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SMid Capital Strength, 35  Ticker: FMZHGX
 
Description
A unit investment trust that seeks above average capital appreciation by investing in a portfolio of small- and mid-capitalization companies which have strong balance sheets.
 
Summary
Product Code: SMCS35
Portfolio Status: Secondary
Initial Offer Date: 08/21/2017
Secondary Date: 11/15/2017
Portfolio Ending Date: 08/21/2019
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $11.0549
POP(*): $11.3093
Remaining Deferred Sales Charge: $0.2250
* As of Trade Date: 11/22/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution * $0.0821
Subsequent Years * $0.0818
As of 11/20/2017
* The estimated net annual distribution for subsequent years is expected to be less than the amount for the first year because a portion of the securities included in the portfolio will be sold to pay for organization costs, the deferred sales charge and the creation and development fee.  The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 15.92%
Consumer Staples  Consumer Staples 4.95%
Energy  Energy 2.65%
Financials  Financials 12.51%
Health Care  Health Care 8.82%
Industrials  Industrials 23.92%
Information Technology  Information Technology 23.77%
Materials  Materials 7.23%
Real Estate  Real Estate 0.00%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.23%
 
  Large Mid Small  
Growth  0.00% 54.38% 22.47%  
Value  0.00% 20.78% 2.14%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 0.00%
Mid-Cap Growth 54.38%
Mid-Cap Value 20.78%
Small-Cap Growth 22.47%
Small-Cap Value 2.14%
Undetermined 0.23%
 Composition
U.S. Stocks 99.77%   Other 0.23%
Non-U.S. Stocks 0.00%      
The style and sector characteristics of the portfolio are determined as of 11/22/2017 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $5,904.42
Weighted Average Price/Earnings 19.43
Weighted Average Price/Book 3.99
As of 11/22/2017
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 IPG Photonics Corporation IPGP Information Technology  Information Technology Mid-Cap Growth 3.20%
 Thor Industries, Inc. THO Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.92%
 MKS Instruments, Inc. MKSI Information Technology  Information Technology Mid-Cap Growth 2.90%
 ABIOMED, Inc. ABMD Health Care  Health Care Mid-Cap Growth 2.87%
 Primerica, Inc. PRI Financials  Financials Mid-Cap Growth 2.85%
 Copart, Inc. CPRT Industrials  Industrials Mid-Cap Growth 2.82%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 2.79%
 Carter's, Inc. CRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.78%
 Orbital ATK, Inc. OA Industrials  Industrials Mid-Cap Growth 2.75%
 Five Below, Inc. FIVE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.74%
 The Children's Place, Inc. PLCE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.73%
 Methode Electronics, Inc. MEI Information Technology  Information Technology Small-Cap Growth 2.68%
 ManpowerGroup Inc. MAN Industrials  Industrials Mid-Cap Value 2.65%
 Matador Resources Company MTDR Energy  Energy Small-Cap Growth 2.65%
 Advanced Energy Industries, Inc. AEIS Information Technology  Information Technology Small-Cap Growth 2.59%
 Cabot Corporation CBT Materials  Materials Mid-Cap Value 2.59%
 Broadridge Financial Solutions, Inc. BR Information Technology  Information Technology Mid-Cap Growth 2.56%
 Littelfuse, Inc. LFUS Information Technology  Information Technology Mid-Cap Growth 2.53%
 MSCI Inc. MSCI Financials  Financials Mid-Cap Growth 2.52%
 Evercore Inc. EVR Financials  Financials Small-Cap Growth 2.51%
 IDEX Corporation IEX Industrials  Industrials Mid-Cap Growth 2.50%
 Sanderson Farms, Inc. SAFM Consumer Staples  Consumer Staples Mid-Cap Value 2.50%
 Huntington Ingalls Industries, Inc. HII Industrials  Industrials Mid-Cap Growth 2.50%
 Eaton Vance Corp. EV Financials  Financials Mid-Cap Growth 2.49%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Value 2.48%
 Ingredion Incorporated INGR Consumer Staples  Consumer Staples Mid-Cap Growth 2.45%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 2.41%
 Herman Miller, Inc. MLHR Industrials  Industrials Small-Cap Growth 2.30%
 Brunswick Corporation BC Consumer Discretionary  Consumer Discretionary Mid-Cap Value 2.27%
 Cirrus Logic, Inc. CRUS Information Technology  Information Technology Mid-Cap Value 2.26%
 j2 Global, Inc. JCOM Information Technology  Information Technology Mid-Cap Growth 2.26%
 Masimo Corporation MASI Health Care  Health Care Mid-Cap Growth 2.25%
 Charles River Laboratories International, Inc. CRL Health Care  Health Care Mid-Cap Growth 2.24%
 American Woodmark Corporation AMWD Industrials  Industrials Small-Cap Growth 2.23%
 The Scotts Miracle-Gro Company SMG Materials  Materials Mid-Cap Growth 2.23%
 JetBlue Airways Corporation JBLU Industrials  Industrials Mid-Cap Value 2.16%
 BofI Holding, Inc. BOFI Financials  Financials Small-Cap Value 2.14%
 Hawaiian Holdings, Inc. HA Industrials  Industrials Small-Cap Growth 2.04%
 The Toro Company TTC Industrials  Industrials Mid-Cap Growth 1.97%
 INC Research Holdings, Inc. (Class A) INCR Health Care  Health Care Mid-Cap Value 1.46%
 
Total Number of Holdings:    40
Underlying Securities information represented above is as of 11/22/2017 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 December 20, 2017
$0.07500 January 19, 2018
$0.07500 February 20, 2018

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30304L624 (Cash)
30304L632 (Reinvest)
30304L640 (Cash-Fee)
30304L657 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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