|
|
 |
|
Holdings of the Fund as of 12/1/2025
Total Number of Holdings (excluding cash): 142
| LUMENTUM HOLDINGS INC Convertible, 0.375%, due 03/15/2032 |
|
55024UAJ8 |
1,837,000 |
$3,449,886.00 |
3.33% |
| The Boeing Company, Convertible, 6.00%, Due 10/15/2027 |
BA.A |
097023204 |
44,225 |
$2,753,006.25 |
2.66% |
| STRATEGY INC Convertible, 0%, due 03/01/2030 |
|
594972AT8 |
2,787,000 |
$2,484,386.90 |
2.40% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 02/07/2028 |
|
61774TYE6 |
807,000 |
$2,089,185.81 |
2.02% |
| ALIBABA GROUP HOLDING Convertible, 0.50%, due 06/01/2031 |
|
01609WBG6 |
1,201,000 |
$2,052,509.00 |
1.98% |
| WESTERN DIGITAL CORP Convertible, 3%, due 11/15/2028 |
|
958102AT2 |
455,000 |
$1,981,752.50 |
1.91% |
| SEAGATE HDD CAYMAN Convertible, 3.50%, due 06/01/2028 |
|
81180WBL4 |
593,000 |
$1,949,116.88 |
1.88% |
| MORGAN STANLEY FIN LLC Convertible, 0.125%, due 04/26/2030 |
|
61778KCM7 |
1,526,000 |
$1,857,065.70 |
1.79% |
| NEXTERA ENERGY CAPITAL Convertible, 3%, due 03/01/2027 |
|
65339KCY4 |
1,416,000 |
$1,830,888.00 |
1.77% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2027 |
|
833445AB5 |
1,015,000 |
$1,690,990.00 |
1.63% |
| Wells Fargo & Company, Series L, 7.500% |
WFC.L |
949746804 |
1,300 |
$1,587,950.00 |
1.53% |
| Bank of America Corporation, Series L, 7.25% |
BAC.L |
060505682 |
1,240 |
$1,550,000.00 |
1.50% |
| NEBIUS GROUP NV Convertible, 1%, due 09/15/2030 |
|
63954QAE6 |
1,376,000 |
$1,481,952.00 |
1.43% |
| MKS INC Convertible, 1.25%, due 06/01/2030 |
|
55306NAB0 |
1,123,000 |
$1,412,734.00 |
1.36% |
| LIVE NATION ENTERTAINMENT Convertible, 2.875%, due 01/15/2030 |
|
538034BB4 |
1,385,000 |
$1,402,312.50 |
1.35% |
| UBER TECHNOLOGIES INC Convertible, 0.875%, due 12/01/2028 |
|
90353TAM2 |
911,000 |
$1,228,483.50 |
1.19% |
| WELLTOWER OP LLC Convertible, 2.75%, due 05/15/2028 |
|
95041AAB4 |
573,000 |
$1,231,950.00 |
1.19% |
| M/A-COM TECH SOLUTIONS Convertible, 0%, due 12/15/2029 |
|
55405YAC4 |
1,003,000 |
$1,222,657.00 |
1.18% |
| WAYFAIR INC Convertible, 3.25%, due 09/15/2027 |
|
94419LAP6 |
666,000 |
$1,205,127.00 |
1.16% |
| Albemarle Corp, Convertible, 7.25%, Due 03/01/2027 |
ALB.A |
012653200 |
19,885 |
$1,078,562.40 |
1.04% |
| CORE SCIENTIFIC INC Convertible, 0%, due 06/15/2031 |
|
21874AAE6 |
974,000 |
$1,082,357.50 |
1.04% |
| RIOT PLATFORMS INC Convertible, 0.75%, due 01/15/2030 |
|
767292AA3 |
829,000 |
$1,061,534.50 |
1.02% |
| DATADOG INC Convertible, 0%, due 12/01/2029 |
|
23804LAC7 |
990,000 |
$1,039,995.00 |
1.00% |
| BLOOM ENERGY CORP Convertible, 0%, due 11/15/2030 |
|
