Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       

Sabrient Rising Rate, 4  Ticker: FGZPMX
A unit investment trust that seeks above-average capital appreciation. The portfolio seeks to find companies that Sabrient believes are positioned to perform well in environments of rising Treasury yields. The stocks are selected for the trust by Sabrient Systems, LLC by applying a comprehensive investment strategy process.
Product Code: SBRR4
Portfolio Status: Secondary
Initial Offer Date: 02/22/2016
Secondary Date: 08/19/2016
Portfolio Ending Date: 02/22/2018
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
Initial Offer Price: $10.0000
NAV(*): $12.7491
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 03/23/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.0932
As of 03/20/2017
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 13.57%
Consumer Staples  Consumer Staples 1.13%
Energy  Energy 1.11%
Financials  Financials 27.04%
Health Care  Health Care 8.01%
Industrials  Industrials 16.58%
Information Technology  Information Technology 15.22%
Materials  Materials 14.89%
Real Estate  Real Estate 0.00%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 2.45%
  Large Mid Small  
Growth  1.48% 19.42% 26.43%  
Value  8.86% 21.09% 20.27%  

 Style Weighting
Large-Cap Growth 1.48%
Large-Cap Value 8.86%
Mid-Cap Growth 19.42%
Mid-Cap Value 21.09%
Small-Cap Growth 26.43%
Small-Cap Value 20.27%
Undetermined 2.45%
U.S. Stocks 89.91%   Other 2.45%
Non-U.S. Stocks 7.64%      
The style and sector characteristics of the portfolio are determined as of 03/23/2017 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $8,316.86
Weighted Average Price/Earnings 15.19
Weighted Average Price/Book 1.85
As of 3/23/2017
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
 Trinseo S.A. TSE Materials  Materials Small-Cap Growth 3.85%
 Koppers Holdings Inc. KOP Materials  Materials Small-Cap Growth 3.79%
 SkyWest, Inc. SKYW Industrials  Industrials Small-Cap Value 3.36%
 Quanta Services, Inc. PWR Industrials  Industrials Mid-Cap Value 2.93%
 Kraton Corp. KRA Materials  Materials Small-Cap Value 2.90%
 Zions Bancorporation ZION Financials  Financials Mid-Cap Value 2.88%
 Citizens Financial Group, Inc. CFG Financials  Financials Large-Cap Value 2.70%
 Morgan Stanley MS Financials  Financials Large-Cap Value 2.67%
 Lincoln National Corporation LNC Financials  Financials Mid-Cap Value 2.66%
 MaxLinear, Inc. (Class A) MXL Information Technology  Information Technology Small-Cap Growth 2.63%
 Viad Corp VVI Industrials  Industrials Small-Cap Growth 2.50%
 Berry Plastics Group, Inc. BERY Materials  Materials Mid-Cap Growth 2.46%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 2.44%
 Microsemi Corporation MSCC Information Technology  Information Technology Mid-Cap Growth 2.37%
 CDW Corporation CDW Information Technology  Information Technology Mid-Cap Growth 2.29%
 E*TRADE Financial Corporation ETFC Financials  Financials Mid-Cap Value 2.25%
 Brunswick Corporation BC Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.16%
 Sinclair Broadcast Group, Inc. SBGI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.13%
 Customers Bancorp, Inc. CUBI Financials  Financials Small-Cap Value 2.05%
 MetLife, Inc. MET Financials  Financials Large-Cap Value 2.01%
 Lear Corporation LEA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.00%
 YRC Worldwide Inc. YRCW Industrials  Industrials Small-Cap Growth 1.99%
 Bank of the Ozarks, Inc. OZRK Financials  Financials Mid-Cap Value 1.96%
 Integrated Device Technology, Inc. IDTI Information Technology  Information Technology Small-Cap Growth 1.94%
 Zebra Technologies Corporation ZBRA Information Technology  Information Technology Mid-Cap Growth 1.93%
 Gray Television, Inc. GTN Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.92%
 Boyd Gaming Corporation BYD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.90%
 A. Schulman, Inc. SHLM Materials  Materials Small-Cap Growth 1.89%
 The Goodyear Tire & Rubber Company GT Consumer Discretionary  Consumer Discretionary Mid-Cap Value 1.83%
 Hawaiian Holdings, Inc. HA Industrials  Industrials Small-Cap Growth 1.80%
 Ally Financial Inc. ALLY Financials  Financials Mid-Cap Value 1.79%
 Umpqua Holdings Corporation UMPQ Financials  Financials Mid-Cap Value 1.74%
 CNO Financial Group, Inc. CNO Financials  Financials Small-Cap Value 1.73%
 BankUnited, Inc. BKU Financials  Financials Mid-Cap Value 1.69%
 United Therapeutics Corporation UTHR Health Care  Health Care Mid-Cap Growth 1.64%
 Ethan Allen Interiors Inc. ETH Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.63%
 Web.com Group, Inc. WEB Information Technology  Information Technology Small-Cap Growth 1.62%
 Ryanair Holdings Plc (ADR) RYAAY Industrials  Industrials Large-Cap Growth 1.48%
 Delta Air Lines, Inc. DAL Industrials  Industrials Large-Cap Value 1.48%
 Envision Healthcare Corporation EVHC Health Care  Health Care Mid-Cap Value 1.36%
 AMAG Pharmaceuticals, Inc. AMAG Health Care  Health Care Small-Cap Value 1.29%
 Depomed, Inc. DEPO Health Care  Health Care Small-Cap Growth 1.28%
 Sucampo Pharmaceuticals, Inc. (Class A) SCMP Health Care  Health Care Small-Cap Growth 1.24%
 Horizon Pharma Plc HZNP Health Care  Health Care Small-Cap Value 1.20%
 Cal-Maine Foods, Inc. CALM Consumer Staples  Consumer Staples Small-Cap Value 1.13%
 DHT Holdings, Inc. DHT Energy  Energy Small-Cap Value 1.11%
 FreightCar America, Inc. RAIL Industrials  Industrials Small-Cap Value 1.04%
 Opus Bank OPB Financials  Financials Small-Cap Value 0.91%
Total Number of Holdings:    48
Underlying Securities information represented above is as of 03/23/2017 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Printer Friendly Page Printer Friendly Page

First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2017 All rights reserved.