15/2030 |
|
17253JAA4 |
210,000 |
$536,235.00 |
0.58% |
| LIGAND PHARMACEUTICALS INC Convertible, 0.75%, due 10/01/2030 |
|
53220KAG3 |
481,000 |
$525,212.98 |
0.57% |
| EXACT SCIENCES CORP Convertible, 2%, due 03/01/2030 |
|
30063PAD7 |
500,000 |
$514,008.44 |
0.56% |
| COINBASE GLOBAL INC Convertible, 0%, due 10/01/2032 |
|
19260QAJ6 |
471,000 |
$512,634.52 |
0.55% |
| ODDITY FINANCE LLC Convertible, 0%, due 06/15/2030 |
|
67579RAA8 |
500,000 |
$510,000.00 |
0.55% |
| UBER TECHNOLOGIES INC Convertible, 0%, due 05/15/2028 |
|
90353TAR1 |
465,000 |
$512,151.00 |
0.55% |
| JD.COM INC Convertible, 0.25%, due 06/01/2029 |
|
47215PAJ5 |
466,000 |
$494,140.15 |
0.53% |
| Albemarle Corp, Convertible, 7.25%, Due 03/01/2027 |
ALB.A |
012653200 |
12,605 |
$482,771.50 |
0.52% |
| QXO, Inc., Convertible, 5.50%, Due 05/15/2028 |
QXO.B |
82846H504 |
7,960 |
$480,624.80 |
0.52% |
| DIGITAL REALTY TRUST LP Convertible, 1.875%, due 11/15/2029 |
|
25389JAX4 |
445,000 |
$471,789.00 |
0.51% |
| MIRUM PHARMACEUTICALS Convertible, 4%, due 05/01/2029 |
|
604749AB7 |
195,000 |
$472,168.02 |
0.51% |
| INTERDIGITAL INC Convertible, 3.50%, due 06/01/2027 |
|
45867GAD3 |
109,000 |
$464,734.28 |
0.50% |
| XIAOMI BEST TIME INTL Convertible, 0%, due 12/17/2027 |
|
Y77108AC5 |
300,000 |
$459,730.34 |
0.50% |
| ALNYLAM PHARMACEUTICALS Convertible, 0%, due 09/15/2028 |
|
02043QAC1 |
455,000 |
$452,736.38 |
0.49% |
| BrightSpring Health Services, Inc., Convertible, 6.75%, Due 02/01/2027 |
BTSGU |
10950A205 |
4,780 |
$451,088.60 |
0.49% |
| TERAWULF INC Convertible, 1%, due 09/01/2031 |
|
88080TAC8 |
406,000 |
$454,973.76 |
0.49% |
| VENTAS REALTY LP Convertible, 3.75%, due 06/01/2026 |
|
92277GAZ0 |
354,000 |
$454,536.00 |
0.49% |
| AFFIRM HOLDINGS INC Convertible, 0.75%, due 12/15/2029 |
|
00827BAC0 |
371,000 |
$446,869.50 |
0.48% |
| BOX INC Convertible, 1.50%, due 09/15/2029 |
|
10316TAC8 |
435,000 |
$440,002.50 |
0.48% |
| THE CHEESECAKE FACTORY Convertible, 2%, due 03/15/2030 |
|
163072AB7 |
425,000 |
$440,671.88 |
0.48% |
| NOVA LTD Convertible, 0%, due 09/15/2030 |
|
66982MAA2 |
365,000 |
$427,337.84 |
0.46% |
| AEROVIRONMENT INC Convertible, 0%, due 07/15/2030 |
|
008073AA6 |
377,000 |
$413,946.00 |
0.45% |
| BURLINGTON STORES INC Convertible, 1.25%, due 12/15/2027 |
|
122017AD8 |
287,000 |
$412,677.30 |
0.45% |
| MERIT MEDICAL SYSTEMS INC Convertible, 3%, due 02/01/2029 |
|
589889AA2 |
358,000 |
$416,389.86 |
0.45% |
| UPSTART HOLDINGS INC Convertible, 0%, due 02/15/2032 |
|
91680MAG2 |
391,000 |
$412,133.39 |
0.45% |
| ALPHATEC HOLDINGS INC Convertible, 0.75%, due 03/15/2030 |
|
02081GAC6 |
325,000 |
$395,474.11 |
0.43% |