093712AN7 |
1,131,000 |
$1,023,228.87 |
0.99% |
| CLOUDFLARE INC Convertible, 0%, due 08/15/2026 |
|
18915MAC1 |
862,000 |
$1,013,625.80 |
0.98% |
| PARSONS CORP Convertible, 2.625%, due 03/01/2029 |
|
70202LAD4 |
900,000 |
$1,015,200.00 |
0.98% |
| GUIDEWIRE SOFTWARE INC Convertible, 1.25%, due 11/01/2029 |
|
40171VAC4 |
865,000 |
$982,207.50 |
0.95% |
| RIVIAN AUTO INC Convertible, 3.625%, due 10/15/2030 |
|
76954AAD5 |
985,000 |
$989,309.39 |
0.95% |
| BRIDGEBIO PHARMA INC Convertible, 1.75%, due 03/01/2031 |
|
10806XAH5 |
567,000 |
$939,802.50 |
0.91% |
| BrightSpring Health Services, Inc., Convertible, 6.75%, Due 02/01/2027 |
BTSGU |
10950A205 |
7,780 |
$944,492.00 |
0.91% |
| DOORDASH INC Convertible, 0%, due 05/15/2030 |
|
25809KAA3 |
866,000 |
$868,165.00 |
0.84% |
| IREN LTD Convertible, 0%, due 07/01/2031 |
|
46270CAE9 |
977,000 |
$870,995.50 |
0.84% |
| SOFI TECHNOLOGIES INC Convertible, 1.25%, due 03/15/2029 |
|
83406FAC6 |
280,000 |
$872,200.00 |
0.84% |
| GUARDANT HEALTH INC Convertible, 1.25%, due 02/15/2031 |
|
40131MAD1 |
460,000 |
$858,084.00 |
0.83% |
| GALAXY DIGITAL HOLDINGS LP Convertible, 2.50%, due 12/01/2029 |
|
36317GAB2 |
630,000 |
$849,555.00 |
0.82% |
| CYBERARK SOFTWARE LTD Convertible, 0%, due 06/15/2030 |
|
23248VAC9 |
779,000 |
$839,762.00 |
0.81% |
| SEMTECH CORP Convertible, 0%, due 10/15/2030 |
|
816850AJ0 |
794,000 |
$823,775.00 |
0.80% |
| Hewlett Packard Enterprise Company, Convertible, 7.625%, Due 09/01/2027 |
HPE.C |
42824C208 |
13,305 |
$812,270.25 |
0.78% |
| ON SEMICONDUCTOR CORP Convertible, 0%, due 05/01/2027 |
|
682189AS4 |
704,000 |
$810,487.28 |
0.78% |
| KKR & Co. Inc., Series D, 6.25%, Due 03/01/2028 |
KKR.D |
48251W500 |
16,120 |
$800,358.00 |
0.77% |
| GRANITE CONSTRUCTION INC Convertible, 3.25%, due 06/15/2030 |
|
387328AF4 |
518,000 |
$776,223.00 |
0.75% |
| ASCENDIS PHARMA A/S Convertible, 2.25%, due 04/01/2028 |
|
04351PAD3 |
539,000 |
$761,094.95 |
0.73% |
| CENTRUS ENERGY CORP Convertible, 0%, due 08/15/2032 |
|
15643UAF1 |
580,000 |
$755,305.00 |
0.73% |
| MP MATERIALS CORP Convertible, 3%, due 03/01/2030 |
|
553368AC5 |
262,000 |
$741,198.00 |
0.72% |
| IONIS PHARMACEUTICALS INC Convertible, 0%, due 12/01/2030 |
|
462222AG5 |
680,000 |
$736,950.00 |
0.71% |
| JAZZ INVESTMENTS I LTD Convertible, 3.125%, due 09/15/2030 |
|
472145AH4 |
545,000 |
$731,662.50 |
0.71% |
| Microchip Technology Incorporated, 7.50%, Due 03/15/2028 |
MCHPP |
595017302 |
14,460 |
$734,712.60 |
0.71% |
| QXO, Inc., Convertible, 5.50%, Due 05/15/2028 |
QXO.B |
82846H504 |
13,960 |
$739,321.60 |
0.71% |
