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Holdings of the Fund as of 3/20/2019 *
Total Number of Holdings: 123
| Wells Fargo & Company, Series L, 7.50% |
WFC.L |
3,970 |
$5,121,300.00 |
2.78% |
| Bank of America Corporation, Series L, 7.25% |
BAC.L |
3,510 |
$4,597,047.00 |
2.50% |
| PALO ALTO NETWORKS Convertible, 0.75%, due 07/01/2023 |
697435AC9 |
3,525,000 |
$3,966,579.15 |
2.15% |
| Becton, Dickinson and Company, Series A, 6.125%, Due 05/01/2020 |
BDXA |
55,100 |
$3,352,835.00 |
1.82% |
| MICROCHIP TECHNOLOGY INC Convertible, 1.625%, due 02/15/2027 |
595017AF1 |
2,925,000 |
$3,280,659.54 |
1.78% |
| MICROCHIP TECHNOLOGY INC Convertible, 1.625%, due 02/15/2025 |
595017AD6 |
1,810,000 |
$3,015,602.60 |
1.64% |
| SPLUNK INC Convertible, 0.50%, due 09/15/2023 |
848637AA2 |
2,550,000 |
$2,804,835.55 |
1.52% |
| ILLUMINA INC Convertible, 0%, due 08/15/2023 |
452327AJ8 |
2,600,000 |
$2,780,329.56 |
1.51% |
| DEXCOM INC Convertible, 0.75%, due 12/01/2023 |
252131AG2 |
2,385,000 |
$2,724,704.53 |
1.48% |
| HERBALIFE LTD Convertible, 2.625%, due 03/15/2024 |
42703MAC7 |
2,475,000 |
$2,684,023.10 |
1.46% |
| WORKDAY INC Convertible, 0.25%, due 10/01/2022 |
98138HAF8 |
1,840,000 |
$2,605,714.18 |
1.41% |
| EXTRA SPACE STORAGE LP Convertible, 3.125%, due 10/01/2035 |
30225VAD9 |
2,200,000 |
$2,494,595.97 |
1.35% |
| ADVANCED MICRO DEVICES Convertible, 2.125%, due 09/01/2026 |
007903BD8 |
750,000 |
$2,468,317.03 |
1.34% |
| NextEra Energy Inc, 6.123%, Due 09/01/2019 |
NEE.R |
40,000 |
$2,454,000.00 |
1.33% |
| Crown Castle Intl Corp, Series A, 6.875%, Due 08/01/2020 |
CCI.A |
2,035 |
$2,379,627.25 |
1.29% |
| Danaher Corporation, Series A, Convertible, 4.75%, Due 04/15/2022 |
DHR.A |
2,275 |
$2,371,778.50 |
1.29% |
| Sempra Energy, Series A, Convertible, 6.00%, Due 01/15/2021 |
SRE.A |
22,250 |
$2,366,287.50 |
1.28% |
| INSULET CORPORATION Convertible, 1.375%, due 11/15/2024 |
45784PAG6 |
1,870,000 |
$2,324,803.59 |
1.26% |
| JAZZ INVESTMENTS I LTD Convertible, 1.875%, due 08/15/2021 |
472145AB7 |
2,275,000 |
$2,275,215.41 |
1.24% |
| IONIS PHARMACEUTICALS INC Convertible, 1%, due 11/15/2021 |
464337AJ3 |
1,660,000 |
$2,225,414.70 |
1.21% |
| SQUARE INC Convertible, 0.50%, due 05/15/2023 |
852234AC7 |
1,835,000 |
$2,226,130.25 |
1.21% |
| AKAMAI TECHNOLOGIES INC Convertible, 0.125%, due 05/01/2025 |
00971TAH4 |
2,055,000 |
$2,054,390.63 |
1.12% |
| ATLASSIAN INC Convertible, 0.625%, due 05/01/2023 |
04947PAA0 |
1,350,000 |
$2,016,527.53 |
1.09% |
| GCI LIBERTY INC Convertible, 1.75%, due 09/30/2046 |
