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Holdings of the Fund as of 10/20/2026
Total Number of Holdings (excluding cash): 115
| Alphabet Inc., Series A, Convertible, 6.25%, Due 05/15/2029 |
GOOGM |
02079K404 |
70,125 |
$3,395,452.50 |
4.25% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 04/26/2030 |
|
61778KCM7 |
1,526,000 |
$2,116,180.50 |
2.65% |
| The Boeing Company, Convertible, 6.00%, Due 10/15/2027 |
BA.A |
097023204 |
34,850 |
$2,067,999.00 |
2.59% |
| LIVE NATION ENTERTAINMENT Convertible, 2.875%, due 01/15/2030 |
|
538034BC2 |
1,825,000 |
$2,046,737.50 |
2.56% |
| Alphabet Inc., Series B, Convertible, 6.25%, Due 05/15/2029 |
GOOGN |
02079K602 |
36,425 |
$1,754,956.50 |
2.20% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 02/07/2028 |
|
61774TYE6 |
561,000 |
$1,749,512.16 |
2.19% |
| Hewlett Packard Enterprise Company, Convertible, 7.625%, Due 09/01/2027 |
HPE.C |
42824C208 |
11,520 |
$1,655,884.80 |
2.07% |
| NEBIUS GROUP NV Convertible, 1.25%, due 03/15/2031 |
|
63954QAJ5 |
1,422,000 |
$1,621,080.00 |
2.03% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2027 |
|
833445AB5 |
726,000 |
$1,473,417.00 |
1.85% |
| WELLTOWER OP LLC Convertible, 2.75%, due 05/15/2028 |
|
95041AAB4 |
573,000 |
$1,431,927.00 |
1.79% |
| AKAMAI TECHNOLOGIES INC Convertible, 0.25%, due 05/15/2033 |
|
00971TAQ4 |
1,202,000 |
$1,415,956.00 |
1.77% |
| NEBIUS GROUP NV Convertible, 0.50%, due 02/15/2030 |
|
63954QAN6 |
1,591,000 |
$1,370,328.30 |
1.72% |
| NEBIUS GROUP NV Convertible, 4.50%, due 02/15/2034 |
|
63954QAQ9 |
1,594,000 |
$1,335,453.20 |
1.67% |
| ON SEMICONDUCTOR CORP Convertible, 0.50%, due 03/01/2029 |
|
682189AU9 |
1,170,000 |
$1,224,405.00 |
1.53% |
| LUMENTUM HOLDINGS INC Convertible, 0.375%, due 03/15/2032 |
|
55024UAK5 |
259,000 |
$1,157,341.50 |
1.45% |
| GUARDANT HEALTH INC Convertible, 0%, due 05/15/2033 |
|
40131MAE9 |
765,000 |
$1,149,412.50 |
1.44% |
| LIGAND PHARMACEUTICALS INC Convertible, 0%, due 09/15/2031 |
|
53220KAJ7 |
1,029,000 |
$1,115,178.75 |
1.40% |
| HALOZYME THERAPEUTICS INC Convertible, 0.875%, due 11/15/2032 |
|
40637HAJ8 |
721,000 |
$1,087,989.00 |
1.36% |
| BLOOM ENERGY CORP Convertible, 0%, due 11/15/2030 |
|
093712AN7 |
727,000 |
$1,024,888.25 |
1.28% |
| CLOUDFLARE INC Convertible, 0%, due 06/15/2030 |
|
18915MAF4 |
710,000 |
$980,865.00 |
1.23% |
| NEXTERA ENERGY CAPITAL Convertible, 3%, due 03/01/2027 |
|
65339KCY4 |
808,000 |
$944,713.60 |
1.18% |
