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Global Hard Assets, 14  Ticker: FKDRVX
 
Description
A unit investment trust that seeks above average capital appreciation by investing in a portfolio of companies in the hard assets sector.
 
Summary
Product Code: GLHA14
Portfolio Status: Secondary
Initial Offer Date: 02/26/2013
Secondary Date: 05/22/2013
Portfolio Ending Date: 02/26/2015
Tax Structure: RIC
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $8.2119
POP(*): Not Avail
* As of Trade Date: 11/21/2014 4:00pm ET

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.1560
As of 11/17/2014
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 0.91%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 50.40%
Financials  Financials 8.92%
Health Care  Health Care 0.00%
Industrials  Industrials 0.00%
Information Technology  Information Technology 0.00%
Materials  Materials 38.81%
Telecommunication Services  Telecommunication Services 0.00%
Utilities  Utilities 0.00%
Other  Other 0.96%
 
  Large Mid Small  
Growth  3.01% 6.48% 1.45%  
Value  48.88% 30.77% 8.45%  

 Style Weighting
Large-Cap Growth 3.01%
Large-Cap Value 48.88%
Mid-Cap Growth 6.48%
Mid-Cap Value 30.77%
Small-Cap Growth 1.45%
Small-Cap Value 8.45%
Undetermined 0.96%
 Composition
U.S. Stocks 68.72%   Other 0.96%
Non-U.S. Stocks 30.32%      
The style and sector characteristics of the portfolio are determined as of 11/21/2014 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Cimarex Energy Co. XEC Energy  Energy Mid-Cap Value 6.39%
 Pioneer Natural Resources Company PXD Energy  Energy Large-Cap Value 5.06%
 ConocoPhillips COP Energy  Energy Large-Cap Value 4.52%
 Imperial Oil Limited IMO Energy  Energy Large-Cap Value 4.16%
 Weyerhaeuser Company WY Financials  Financials Large-Cap Value 4.15%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 3.86%
 Occidental Petroleum Corporation OXY Energy  Energy Large-Cap Value 3.72%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 3.66%
 Southwestern Energy Company SWN Energy  Energy Mid-Cap Value 3.65%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 3.64%
 Royal Gold, Inc. RGLD Materials  Materials Mid-Cap Value 3.63%
 Stillwater Mining Company SWC Materials  Materials Small-Cap Value 3.63%
 Marathon Oil Corporation MRO Energy  Energy Large-Cap Value 3.58%
 FMC Corporation FMC Materials  Materials Mid-Cap Growth 3.43%
 Freeport-McMoRan Inc. (Class B) FCX Materials  Materials Large-Cap Value 3.27%
 Cameco Corporation CCJ Energy  Energy Mid-Cap Value 3.17%
 Murphy Oil Corporation MUR Energy  Energy Mid-Cap Value 3.14%
 Plum Creek Timber Company, Inc. PCL Financials  Financials Mid-Cap Growth 3.05%
 Southern Copper Corporation SCCO Materials  Materials Large-Cap Growth 3.01%
 BHP Billiton Limited (ADR) BHP Materials  Materials Large-Cap Value 2.70%
 Anglo American Plc (ADR) AAUKY Materials  Materials Large-Cap Value 2.56%
 Silver Wheaton Corp. SLW Materials  Materials Mid-Cap Value 2.30%
 Goldcorp, Inc. GG Materials  Materials Large-Cap Value 2.18%
 Eldorado Gold Corporation EGO Materials  Materials Mid-Cap Value 2.17%
 Teck Resources Limited (Class B) TCK Materials  Materials Mid-Cap Value 2.00%
 Peabody Energy Corporation BTU Energy  Energy Small-Cap Value 1.85%
 Vale S.A. (ADR) VALE Materials  Materials Large-Cap Value 1.82%
 Rayonier Inc. RYN Financials  Financials Mid-Cap Value 1.72%
 Newmont Mining Corporation NEM Materials  Materials Mid-Cap Value 1.67%
 New Gold Inc. NGD Materials  Materials Small-Cap Value 1.62%
 First Majestic Silver Corp. AG Materials  Materials Small-Cap Value 1.05%
 Yamana Gold Inc. AUY Materials  Materials Mid-Cap Value 0.93%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.91%
 Rayonier Advanced Materials Inc. RYAM Materials  Materials Small-Cap Growth 0.54%
 Allied Nevada Gold Corp. ANV Materials  Materials Small-Cap Value 0.30%
 
Total Number of Holdings:    35
Underlying Securities information represented above is as of 11/21/2014 but will vary with future fluctuations in the market.

An investment in an equity portfolio should be made with an understanding of the risks associated with an investment in common stocks including the risk that the financial condition of the issuers of the equities or the general condition of the stock market may worsen.

A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

The companies engaged in the materials sector are subject to price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

Because the portfolio is concentrated in companies headquartered, or with a significant presence, in Canada, the portfolio may present more risks than a portfolio which is broadly diversified over several regions.

Commodity prices are subject to several factors including, price and supply fluctuations, excess capacity, economic recession, domestic and international politics, government regulations, volatile interest rates, consumer spending trends and overall capital spending levels.

Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

An investment in a portfolio containing REIT securities is subject to additional risks, as companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

An investment in a portfolio containing small-cap companies is subject to additional risks, as the share prices of small-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Some of the information may have been obtained from third parties, including ratings from credit ratings agencies such as Standard & Poor's. Reproduction and distribution of third party content in any form is prohibited except with the prior written permission of the related third party. Third party content providers do not guarantee the accuracy, completeness, timeliness or availability of any information, including ratings, and are not responsible for any errors or omissions (negligent or otherwise), regardless of the cause, or for the results obtained from the use of such content. THIRD PARTY CONTENT PROVIDERS GIVE NO EXPRESS OR IMPLIED WARRANTIES, INCLUDING, BUT NOT LIMITED TO, ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE. THIRD PARTY CONTENT PROVIDERS SHALL NOT BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, EXEMPLARY, COMPESATORY, PUNITIVE, SPECIAL OR CONSEQUENTIAL DAMAGES, COSTS, EXPENSES, LEGAL FEES, OR LOSSES (INCLUDING LOST INCOME OR PROFITS AND OPPORTUNITY COSTS) IN CONNECTION WITH ANY USE OF THEIR CONTENT, INCLUDING RATINGS. Credit ratings are statements of opinions and are not statements of fact or recommendations to purchase, hold or sell securities. They do not address the suitability of securities or the suitability of securities for investment purposes, and should not be relied on as investment advice. Please see the prospectus for a full description of the bond ratings.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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