|
|
 |
|
Holdings of the Fund as of 6/6/2025
Total Number of Holdings (excluding cash): 137
| The Boeing Company, Convertible, 6.00%, Due 10/15/2027 |
BA.A |
097023204 |
40,905 |
$2,797,902.00 |
3.40% |
| US Dollar |
$USD |
|
2,722,099 |
$2,722,099.08 |
3.30% |
| NEXTERA ENERGY CAPITAL Convertible, 3%, due 03/01/2027 |
|
65339KCY4 |
1,712,000 |
$1,992,768.00 |
2.42% |
| MICROSTRATEGY INC Convertible, 0%, due 12/01/2029 |
|
594972AR2 |
2,093,000 |
$1,925,535.33 |
2.34% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 02/07/2028 |
|
61774TYE6 |
757,000 |
$1,757,882.69 |
2.13% |
| Bank of America Corporation, Series L, 7.25% |
BAC.L |
060505682 |
1,210 |
$1,421,036.10 |
1.72% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2027 |
|
833445AA7 |
947,000 |
$1,380,726.00 |
1.68% |
| MICROSTRATEGY INC Convertible, 0%, due 03/01/2030 |
|
594972AT8 |
1,139,000 |
$1,282,831.62 |
1.56% |
| SEAGATE HDD CAYMAN Convertible, 3.50%, due 06/01/2028 |
|
81180WBL4 |
794,000 |
$1,275,064.76 |
1.55% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 04/26/2030 |
|
61778KCM7 |
1,176,000 |
$1,264,846.80 |
1.53% |
| PG&E CORP Convertible, 4.25%, due 12/01/2027 |
|
69331CAL2 |
1,187,000 |
$1,206,407.16 |
1.46% |
| Microchip Technology Incorporated, 7.50%, Due 03/15/2028 |
MCHPP |
595017302 |
18,265 |
$1,125,124.00 |
1.37% |
| LIVE NATION ENTERTAINMENT Convertible, 2.875%, due 01/15/2030 |
|
538034BB4 |
1,010,000 |
$1,084,740.00 |
1.32% |
| DIGITAL REALTY TRUST LP Convertible, 1.875%, due 11/15/2029 |
|
25389JAX4 |
960,000 |
$1,026,144.00 |
1.25% |
| Wells Fargo & Company, Series L, 7.500% |
WFC.L |
949746804 |
885 |
$1,015,971.15 |
1.23% |
| CLOUDFLARE INC Convertible, 0%, due 08/15/2026 |
|
18915MAC1 |
862,000 |
$991,256.90 |
1.20% |
| KKR & Co. Inc., Series D, 6.25%, Due 03/01/2028 |
KKR.D |
48251W500 |
19,205 |
$975,037.85 |
1.18% |
| UBER TECHNOLOGIES INC Convertible, 0.875%, due 12/01/2028 |
|
90353TAM2 |
711,000 |
$963,049.50 |
1.17% |
| ALIBABA GROUP HOLDING Convertible, 0.50%, due 06/01/2031 |
|
01609WBG6 |
723,000 |
$951,106.50 |
1.15% |
| Apollo Global Management, Inc., 6.75%, Due 07/31/2026 |
APO.A |
03769M304 |
13,230 |
$940,653.00 |
1.14% |
| Hewlett Packard Enterprise Company, Convertible, 7.625%, Due 09/01/2027 |
HPE.C |
42824C208 |
17,490 |
$928,194.30 |
1.13% |
| SHIFT4 PAYMENTS INC Convertible, 0.50%, due 08/01/2027 |
|
82452JAD1 |
874,000 |
$933,869.00 |
1.13% |
| RIVIAN AUTO INC Convertible, 3.625%, due 10/15/2030 |
|
76954AAD5 |
985,000 |
$895,980.64 |
1.09% |
| ASCENDIS PHARMA A/S Convertible, 2.25%, due 04/01/2028 |
|
04351PAD3 |
690,000 |
$871,159.50 |
1.06% |
| WESTERN DIGITAL CORP Convertible, 3%, due 11/15/2028 |
|
958102AT2 |
525,000 |
$840,000.00 |
1.02% |
| GUIDEWIRE SOFTWARE INC Convertible, 1.25%, due 11/01/2029 |
|
40171VAB6 |
665,000 |
$832,189.59 |
1.01% |
| WELLTOWER OP LLC Convertible, 2.75%, due 05/15/2028 |
|
95041AAB4 |