| Apollo Global Management, Inc., 6.75%, Due 07/31/2026 |
APO.A |
03769M304 |
10,415 |
$718,114.25 |
0.69% |
| SNOWFLAKE INC Convertible, 0%, due 10/01/2029 |
|
833445AD1 |
414,000 |
$716,013.00 |
0.69% |
| CLOUDFLARE INC Convertible, 0%, due 06/15/2030 |
|
18915MAE7 |
641,000 |
$699,972.00 |
0.68% |
| EXACT SCIENCES CORP Convertible, 2%, due 03/01/2030 |
|
30063PAD7 |
500,000 |
$691,800.00 |
0.67% |
| SOFI TECHNOLOGIES INC Convertible, 0%, due 10/15/2026 |
|
83406FAA0 |
500,000 |
$696,975.00 |
0.67% |
| PPL CAPITAL FUNDING INC Convertible, 2.875%, due 03/15/2028 |
|
69352PAS2 |
618,000 |
$684,589.50 |
0.66% |
| PTC THERAPEUTICS INC Convertible, 1.50%, due 09/15/2026 |
|
69366JAD3 |
437,000 |
$674,924.63 |
0.65% |
| FIRSTENERGY CORP Convertible, 3.875%, due 01/15/2031 |
|
337932AU1 |
600,000 |
$659,400.00 |
0.64% |
| LIBERTY MEDIA CORP Convertible, 2.25%, due 08/15/2027 |
|
531229AQ5 |
535,000 |
$660,992.50 |
0.64% |
| HALOZYME THERAPEUTICS INC Convertible, 1%, due 08/15/2028 |
|
40637HAF6 |
484,000 |
$643,478.00 |
0.62% |
| RUBRIK INC Convertible, 0%, due 06/15/2030 |
|
781154AC3 |
686,000 |
$644,840.00 |
0.62% |
| TERAWULF INC Convertible, 1%, due 09/01/2031 |
|
88080TAC8 |
448,000 |
$645,960.01 |
0.62% |
| ROCKET LAB USA Convertible, 4.25%, due 02/01/2029 |
|
773122AA4 |
81,000 |
$636,862.50 |
0.61% |
| FLUOR CORP Convertible, 1.125%, due 08/15/2029 |
|
343412AJ1 |
525,000 |
$620,865.00 |
0.60% |
| MIRION TECHNOLOGIES INC Convertible, 0%, due 10/01/2031 |
|
60471AAC5 |
547,000 |
$617,084.38 |
0.60% |
| US Dollar |
$USD |
|
625,346 |
$625,345.61 |
0.60% |
| DIGITALOCEAN HOLDINGS Convertible, 0%, due 08/15/2030 |
|
25402DAC6 |
460,000 |
$610,147.64 |
0.59% |
| GUARDANT HEALTH INC Convertible, 0%, due 05/15/2033 |
|
40131MAE9 |
552,000 |
$614,100.00 |
0.59% |
| WEC ENERGY GROUP INC Convertible, 4.375%, due 06/01/2027 |
|
92939UAP1 |
525,000 |
$610,443.75 |
0.59% |
| UNITY SOFTWARE INC Convertible, 0%, due 03/15/2030 |
|
91332UAG6 |
425,000 |
$600,843.75 |
0.58% |
| ADVANCED ENERGY INDUSTRIES Convertible, 2.50%, due 09/15/2028 |
|
007973AE0 |
355,000 |
$578,117.50 |
0.56% |
| CIPHER MINING Convertible, 0%, due 10/01/2031 |
|
17253JAB2 |
396,000 |
$572,962.51 |
0.55% |
| LIGAND PHARMACEUTICALS INC Convertible, 0.75%, due 10/01/2030 |
|
53220KAG3 |
481,000 |
$570,826.75 |
0.55% |
| TERAWULF INC Convertible, 0%, due 05/01/2032 |
|
88080TAE4 |
566,000 |
$573,641.00 |
0.55% |
| The Southern Company, Series A, Convertible, 7.125%, Due 12/15/2028 |
SOMN |
842587842 |
11,310 |
$565,726.20 |
0.55% |
| TRIP.COM GROUP LTD Convertible, 0.75%, due 06/15/2029 |
|