36164VAA5 |
1,775,000 |
$1,992,751.66 |
1.08% |
| ATLAS AIR WORLDWIDE HLDG Convertible, 2.25%, due 06/01/2022 |
049164BH8 |
1,935,000 |
$1,978,884.02 |
1.07% |
| WRIGHT MEDICAL GROUP INC Convertible, 1.625%, due 06/15/2023 |
98235TAF4 |
1,720,000 |
$1,954,646.48 |
1.06% |
| FORTIVE CORPORATION Convertible, 0.875%, due 02/15/2022 |
34959JAJ7 |
1,850,000 |
$1,937,361.54 |
1.05% |
| BLACKSTONE MORTGAGE TRUST Convertible, 4.375%, due 05/05/2022 |
09257WAB6 |
1,900,000 |
$1,913,598.16 |
1.04% |
| EURONET WORLDWIDE INC Convertible, 0.75%, due 03/15/2049 |
298736AJ8 |
1,760,000 |
$1,884,109.10 |
1.02% |
| Fortive Corporation, Series A, 5.00%, Due 07/01/2021 |
FTV.A |
1,775 |
$1,852,354.50 |
1.01% |
| SERVICENOW INC Convertible, 0%, due 06/01/2022 |
81762PAC6 |
990,000 |
$1,821,370.40 |
0.99% |
| CHENIERE ENERGY INC Convertible, 4.25%, due 03/15/2045 |
16411RAG4 |
2,275,000 |
$1,778,765.65 |
0.97% |
| ON SEMICONDUCTOR CORP 1%, due 12/01/2020 |
682189AK1 |
1,390,000 |
$1,769,359.99 |
0.96% |
| TWITTER INC Convertible, 0.25%, due 06/15/2024 |
90184LAE2 |
1,895,000 |
$1,750,038.29 |
0.95% |
| CREE INC Convertible, 0.875%, due 09/01/2023 |
225447AA9 |
1,500,000 |
$1,736,984.25 |
0.94% |
| DISH NETWORK CORP Convertible, 3.375%, due 08/15/2026 |
25470MAB5 |
2,025,000 |
$1,732,371.30 |
0.94% |
| IAC FINANCECO INC Convertible, 0.875%, due 10/01/2022 |
44931RAA0 |
1,100,000 |
$1,673,037.15 |
0.91% |
| DOCUSIGN INC Convertible, 0.50%, due 09/15/2023 |
256163AA4 |
1,530,000 |
$1,622,839.22 |
0.88% |
| THE PRICELINE GROUP INC Coinvertible, 0.90%, due 09/15/2021 |
741503AX4 |
1,450,000 |
$1,612,848.93 |
0.88% |
| BIOMARIN PHARMACEUTICAL Convertible, 0.599%, due 08/01/2024 |
09061GAH4 |
1,525,000 |
$1,579,921.96 |
0.86% |
| FTI CONSULTING INC Convertible, 2%, due 08/15/2023 |
302941AN9 |
1,510,000 |
$1,531,950.88 |
0.83% |
| NRG ENERGY INC Convertible, 2.75%, due 06/01/2048 |
629377CF7 |
1,360,000 |
$1,534,052.93 |
0.83% |
| TOTAL SA Convertible, 0.50%, due 12/02/2022 |
F92124BF6 |
1,400,000 |
$1,502,130.00 |
0.82% |
| WAYFAIR INC Convertible, 1.125%, due 11/01/2024 |
94419LAC5 |
945,000 |
$1,514,347.71 |
0.82% |
| CAESARS ENTERTAIN CORP Convertible, 5%, due 10/01/2024 |
127686AA1 |
1,075,000 |
$1,498,281.25 |
0.81% |
| INTEL CORP Convertible, 3.25%, due 08/01/2039 |
458140AF7 |
570,000 |
$1,498,886.27 |
0.81% |
| Intl Flavor & Fragrances, Convertible, 6%, Due 09/15/2021 |
IFFT |
31,060 |
$1,485,289.20 |
0.81% |
| ZENDESK INC Convertible, 0.25%, due 03/15/2023 |
98936JAA9 |
1,020,000 |
$1,474,542.72 |
0.80% |
| HORIZON PHARMA INV LTD 2.50%, due 03/15/2022 |
