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60/40 Strategic Allocation, 2nd Qtr 2017  Ticker: FTHRYX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 60% of its assets in common stocks which are selected by applying a disciplined investment strategy and 40% of its assets in exchange-traded funds which invest in fixed-income securities.
 
Summary
Product Code: 6S2Q17
Portfolio Status: Secondary
Initial Offer Date: 04/11/2017
Secondary Date: 07/11/2017
Portfolio Ending Date: 07/17/2018
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.9749
POP(*): $10.2254
Remaining Deferred Sales Charge: $0.0967
* As of Trade Date: 07/19/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution * $0.2525
Subsequent Years * $0.2522
As of 07/17/2017
* The estimated net annual distribution for subsequent years is expected to be less than the amount for the first year because a portion of the securities included in the portfolio will be sold to pay for organization costs, the deferred sales charge and the creation and development fee.  The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 iShares 10+ Year Credit Bond ETF CLY 1.81%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 1.78%
 PowerShares Emerging Markets Sovereign Debt Portfolio PCY 1.75%
 VanEck Vectors Emerging Markets High Yield Bond ETF HYEM 1.74%
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 1.74%
 SPDR Blackstone/GSO Senior Loan ETF SRLN 1.74%
 PowerShares Senior Loan Portfolio BKLN 1.73%
 Highland/iBoxx Senior Loan ETF SNLN 1.72%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 1.61%
 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP 1.58%
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 1.57%
 SPDR Bloomberg Barclays High Yield Bond ETF JNK 1.56%
 iShares U.S. Preferred Stock ETF PFF 1.56%
 PowerShares Preferred Portfolio PGX 1.55%
 First Trust Senior Loan Fund FTSL 1.55%
 iShares 0-5 Year High Yield Corporate Bond ETF SHYG 1.55%
 SPDR Bloomberg Barclays TIPS ETF IPE 1.53%
 Vanguard Long-Term Government Bond ETF VGLT 1.39%
 First Trust Preferred Securities and Income ETF FPE 1.39%
 SPDR Bloomberg Barclays Intermediate Term Corporate Bond ETF ITR 1.37%
 First Trust Tactical High Yield ETF HYLS 1.37%
 Vanguard Mortgage-Backed Securities ETF VMBS 1.36%
 First Trust Low Duration Opportunities ETF LMBS 1.35%
 SPDR Bloomberg Barclays Mortgage Backed Bond ETF MBG 1.35%
 iShares TIPS Bond ETF TIP 1.34%
 Lam Research Corporation LRCX 0.62%
 Electronic Arts Inc. EA 0.61%
 Applied Materials, Inc. AMAT 0.59%
 Baxter International Inc. BAX 0.57%
 Corning Incorporated GLW 0.57%
 Cognizant Technology Solutions Corporation CTSH 0.57%
 Nintendo Co., Ltd. (ADR) NTDOY 0.56%
 Facebook, Inc. (Class A) FB 0.56%
 UnitedHealth Group Incorporated UNH 0.55%
 Southwest Airlines Co. LUV 0.55%
 Anthem, Inc. ANTM 0.55%
 Cerner Corporation CERN 0.54%
 Raytheon Company RTN 0.54%
 Stanley Black & Decker, Inc. SWK 0.54%
 Lockheed Martin Corporation LMT 0.53%
 Northrop Grumman Corporation NOC 0.53%
 eBay Inc. EBAY 0.53%
 Marsh & McLennan Companies, Inc. MMC 0.52%
 General Dynamics Corporation GD 0.52%
 Mohawk Industries, Inc. MHK 0.52%
 Xcel Energy Inc. XEL 0.51%
 NIKE, Inc. (Class B) NKE 0.51%
 Consolidated Edison, Inc. ED 0.51%
 Comcast Corporation (Class A) CMCSA 0.51%
 Equity Residential EQR 0.51%
 The Travelers Companies, Inc. TRV 0.51%
 Wal-Mart Stores, Inc. WMT 0.50%
 The Home Depot, Inc. HD 0.50%
 Altria Group, Inc. MO 0.50%
 Eversource Energy ES 0.50%
 Waste Management, Inc. WM 0.50%
 Valero Energy Corporation VLO 0.50%
 Skyworks Solutions, Inc. SWKS 0.50%
 Dollar General Corporation DG 0.50%
 Duke Energy Corporation DUK 0.49%
 PG&E Corporation PCG 0.49%
 Texas Instruments Incorporated TXN 0.49%
 Berkshire Hathaway Inc. (Class B) BRK/B 0.49%
 AvalonBay Communities, Inc. AVB 0.49%
 Welltower Inc. HCN 0.49%
 Sempra Energy SRE 0.49%
 AmerisourceBergen Corporation ABC 0.49%
 CME Group Inc. CME 0.49%
 Enel SpA (ADR) ENLAY 0.49%
 CVS Health Corporation CVS 0.48%