| Super Micro Computer, Inc., Convertible, 7.00%, Due 06/01/2029 |
SMCIP |
86800U500 |
16,370 |
$914,591.90 |
1.15% |
| DATADOG INC Convertible, 0%, due 12/01/2029 |
|
23804LAD5 |
649,000 |
$895,944.50 |
1.12% |
| IREN LTD Convertible, 0%, due 07/01/2031 |
|
46270CAE9 |
1,590,000 |
$894,375.00 |
1.12% |
| Wells Fargo & Company, Series L, 7.500% |
WFC.L |
949746804 |
825 |
$876,686.25 |
1.10% |
| CYBERARK SOFTWARE LTD Convertible, 0%, due 06/15/2030 |
|
23248VAD7 |
516,000 |
$853,206.00 |
1.07% |
| Microchip Technology Incorporated, 7.50%, Due 03/15/2028 |
MCHPP |
595017302 |
13,060 |
$852,034.40 |
1.07% |
| MKS INC Convertible, 1.25%, due 06/01/2030 |
|
55306NAB0 |
562,000 |
$849,603.50 |
1.06% |
| BARCLAYS BANK PLC Convertible, 1%, due 02/16/2029 |
|
06744EDH7 |
725,000 |
$822,766.25 |
1.03% |
| NEOGENOMICS INC Convertible, 0.75%, due 07/01/2032 |
|
64049MAC4 |
602,000 |
$819,848.75 |
1.03% |
| ONTO INNOVATION INC Convertible, 0%, due 06/01/2031 |
|
683344AA3 |
869,000 |
$822,074.00 |
1.03% |
| MODERNA INC Convertible, 0%, due 03/01/2032 |
|
60770KAA5 |
583,000 |
$808,621.00 |
1.01% |
| Bank of America Corporation, Series L, 7.25% |
BAC.L |
060505682 |
675 |
$788,400.00 |
0.99% |
| Lumentum Holdings Inc. |
LITE |
55024U109 |
910 |
$748,484.10 |
0.94% |
| AFFIRM HOLDINGS INC Convertible, 0.75%, due 12/15/2029 |
|
00827BAD8 |
700,000 |
$744,625.00 |
0.93% |
| WISDOMTREE INC Convertible, 4.625%, due 08/15/2030 |
|
97717PAK0 |
554,000 |
$742,360.00 |
0.93% |
| CYTOKINETICS INC Convertible, 1.75%, due 10/01/2031 |
|
23282WAE0 |
573,000 |
$700,091.40 |
0.88% |
| WEC ENERGY GROUP INC Convertible, 4.375%, due 06/01/2027 |
|
92939UAP1 |
625,000 |
$700,312.50 |
0.88% |
| RUBRIK INC Convertible, 0%, due 06/15/2030 |
|
781154AD1 |
590,000 |
$697,380.00 |
0.87% |
| SEMTECH CORP Convertible, 0%, due 10/15/2030 |
|
816850AJ0 |
439,000 |
$697,790.50 |
0.87% |
| Oracle Corporation, Series D, Convertible, 6.50%, Due 01/15/2029 |
ORCL.D |
68389X204 |
16,585 |
$682,638.60 |
0.86% |
| DIGITAL REALTY TRUST LP Convertible, 1.875%, due 11/15/2029 |
|
25389JAX4 |
661,000 |
$678,186.00 |
0.85% |
| ULTRA CLEAN HOLDINGS INC Convertible, 0%, due 03/15/2031 |
|
90385VAA5 |
684,000 |
$671,175.00 |
0.84% |
| REVOLUTION MEDICINES INC Convertible, 0.50%, due 05/01/2033 |
|
76155XAA8 |
509,000 |
$627,660.63 |
0.79% |
| ROBINHOOD MARKETS INC Convertible, 0%, due 10/01/2029 |
|
770700AA0 |
653,000 |
$631,369.38 |
0.79% |
| CIENA CORP Convertible, 0%, due 09/15/2031 |