44052TAB7 |
1,260,000 |
$1,453,558.24 |
0.79% |
| INTERCEPT PHARMACEUTICALS Convertible, 3.25%, due 07/01/2023 |
45845PAA6 |
1,455,000 |
$1,431,595.09 |
0.78% |
| MERITOR INC Convertible, 3.25%, due 10/15/2037 |
59001KAF7 |
1,485,000 |
$1,435,979.34 |
0.78% |
| AXA SA Convertible, 7.25%, due 05/15/2021 |
054536AD9 |
1,350,000 |
$1,390,831.28 |
0.75% |
| PURE STORAGE INC Convertible, 0.125%, due 04/15/2023 |
74624MAA0 |
1,310,000 |
$1,381,655.72 |
0.75% |
| Dominion Resources Inc, Series A, 6.75%, Due 08/15/2019 |
DCUD |
27,000 |
$1,338,930.00 |
0.73% |
| WHITING PETROLEUM CORP Convertible, 1.25%, due 04/01/2020 |
966387AL6 |
1,380,000 |
$1,337,506.87 |
0.73% |
| KAMAN CORP Convertible, 3.25%, due 05/01/2024 |
483548AF0 |
1,200,000 |
$1,319,197.76 |
0.72% |
| NEW RELIC INC Convertible, 0.50%, due 05/01/2023 |
64829BAA8 |
1,160,000 |
$1,325,783.31 |
0.72% |
| VISHAY INTERTECHNOLOGY Convertible, 2.25%, due 06/15/2025 |
928298AN8 |
1,390,000 |
$1,321,942.68 |
0.72% |
| LIVE NATION ENTERTAINMENT Convertible, 2.50%, due 03/15/2023 |
538034AM1 |
1,140,000 |
$1,306,782.00 |
0.71% |
| RH Convertible, 0%, due 06/15/2023 |
74967XAB9 |
1,380,000 |
$1,299,603.10 |
0.71% |
| VERINT SYSTEMS INC Convertible, 1.50%, due 06/01/2021 |
92343XAA8 |
1,260,000 |
$1,308,815.28 |
0.71% |
| SUPERNUS PHARMACEUTICALS Convertible, 0.625%, due 04/01/2023 |
868459AC2 |
1,290,000 |
$1,280,325.00 |
0.70% |
| RINGCENTRAL INC Convertible, 0%, due 03/15/2023 |
76680RAD9 |
890,000 |
$1,269,469.75 |
0.69% |
| AIR TRANSPORT SERVICES GROUP Convertible, 1.125%, due 10/15/2024 |
00922RAA3 |
1,300,000 |
$1,245,018.18 |
0.68% |
| PLURALSIGHT INC Convertible, 0.375%, due 03/01/2024 |
72941BAA4 |
1,175,000 |
$1,255,625.81 |
0.68% |
| TWILIO INC Convertible, 0.25%, due 06/01/2023 |
90138FAA0 |
640,000 |
$1,238,180.65 |
0.67% |
| ENVESTNET INC Convertible, 1.75%, due 06/01/2023 |
29404KAC0 |
1,051,000 |
$1,207,281.99 |
0.66% |
| CONMED CORP Convertible, 2.625%, due 02/01/2024 |
207410AE1 |
1,110,000 |
$1,200,473.15 |
0.65% |
| LIBERTY MEDIA CORP Convertible, 1.375%, due 10/15/2023 |
531229AB8 |
1,050,000 |
$1,202,355.00 |
0.65% |
| PACIRA PHARMACEUTICALS Convertible, 2.375%, due 04/01/2022 |
695127AD2 |
1,210,000 |
$1,203,983.53 |
0.65% |
| TESLA INC Convertible, 2.375%, due 03/15/2022 |
88160RAD3 |
1,105,000 |
$1,198,289.60 |
0.65% |
| THE PRICELINE GROUP INC Convertible, 0.35%, due 06/15/2020 |
741503AS5 |
860,000 |
$1,185,468.72 |
0.64% |
| CITRIX SYSTEMS INC Convertible, 0.50%, due 04/15/2019 |
177376AD2 |
835,000 |
$1,167,047.06 |