| PTC THERAPEUTICS INC Convertible, 1.50%, due 09/15/2026 |
|
69366JAD3 |
317,000 |
$402,193.75 |
0.43% |
| SOUTHERN CO Convertible, 3.875%, due 12/15/2025 |
|
842587DP9 |
360,000 |
$397,170.00 |
0.43% |
| GAMESTOP CORP Convertible, 0%, due 04/01/2030 |
|
36467WAD1 |
360,000 |
$392,400.00 |
0.42% |
| MARA HOLDINGS INC Convertible, 0%, due 03/01/2030 |
|
565788AE6 |
415,000 |
$387,195.00 |
0.42% |
| NCL CORPORATION LTD Convertible, 0.75%, due 09/15/2030 |
|
62886HBW0 |
368,000 |
$386,170.00 |
0.42% |
| RIOT PLATFORMS INC Convertible, 0.75%, due 01/15/2030 |
|
767292AA3 |
280,000 |
$387,044.00 |
0.42% |
| ARRAY TECHNOLOGIES INC Convertible, 2.875%, due 07/01/2031 |
|
04271TAC4 |
304,000 |
$377,112.00 |
0.41% |
| COMMVAULT SYSTEMS INC Convertible, 0%, due 09/15/2030 |
|
204166AA0 |
365,000 |
$379,030.69 |
0.41% |
| NCL CORPORATION LTD Convertible, 0.875%, due 04/15/2030 |
|
62886HBS9 |
314,000 |
$383,668.75 |
0.41% |
| CYTOKINETICS INC Convertible, 3.50%, due 07/01/2027 |
|
23282WAC4 |
293,000 |
$366,009.76 |
0.40% |
| EQUINOX GOLD CORP Convertible, 4.75%, due 10/15/2028 |
|
29446YAC0 |
198,000 |
$367,884.00 |
0.40% |
| LYFT INC Convertible, 0%, due 09/15/2030 |
|
55087PAE4 |
313,000 |
$357,069.42 |
0.39% |
| THE CHEFS' WAREHOUSE Convertible, 2.375%, due 12/15/2028 |
|
163086AE1 |
225,000 |
$362,842.43 |
0.39% |
| WISDOMTREE INC Convertible, 4.625%, due 08/15/2030 |
|
97717PAJ3 |
338,000 |
$359,023.60 |
0.39% |
| ZSCALER INC. Convertible, 0%, due 07/15/2028 |
|
98980GAC6 |
365,000 |
$358,713.27 |
0.39% |
| AXON ENTERPRISE INC Convertible, 0.50%, due 12/15/2027 |
|
05464CAB7 |
107,000 |
$356,015.75 |
0.38% |
| IMAX CORP Convertible, 0.50%, due 04/01/2026 |
|
45245EAJ8 |
296,000 |
$348,688.00 |
0.38% |
| CLOUDFLARE INC Convertible, 0%, due 06/15/2030 |
|
18915MAE7 |
291,000 |
$341,197.50 |
0.37% |
| IREN LTD Convertible, 3.50%, due 12/15/2029 |
|
46270CAC3 |
119,000 |
$342,863.54 |
0.37% |
| PLANET LABS PBC Convertible, 0.50%, due 10/15/2030 |
|
72703XAA4 |
304,000 |
$340,480.00 |
0.37% |
| ADVANCED ENERGY INDUSTRIES Convertible, 2.50%, due 09/15/2028 |
|
007973AE0 |
255,000 |
$336,727.50 |
0.36% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2029 |
|
833445AC3 |
214,000 |
$335,418.25 |
0.36% |
| UNITY SOFTWARE INC Convertible, 0%, due 03/15/2030 |
|
91332UAG6 |
225,000 |
$337,218.75 |
0.36% |
| GUARDANT HEALTH INC Convertible, 1.25%, due 02/15/2031 |
|
40131MAD1 |
266,000 |
$321,514.20 |
0.35% |
| JAZZ INVESTMENTS I LTD 3.125%, due 09/15/2030 |
|
472145AG6 |
280,000 |
$324,192.24 |
0.35% |
| DUKE ENERGY CORP Convertible, 4.125%, due 04/15/2026 |
|
26441CBY0 |
295,000 |
$315,576.25 |
0.34% |
