|
|
 |
|
Holdings of the Fund as of 12/8/2025
Total Number of Holdings (excluding cash): 142
| LUMENTUM HOLDINGS INC Convertible, 0.375%, due 03/15/2032 |
|
55024UAJ8 |
1,837,000 |
$3,688,696.00 |
3.51% |
| The Boeing Company, Convertible, 6.00%, Due 10/15/2027 |
BA.A |
097023204 |
44,225 |
$2,994,917.00 |
2.85% |
| STRATEGY INC Convertible, 0%, due 03/01/2030 |
|
594972AT8 |
2,787,000 |
$2,510,044.34 |
2.39% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 02/07/2028 |
|
61774TYE6 |
807,000 |
$2,129,592.30 |
2.03% |
| SEAGATE HDD CAYMAN Convertible, 3.50%, due 06/01/2028 |
|
81180WBL4 |
593,000 |
$2,059,666.90 |
1.96% |
| WESTERN DIGITAL CORP Convertible, 3%, due 11/15/2028 |
|
958102AT2 |
455,000 |
$2,060,103.50 |
1.96% |
| ALIBABA GROUP HOLDING Convertible, 0.50%, due 06/01/2031 |
|
01609WBG6 |
1,201,000 |
$1,988,255.50 |
1.89% |
| US Dollar |
$USD |
|
1,921,634 |
$1,921,634.01 |
1.83% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 04/26/2030 |
|
61778KCM7 |
1,526,000 |
$1,877,208.90 |
1.79% |
| NEXTERA ENERGY CAPITAL Convertible, 3%, due 03/01/2027 |
|
65339KCY4 |
1,416,000 |
$1,765,044.00 |
1.68% |
| Wells Fargo & Company, Series L, 7.500% |
WFC.L |
949746804 |
1,300 |
$1,589,900.00 |
1.51% |
| Bank of America Corporation, Series L, 7.25% |
BAC.L |
060505682 |
1,240 |
$1,556,199.88 |
1.48% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2027 |
|
833445AB5 |
1,015,000 |
$1,543,307.50 |
1.47% |
| MKS INC Convertible, 1.25%, due 06/01/2030 |
|
55306NAB0 |
1,123,000 |
$1,459,338.50 |
1.39% |
| LIVE NATION ENTERTAINMENT Convertible, 2.875%, due 01/15/2030 |
|
538034BB4 |
1,385,000 |
$1,433,475.00 |
1.36% |
| UBER TECHNOLOGIES INC Convertible, 0.875%, due 12/01/2028 |
|
90353TAM2 |
911,000 |
$1,290,431.50 |
1.23% |
| M/A-COM TECH SOLUTIONS Convertible, 0%, due 12/15/2029 |
|
55405YAC4 |
1,003,000 |
$1,270,299.50 |
1.21% |
| WELLTOWER OP LLC Convertible, 2.75%, due 05/15/2028 |
|
95041AAB4 |
573,000 |
$1,216,192.50 |
1.16% |
| NEBIUS GROUP NV Convertible, 1%, due 09/15/2030 |
|
63954QAE6 |
1,130,000 |
$1,198,365.00 |
1.14% |
| BLOOM ENERGY CORP Convertible, 0%, due 11/15/2030 |
|
093712AN7 |
1,131,000 |
$1,080,783.60 |
1.03% |
| Albemarle Corp, Convertible, 7.25%, Due 03/01/2027 |
ALB.A |
012653200 |
19,885 |
$1,071,006.10 |
1.02% |
| WAYFAIR INC Convertible, 3.25%, due 09/15/2027 |
|
94419LAP6 |
666,000 |
$1,048,950.00 |
1.00% |
| CLOUDFLARE INC Convertible, 0%, due 08/15/2026 |
|
18915MAC1 |
862,000 |
$1,041,037.40 |
0.99% |