0.63% |
| Q2 HOLDINGS INC Convertible, 0.75%, due 02/15/2023 |
74736LAB5 |
880,000 |
$1,157,335.10 |
0.63% |
| NUVASIVE INC Convertible, 2.25%, due 03/15/2021 |
670704AG0 |
1,045,000 |
$1,150,859.10 |
0.62% |
| TWO HARBORS INV CORP Convertible, 6.25%, due 01/15/2022 |
90187BAA9 |
1,135,000 |
$1,144,337.86 |
0.62% |
| VIAVI SOLUTIONS INC Convertible, 1%, due 03/01/2024 |
925550AB1 |
1,025,000 |
$1,139,786.77 |
0.62% |
| CenterPoint Energy Inc, Series B, 7.00%, Due 09/01/2021 |
CNP.B |
21,325 |
$1,117,856.50 |
0.61% |
| SAREPTA THERAPEUTICS INC Convertible, 1.50%, due 11/15/2024 |
803607AB6 |
600,000 |
$1,113,750.00 |
0.60% |
| MOLINA HEALTHCARE INC Convertible, 1.125%, due 01/15/2020 |
60855RAC4 |
310,000 |
$1,080,175.28 |
0.59% |
| WIX LTD Convertible, 0%, due 07/01/2023 |
92940WAA7 |
1,010,000 |
$1,092,754.11 |
0.59% |
| ANTHEM INC Convertible, 2.75%, due 10/15/2042 |
94973VBG1 |
255,000 |
$1,069,659.32 |
0.58% |
| NEUROCRINE BIOSCIENCES Convertible, 2.25%, due 05/15/2024 |
64125CAD1 |
800,000 |
$1,053,000.00 |
0.57% |
| EXACT SCIENCES CORP Convertible, 1%, due 01/15/2025 |
30063PAA3 |
740,000 |
$1,038,149.80 |
0.56% |
| TELADOC HEALTH INC Convertible, 1.375%, due 05/15/2025 |
87918AAD7 |
750,000 |
$1,039,008.75 |
0.56% |
| CHESAPEAKE ENERGY CORP Convertible, 5.50%, due 09/15/2026 |
165167CY1 |
1,085,000 |
$1,018,741.51 |
0.55% |
| SILICON LABORATORIES INC Convertible, 1.375%, due 03/01/2022 |
826919AB8 |
900,000 |
$973,606.36 |
0.53% |
| TRANSOCEAN INC Convertible, 0.50%, due 01/30/2023 |
893830BJ7 |
845,000 |
$981,805.16 |
0.53% |
| GUIDEWIRE SOFTWARE INC Convertible, 1.25%, due 03/15/2025 |
40171VAA8 |
885,000 |
$953,725.56 |
0.52% |
| LIVEPERSON INC Convertible, 0.75%, due 03/01/2024 |
538146AA9 |
925,000 |
$937,271.47 |
0.51% |
| NOVELLUS SYSTEMS INC Convertible, 2.625%, due 05/15/2041 |
670008AD3 |
175,000 |
$938,913.59 |
0.51% |
| American Electric Power, Convertible, 6.125%, Due 03/15/2022 |
AEPCU |
18,200 |
$913,785.60 |
0.50% |
| IH MERGER SUB LLC Convertible, 3.50%, due 01/15/2022 |
19625XAB8 |
830,000 |
$925,848.36 |
0.50% |
| ILLUMINA INC Convertible, 0.50%, due 06/15/2021 |
452327AH2 |
665,000 |
$913,442.88 |
0.50% |
| INPHI CORP Convertible, 0.75%, due 09/01/2021 |
45772FAC1 |
870,000 |
$913,065.00 |
0.50% |
| QIAGEN NV Convertible, 0.50%, due 09/13/2023 |
BF99Q26 |
800,000 |
$905,000.00 |
0.49% |
| WORLD WRESTLING ENTERTAINMENT Convertible, 3.375%, due 12/15/2023 |
98156QAA6 |
245,000 |
$897,597.61 |
0.49% |
| CYPRESS SEMICONDUCTOR CO Convertible, 4.50%, due 01/15/2022 |
232806AM1 |
