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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning six distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
VP1Q24 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
01/10/2024 |
Secondary Date: |
04/10/2024 |
Portfolio Ending Date: |
04/09/2025 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.8984 |
POP(*): |
$11.0476 |
Remaining Deferred Sales Charge: |
$0.0900 |
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* As of Trade Date: 04/26/2024 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
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Communication Services |
9.57% |
Consumer Discretionary |
11.66% |
Consumer Staples |
2.60% |
Energy |
5.45% |
Financials |
17.41% |
Health Care |
4.60% |
Industrials |
10.74% |
Information Technology |
33.82% |
Materials |
0.76% |
Real Estate |
0.00% |
Utilities |
2.93% |
Other |
0.46% |
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Large |
Mid |
Small |
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Growth |
43.42% |
5.78% |
11.86% |
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Value |
28.20% |
4.76% |
5.52% |
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Large-Cap Growth |
43.42% |
Large-Cap Value |
28.20% |
Mid-Cap Growth |
5.78% |
Mid-Cap Value |
4.76% |
Small-Cap Growth |
11.86% |
Small-Cap Value |
5.52% |
Undetermined |
0.46% |
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U.S. Stocks |
83.80% |
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Other |
0.46% |
Non-U.S. Stocks |
15.74% |
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The style and sector characteristics of the portfolio are determined as of 04/26/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$483,837 |
Price/Earnings |
15.61 |
Price/Book |
2.45 |
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As of 4/26/2024
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
NVIDIA Corporation
| NVDA |
Information Technology
| Large-Cap Growth |
5.93%
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Dell Technologies Inc. (Class C)
| DELL |
Information Technology
| Large-Cap Growth |
4.35%
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Microsoft Corporation
| MSFT |
Information Technology
| Large-Cap Growth |
4.05%
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Meta Platforms Inc. (Class A)
| META |
Communication Services
| Large-Cap Growth |
3.87%
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Apple Inc.
| AAPL |
Information Technology
| Large-Cap Growth |
3.41%
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The Travelers Companies, Inc.
| TRV |
Financials
| Large-Cap Value |
3.32%
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The Goldman Sachs Group, Inc.
| GS |
Financials
| Large-Cap Value |
3.29%
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International Business Machines Corporation
| IBM |
Information Technology
| Large-Cap Growth |
3.10%
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Verizon Communications Inc.
| VZ |
Communication Services
| Large-Cap Value |
2.96%
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Cisco Systems, Inc.
| CSCO |
Information Technology
| Large-Cap Value |
2.84%
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Cheniere Energy, Inc.
| LNG |
Energy
| Large-Cap Growth |
1.95%
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Broadcom Inc.
| AVGO |
Information Technology
| Large-Cap Growth |
1.78%
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Vertiv Group Corp
| VRT |
Industrials
| Large-Cap Growth |
1.74%
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PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Mid-Cap Value |
1.32%
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Vistra Corp.
| VST |
Utilities
| Mid-Cap Growth |
1.31%
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Visa Inc. (Class A)
| V |
Financials
| Large-Cap Growth |
1.28%
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Applovin Corp. (Class A)
| APP |
Information Technology
| Mid-Cap Growth |
1.23%
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The Home Depot, Inc.
| HD |
Consumer Discretionary
| Large-Cap Growth |
1.21%
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Alphabet Inc. (Class A)
| GOOGL |
Communication Services
| Large-Cap Growth |
1.13%
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Mastercard Incorporated
| MA |
Financials
| Large-Cap Growth |
1.01%
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Intesa Sanpaolo SpA
| ISP.IM |
Financials
| Large-Cap Value |
0.92%
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GoDaddy Inc. (Class A)
| GDDY |
Information Technology
| Mid-Cap Growth |
0.89%
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Vertex Pharmaceuticals Incorporated
| VRTX |
Health Care
| Large-Cap Growth |
0.85%
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Mercedes-Benz Group AG
| MBG.GY |
Consumer Discretionary
| Large-Cap Value |
0.85%
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Assicurazioni Generali SpA
| G.IM |
Financials
| Large-Cap Value |
0.84%
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Booking Holdings Inc.