| DATADOG INC Convertible, 0%, due 12/01/2029 |
|
23804LAC7 |
990,000 |
$1,033,065.00 |
0.98% |
| RIVIAN AUTO INC Convertible, 3.625%, due 10/15/2030 |
|
76954AAD5 |
985,000 |
$1,020,090.64 |
0.97% |
| BRIDGEBIO PHARMA INC Convertible, 1.75%, due 03/01/2031 |
|
10806XAH5 |
567,000 |
$963,900.00 |
0.92% |
| GUIDEWIRE SOFTWARE INC Convertible, 1.25%, due 11/01/2029 |
|
40171VAC4 |
865,000 |
$953,230.00 |
0.91% |
| PARSONS CORP Convertible, 2.625%, due 03/01/2029 |
|
70202LAD4 |
900,000 |
$925,200.00 |
0.88% |
| BrightSpring Health Services, Inc., Convertible, 6.75%, Due 02/01/2027 |
BTSGU |
10950A205 |
7,780 |
$915,628.20 |
0.87% |
| DOORDASH INC Convertible, 0%, due 05/15/2030 |
|
25809KAA3 |
866,000 |
$903,238.00 |
0.86% |
| GALAXY DIGITAL HOLDINGS LP Convertible, 2.50%, due 12/01/2029 |
|
36317GAB2 |
630,000 |
$879,480.00 |
0.84% |
| Microchip Technology Incorporated, 7.50%, Due 03/15/2028 |
MCHPP |
595017302 |
14,460 |
$885,819.60 |
0.84% |
| Hewlett Packard Enterprise Company, Convertible, 7.625%, Due 09/01/2027 |
HPE.C |
42824C208 |
13,305 |
$873,340.20 |
0.83% |
| SEMTECH CORP Convertible, 0%, due 10/15/2030 |
|
816850AJ0 |
794,000 |
$867,445.00 |
0.83% |
| CYBERARK SOFTWARE LTD Convertible, 0%, due 06/15/2030 |
|
23248VAC9 |
779,000 |
$858,100.22 |
0.82% |
| ON SEMICONDUCTOR CORP Convertible, 0%, due 05/01/2027 |
|
682189AS4 |
704,000 |
$859,232.00 |
0.82% |
| GUARDANT HEALTH INC Convertible, 1.25%, due 02/15/2031 |
|
40131MAD1 |
460,000 |
$852,058.00 |
0.81% |
| CORE SCIENTIFIC INC Convertible, 0%, due 06/15/2031 |
|
21874AAE6 |
740,000 |
$840,362.51 |
0.80% |
| KKR & Co. Inc., Series D, 6.25%, Due 03/01/2028 |
KKR.D |
48251W500 |
16,120 |
$840,174.40 |
0.80% |
| QXO, Inc., Convertible, 5.50%, Due 05/15/2028 |
QXO.B |
82846H504 |
13,960 |
$835,506.00 |
0.80% |
| SOFI TECHNOLOGIES INC Convertible, 1.25%, due 03/15/2029 |
|
83406FAC6 |
280,000 |
$831,575.32 |
0.79% |
| IREN LTD Convertible, 0%, due 07/01/2031 |
|
46270CAE9 |
977,000 |
$812,864.00 |
0.77% |
| ROCKET LAB USA Convertible, 4.25%, due 02/01/2029 |
|
773122AA4 |
81,000 |
$814,252.50 |
0.77% |
| CENTRUS ENERGY CORP Convertible, 0%, due 08/15/2032 |
|
15643UAF1 |
580,000 |
$794,165.00 |
0.76% |
| GRANITE CONSTRUCTION INC Convertible, 3.25%, due 06/15/2030 |
|
387328AF4 |
518,000 |
$785,806.00 |
0.75% |
| MP MATERIALS CORP Convertible, 3%, due 03/01/2030 |
|
553368AC5 |
262,000 |
$776,699.00 |
0.74% |
| ASCENDIS PHARMA A/S Convertible, 2.25%, due 04/01/2028 |
|
04351PAD3 |
539,000 |
$751,608.55 |
0.72% |