675,000 |
$863,848.80 |
0.47% |
| FIVE9 INC Convertible, 0.125%, due 05/01/2023 |
338307AA9 |
586,000 |
$853,391.80 |
0.46% |
| PERFICIENT INC Convertible, 2.375%, due 09/15/2023 |
71375UAA9 |
850,000 |
$837,093.93 |
0.45% |
| Stanley Black & Decker, Inc., Convertible, 5.375%, Due 05/15/2020 |
SWP |
8,625 |
$824,550.00 |
0.45% |
| DTE Energy Co, 6.50%, Due 10/01/2019 |
DTV |
14,700 |
$802,914.00 |
0.44% |
| NUTANIX INC Convertible, 0%, due 01/15/2023 |
67059NAB4 |
731,000 |
$811,775.50 |
0.44% |
| SSR MINING INC Convertible, 2.50%, due 04/01/2039 |
784730AA1 |
805,000 |
$814,840.32 |
0.44% |
| ETSY INC Convertible, 0%, due 03/01/2023 |
29786AAA4 |
400,000 |
$789,673.04 |
0.43% |
| II-VI INC Convertible, 0.25%, due 09/01/2022 |
902104AB4 |
745,000 |
$783,060.41 |
0.43% |
| KBR INC Convertible, 2.50%, due 11/01/2023 |
48242WAA4 |
790,000 |
$796,333.26 |
0.43% |
| OIL STATES INTL INC Convertible, 1.50%, due 02/15/2023 |
678026AG0 |
870,000 |
$752,846.23 |
0.41% |
| PDC ENERGY INC Convertible, 1.125%, due 09/15/2021 |
69327RAD3 |
780,000 |
$755,421.74 |
0.41% |
| Bunge Ltd, 4.875% |
BGEPF |
7,500 |
$731,250.00 |
0.40% |
| CHART INDUSTRIES INC Convertible, 1%, due 11/15/2024 |
16115QAD2 |
445,000 |
$737,165.45 |
0.40% |
| FIREEYE INC Convertible, 0.875%, due 06/01/2024 |
31816QAE1 |
720,000 |
$738,988.61 |
0.40% |
| Rexnord Corp, Series A, 5.75%, Due 11/15/2019 |
RXN.A |
13,000 |
$727,090.00 |
0.39% |
| ZILLOW INC Convertible, 2%, due 12/01/2021 |
98954MAB7 |
705,000 |
$726,015.03 |
0.39% |
| MICRON TECHNOLOGY INC Convertible, 2.125%, due 02/15/2033 |
595112AV5 |
190,000 |
$696,772.47 |
0.38% |
| LIGAND PHARMACEUTICALS INC Convertible, 0.75%, due 05/15/2023 |
53220KAE8 |
755,000 |
$641,405.50 |
0.35% |
| OASIS PETROLEUM INC Convertible, 2.625%, due 09/15/2023 |
674215AJ7 |
685,000 |
$646,725.12 |
0.35% |
| OKTA INC Convertible, 0.25%, due 02/15/2023 |
679295AB1 |
355,000 |
$637,973.70 |
0.35% |
| CHEGG INC Convertible, 0.25%, due 05/15/2023 |
163092AA7 |
395,000 |
$632,113.97 |
0.34% |
| HUBSPOT INC Convertible, 0.25%, due 06/01/2022 |
443573AB6 |
345,000 |
$633,091.05 |
0.34% |
| DYCOM INDUSTRIES INC Convertible, 0.75%, due 09/15/2021 |
267475AB7 |
630,000 |
$592,135.80 |
0.32% |
| CLEVELAND-CLIFFS INC Convertible, 1.50%, due 01/15/2025 |
185899AA9 |
360,000 |
$479,990.84 |
0.26% |
| INTELSAT SA Convertible, 4.50%, due 06/15/2025 |
45790VAA8 |
340,000 |
$423,925.14 |
0.23% |
Holdings are subject to change.
* The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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