| BKNG |
Consumer Discretionary
| Large-Cap Growth |
0.83%
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Volkswagen AG
| VOW.GY |
Consumer Discretionary
| Large-Cap Value |
0.83%
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Stellantis N.V.
| STLAM.IM |
Consumer Discretionary
| Large-Cap Value |
0.81%
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Hapag-Lloyd AG
| HLAG.GY |
Industrials
| Large-Cap Value |
0.80%
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Lam Research Corporation
| LRCX |
Information Technology
| Large-Cap Growth |
0.79%
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Credit Agricole S.A.
| ACA.FP |
Financials
| Large-Cap Value |
0.79%
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BNP Paribas S.A.
| BNP.FP |
Financials
| Large-Cap Value |
0.77%
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Akamai Technologies, Inc.
| AKAM |
Information Technology
| Mid-Cap Value |
0.77%
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Jabil Inc.
| JBL |
Information Technology
| Mid-Cap Growth |
0.77%
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BASF SE
| BAS.GY |
Materials
| Large-Cap Value |
0.76%
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HSBC Holdings Plc
| HSBA.LN |
Financials
| Large-Cap Value |
0.76%
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Bayerische Motoren Werke (BMW) AG
| BMW.GY |
Consumer Discretionary
| Large-Cap Value |
0.76%
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Owens Corning
| OC |
Industrials
| Mid-Cap Value |
0.76%
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Eni SpA
| ENI.IM |
Energy
| Large-Cap Value |
0.74%
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British American Tobacco Plc
| BATS.LN |
Consumer Staples
| Large-Cap Value |
0.71%
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Orange
| ORA.FP |
Communication Services
| Large-Cap Value |
0.71%
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Engie S.A.
| ENGI.FP |
Utilities
| Large-Cap Value |
0.71%
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Nordea Bank Abp
| NDA.FH |
Financials
| Large-Cap Value |
0.69%
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Enel SpA
| ENEL.IM |
Utilities
| Large-Cap Value |
0.67%
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HCA Healthcare, Inc.
| HCA |
Health Care
| Large-Cap Growth |
0.67%
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W.W. Grainger, Inc.
| GWW |
Industrials
| Large-Cap Growth |
0.66%
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Equinor ASA
| EQNR.NO |
Energy
| Large-Cap Value |
0.66%
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Toll Brothers, Inc.
| TOL |
Consumer Discretionary
| Mid-Cap Value |
0.63%
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Adobe Incorporated
| ADBE |
Information Technology
| Large-Cap Growth |
0.62%
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KLA Corporation
| KLAC |
Information Technology
| Large-Cap Growth |
0.62%
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McKesson Corporation
| MCK |
Health Care
| Large-Cap Growth |
0.61%
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Primoris Services Corporation
| PRIM |
Industrials
| Small-Cap Growth |
0.61%
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Colgate-Palmolive Company
| CL |
Consumer Staples
| Large-Cap Growth |
0.57%
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Bayer AG
| BAYN.GY |
Health Care
| Large-Cap Value |
0.57%
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Tennant Company
| TNC |
Industrials
| Small-Cap Growth |
0.55%
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A.P. Moeller - Maersk A/S (Class B)
| MAERSKB.DC |
Industrials
| Mid-Cap Value |
0.55%
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Cinemark Holdings, Inc.
| CNK |
Communication Services
| Small-Cap Growth |
0.54%
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Brinker International, Inc.
| EAT |
Consumer Discretionary
| Small-Cap Growth |
0.53%
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Palomar Holdings, Inc.
| PLMR |
Financials
| Small-Cap Growth |
0.52%
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Standex International Corporation
| SXI |
Industrials
| Small-Cap Growth |
0.51%
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HNI Corporation
| HNI |
Industrials
| Small-Cap Growth |
0.50%
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Veeco Instruments Inc.