89677QAB3 |
466,000 |
$568,753.00 |
0.55% |
| IRHYTHM TECHNOLOGIES INC Convertible, 1.50%, due 09/01/2029 |
|
450056AB2 |
391,000 |
$556,197.50 |
0.54% |
| LYFT INC Convertible, 0%, due 09/15/2030 |
|
55087PAE4 |
470,000 |
$560,710.00 |
0.54% |
| VIAVI SOLUTIONS INC Convertible, 0.625%, due 03/01/2031 |
|
925550AJ4 |
398,000 |
$558,692.50 |
0.54% |
| BWX TECHNOLOGIES INC Convertible, 0%, due 11/01/2030 |
|
05605HAD2 |
563,000 |
$539,072.50 |
0.52% |
| COINBASE GLOBAL INC Convertible, 0.25%, due 04/01/2030 |
|
19260QAF4 |
492,000 |
$534,435.00 |
0.52% |
| OSI SYSTEMS INC Convertible, 0.50%, due 02/01/2031 |
|
671044AG0 |
532,000 |
$533,916.89 |
0.52% |
| CYTOKINETICS INC Convertible, 1.75%, due 10/01/2031 |
|
23282WAD2 |
418,000 |
$523,246.68 |
0.51% |
| DUKE ENERGY CORP Convertible, 4.125%, due 04/15/2026 |
|
26441CBY0 |
500,000 |
$527,375.00 |
0.51% |
| ALPHATEC HOLDINGS INC Convertible, 0.75%, due 03/15/2030 |
|
02081GAC6 |
325,000 |
$514,150.65 |
0.50% |
| LIFE360 INC Convertible, 0%, due 06/01/2030 |
|
532206AB5 |
444,000 |
$518,925.00 |
0.50% |
| TEMPUS AI INC Convertible, 0.75%, due 07/15/2030 |
|
88023BAD5 |
435,000 |
$521,347.50 |
0.50% |
| VENTAS REALTY LP Convertible, 3.75%, due 06/01/2026 |
|
92277GAZ0 |
354,000 |
$518,610.00 |
0.50% |
| CLEANSPARK INC Convertible, 0%, due 02/15/2032 |
|
18452BAD2 |
541,000 |
$507,728.50 |
0.49% |
| REPLIGEN CORP Convertible, 1%, due 12/15/2028 |
|
759916AD1 |
455,000 |
$503,002.50 |
0.49% |
| ALNYLAM PHARMACEUTICALS Convertible, 1%, due 09/15/2027 |
|
02043QAB3 |
304,000 |
$499,472.00 |
0.48% |
| IMAX CORP Convertible, 0.75%, due 11/15/2030 |
|
45245EAK5 |
455,000 |
$493,333.75 |
0.48% |
| INTERDIGITAL INC Convertible, 3.50%, due 06/01/2027 |
|
45867GAD3 |
109,000 |
$496,549.50 |
0.48% |
| AST SPACEMOBILE INC Convertible, 2%, due 01/15/2036 |
|
00217DAE0 |
585,000 |
$472,884.75 |
0.46% |
| EQUINOX GOLD CORP Convertible, 4.75%, due 10/15/2028 |
|
29446YAC0 |
198,000 |
$464,013.00 |
0.45% |
| ALNYLAM PHARMACEUTICALS Convertible, 0%, due 09/15/2028 |
|
02043QAC1 |
455,000 |
$454,715.63 |
0.44% |
| CELCUITY INC Convertible, 2.75%, due 08/01/2031 |
|
15102KAA8 |
213,000 |
$457,355.04 |
0.44% |
| DIGITAL REALTY TRUST LP Convertible, 1.875%, due 11/15/2029 |
|
25389JAX4 |
445,000 |
$453,544.00 |
0.44% |
| MIRUM PHARMACEUTICALS Convertible, 4%, due 05/01/2029 |
|
604749AB7 |
195,000 |
$452,088.00 |
0.44% |
| COINBASE GLOBAL INC Convertible, 0%, due 10/01/2032 |
|
19260QAJ6 |
471,000 |
$449,098.50 |
0.43% |
| EVERGY INC Convertible, 4.50%, due 12/15/2027 |
|
30034WAD8 |
350,000 |
$441,131.25 |
0.43% |