505,000 |
$828,957.50 |
1.01% |
| SOUTHERN CO Convertible, 3.875%, due 12/15/2025 |
|
842587DP9 |
755,000 |
$815,488.63 |
0.99% |
| MKS INC Convertible, 1.25%, due 06/01/2030 |
|
55306NAB0 |
823,000 |
$776,500.50 |
0.94% |
| Ares Management Corporation, Convertible, Series B, 6.75%, Due 10/01/2027 |
ARES.B |
03990B309 |
14,065 |
$767,386.40 |
0.93% |
| MICROSTRATEGY INC Convertible, 0.875%, due 03/15/2031 |
|
594972AL5 |
424,000 |
$750,463.25 |
0.91% |
| DOORDASH INC Convertible, 0%, due 05/15/2030 |
|
25809KAA3 |
713,000 |
$730,825.00 |
0.89% |
| EXACT SCIENCES CORP Convertible, 2%, due 03/01/2030 |
|
30063PAD7 |
707,000 |
$727,856.50 |
0.88% |
| CORE SCIENTIFIC INC Convertible, 0%, due 06/15/2031 |
|
21874AAE6 |
735,000 |
$720,300.00 |
0.87% |
| DATADOG INC Convertible, 0%, due 12/01/2029 |
|
23804LAC7 |
765,000 |
$718,763.56 |
0.87% |
| M/A-COM TECH SOLUTIONS Convertible, 0%, due 12/15/2029 |
|
55405YAC4 |
703,000 |
$707,457.57 |
0.86% |
| LIBERTY MEDIA CORP Convertible, 2.25%, due 08/15/2027 |
|
531229AQ5 |
535,000 |
$690,952.50 |
0.84% |
| SPOTIFY USA INC Convertible, 0%, due 03/15/2026 |
|
84921RAB6 |
477,000 |
$681,633.00 |
0.83% |
| LIBERTY MEDIA CORP Convertible, 2.375%, due 09/30/2053 |
|
531229AR3 |
440,000 |
$653,840.00 |
0.79% |
| MP MATERIALS CORP Convertible, 3%, due 03/01/2030 |
|
553368AC5 |
454,000 |
$653,987.00 |
0.79% |
| ALNYLAM PHARMACEUTICALS Convertible, 1%, due 09/15/2027 |
|
02043QAB3 |
505,000 |
$623,905.09 |
0.76% |
| PARSONS CORP Convertible, 2.625%, due 03/01/2029 |
|
70202LAD4 |
590,000 |
$626,523.05 |
0.76% |
| WAYFAIR INC Convertible, 3.25%, due 09/15/2027 |
|
94419LAP6 |
577,000 |
$623,448.50 |
0.76% |
| AFFIRM HOLDINGS INC Convertible, 0%, due 11/15/2026 |
|
00827BAB2 |
645,000 |
$600,802.71 |
0.73% |
| INSULET CORPORATION Convertible, 0.375%, due 09/01/2026 |
|
45784PAK7 |
416,000 |
$588,910.13 |
0.71% |
| CARNIVAL CORP Convertible, 5.75%, due 12/01/2027 |
|
143658BV3 |
294,000 |
$573,741.00 |
0.70% |
| CYBERARK SOFTWARE LTD Convertible, 0%, due 06/15/2030 |
|
23248VAC9 |
573,000 |
$578,730.00 |
0.70% |
| LUMENTUM HOLDINGS INC Convertible, 1.50%, due 12/15/2029 |
|
55024UAH2 |
415,000 |
$574,982.50 |
0.70% |
| NRG ENERGY INC Convertible, 2.75%, due 06/01/2048 |
|
629377CG5 |
150,000 |
$574,605.00 |
0.70% |
| NUTANIX INC Convertible, 0.25%, due 10/01/2027 |
|
67059NAH1 |
405,000 |
$573,682.50 |
0.70% |
| HALOZYME THERAPEUTICS INC Convertible, 1%, due 08/15/2028 |
|
40637HAF6 |
484,000 |
$565,796.00 |
0.69% |
| OSI SYSTEMS INC Convertible, 2.25%, due 08/01/2029 |
|
671044AE5 |
409,000 |
$557,876.00 |
0.68% |
| FUBOTV INC Convertible, 3.25%, due 02/15/2026 |
|
35953DAB0 |
560,000 |
$546,336.00 |
0.66% |
| INTEGER HOLDINGS CORP Convertible, 1.875%, due 03/15/2030 |
|
45826HAC3 |
520,000 |
$541,060.00 |
0.66% |
| SOFI TECHNOLOGIES INC Convertible, 1.25%, due 03/15/2029 |
|
83406FAC6 |
325,000 |
$541,612.50 |
0.66% |