| Apollo Global Management, Inc., 6.75%, Due 07/31/2026 |
APO.A |
03769M304 |
10,415 |
$749,984.15 |
0.71% |
| IONIS PHARMACEUTICALS INC Convertible, 0%, due 12/01/2030 |
|
462222AG5 |
680,000 |
$736,525.01 |
0.70% |
| JAZZ INVESTMENTS I LTD Convertible, 3.125%, due 09/15/2030 |
|
472145AH4 |
545,000 |
$723,487.50 |
0.69% |
| RUBRIK INC Convertible, 0%, due 06/15/2030 |
|
781154AC3 |
686,000 |
$719,957.00 |
0.69% |
| CLOUDFLARE INC Convertible, 0%, due 06/15/2030 |
|
18915MAE7 |
641,000 |
$714,715.00 |
0.68% |
| EXACT SCIENCES CORP Convertible, 2%, due 03/01/2030 |
|
30063PAD7 |
500,000 |
$689,900.00 |
0.66% |
| SOFI TECHNOLOGIES INC Convertible, 0%, due 10/15/2026 |
|
83406FAA0 |
500,000 |
$671,925.00 |
0.64% |
| DIGITALOCEAN HOLDINGS Convertible, 0%, due 08/15/2030 |
|
25402DAC6 |
460,000 |
$661,388.00 |
0.63% |
| PPL CAPITAL FUNDING INC Convertible, 2.875%, due 03/15/2028 |
|
69352PAS2 |
618,000 |
$663,886.50 |
0.63% |
| UNITY SOFTWARE INC Convertible, 0%, due 03/15/2030 |
|
91332UAG6 |
425,000 |
$657,687.50 |
0.63% |
| FIRSTENERGY CORP Convertible, 3.875%, due 01/15/2031 |
|
337932AU1 |
600,000 |
$646,800.00 |
0.62% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2029 |
|
833445AD1 |
414,000 |
$656,190.00 |
0.62% |
| LIBERTY MEDIA CORP Convertible, 2.25%, due 08/15/2027 |
|
531229AQ5 |
535,000 |
$641,732.50 |
0.61% |
| FLUOR CORP Convertible, 1.125%, due 08/15/2029 |
|
343412AJ1 |
525,000 |
$627,375.00 |
0.60% |
| MIRION TECHNOLOGIES INC Convertible, 0%, due 10/01/2031 |
|
60471AAC5 |
547,000 |
$620,503.13 |
0.59% |
| RIOT PLATFORMS INC Convertible, 0.75%, due 01/15/2030 |
|
767292AA3 |
492,000 |
$615,492.00 |
0.59% |
| ADVANCED ENERGY INDUSTRIES Convertible, 2.50%, due 09/15/2028 |
|
007973AE0 |
355,000 |
$609,535.00 |
0.58% |
| GUARDANT HEALTH INC Convertible, 0%, due 05/15/2033 |
|
40131MAE9 |
552,000 |
$613,065.00 |
0.58% |
| HALOZYME THERAPEUTICS INC Convertible, 1%, due 08/15/2028 |
|
40637HAF6 |
484,000 |
$613,470.00 |
0.58% |
| AST SPACEMOBILE INC Convertible, 2%, due 01/15/2036 |
|
00217DAE0 |
585,000 |
$590,235.75 |
0.56% |
| WEC ENERGY GROUP INC Convertible, 4.375%, due 06/01/2027 |
|
92939UAP1 |
525,000 |
$592,593.75 |
0.56% |
| LYFT INC Convertible, 0%, due 09/15/2030 |
|
55087PAE4 |
470,000 |
$578,570.00 |
0.55% |
| VIAVI SOLUTIONS INC Convertible, 0.625%, due 03/01/2031 |
|
925550AJ4 |
398,000 |
$581,328.75 |
0.55% |
| CIPHER MINING Convertible, 0%, due 10/01/2031 |
|
17253JAB2 |
396,000 |
$567,270.00 |
0.54% |
| TRIP.COM GROUP LTD Convertible, 0.75%, due 06/15/2029 |