| VECO |
Information Technology
| Small-Cap Growth |
0.50%
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PDD Holdings Inc. (ADR)
| PDD |
Consumer Discretionary
| Large-Cap Growth |
0.50%
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Steelcase Inc.
| SCS |
Industrials
| Small-Cap Value |
0.49%
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The Andersons, Inc.
| ANDE |
Consumer Staples
| Small-Cap Value |
0.49%
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MillerKnoll Inc.
| MLKN |
Industrials
| Small-Cap Value |
0.48%
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Applied Materials, Inc.
| AMAT |
Information Technology
| Large-Cap Growth |
0.48%
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Enova International, Inc.
| ENVA |
Financials
| Small-Cap Value |
0.48%
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Verisk Analytics, Inc. (Class A)
| VRSK |
Industrials
| Large-Cap Growth |
0.47%
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Upbound Group Inc.
| UPBD |
Consumer Discretionary
| Small-Cap Growth |
0.45%
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Photronics, Inc.
| PLAB |
Information Technology
| Small-Cap Value |
0.44%
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Helix Energy Solutions Group, Inc.
| HLX |
Energy
| Small-Cap Value |
0.44%
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Stewart Information Services Corporation
| STC |
Financials
| Small-Cap Value |
0.43%
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Triumph Financial, Inc.
| TFIN |
Financials
| Small-Cap Growth |
0.42%
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Monster Beverage Corporation
| MNST |
Consumer Staples
| Large-Cap Growth |
0.42%
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Amgen Inc.
| AMGN |
Health Care
| Large-Cap Growth |
0.41%
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Huron Consulting Group Inc.
| HURN |
Industrials
| Small-Cap Growth |
0.41%
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Virtus Investment Partners, Inc.
| VRTS |
Financials
| Small-Cap Growth |
0.41%
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UFP Technologies, Inc.
| UFPT |
Health Care
| Small-Cap Growth |
0.41%
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Napco Security Technologies, Inc.
| NSSC |
Information Technology
| Small-Cap Growth |
0.41%
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The Greenbrier Companies, Inc.
| GBX |
Industrials
| Small-Cap Value |
0.40%
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Dynavax Technologies Corporation
| DVAX |
Health Care
| Small-Cap Growth |
0.39%
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PROG Holdings Inc.
| PRG |
Financials
| Small-Cap Growth |
0.39%
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U.S. Physical Therapy, Inc.
| USPH |
Health Care
| Small-Cap Growth |
0.38%
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Live Oak Bancshares, Inc.
| LOB |
Financials
| Small-Cap Value |
0.38%
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La-Z-Boy Incorporated
| LZB |
Consumer Discretionary
| Small-Cap Value |
0.36%
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PBF Energy Inc.
| PBF |
Energy
| Mid-Cap Value |
0.36%
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Pathward Financial Inc.
| CASH |
Financials
| Small-Cap Growth |
0.35%
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Diamond Offshore Drilling, Inc.
| DO |
Energy
| Small-Cap Growth |
0.35%
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Caleres, Inc.
| CAL |
Consumer Discretionary
| Small-Cap Growth |
0.33%
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PVH Corp.
| PVH |
Consumer Discretionary
| Mid-Cap Value |
0.33%
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Builders FirstSource, Inc.
| BLDR |
Industrials
| Mid-Cap Growth |
0.33%
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Universal Corporation
| UVV |
Consumer Staples
| Small-Cap Value |
0.32%
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Winmark Corporation
| WINA |
Consumer Discretionary
| Small-Cap Growth |
0.32%
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WisdomTree, Inc.
| WT |
Financials
| Small-Cap Growth |
0.32%
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Kforce Inc.
| KFRC |
Industrials
| Small-Cap Growth |
0.31%
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Qualys, Inc.
| QLYS |
Information Technology
| Mid-Cap Growth |
0.31%
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Collegium Pharmaceutical, Inc.
| COLL |
Health Care
| Small-Cap Growth |
0.31%
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Insight Enterprises, Inc.