| COINBASE GLOBAL INC Convertible, 0.25%, due 04/01/2030 |
|
19260QAF4 |
492,000 |
$537,327.99 |
0.65% |
| GALAXY DIGITAL HOLDINGS LP Convertible, 2.50%, due 12/01/2029 |
|
36317GAB2 |
465,000 |
$535,912.50 |
0.65% |
| ON SEMICONDUCTOR CORP Convertible, 0.50%, due 03/01/2029 |
|
682189AU9 |
583,000 |
$533,882.25 |
0.65% |
| QXO, Inc., Convertible, 5.50%, Due 05/15/2028 |
QXO.B |
82846H504 |
9,575 |
$533,806.25 |
0.65% |
| TRIP.COM GROUP LTD Convertible, 0.75%, due 06/15/2029 |
|
89677QAA5 |
466,000 |
$528,211.00 |
0.64% |
| UBER TECHNOLOGIES INC Convertible, 0%, due 05/15/2028 |
|
90353TAR1 |
465,000 |
$516,150.00 |
0.63% |
| WEC ENERGY GROUP INC Convertible, 4.375%, due 06/01/2027 |
|
92939UAN6 |
453,000 |
$518,005.50 |
0.63% |
| BILL HOLDINGS INC Convertible, 0%, due 04/01/2030 |
|
090043AE0 |
600,000 |
$508,500.00 |
0.62% |
| VARONIS SYSTEM INC Convertible, 1%, due 09/15/2029 |
|
922280AC6 |
494,000 |
$502,768.50 |
0.61% |
| DUKE ENERGY CORP Convertible, 4.125%, due 04/15/2026 |
|
26441CBY0 |
470,000 |
$493,617.50 |
0.60% |
| JD.COM INC Convertible, 0.25%, due 06/01/2029 |
|
47215PAJ5 |
466,000 |
$489,533.00 |
0.59% |
| BOX INC Convertible, 1.50%, due 09/15/2029 |
|
10316TAC8 |
435,000 |
$466,102.50 |
0.57% |
| BRIDGEBIO PHARMA INC Convertible, 1.75%, due 03/01/2031 |
|
10806XAH5 |
425,000 |
$466,862.50 |
0.57% |
| ROCKET LAB USA Convertible, 4.25%, due 02/01/2029 |
|
773122AA4 |
81,000 |
$463,471.88 |
0.56% |
| STRIDE INC Convertible, 1.125%, due 09/01/2027 |
|
86333MAA6 |
167,000 |
$465,429.00 |
0.56% |
| AXON ENTERPRISE INC Convertible, 0.50%, due 12/15/2027 |
|
05464CAB7 |
130,000 |
$451,850.63 |
0.55% |
| GAMESTOP CORP Convertible, 0%, due 04/01/2030 |
|
36467WAD1 |
360,000 |
$453,780.00 |
0.55% |
| ITRON INC Convertible, 0%, due 03/15/2026 |
|
465741AN6 |
415,000 |
$450,171.25 |
0.55% |
| MERIT MEDICAL SYSTEMS INC Convertible, 3%, due 02/01/2029 |
|
589889AA2 |
358,000 |
$455,913.00 |
0.55% |
| JAZZ INVESTMENTS I LTD 3.125%, due 09/15/2030 |
|
472145AG6 |
410,000 |
$444,645.00 |
0.54% |
| LUMENTUM HOLDINGS INC Convertible, 0.50%, due 12/15/2026 |
|
55024UAD1 |
400,000 |
$448,400.00 |
0.54% |
| THE CHEESECAKE FACTORY Convertible, 2%, due 03/15/2030 |
|
163072AB7 |
425,000 |
$442,531.25 |
0.54% |
| GLOBAL PAYMENTS INC Convertible, 1.50%, due 03/01/2031 |
|
37940XAU6 |
500,000 |
$440,750.00 |
0.53% |
| ON SEMICONDUCTOR CORP Convertible, 0%, due 05/01/2027 |
|
682189AS4 |
376,000 |
$438,059.53 |
0.53% |
| UPSTART HOLDINGS INC Convertible, 1%, due 11/15/2030 |
|
91680MAE7 |
473,000 |
$436,638.13 |
0.53% |
| WORKIVA INC Convertible, 1.25%, due 08/15/2028 |
|
98139AAD7 |
470,000 |
$438,862.50 |
0.53% |
| GRANITE CONSTRUCTION INC Convertible, 3.25%, due 06/15/2030 |
|
387328AE7 |
318,000 |
$431,128.50 |
0.52% |
| VENTAS REALTY LP Convertible, 3.75%, due 06/01/2026 |
|
92277GAZ0 |
354,000 |
$427,384.20 |
0.52% |