|
89677QAB3 |
466,000 |
$566,656.00 |
0.54% |
| TERAWULF INC Convertible, 0%, due 05/01/2032 |
|
88080TAE4 |
566,000 |
$561,472.00 |
0.53% |
| The Southern Company, Series A, Convertible, 7.125%, Due 12/15/2028 |
SOMN |
842587842 |
11,310 |
$554,416.20 |
0.53% |
| BWX TECHNOLOGIES INC Convertible, 0%, due 11/01/2030 |
|
05605HAD2 |
563,000 |
$544,702.50 |
0.52% |
| COINBASE GLOBAL INC Convertible, 0.25%, due 04/01/2030 |
|
19260QAF4 |
492,000 |
$551,163.00 |
0.52% |
| LIGAND PHARMACEUTICALS INC Convertible, 0.75%, due 10/01/2030 |
|
53220KAG3 |
481,000 |
$549,758.95 |
0.52% |
| IRHYTHM TECHNOLOGIES INC Convertible, 1.50%, due 09/01/2029 |
|
450056AB2 |
391,000 |
$536,256.50 |
0.51% |
| TEMPUS AI INC Convertible, 0.75%, due 07/15/2030 |
|
88023BAD5 |
435,000 |
$535,702.50 |
0.51% |
| OSI SYSTEMS INC Convertible, 0.50%, due 02/01/2031 |
|
671044AG0 |
532,000 |
$528,701.60 |
0.50% |
| VENTAS REALTY LP Convertible, 3.75%, due 06/01/2026 |
|
92277GAZ0 |
354,000 |
$522,681.00 |
0.50% |
| CYTOKINETICS INC Convertible, 1.75%, due 10/01/2031 |
|
23282WAD2 |
418,000 |
$514,223.60 |
0.49% |
| DUKE ENERGY CORP Convertible, 4.125%, due 04/15/2026 |
|
26441CBY0 |
500,000 |
$514,125.00 |
0.49% |
| LIFE360 INC Convertible, 0%, due 06/01/2030 |
|
532206AB5 |
444,000 |
$511,155.00 |
0.49% |
| CLEANSPARK INC Convertible, 0%, due 02/15/2032 |
|
18452BAD2 |
541,000 |
$501,777.50 |
0.48% |
| IMAX CORP Convertible, 0.75%, due 11/15/2030 |
|
45245EAK5 |
455,000 |
$506,756.25 |
0.48% |
| INTERDIGITAL INC Convertible, 3.50%, due 06/01/2027 |
|
45867GAD3 |
109,000 |
$506,468.50 |
0.48% |
| PTC THERAPEUTICS INC Convertible, 1.50%, due 09/15/2026 |
|
69366JAD3 |
337,000 |
$506,527.85 |
0.48% |
| ALPHATEC HOLDINGS INC Convertible, 0.75%, due 03/15/2030 |
|
02081GAC6 |
325,000 |
$497,770.00 |
0.47% |
| REPLIGEN CORP Convertible, 1%, due 12/15/2028 |
|
759916AD1 |
455,000 |
$496,405.00 |
0.47% |
| ALNYLAM PHARMACEUTICALS Convertible, 1%, due 09/15/2027 |
|
02043QAB3 |
304,000 |
$475,912.00 |
0.45% |
| CELCUITY INC Convertible, 2.75%, due 08/01/2031 |
|
15102KAA8 |
213,000 |
$477,865.50 |
0.45% |
| COINBASE GLOBAL INC Convertible, 0%, due 10/01/2032 |
|
19260QAJ6 |
471,000 |
$462,286.50 |
0.44% |
| DIGITAL REALTY TRUST LP Convertible, 1.875%, due 11/15/2029 |
|
25389JAX4 |
445,000 |
$460,219.00 |
0.44% |
| ALNYLAM PHARMACEUTICALS Convertible, 0%, due 09/15/2028 |
|
02043QAC1 |
455,000 |
$447,037.50 |
0.43% |
| Ares Management Corporation, Convertible, Series B, 6.75%, Due 10/01/2027 |