| GDS HOLDINGS LIMITED Convertible, 2.25%, due 06/01/2032 |
|
36165LAC2 |
234,000 |
$318,411.64 |
0.34% |
| MORGAN STANLEY FIN LLC 1%, due 11/23/2027 |
|
61774H2L1 |
164,000 |
$317,786.08 |
0.34% |
| DIGITALOCEAN HOLDINGS Convertible, 0%, due 08/15/2030 |
|
25402DAC6 |
260,000 |
$306,357.52 |
0.33% |
| CELCUITY INC Convertible, 2.75%, due 08/01/2031 |
|
15102KAA8 |
213,000 |
$299,520.23 |
0.32% |
| GOLAR LNG LTD Convertible, 2.75%, due 12/15/2030 |
|
38046YAC5 |
297,000 |
$300,919.55 |
0.32% |
| SPOTIFY USA INC Convertible, 0%, due 03/15/2026 |
|
84921RAB6 |
218,000 |
$300,840.00 |
0.32% |
| WIX LTD Convertible, 0%, due 09/15/2030 |
|
92940WAE9 |
278,000 |
$297,321.00 |
0.32% |
| STRIDE INC Convertible, 1.125%, due 09/01/2027 |
|
86333MAA6 |
109,000 |
$291,596.80 |
0.31% |
| SUPER MICRO COMPUTER INC Convertible, 0%, due 06/15/2030 |
|
86800UAE4 |
268,000 |
$286,596.52 |
0.31% |
| BLACKSKY TECHNOLOGY INC Convertible, 8.25%, due 08/01/2033 |
|
09263BAA6 |
251,000 |
$280,492.50 |
0.30% |
| FEDERAL REALTY OP LP Convertible, 3.25%, due 01/15/2029 |
|
313747BD8 |
274,000 |
$278,247.00 |
0.30% |
| IMPINJ INC Convertible, 0%, due 09/15/2029 |
|
453204AE9 |
268,000 |
$278,838.25 |
0.30% |
| SOUTHERN CO Convertible, 4.50%, due 06/15/2027 |
|
842587DZ7 |
250,000 |
$275,812.50 |
0.30% |
| UGI CORP Convertible, 5%, due 06/01/2028 |
|
902681AB1 |
215,000 |
$282,171.38 |
0.30% |
| ALLIANT ENERGY CORP Convertible, 3.875%, due 03/15/2026 |
|
018802AC2 |
251,000 |
$265,307.00 |
0.29% |
| NORTHERN OIL & GAS INC Convertible, 3.625%, due 04/15/2029 |
|
665531AJ8 |
260,000 |
$259,155.00 |
0.28% |
| MIRION TECHNOLOGIES INC Convertible, 0.25%, due 06/01/2030 |
|
60471AAA9 |
201,000 |
$245,119.50 |
0.26% |
| PPL CAPITAL FUNDING INC Convertible, 2.875%, due 03/15/2028 |
|
69352PAS2 |
218,000 |
$245,141.00 |
0.26% |
| AST SPACEMOBILE INC Convertible, 2.375%, due 10/15/2032 |
|
00217DAC4 |
248,000 |
$227,912.00 |
0.25% |
| SYNAPTICS INC Convertible, 0.75%, due 12/01/2031 |
|
87157DAH2 |
230,000 |
$230,673.82 |
0.25% |
| HIMS & HERS HEALTH Convertible, 0%, due 05/15/2030 |
|
433000AA4 |
195,000 |
$215,572.50 |
0.23% |
| Shift4 Payments, Inc., Convertible, 6.00%, Due 05/01/2028 |
FOUR.A |
82452J307 |
2,100 |
$216,258.00 |
0.23% |
| FLUOR CORP Convertible, 1.125%, due 08/15/2029 |
|
343412AJ1 |
175,000 |
$205,581.25 |
0.22% |
| PELOTON INTERACTIVE INC Convertible, 5.50%, due 12/01/2029 |
|
70614WAD2 |
97,000 |
$201,954.00 |
0.22% |
| XOMETRY INC Convertible, 0.75%, due 06/15/2030 |
|
98423FAC3 |
137,000 |
$185,606.28 |
0.20% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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