| BrightSpring Health Services, Inc., Convertible, 6.75%, Due 02/01/2027 |
BTSGU |
10950A205 |
5,025 |
$422,552.25 |
0.51% |
| FLUOR CORP Convertible, 1.125%, due 08/15/2029 |
|
343412AJ1 |
350,000 |
$422,012.50 |
0.51% |
| UBER TECHNOLOGIES INC Convertible, 0%, due 12/15/2025 |
|
90353TAJ9 |
370,000 |
$420,875.00 |
0.51% |
| MORGAN STANLEY FIN LLC 1%, due 11/23/2027 |
|
61774H2L1 |
246,000 |
$410,318.16 |
0.50% |
| MIRUM PHARMACEUTICALS Convertible, 4%, due 05/01/2029 |
|
604749AB7 |
245,000 |
$407,251.25 |
0.49% |
| BLOOM ENERGY CORP Convertible, 3%, due 06/01/2028 |
|
093712AK3 |
286,000 |
$399,685.00 |
0.48% |
| SUPER MICRO COMPUTER INC Convertible, 2.25%, due 07/15/2028 |
|
86800UAC8 |
353,000 |
$393,806.80 |
0.48% |
| BURLINGTON STORES INC Convertible, 1.25%, due 12/15/2027 |
|
122017AD8 |
287,000 |
$385,441.00 |
0.47% |
| NUTANIX INC Convertible, 0.50%, due 12/15/2029 |
|
67059NAJ7 |
340,000 |
$385,696.00 |
0.47% |
| MARA HOLDINGS INC Convertible, 0%, due 03/01/2030 |
|
565788AE6 |
415,000 |
$378,065.00 |
0.46% |
| PTC THERAPEUTICS INC Convertible, 1.50%, due 09/15/2026 |
|
69366JAD3 |
317,000 |
$377,824.39 |
0.46% |
| HIMS & HERS HEALTH Convertible, 0%, due 05/15/2030 |
|
433000AA4 |
310,000 |
$353,555.00 |
0.43% |
| NCL CORPORATION LTD Convertible, 0.875%, due 04/15/2030 |
|
62886HBS9 |
327,000 |
$343,554.38 |
0.42% |
| THE CHEFS' WAREHOUSE Convertible, 2.375%, due 12/15/2028 |
|
163086AE1 |
225,000 |
$348,637.50 |
0.42% |
| GUARDANT HEALTH INC Convertible, 1.25%, due 02/15/2031 |
|
40131MAD1 |
301,000 |
$336,969.50 |
0.41% |
| IMAX CORP Convertible, 0.50%, due 04/01/2026 |
|
45245EAJ8 |
296,000 |
$329,122.40 |
0.40% |
| PAGAYA TECHNOLOGIES LTD Convertible, 6.125%, due 10/01/2029 |
|
69549FAA7 |
213,000 |
$325,570.50 |
0.40% |
| PPL CAPITAL FUNDING INC Convertible, 2.875%, due 03/15/2028 |
|
69352PAS2 |
303,000 |
$327,088.50 |
0.40% |
| REPLIGEN CORP Convertible, 1%, due 12/15/2028 |
|
759916AD1 |
330,000 |
$331,980.00 |
0.40% |
| ZSCALER INC Convertible, 0.125%, due 07/01/2025 |
|
98980GAB8 |
166,000 |
$331,971.63 |
0.40% |
| AST SPACEMOBILE INC Convertible, 4.25%, due 03/01/2032 |
|
00217DAA8 |
225,000 |
$321,918.75 |
0.39% |
| INTERDIGITAL INC Convertible, 3.50%, due 06/01/2027 |
|
45867GAD3 |
109,000 |
$322,531.00 |
0.39% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2029 |
|
833445AC3 |
214,000 |
$319,368.25 |
0.39% |
| AFFIRM HOLDINGS INC Convertible, 0.75%, due 12/15/2029 |
|
00827BAC0 |
316,000 |
$311,949.44 |
0.38% |
| LIFE360 INC Convertible, 0%, due 06/01/2030 |
|
532206AB5 |
299,000 |
$315,121.16 |
0.38% |
| PROGRESS SOFTWARE CORP Convertible, 3.50%, due 03/01/2030 |
|
743312AD2 |
267,000 |
$314,659.50 |
0.38% |
| Albemarle Corp, Convertible, 7.25%, Due 03/01/2027 |
ALB.A |
012653200 |
10,000 |
$305,000.00 |
0.37% |
| POST HOLDINGS INC Convertible, 2.50%, due 08/15/2027 |
|
737446AT1 |
265,000 |
$303,822.50 |
0.37% |
| Q2 HOLDINGS INC Convertible, 0.75%, due 06/01/2026 |