|
171779AM3 |
694,000 |
$611,067.00 |
0.77% |
| FLUOR CORP Convertible, 1.125%, due 08/15/2029 |
|
343412AJ1 |
505,000 |
$602,591.25 |
0.75% |
| TEMPUS AI INC Convertible, 0%, due 05/15/2032 |
|
88023BAG8 |
491,000 |
$595,030.63 |
0.75% |
| SWIFT HOLDINGS CORP Convertible, 1%, due 11/15/2031 |
|
499049AA2 |
589,000 |
$587,969.25 |
0.74% |
| RIVIAN AUTO INC Convertible, 3.625%, due 10/15/2030 |
|
76954AAD5 |
632,000 |
$586,590.80 |
0.73% |
| TERAWULF INC Convertible, 0%, due 05/01/2032 |
|
88080TAE4 |
666,000 |
$576,922.50 |
0.72% |
| PTC THERAPEUTICS INC Convertible, 0%, due 06/15/2031 |
|
69366JAE1 |
607,000 |
$544,175.50 |
0.68% |
| BRIDGEBIO PHARMA INC Convertible, 1.75%, due 03/01/2031 |
|
10806XAJ1 |
348,000 |
$530,874.00 |
0.67% |
| BrightSpring Health Services, Inc., Convertible, 6.75%, Due 02/01/2027 |
BTSGU |
10950A205 |
2,605 |
$533,451.90 |
0.67% |
| SITIME Convertible, 0%, due 06/15/2031 |
|
82982TAA4 |
575,000 |
$515,200.00 |
0.65% |
| THE CHEESECAKE FACTORY Convertible, 2%, due 03/15/2030 |
|
163072AC5 |
300,000 |
$512,827.59 |
0.64% |
| UBER TECHNOLOGIES INC Convertible, 0.875%, due 12/01/2028 |
|
90353TAM2 |
445,000 |
$509,680.75 |
0.64% |
| US Dollar |
$USD |
|
509,756 |
$509,755.74 |
0.64% |
| SOLARIS ENERGY INFRASTRURE Convertible, 0.25%, due 10/01/2031 |
|
83419XAB4 |
381,000 |
$501,015.00 |
0.63% |
| ADVANCED ENERGY INDUSTRIES Convertible, 0%, due 05/15/2031 |
|
007973AF7 |
575,000 |
$497,087.50 |
0.62% |
| IMAX CORP Convertible, 0.75%, due 11/15/2030 |
|
45245EAK5 |
362,000 |
$493,858.50 |
0.62% |
| MIRUM PHARMACEUTICALS Convertible, 0%, due 06/01/2032 |
|
604749AC5 |
563,000 |
$497,903.13 |
0.62% |
| MP MATERIALS CORP Convertible, 3%, due 03/01/2030 |
|
553368AC5 |
262,000 |
$495,992.20 |
0.62% |
| The Southern Company, Series A, Convertible, 7.125%, Due 12/15/2028 |
SOMN |
842587842 |
10,345 |
$496,663.45 |
0.62% |
| CELCUITY INC Convertible, 0.25%, due 08/01/2032 |
|
15102KAB6 |
600,000 |
$490,500.00 |
0.61% |
| IMPINJ INC Convertible, 0%, due 09/15/2029 |
|
453204AF6 |
472,000 |
$489,983.20 |
0.61% |
| DYNATRACE LLC Convertible, 0%, due 09/01/2031 |
|
26815LAA1 |
415,000 |
$482,230.00 |
0.60% |
| HALOZYME THERAPEUTICS INC Convertible, 1.50%, due 10/01/2033 |
|
40637HAL3 |
444,000 |
$478,410.00 |
0.60% |
| SILICON MOTION TECH Convertible, 0%, due 08/15/2031 |
|
82706CAA6 |
487,000 |
$481,643.00 |
0.60% |
| Bruker Corporation, Convertible, 6.375%, Due 09/01/2028 |
BRKRP |
116794207 |
