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Sabrient Rising Rate, 1  Ticker: FNQVHX
A unit investment trust that seeks above-average capital appreciation. The portfolio seeks to find companies that Sabrient believes are positioned to perform well in environments of rising Treasury yields. The stocks are selected for the trust by Sabrient Systems, LLC by applying a comprehensive investment strategy process.
Product Code: SBRR1
Portfolio Status: Secondary
Initial Offer Date: 06/01/2015
Secondary Date: 08/28/2015
Portfolio Ending Date: 06/01/2017
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
Initial Offer Price: $10.0000
NAV(*): $9.4280
POP(*): Not Avail
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 05/24/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.1032
As of 05/22/2017
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 9.05%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 1.45%
Financials  Financials 30.73%
Health Care  Health Care 3.21%
Industrials  Industrials 29.40%
Information Technology  Information Technology 15.16%
Materials  Materials 10.41%
Real Estate  Real Estate 0.00%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.59%
  Large Mid Small  
Growth  1.93% 3.56% 40.86%  
Value  9.80% 17.95% 25.31%  

 Style Weighting
Large-Cap Growth 1.93%
Large-Cap Value 9.80%
Mid-Cap Growth 3.56%
Mid-Cap Value 17.95%
Small-Cap Growth 40.86%
Small-Cap Value 25.31%
Undetermined 0.59%
U.S. Stocks 80.57%   Other 0.59%
Non-U.S. Stocks 18.84%      
The style and sector characteristics of the portfolio are determined as of 05/24/2017 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $7,453.59
Weighted Average Price/Earnings 15.87
Weighted Average Price/Book 1.87
As of 5/24/2017
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
 Trinseo S.A. TSE Materials  Materials Small-Cap Growth 4.43%
 Hawaiian Holdings, Inc. HA Industrials  Industrials Small-Cap Growth 4.05%
 Burlington Stores, Inc. BURL Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 3.56%
 Orbotech Ltd. ORBK Information Technology  Information Technology Small-Cap Growth 3.28%
 Wabash National Corporation WNC Industrials  Industrials Small-Cap Growth 3.14%
 Comfort Systems USA, Inc. FIX Industrials  Industrials Small-Cap Growth 3.09%
 Home BancShares, Inc. HOMB Financials  Financials Small-Cap Growth 2.82%
 EMCOR Group, Inc. EME Industrials  Industrials Mid-Cap Value 2.80%
 LegacyTexas Financial Group, Inc. LTXB Financials  Financials Small-Cap Value 2.77%
 Evercore Partners Inc. EVR Financials  Financials Small-Cap Growth 2.73%
 Astec Industries, Inc. ASTE Industrials  Industrials Small-Cap Value 2.68%
 Hanmi Financial Corporation HAFC Financials  Financials Small-Cap Value 2.49%
 Jabil Circuit, Inc. JBL Information Technology  Information Technology Mid-Cap Value 2.38%
 Simmons First National Corporation SFNC Financials  Financials Small-Cap Value 2.37%
 Customers Bancorp, Inc. CUBI Financials  Financials Small-Cap Value 2.36%
 Mistras Group, Inc. MG Industrials  Industrials Small-Cap Growth 2.26%
 Delta Air Lines, Inc. DAL Industrials  Industrials Large-Cap Value 2.25%
 Morgan Stanley MS Financials  Financials Large-Cap Value 2.22%
 JetBlue Airways Corporation JBLU Industrials  Industrials Mid-Cap Value 2.21%
 Big Lots, Inc. BIG Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.14%
 Bank of the Ozarks, Inc. OZRK Financials  Financials Mid-Cap Value 2.11%
 Integrated Device Technology, Inc. IDTI Information Technology  Information Technology Small-Cap Growth 2.10%
 Umpqua Holdings Corporation UMPQ Financials  Financials Mid-Cap Value 1.98%
 AECOM ACM Industrials  Industrials Mid-Cap Value 1.96%
 Ameriprise Financial, Inc. AMP Financials  Financials Large-Cap Value 1.95%
 Skyworks Solutions, Inc. SWKS Information Technology  Information Technology Large-Cap Growth 1.93%
 NXP Semiconductors N.V. NXPI Information Technology  Information Technology Large-Cap Value 1.92%
 PGT, Inc. PGTI Industrials  Industrials Small-Cap Growth 1.89%
 Everi Holdings Inc. EVRI Information Technology  Information Technology Small-Cap Growth 1.79%
 Orion Engineered Carbons S.A. OEC Materials  Materials Small-Cap Growth 1.77%
 Sierra Wireless, Inc. SWIR Information Technology  Information Technology Small-Cap Growth 1.76%
 Envision Healthcare Corporation EVHC Health Care  Health Care Mid-Cap Value 1.64%
 Stifel Financial Corp. SF Financials  Financials Small-Cap Value 1.62%
 Mercer International Inc. MERC Materials  Materials Small-Cap Value 1.60%
 Haynes International, Inc. HAYN Materials  Materials Small-Cap Value 1.55%
 Federated Investors, Inc. (Class B) FII Financials  Financials Small-Cap Growth 1.47%
 The Greenbrier Companies, Inc. GBX Industrials  Industrials Small-Cap Value 1.47%
 Allergan Plc AGN Health Care  Health Care Large-Cap Value 1.46%
 Legg Mason, Inc. LM Financials  Financials Mid-Cap Value 1.41%
 American Eagle Outfitters, Inc. AEO Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.37%
 Affiliated Managers Group, Inc. AMG Financials  Financials Mid-Cap Value 1.35%
 Urban Outfitters, Inc. URBN Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.09%
 ArcBest Corporation ARCB Industrials  Industrials Small-Cap Value 1.09%
 Greenhill & Co., Inc. GHL Financials  Financials Small-Cap Growth 1.08%
 Ferroglobe Plc GSM Materials  Materials Small-Cap Growth 1.06%
 Express, Inc. EXPR Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.89%
 Scorpio Tankers Inc. STNG Energy  Energy Small-Cap Value 0.88%
 Teekay Tankers Ltd. TNK Energy  Energy Small-Cap Value 0.57%
 Roadrunner Transportation Systems, Inc. RRTS Industrials  Industrials Small-Cap Value 0.51%
 Valeant Pharmaceuticals International, Inc. VRX Health Care  Health Care Mid-Cap Value 0.11%
Total Number of Holdings:    50
Underlying Securities information represented above is as of 05/24/2017 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Industrials Risk. The companies engaged in the industrials sector are subject to a deterioration in the general state of the economy, intense competition, domestic and international politics, excess capacity and changing spending trends.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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