|
74736LAD1 |
258,000 |
$303,021.00 |
0.37% |
| ADVANCED ENERGY INDUSTRIES Convertible, 2.50%, due 09/15/2028 |
|
007973AE0 |
255,000 |
$295,264.50 |
0.36% |
| CYTOKINETICS INC Convertible, 3.50%, due 07/01/2027 |
|
23282WAC4 |
270,000 |
$287,145.00 |
0.35% |
| LYFT INC Convertible, 0.625%, due 03/01/2029 |
|
55087PAD6 |
270,000 |
$288,413.20 |
0.35% |
| Nextera Energy, Inc., Convertible, 7.299%, Due 06/01/2027 |
NEE.S |
65339F663 |
6,000 |
$290,280.00 |
0.35% |
| UGI CORP Convertible, 5%, due 06/01/2028 |
|
902681AA3 |
215,000 |
$289,712.50 |
0.35% |
| LANTHEUS HOLDINGS INC Convertible, 2.625%, due 12/15/2027 |
|
516544AB9 |
222,000 |
$282,550.50 |
0.34% |
| FEDERAL REALTY OP LP Convertible, 3.25%, due 01/15/2029 |
|
313747BD8 |
274,000 |
$273,726.00 |
0.33% |
| NORTHERN OIL & GAS INC Convertible, 3.625%, due 04/15/2029 |
|
665531AJ8 |
260,000 |
$272,077.00 |
0.33% |
| PAR TECHNOLOGY CORP Convertible, 1.50%, due 10/15/2027 |
|
698884AE3 |
240,000 |
$270,750.00 |
0.33% |
| RIOT PLATFORMS INC Convertible, 0.75%, due 01/15/2030 |
|
767292AA3 |
280,000 |
$268,100.00 |
0.33% |
| EQUINOX GOLD CORP Convertible, 4.75%, due 10/15/2028 |
|
29446YAC0 |
198,000 |
$267,300.00 |
0.32% |
| TWO HARBORS INV CORP Convertible, 6.25%, due 01/15/2026 |
|
90187BAB7 |
271,000 |
$266,528.50 |
0.32% |
| UNITY SOFTWARE INC Convertible, 0%, due 03/15/2030 |
|
91332UAG6 |
250,000 |
$260,500.00 |
0.32% |
| ALLIANT ENERGY CORP Convertible, 3.875%, due 03/15/2026 |
|
018802AC2 |
251,000 |
$259,283.00 |
0.31% |
| SYNAPTICS INC Convertible, 0.75%, due 12/01/2031 |
|
87157DAH2 |
270,000 |
$253,125.00 |
0.31% |
| CENTRUS ENERGY CORP Convertible, 2.25%, due 11/01/2030 |
|
15643UAD6 |
145,000 |
$245,702.50 |
0.30% |
| CINEMARK HOLDINGS INC Convertible, 4.50%, due 08/15/2025 |
|
17243VAB8 |
108,000 |
$243,351.00 |
0.30% |
| NCL CORPORATION LTD Convertible, 1.125%, due 02/15/2027 |
|
62886HBD2 |
248,000 |
$243,164.00 |
0.30% |
| PG&E Corporation, 6.00%, Due 12/01/2027 |
PCG.X |
69331C306 |
6,000 |
$246,900.00 |
0.30% |
| CIPHER MINING Convertible, 1.75%, due 05/15/2030 |
|
17253JAA4 |
210,000 |
$232,365.00 |
0.28% |
| IRHYTHM TECHNOLOGIES INC Convertible, 1.50%, due 09/01/2029 |
|
450056AB2 |
186,000 |
$233,058.00 |
0.28% |
| MIRION TECHNOLOGIES INC Convertible, 0.25%, due 06/01/2030 |
|
60471AAA9 |
181,000 |
$200,910.00 |
0.24% |
| TXNM ENERGY INC Convertible, 5.75%, due 06/01/2054 |
|
69349HAE7 |
155,000 |
$201,306.25 |
0.24% |
| Chart Industries, Inc., Series B, 6.75%, Due 12/15/2025 |
GTLS.B |
16115Q407 |
3,210 |
$183,290.68 |
0.22% |
| PELOTON INTERACTIVE INC Convertible, 5.50%, due 12/01/2029 |
|
70614WAD2 |
97,000 |
$184,057.50 |
0.22% |
| Shift4 Payments, Inc., Convertible, 6.00%, Due 05/01/2028 |
FOUR.A |
82452J307 |
1,650 |
$183,496.50 |
0.22% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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