| Ares Management Corporation, Convertible, Series B, 6.75%, Due 10/01/2027 |
ARES.B |
03990B309 |
8,685 |
$437,724.00 |
0.42% |
| CENTERPOINT ENERGY INC Convertible, 3%, due 08/01/2028 |
|
15189TBQ9 |
425,000 |
$434,073.75 |
0.42% |
| COGENT BIOSCIENCES INC Convertible, 1.625%, due 11/15/2031 |
|
19240QAA0 |
356,000 |
$430,938.00 |
0.42% |
| GALAXY DIGITAL HOLDINGS LP Convertible, 0.50%, due 05/01/2031 |
|
36317GAC0 |
550,000 |
$436,562.50 |
0.42% |
| NOVA LTD Convertible, 0%, due 09/15/2030 |
|
66982MAA2 |
365,000 |
$432,342.50 |
0.42% |
| AEROVIRONMENT INC Convertible, 0%, due 07/15/2030 |
|
008073AA6 |
377,000 |
$421,297.50 |
0.41% |
| BOX INC Convertible, 1.50%, due 09/15/2029 |
|
10316TAD6 |
435,000 |
$424,342.50 |
0.41% |
| MERIT MEDICAL SYSTEMS INC Convertible, 3%, due 02/01/2029 |
|
589889AA2 |
358,000 |
$427,273.00 |
0.41% |
| ODDITY FINANCE LLC Convertible, 0%, due 06/15/2030 |
|
67579RAA8 |
500,000 |
$426,625.00 |
0.41% |
| DIGITALOCEAN HOLDINGS Convertible, 0%, due 12/01/2026 |
|
25402DAB8 |
435,000 |
$418,578.75 |
0.40% |
| SOLARIS ENERGY INFRASTRURE Convertible, 0.25%, due 10/01/2031 |
|
83419XAB4 |
367,000 |
$404,296.38 |
0.39% |
| AFFIRM HOLDINGS INC Convertible, 0.75%, due 12/15/2029 |
|
00827BAC0 |
371,000 |
$394,318.34 |
0.38% |
| LYFT INC Convertible, 0.625%, due 03/01/2029 |
|
55087PAD6 |
300,000 |
$381,645.32 |
0.37% |
| PLANET LABS PBC Convertible, 0.50%, due 10/15/2030 |
|
72703XAA4 |
304,000 |
$380,380.00 |
0.37% |
| ARRAY TECHNOLOGIES INC Convertible, 2.875%, due 07/01/2031 |
|
04271TAC4 |
304,000 |
$371,032.00 |
0.36% |
| BURLINGTON STORES INC Convertible, 1.25%, due 12/15/2027 |
|
122017AD8 |
287,000 |
$374,104.50 |
0.36% |
| EOS ENERGY ENTERPRISES INC Convertible, 1.75%, due 12/01/2031 |
|
29415CAC5 |
353,000 |
$370,826.50 |
0.36% |
| GAMESTOP CORP Convertible, 0%, due 04/01/2030 |
|
36467WAD1 |
360,000 |
$370,620.00 |
0.36% |
| INTEGER HOLDINGS CORP Convertible, 1.875%, due 03/15/2030 |
|
45826HAC3 |
400,000 |
$354,800.00 |
0.34% |
| MARA HOLDINGS INC Convertible, 0%, due 03/01/2030 |
|
565788AF3 |
415,000 |
$349,845.00 |
0.34% |
| WISDOMTREE INC Convertible, 4.625%, due 08/15/2030 |
|
97717PAJ3 |
338,000 |
$338,845.00 |
0.33% |
| ZSCALER INC. Convertible, 0%, due 07/15/2028 |
|
98980GAC6 |
365,000 |
$346,202.50 |
0.33% |
| COHU INC Convertible, 1.50%, due 01/15/2031 |
|
192576AA4 |
289,000 |
$327,119.10 |
0.32% |
| NCL CORPORATION LTD Convertible, 0.75%, due 09/15/2030 |
|
62886HBW0 |
368,000 |
$332,120.00 |
0.32% |
| MORGAN STANLEY FIN LLC 1%, due 11/23/2027 |
|
61774H2L1 |
164,000 |
$318,013.22 |
0.31% |