| NSIT |
Information Technology
| Mid-Cap Growth |
0.30%
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Abercrombie & Fitch Co. (Class A)
| ANF |
Consumer Discretionary
| Mid-Cap Growth |
0.29%
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Jack in the Box Inc.
| JACK |
Consumer Discretionary
| Small-Cap Growth |
0.29%
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Marathon Petroleum Corporation
| MPC |
Energy
| Large-Cap Value |
0.28%
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Cars.com Inc.
| CARS |
Communication Services
| Small-Cap Growth |
0.28%
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Phillips 66
| PSX |
Energy
| Large-Cap Value |
0.26%
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TriNet Group, Inc.
| TNET |
Industrials
| Mid-Cap Growth |
0.26%
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Modine Manufacturing Company
| MOD |
Consumer Discretionary
| Small-Cap Growth |
0.25%
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Shoe Carnival, Inc.
| SCVL |
Consumer Discretionary
| Small-Cap Value |
0.24%
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Constellation Energy Corporation
| CEG |
Utilities
| Large-Cap Value |
0.24%
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Signet Jewelers Limited
| SIG |
Consumer Discretionary
| Small-Cap Growth |
0.23%
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SkyWest, Inc.
| SKYW |
Industrials
| Small-Cap Value |
0.22%
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Valero Energy Corporation
| VLO |
Energy
| Large-Cap Value |
0.21%
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Matson, Inc.
| MATX |
Industrials
| Small-Cap Value |
0.20%
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Diamondback Energy, Inc.
| FANG |
Energy
| Large-Cap Value |
0.20%
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BJ's Restaurants, Inc.
| BJRI |
Consumer Discretionary
| Small-Cap Growth |
0.19%
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PACCAR Inc
| PCAR |
Industrials
| Large-Cap Value |
0.17%
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Quanex Building Products Corporation
| NX |
Industrials
| Small-Cap Growth |
0.17%
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American Woodmark Corporation
| AMWD |
Industrials
| Small-Cap Value |
0.15%
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InterDigital, Inc.
| IDCC |
Information Technology
| Small-Cap Growth |
0.14%
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lululemon athletica inc.
| LULU |
Consumer Discretionary
| Large-Cap Growth |
0.11%
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Aehr Test Systems, Inc.
| AEHR |
Information Technology
| Small-Cap Growth |
0.09%
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Lamb Weston Holdings, Inc.
| LW |
Consumer Staples
| Mid-Cap Growth |
0.09%
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Comcast Corporation (Class A)
| CMCSA |
Communication Services
| Large-Cap Value |
0.08%
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Loews Corporation
| L |
Financials
| Mid-Cap Value |
0.04%
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Total Number of Holdings: 123 |
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Underlying Securities information represented above is as of 04/26/2024 but will vary with future fluctuations in the market. |
Deferred Sales Charge Schedule |
$0.04500
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April 19, 2024
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$0.04500
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May 20, 2024
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$0.04500
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June 20, 2024
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Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Technology Risk. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The Dow Jones Industrial Average is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the Dow Jones Industrial Average. The Nasdaq 100®, Nasdaq 100 Index®, and Nasdaq® are trade or service marks of Nasdaq, Inc. (which with its affiliates are the Corporations) and are licensed for use by First Trust Portfolios L.P. The portfolio has not been passed on by the Corporations as to its legality or suitability. The portfolio is not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE PORTFOLIO. The S&P 500 Index is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P 500 Index. "Value Line", "The Value Line Investment Survey", and "Timeliness" are trademarks or registered trademarks of Value Line, Inc. ("Value Line") and have been licensed for use for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, recommended, sold or promoted by Value Line and Value Line makes no representation regarding the advisability of investing in products utilizing such strategy. First Trust Portfolios L.P. is not affiliated with any Value Line company.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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30333Q461 |
(Cash) |
30333Q479 |
(Reinvest) |
30333Q487 |
(Cash-Fee) |
30333Q495 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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