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Sabrient Rising Rate, 6  Ticker: FQJZMX
 
Description
A unit investment trust that seeks above-average capital appreciation. The portfolio seeks to find companies that Sabrient believes are positioned to perform well in environments of rising Treasury yields. The stocks are selected for the trust by Sabrient Systems, LLC by applying a comprehensive investment strategy process.
 
Summary
Product Code: SBRR6
Portfolio Status: Primary
Initial Offer Date: 08/25/2017
Portfolio Ending Date: 08/26/2019
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $11.5174
POP(*): $11.7916
Remaining Deferred Sales Charge: $0.2250
* As of Trade Date: 11/17/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Year 1 * $0.0798
Subsequent Years * $0.0793
As of 11/13/2017
* The estimated net annual distribution for subsequent years is expected to be less than the amount for the first year because a portion of the securities included in the portfolio will be sold to pay for organization costs, the deferred sales charge and the creation and development fee.  The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 13.94%
Consumer Staples  Consumer Staples 1.82%
Energy  Energy 10.68%
Financials  Financials 28.59%
Health Care  Health Care 11.30%
Industrials  Industrials 12.24%
Information Technology  Information Technology 21.34%
Materials  Materials 0.00%
Real Estate  Real Estate 0.00%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.09%
 
  Large Mid Small  
Growth  9.90% 10.23% 22.27%  
Value  15.91% 17.91% 23.69%  

 Style Weighting
Large-Cap Growth 9.90%
Large-Cap Value 15.91%
Mid-Cap Growth 10.23%
Mid-Cap Value 17.91%
Small-Cap Growth 22.27%
Small-Cap Value 23.69%
Undetermined 0.09%
 Composition
U.S. Stocks 91.64%   Other 0.09%
Non-U.S. Stocks 8.27%      
The style and sector characteristics of the portfolio are determined as of 11/17/2017 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $23,666.63
Weighted Average Price/Earnings 21.64
Weighted Average Price/Book 2.23
As of 11/17/2017
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Axcelis Technologies, Inc. ACLS Information Technology  Information Technology Small-Cap Growth 2.87%
 Shoe Carnival, Inc. SCVL Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.75%
 HollyFrontier Corporation HFC Energy  Energy Mid-Cap Value 2.58%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 2.57%
 NMI Holdings, Inc. (Class A) NMIH Financials  Financials Small-Cap Value 2.39%
 STMicroelectronics N.V. STM Information Technology  Information Technology Large-Cap Growth 2.38%
 United Rentals, Inc. URI Industrials  Industrials Mid-Cap Growth 2.33%
 Lantheus Holdings, Inc. LNTH Health Care  Health Care Small-Cap Growth 2.21%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 2.20%
 SVB Financial Group SIVB Financials  Financials Mid-Cap Value 2.16%
 ArcBest Corporation ARCB Industrials  Industrials Small-Cap Value 2.16%
 PayPal Holdings, Inc. PYPL Information Technology  Information Technology Large-Cap Growth 2.14%
 RPC, Inc. RES Energy  Energy Mid-Cap Growth 2.11%
 KBR, Inc. KBR Industrials  Industrials Small-Cap Growth 2.10%
 AXT, Inc. AXTI Information Technology  Information Technology Small-Cap Value 2.09%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 2.08%
 Caleres, Inc. CAL Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.06%
 Marathon Petroleum Corporation MPC Energy  Energy Large-Cap Value 2.06%
 Columbus McKinnon Corporation CMCO Industrials  Industrials Small-Cap Growth 2.05%
 Cutera, Inc. CUTR Health Care  Health Care Small-Cap Growth 2.02%
 Melco Resorts & Entertainment Ltd. (ADR) MLCO Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.02%
 Terex Corporation TEX Industrials  Industrials Mid-Cap Value 2.00%
 PTC Inc. PTC Information Technology  Information Technology Mid-Cap Growth 1.99%
 Penske Automotive Group, Inc. PAG Consumer Discretionary  Consumer Discretionary Mid-Cap Value 1.94%
 Tarena International Inc. (ADR) TEDU Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.94%
 Essent Group Ltd. ESNT Financials  Financials Mid-Cap Value 1.93%
 Comerica Incorporated CMA Financials  Financials Mid-Cap Value 1.90%
 Ameriprise Financial, Inc. AMP Financials  Financials Large-Cap Value 1.90%
 Bank of America Corporation BAC Financials  Financials Large-Cap Value 1.88%
 Photronics, Inc. PLAB Information Technology  Information Technology Small-Cap Value 1.88%
 Preferred Bank PFBC Financials  Financials Small-Cap Growth 1.86%
 Andeavor ANDV Energy  Energy Large-Cap Value 1.85%
 Verint Systems Inc. VRNT Information Technology  Information Technology Small-Cap Growth 1.85%
 Virtus Investment Partners, Inc. VRTS Financials  Financials Small-Cap Value 1.85%
 FCB Financial Holdings, Inc. (Class A) FCB Financials  Financials Small-Cap Value 1.85%
 Texas Capital Bancshares, Inc. TCBI Financials  Financials Mid-Cap Value 1.84%
 Stifel Financial Corp. SF Financials  Financials Small-Cap Value 1.83%
 Skyworks Solutions, Inc. SWKS Information Technology  Information Technology Large-Cap Growth 1.82%
 Nexstar Media Group, Inc. NXST Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.82%
 Craft Brew Alliance, Inc. BREW Consumer Staples  Consumer Staples Small-Cap Growth 1.82%
 Triumph Bancorp, Inc. TBK Financials  Financials Small-Cap Value 1.82%
 First Horizon National Corporation FHN Financials  Financials Mid-Cap Value 1.81%
 Citigroup Inc. C Financials  Financials Large-Cap Value 1.79%
 Morgan Stanley MS Financials  Financials Large-Cap Value 1.78%
 PRA Health Sciences, Inc. PRAH Health Care  Health Care Mid-Cap Growth 1.78%
 LogMeIn, Inc. LOGM Information Technology  Information Technology Mid-Cap Value 1.75%
 Select Medical Holdings Corporation SEM Health Care  Health Care Small-Cap Growth 1.73%
 MRC Global Inc. MRC Industrials  Industrials Small-Cap Value 1.60%
 Aaron's, Inc. AAN Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.41%
 Celgene Corporation CELG Health Care  Health Care Large-Cap Growth 1.36%
 
Total Number of Holdings:    50
Underlying Securities information represented above is as of 11/17/2017 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  0.42%
  Deferred:  1.91%
C&D Fee:    0.42%
Maximum Sales Charge:   2.75%
CUSIP Type Distribution
30304V143 Cash Semi-Annual
30304V150 Reinvest Semi-Annual
* Based on the offer price as of 11/17/2017 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.43%
Maximum Sales Charge:   0.43%
CUSIP Type Distribution
30304V168 Cash-Fee Semi-Annual
30304V176 Reinvest-Fee Semi-Annual
* Based on the NAV price as of 11/17/2017 4:00pm ET
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 December 20, 2017
$0.07500 January 19, 2018
$0.07500 February 20, 2018

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30304V143 (Cash)
30304V150 (Reinvest)
30304V168 (Cash-Fee)
30304V176 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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