| NCL CORPORATION LTD Convertible, 0.875%, due 04/15/2030 |
|
62886HBS9 |
314,000 |
$317,532.50 |
0.31% |
| Nextera Energy, Inc., Convertible, 7.299%, Due 06/01/2027 |
NEE.S |
65339F663 |
6,000 |
$321,300.00 |
0.31% |
| AFFIRM HOLDINGS INC Convertible, 0%, due 11/15/2026 |
|
00827BAB2 |
300,000 |
$288,749.24 |
0.28% |
| LIVE NATION ENTERTAINMENT Convertible, 2.875%, due 10/15/2031 |
|
538034BD0 |
298,000 |
$285,037.00 |
0.28% |
| ORMAT TECHNOLOGIES INC Convertible, 2.50%, due 07/15/2027 |
|
686688AB8 |
212,000 |
$285,235.40 |
0.28% |
| LIBERTY MEDIA CORP Convertible, 2.375%, due 09/30/2053 |
|
531229AR3 |
203,000 |
$275,166.50 |
0.27% |
| ALLIANT ENERGY CORP Convertible, 3.875%, due 03/15/2026 |
|
018802AC2 |
251,000 |
$269,825.00 |
0.26% |
| GLOBAL PAYMENTS INC Convertible, 1.50%, due 03/01/2031 |
|
37940XAU6 |
300,000 |
$268,650.00 |
0.26% |
| IMPINJ INC Convertible, 0%, due 09/15/2029 |
|
453204AE9 |
268,000 |
$267,062.00 |
0.26% |
| SOUTHERN CO Convertible, 4.50%, due 06/15/2027 |
|
842587DZ7 |
250,000 |
$270,375.00 |
0.26% |
| NORTHERN OIL & GAS INC Convertible, 3.625%, due 04/15/2029 |
|
665531AJ8 |
260,000 |
$253,955.00 |
0.25% |
| BLACKSKY TECHNOLOGY INC Convertible, 8.25%, due 08/01/2033 |
|
09263BAA6 |
251,000 |
$253,761.00 |
0.24% |
| SPOTIFY USA INC Convertible, 0%, due 03/15/2026 |
|
84921RAB6 |
218,000 |
$250,591.00 |
0.24% |
| SUPER MICRO COMPUTER INC Convertible, 0%, due 06/15/2030 |
|
86800UAE4 |
268,000 |
$245,488.00 |
0.24% |
| NIO INC Convertible, 4.625%, due 10/15/2030 |
|
62914VAK2 |
265,000 |
$232,802.50 |
0.22% |
| APPLIED DIGITAL CORP Convertible, 2.75%, due 06/01/2030 |
|
038169AA6 |
70,000 |
$211,617.00 |
0.20% |
| Shift4 Payments, Inc., Convertible, 6.00%, Due 05/01/2028 |
FOUR.A |
82452J307 |
2,100 |
$188,936.79 |
0.18% |
| HIMS & HERS HEALTH Convertible, 0%, due 05/15/2030 |
|
433000AA4 |
195,000 |
$177,547.50 |
0.17% |
| PELOTON INTERACTIVE INC Convertible, 5.50%, due 12/01/2029 |
|
70614WAD2 |
97,000 |
$171,350.50 |
0.17% |
Holdings are subject to change.
The holdings information set forth above for the date indicated reflects creation and redemption transactions from the prior business day and may differ from the holdings information currently available from the Fund's custodian and accounting agent. With respect to the market value of the Fund's holdings set forth above, the pricing sources are generally third party vendors. The Fund ultimately relies on pricing information provided by the Fund's accounting agent.
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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