1,140 |
$472,655.40 |
0.59% |
| MACOM TECH SOLUTIONS Convertible, 0%, due 12/15/2029 |
|
55405YAD2 |
281,000 |
$469,429.01 |
0.59% |
| NextEra Energy, Inc., Convertible, 7.375%, Due 02/15/2029 |
NEE.V |
65339F655 |
10,745 |
$473,424.70 |
0.59% |
| JAZZ PHARMACEUTICALS PLC Convertible, 1.875%, due 09/15/2032 |
|
472145AJ0 |
500,000 |
$457,250.00 |
0.57% |
| COREWEAVE INC Convertible, 1.75%, due 10/01/2032 |
|
21873SAH1 |
614,000 |
$449,755.00 |
0.56% |
| STRATEGY INC Convertible, 2.25%, due 06/15/2032 |
|
594972AN1 |
390,000 |
$446,862.00 |
0.56% |
| VSE Corporation, Convertible, 5.75%, Due 02/01/2029 |
VSECU |
918284209 |
10,600 |
$448,009.00 |
0.56% |
| ARROWHEAD RESEARCH CORP Convertible, 0%, due 01/15/2032 |
|
04280AAC4 |
461,000 |
$442,974.90 |
0.55% |
| AXON ENTERPRISE INC Convertible, 0%, due 09/15/2031 |
|
05464CAE1 |
454,000 |
$434,795.80 |
0.54% |
| CORE SCIENTIFIC INC Convertible, 0%, due 06/15/2031 |
|
21874AAE6 |
420,000 |
$431,655.00 |
0.54% |
| GALAXY DIGITAL HOLDINGS LP Convertible, 2.50%, due 12/01/2029 |
|
36317GAB2 |
408,000 |
$429,216.00 |
0.54% |
| KIMCO REALTY OP LLC Convertible, 3.50%, due 06/15/2031 |
|
49447BAD5 |
455,000 |
$434,411.25 |
0.54% |
| DOORDASH INC Convertible, 0%, due 05/15/2030 |
|
25809KAB1 |
433,000 |
$419,252.25 |
0.53% |
| HAT HOLDINGS I LLC/HAT Convertible, 3.75%, due 08/15/2028 |
|
418751AJ2 |
310,000 |
$426,482.50 |
0.53% |
| STRATEGY INC Convertible, 0.875%, due 03/15/2031 |
|
594972AL5 |
390,000 |
$408,447.00 |
0.51% |
| VIAVI SOLUTIONS INC Convertible, 0.625%, due 03/01/2031 |
|
925550AK1 |
153,000 |
$407,745.00 |
0.51% |
| ETSY INC Convertible, 1%, due 06/15/2030 |
|
29786AAQ9 |
325,000 |
$400,562.50 |
0.50% |
| JAZZ INVESTMENTS I LTD Convertible, 3.125%, due 09/15/2030 |
|
472145AH4 |
264,000 |
$401,676.00 |
0.50% |
| NUTANIX INC Convertible, 0.50%, due 12/15/2029 |
|
67059NAK4 |
374,000 |
$399,693.80 |
0.50% |
| LIBERTY MEDIA CORP Convertible, 2.25%, due 08/15/2027 |
|
531229AQ5 |
330,000 |
$386,265.00 |
0.48% |
| TRAVERE THERAPEUTICS INC Convertible, 0.50%, due 05/15/2032 |
|
89422GAB3 |
350,000 |
$380,712.50 |
0.48% |
| AST SPACEMOBILE INC Convertible, 1.625%, due 02/01/2034 |
|
00217DAJ9 |
500,000 |
$373,250.00 |
0.47% |
| PPL CAPITAL FUNDING INC Convertible, 2.875%, due 03/15/2028 |
|
69352PAS2 |
343,000 |
$367,918.95 |
0.46% |
| ASTRONICS CORP Convertible, 0%, due 01/15/2031 |
|
046433AF5 |
246,000 |
$362,702.40 |
0.45% |
| MARA HOLDINGS INC Convertible, 2.125%, due 09/01/2031 |