ARES.B |
03990B309 |
8,685 |
$449,014.50 |
0.43% |
| COGENT BIOSCIENCES INC Convertible, 1.625%, due 11/15/2031 |
|
19240QAA0 |
356,000 |
$451,942.00 |
0.43% |
| EQUINOX GOLD CORP Convertible, 4.75%, due 10/15/2028 |
|
29446YAC0 |
198,000 |
$449,222.40 |
0.43% |
| NOVA LTD Convertible, 0%, due 09/15/2030 |
|
66982MAA2 |
365,000 |
$456,067.50 |
0.43% |
| AEROVIRONMENT INC Convertible, 0%, due 07/15/2030 |
|
008073AA6 |
377,000 |
$444,991.59 |
0.42% |
| GALAXY DIGITAL HOLDINGS LP Convertible, 0.50%, due 05/01/2031 |
|
36317GAC0 |
550,000 |
$443,093.75 |
0.42% |
| MIRUM PHARMACEUTICALS Convertible, 4%, due 05/01/2029 |
|
604749AB7 |
195,000 |
$440,485.50 |
0.42% |
| BOX INC Convertible, 1.50%, due 09/15/2029 |
|
10316TAD6 |
435,000 |
$433,912.50 |
0.41% |
| CENTERPOINT ENERGY INC Convertible, 3%, due 08/01/2028 |
|
15189TBQ9 |
425,000 |
$430,206.25 |
0.41% |
| EVERGY INC Convertible, 4.50%, due 12/15/2027 |
|
30034WAD8 |
350,000 |
$430,456.25 |
0.41% |
| ODDITY FINANCE LLC Convertible, 0%, due 06/15/2030 |
|
67579RAA8 |
500,000 |
$433,375.00 |
0.41% |
| SOLARIS ENERGY INFRASTRURE Convertible, 0.25%, due 10/01/2031 |
|
83419XAB4 |
367,000 |
$427,233.88 |
0.41% |
| MERIT MEDICAL SYSTEMS INC Convertible, 3%, due 02/01/2029 |
|
589889AA2 |
358,000 |
$419,397.00 |
0.40% |
| EOS ENERGY ENTERPRISES INC Convertible, 1.75%, due 12/01/2031 |
|
29415CAC5 |
353,000 |
$409,833.00 |
0.39% |
| HAT HOLDINGS I LLC/HAT Convertible, 3.75%, due 08/15/2028 |
|
418751AJ2 |
310,000 |
$408,022.00 |
0.39% |
| PLANET LABS PBC Convertible, 0.50%, due 10/15/2030 |
|
72703XAA4 |
304,000 |
$407,360.00 |
0.39% |
| BURLINGTON STORES INC Convertible, 1.25%, due 12/15/2027 |
|
122017AD8 |
287,000 |
$396,777.50 |
0.38% |
| LYFT INC Convertible, 0.625%, due 03/01/2029 |
|
55087PAD6 |
300,000 |
$394,185.00 |
0.38% |
| AFFIRM HOLDINGS INC Convertible, 0.75%, due 12/15/2029 |
|
00827BAC0 |
371,000 |
$392,147.00 |
0.37% |
| ARRAY TECHNOLOGIES INC Convertible, 2.875%, due 07/01/2031 |
|
04271TAC4 |
304,000 |
$387,752.00 |
0.37% |
| IREN LTD Convertible, 0.25%, due 06/01/2032 |
|
46270CAG4 |
364,000 |
$392,437.50 |
0.37% |
| GAMESTOP CORP Convertible, 0%, due 04/01/2030 |
|
36467WAD1 |
360,000 |
$380,268.00 |
0.36% |
| INTEGER HOLDINGS CORP Convertible, 1.875%, due 03/15/2030 |
|
45826HAC3 |
400,000 |
$353,800.00 |
0.34% |
| MARA HOLDINGS INC Convertible, 0%, due 03/01/2030 |
|
565788AF3 |
415,000 |
$354,825.00 |
0.34% |
| WISDOMTREE INC Convertible, 4.625%, due 08/15/2030 |
|
97717PAJ3 |
338,000 |
