For more information,
Investment Solutions Overview
First Trust Investment Solutions L.P. is a registered investment advisor headquartered in Naples,
FL. We deliver streamlined managed account solutions to advisors and their clients, providing
access to a variety of asset classes and innovative investment strategies in a single account. We
offer the ability to customize a portfolio to each client’s investment objectives as well as turn-key
solutions — all researched and professionally managed by our highly skilled portfolio management
teams. In September 2023, First Trust Investment Solutions L.P. acquired Gyroscope Capital Management
LLC, an investment adviser with more than 16 years of experience providing low volatility, equity income
and custom hedging solutions for individuals and institutional investors.
Drawing from decades of experience and a forward-thinking mindset, First Trust Investment Solutions
L.P. was founded with a clear objective to provide the following:
Our team of portfolio managers and investment strategists has years of institutional
investment experience. This expertise, combined with our advanced technology, allows
us to stay attuned to investment trends and offer you optimal investment solutions.
Your success is the fundamental measure of ours. Every investor is unique, and we
are committed to crafting thoughtful solutions, tailoring our strategies to match your
preferences, risk tolerance, and financial goals.
Innovation is ingrained in our DNA. We have an unwavering commitment to provide
state-of-the-art investment solutions and actively explore emerging trends and
breakthroughs to deliver tangible results for our clients.
Gain exposure to the potential advantages of
professional asset management through our Separately
Managed Accounts. Our expert portfolio managers and
comprehensive lineup of investment strategies allow
customization and tax management to align with your
financial goals, needs, and personal values.
Our innovative options overlay solutions allow for
easy implementation to both retail and institutional
portfolios. We offer customizable strategies to
enhance yield, manage risk, and tax-efficiently
transition securities, including concentrated stock
with a low basis.
First Trust Investment Solutions L.P. (“FTIS”) is an investment advisor registered with the U.S. Securities and Exchange Commission.
FTIS is an affiliate of First Trust Portfolios L.P., a FINRA-registered broker-dealer, and First Trust Advisors L.P., a U.S. registered
investment advisor, and is responsible for the day-to-day management of the SMAs. First Trust Portfolios L.P. is the marketing agent for the SMAs.
FTIS has entered into a contractual agreement with First Trust Portfolios L.P. (“First Trust”) to refer investment advisory services provided by FTIS.
Since FTIS management fees are based upon a percentage of assets under management, the more assets under management, the higher fee income to FTIS.
Due to such compensation, First Trust has an incentive to recommend advisory services of FTIS, resulting in a material conflict of interest which
should be considered when deciding to engage FTIS. First Trust will not be involved in the provision of services by FTIS.
Please read FTIS’ Form ADV Part 2 for a description of services and fees offered.