|
565788AD8 |
415,000 |
$357,730.00 |
0.45% |
| NCL CORPORATION LTD Convertible, 0.875%, due 04/15/2030 |
|
62886HBT7 |
390,000 |
$362,212.50 |
0.45% |
| GOLAR LNG LTD Convertible, 2.75%, due 12/15/2030 |
|
38046YAD3 |
336,000 |
$348,768.00 |
0.44% |
| KKR & Co. Inc., Series D, 6.25%, Due 03/01/2028 |
KKR.D |
48251W500 |
8,645 |
$350,122.50 |
0.44% |
| MORGAN STANLEY FIN LLC 1%, due 11/23/2027 |
|
61774H2L1 |
164,000 |
$348,804.22 |
0.44% |
| Ares Management Corporation, Convertible, Series B, 6.75%, Due 10/01/2027 |
ARES.B |
03990B309 |
8,935 |
$341,942.45 |
0.43% |
| CIPHER DIGITAL INC Convertible, 0%, due 10/01/2031 |
|
17253JAB2 |
384,000 |
$346,560.00 |
0.43% |
| PBF HOLDING CO LLC Convertible, 0%, due 01/15/2032 |
|
69318FAP3 |
306,000 |
$331,704.00 |
0.42% |
| CLEANSPARK INC Convertible, 0%, due 06/15/2030 |
|
18452BAC4 |
332,000 |
$322,455.00 |
0.40% |
| CRISPR THERAPEUTICS AG Convertible, 1.7308%, due 03/01/2031 |
|
226712AA5 |
323,000 |
$318,760.64 |
0.40% |
| MERIT MEDICAL SYSTEMS INC Convertible, 3%, due 02/01/2029 |
|
589889AB0 |
265,000 |
$316,675.00 |
0.40% |
| COREWEAVE INC Convertible, 1.75%, due 12/01/2031 |
|
21873SAD0 |
383,000 |
$304,676.50 |
0.38% |
| PENGUIN SOLUTIONS INC Convertible, 0%, due 08/01/2031 |
|
706915AA3 |
337,000 |
$294,453.75 |
0.37% |
| CENTRUS ENERGY CORP Convertible, 0%, due 08/15/2032 |
|
15643UAG9 |
361,000 |
$280,406.75 |
0.35% |
| SOFI TECHNOLOGIES INC Convertible, 1.25%, due 03/15/2029 |
|
83406FAC6 |
165,000 |
$271,012.50 |
0.34% |
| SENTINELONE INC Convertible, 0%, due 10/01/2031 |
|
81730HAA7 |
256,000 |
$249,344.00 |
0.31% |
| VIKING THERAPEUTICS INC Convertible, 2%, due 10/15/2032 |
|
92686JAA4 |
269,000 |
$240,512.90 |
0.30% |
| APPLIED DIGITAL CORP Convertible, 2.75%, due 06/01/2030 |
|
038169AB4 |
100,000 |
$215,560.21 |
0.27% |
| PLANET LABS PBC Convertible, 0.50%, due 10/15/2030 |
|
72703XAA4 |
149,000 |
$204,428.00 |
0.26% |
| Albemarle Corp, Convertible, 7.25%, Due 03/01/2027 |
ALB.A |
012653200 |
4,360 |
$185,256.40 |
0.23% |
| CIPHER DIGITAL INC Convertible, 0%, due 11/01/2032 |
|
17252AAA4 |
188,000 |
$166,850.00 |
0.21% |
| RIOT PLATFORMS INC Convertible, 0.75%, due 01/15/2030 |
|
767292AB1 |
128,000 |
$148,416.00 |
0.19% |
| VOYAGER SPACE HOLDINGS INC Convertible, 0.75%, due 11/15/2030 |
|
92892BAA1 |
117,000 |
$125,892.00 |
0.16% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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