$344,929.00 |
0.33% |
| ZSCALER INC. Convertible, 0%, due 07/15/2028 |
|
98980GAC6 |
365,000 |
$346,932.50 |
0.33% |
| COHU INC Convertible, 1.50%, due 01/15/2031 |
|
192576AA4 |
289,000 |
$336,164.80 |
0.32% |
| NCL CORPORATION LTD Convertible, 0.75%, due 09/15/2030 |
|
62886HBW0 |
368,000 |
$336,030.00 |
0.32% |
| MORGAN STANLEY FIN LLC 1%, due 11/23/2027 |
|
61774H2L1 |
164,000 |
$324,668.34 |
0.31% |
| NCL CORPORATION LTD Convertible, 0.875%, due 04/15/2030 |
|
62886HBS9 |
314,000 |
$323,223.75 |
0.31% |
| Nextera Energy, Inc., Convertible, 7.299%, Due 06/01/2027 |
NEE.S |
65339F663 |
6,000 |
$311,100.00 |
0.30% |
| AFFIRM HOLDINGS INC Convertible, 0%, due 11/15/2026 |
|
00827BAB2 |
300,000 |
$289,200.00 |
0.28% |
| LIVE NATION ENTERTAINMENT Convertible, 2.875%, due 10/15/2031 |
|
538034BD0 |
298,000 |
$289,626.20 |
0.28% |
| LIBERTY MEDIA CORP Convertible, 2.375%, due 09/30/2053 |
|
531229AR3 |
203,000 |
$286,534.50 |
0.27% |
| ORMAT TECHNOLOGIES INC Convertible, 2.50%, due 07/15/2027 |
|
686688AB8 |
212,000 |
$282,818.60 |
0.27% |
| GLOBAL PAYMENTS INC Convertible, 1.50%, due 03/01/2031 |
|
37940XAU6 |
300,000 |
$270,300.00 |
0.26% |
| ALLIANT ENERGY CORP Convertible, 3.875%, due 03/15/2026 |
|
018802AC2 |
251,000 |
$262,044.00 |
0.25% |
| BLACKSKY TECHNOLOGY INC Convertible, 8.25%, due 08/01/2033 |
|
09263BAA6 |
251,000 |
$263,299.00 |
0.25% |
| IMPINJ INC Convertible, 0%, due 09/15/2029 |
|
453204AE9 |
268,000 |
$265,768.77 |
0.25% |
| NORTHERN OIL & GAS INC Convertible, 3.625%, due 04/15/2029 |
|
665531AJ8 |
260,000 |
$258,765.00 |
0.25% |
| SOUTHERN CO Convertible, 4.50%, due 06/15/2027 |
|
842587DZ7 |
250,000 |
$265,875.00 |
0.25% |
| SPOTIFY USA INC Convertible, 0%, due 03/15/2026 |
|
84921RAB6 |
218,000 |
$247,648.00 |
0.24% |
| SUPER MICRO COMPUTER INC Convertible, 0%, due 06/15/2030 |
|
86800UAE4 |
268,000 |
$251,384.00 |
0.24% |
| APPLIED DIGITAL CORP Convertible, 2.75%, due 06/01/2030 |
|
038169AB4 |
70,000 |
$238,455.00 |
0.23% |
| NIO INC Convertible, 4.625%, due 10/15/2030 |
|
62914VAK2 |
265,000 |
$231,477.50 |
0.22% |
| HIMS & HERS HEALTH Convertible, 0%, due 05/15/2030 |
|
433000AA4 |
195,000 |
$180,472.50 |
0.17% |
| Shift4 Payments, Inc., Convertible, 6.00%, Due 05/01/2028 |
FOUR.A |
82452J307 |
2,100 |
$175,455.00 |
0.17% |
| PELOTON INTERACTIVE INC Convertible, 5.50%, due 12/01/2029 |
|
70614WAD2 |
97,000 |
$166,355.00 |
0.16% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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