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SMid Capital Strength, 15  Ticker: FLIBPX
 
Description
A unit investment trust that seeks above average capital appreciation by investing in a portfolio of small- and mid-capitalization companies which have strong balance sheets.
 
Summary
Product Code: SMCS15
Portfolio Status: Secondary
Initial Offer Date: 03/01/2013
Secondary Date: 05/29/2013
Portfolio Ending Date: 03/02/2015
Tax Structure: RIC
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $11.6300
POP(*): $11.9897
* As of Trade Date: 04/17/2014 4:00pm ET

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.0920
As of 04/14/2014
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 18.47%
Consumer Staples  Consumer Staples 4.61%
Energy  Energy 7.02%
Financials  Financials 10.75%
Health Care  Health Care 14.85%
Industrials  Industrials 22.53%
Information Technology  Information Technology 12.52%
Materials  Materials 8.92%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.33%
 
  Large Mid Small  
Growth  0.00% 58.99% 15.57%  
Value  0.00% 7.62% 17.49%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 0.00%
Mid-Cap Growth 58.99%
Mid-Cap Value 7.62%
Small-Cap Growth 15.57%
Small-Cap Value 17.49%
Undetermined 0.33%
 Composition
U.S. Stocks 93.94%   Other 0.33%
Non-U.S. Stocks 5.73%      
The style and sector characteristics of the portfolio are determined as of 04/17/2014 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Waddell & Reed Financial, Inc. WDR Financials  Financials Mid-Cap Growth 3.44%
 Signet Jewelers Limited SIG Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 3.41%
 EnerSys ENS Industrials  Industrials Small-Cap Growth 3.34%
 United Therapeutics Corporation UTHR Health Care  Health Care Mid-Cap Growth 3.31%
 Polaris Industries Inc. PII Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 3.20%
 Wabtec Corporation WAB Industrials  Industrials Mid-Cap Growth 3.11%
 CBOE Holdings, Inc. CBOE Financials  Financials Mid-Cap Growth 3.01%
 Global Payments Inc. GPN Information Technology  Information Technology Mid-Cap Growth 2.90%
 j2 Global, Inc. JCOM Information Technology  Information Technology Small-Cap Growth 2.88%
 Foot Locker, Inc. FL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 2.72%
 Oil States International, Inc. OIS Energy  Energy Mid-Cap Value 2.63%
 Outerwall Inc. OUTR Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.63%
 STERIS Corporation STE Health Care  Health Care Small-Cap Growth 2.62%
 Hubbell Incorporated (Class B) HUB/B Industrials  Industrials Mid-Cap Growth 2.59%
 Lincoln Electric Holdings, Inc. LECO Industrials  Industrials Mid-Cap Growth 2.59%
 AMETEK, Inc. AME Industrials  Industrials Mid-Cap Growth 2.57%
 Mentor Graphics Corporation MENT Information Technology  Information Technology Small-Cap Value 2.46%
 The Valspar Corporation VAL Materials  Materials Mid-Cap Growth 2.45%
 Oceaneering International, Inc. OII Energy  Energy Mid-Cap Growth 2.39%
 Kulicke & Soffa Industries, Inc. KLIC Information Technology  Information Technology Small-Cap Value 2.32%
 Church & Dwight Co., Inc. CHD Consumer Staples  Consumer Staples Mid-Cap Growth 2.31%
 The Hillshire Brands Company HSH Consumer Staples  Consumer Staples Mid-Cap Growth 2.30%
 SEI Investments Company SEIC Financials  Financials Mid-Cap Growth 2.30%
 Mettler-Toledo International Inc. MTD Health Care  Health Care Mid-Cap Growth 2.28%
 The Timken Company TKR Industrials  Industrials Mid-Cap Value 2.27%
 Schweitzer-Mauduit International, Inc. SWM Materials  Materials Small-Cap Value 2.26%
 WellCare Health Plans Inc. WCG Health Care  Health Care Small-Cap Value 2.24%
 Aaron's, Inc. AAN Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.22%
 Copart, Inc. CPRT Industrials  Industrials Mid-Cap Growth 2.21%
 ResMed Inc. RMD Health Care  Health Care Mid-Cap Growth 2.20%
 Magellan Health Services, Inc. MGLN Health Care  Health Care Small-Cap Value 2.20%
 Panera Bread Company (Class A) PNRA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.16%
 Lindsay Corporation LNN Industrials  Industrials Small-Cap Growth 2.14%
 Albemarle Corporation ALB Materials  Materials Mid-Cap Growth 2.13%
 Dick's Sporting Goods, Inc. DKS Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.13%
 LSB Industries, Inc. LXU Materials  Materials Small-Cap Value 2.08%
 Eaton Vance Corp. EV Financials  Financials Mid-Cap Growth 2.00%
 Dresser-Rand Group Inc. DRC Energy  Energy Mid-Cap Growth 2.00%
 Conversant, Inc. CNVR Information Technology  Information Technology Small-Cap Growth 1.96%
 Titan International, Inc. TWI Industrials  Industrials Small-Cap Value 1.71%
 
Total Number of Holdings:    40
Underlying Securities information represented above is as of 04/17/2014 but will vary with future fluctuations in the market.

An investment in an equity portfolio should be made with an understanding of the risks associated with an investment in common stocks including the risk that the financial condition of the issuers of the equities or the general condition of the stock market may worsen.

An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

The share prices of certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

An investment in a portfolio containing small-cap companies is subject to additional risks, as the share prices of small-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Some of the information may have been obtained from third parties, including ratings from credit ratings agencies such as Standard & Poor's. Reproduction and distribution of third party content in any form is prohibited except with the prior written permission of the related third party. Third party content providers do not guarantee the accuracy, completeness, timeliness or availability of any information, including ratings, and are not responsible for any errors or omissions (negligent or otherwise), regardless of the cause, or for the results obtained from the use of such content. THIRD PARTY CONTENT PROVIDERS GIVE NO EXPRESS OR IMPLIED WARRANTIES, INCLUDING, BUT NOT LIMITED TO, ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE. THIRD PARTY CONTENT PROVIDERS SHALL NOT BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, EXEMPLARY, COMPESATORY, PUNITIVE, SPECIAL OR CONSEQUENTIAL DAMAGES, COSTS, EXPENSES, LEGAL FEES, OR LOSSES (INCLUDING LOST INCOME OR PROFITS AND OPPORTUNITY COSTS) IN CONNECTION WITH ANY USE OF THEIR CONTENT, INCLUDING RATINGS. Credit ratings are statements of opinions and are not statements of fact or recommendations to purchase, hold or sell securities. They do not address the suitability of securities or the suitability of securities for investment purposes, and should not be relied on as investment advice. Please see the prospectus for a full description of the bond ratings.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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