 VMware, Inc. VMW 0.48%
 Tyson Foods, Inc. (Class A) TSN 0.47%
 Intel Corporation INTC 0.47%
 HCA Healthcare Inc. HCA 0.47%
 The Walt Disney Company DIS 0.46%
 Hormel Foods Corporation HRL 0.46%
 Novo Nordisk A/S (ADR) NVO 0.46%
 Dr Pepper Snapple Group, Inc. DPS 0.46%
 Nestle S.A. (ADR) NSRGY 0.45%
 The TJX Companies, Inc. TJX 0.45%
 Cardinal Health, Inc. CAH 0.45%
 Public Storage PSA 0.45%
 Express Scripts Holding Company ESRX 0.45%
 AXA S.A. (ADR) AXAHY 0.45%
 Molson Coors Brewing Company TAP 0.45%
 Archer-Daniels-Midland Company ADM 0.44%
 Bayer AG (ADR) BAYRY 0.44%
 Koninklijke Philips N.V. (NY Shares) PHG 0.44%
 LVMH Moet Hennessy Louis Vuitton SE (ADR) LVMUY 0.44%
 Ulta Beauty, Inc. ULTA 0.44%
 Costco Wholesale Corporation COST 0.43%
 Canadian National Railway Company CNI 0.43%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.43%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.43%
 Rio Tinto Plc (ADR) RIO 0.43%
 L'Oreal S.A. (ADR) LRLCY 0.43%
 Canon Inc. (ADR) CAJ 0.42%
 Orange (ADR) ORAN 0.42%
 Accenture Plc ACN 0.42%
 Continental AG (ADR) CTTAY 0.42%
 Medtronic Plc MDT 0.41%
 Eaton Corporation Plc ETN 0.41%
 Chubb Limited CB 0.41%
 Deutsche Telekom AG (ADR) DTEGY 0.41%
 Ross Stores, Inc. ROST 0.41%
 Swiss Re AG (ADR) SSREY 0.41%
 Toyota Motor Corporation (ADR) TM 0.40%
 Bank of Montreal BMO 0.40%
 The Toronto-Dominion Bank TD 0.40%
 Royal Bank of Canada RY 0.40%
 Siemens AG (ADR) SIEGY 0.39%
 NTT DOCOMO, Inc. (ADR) DCM 0.39%
 LyondellBasell Industries N.V. LYB 0.38%
 The Kroger Co. KR 0.37%
 Honda Motor Co., Ltd. (ADR) HMC 0.37%
 NVR, Inc. NVR 0.24%
 WellCare Health Plans, Inc. WCG 0.24%
 National Beverage Corp. FIZZ 0.24%
 ManpowerGroup Inc. MAN 0.23%
 Arrow Electronics, Inc. ARW 0.23%
 Avery Dennison Corporation AVY 0.23%
 Centene Corporation CNC 0.23%
 First American Financial Corporation FAF 0.23%
 FNF Group FNF 0.23%
 Kansas City Southern KSU 0.22%
 Rockwell Collins, Inc. COL 0.22%
 Best Buy Co., Inc. BBY 0.22%
 Jack Henry & Associates, Inc. JKHY 0.22%
 The Toro Company TTC 0.22%
 PVH Corp. PVH 0.22%
 Skechers U.S.A., Inc. SKX 0.22%
 Rollins, Inc. ROL 0.22%
 Robert Half International Inc. RHI 0.21%
 Darden Restaurants, Inc. DRI 0.21%
 D.R. Horton, Inc. DHI 0.21%
 Henry Schein, Inc. HSIC 0.21%
 JetBlue Airways Corporation JBLU 0.21%
 MarketAxess Holdings Inc. MKTX 0.21%
 Owens Corning OC 0.21%
 EchoStar Corporation (Class A) SATS 0.21%
 IDACORP, Inc. IDA 0.20%
 Atmos Energy Corporation ATO 0.20%
 Pinnacle West Capital Corporation PNW 0.20%
 Sonoco Products Company SON 0.20%
 Equity Commonwealth EQC 0.20%
 MAXIMUS, Inc. MMS 0.20%
 Church & Dwight Co., Inc. CHD 0.20%
 Ameren Corporation AEE 0.20%
 Lennar Corporation LEN 0.20%
 Great Plains Energy Incorporated GXP 0.20%
 Annaly Capital Management, Inc. NLY 0.20%
 Seaboard Corporation SEB 0.20%
 Dolby Laboratories, Inc. DLB 0.20%
 Erie Indemnity Company ERIE 0.20%
 Masimo Corporation MASI 0.20%
 Cracker Barrel Old Country Store, Inc. CBRL 0.19%
 J.B. Hunt Transport Services, Inc. JBHT 0.19%
 Universal Health Services, Inc. (Class B) UHS 0.19%
 Eagle Materials Inc. EXP 0.19%
 W.R. Berkley Corporation WRB 0.19%
 Old Republic International Corporation ORI 0.19%
 Apartment Investment and Management Company AIV 0.19%
 Cirrus Logic, Inc. CRUS 0.19%
 Columbia Sportswear Company COLM 0.19%
 CenterPoint Energy, Inc. CNP 0.19%
 Portland General Electric Company POR 0.19%
 Flowers Foods, Inc. FLO 0.18%
 Casey's General Stores, Inc. CASY 0.18%
 Gentex Corporation GNTX 0.18%
 Quanta Services, Inc. PWR 0.18%
 Spectrum Brands Holdings, Inc. SPB 0.18%
 Huntington Ingalls Industries, Inc. HII 0.18%
 MEDNAX, Inc. MD 0.16%
 Williams-Sonoma, Inc. WSM 0.16%
 Foot Locker, Inc. FL 0.13%
 Aaron's, Inc. AAN 0.13%
 Coca-Cola Bottling Co. Consolidated COKE 0.12%
 Healthcare Services Group, Inc. HCSG 0.12%
 Walker & Dunlop, Inc. WD 0.12%
 2U, Inc. TWOU 0.12%
 Werner Enterprises, Inc. WERN 0.11%
 Benchmark Electronics, Inc. BHE 0.11%
 ACI Worldwide, Inc. ACIW 0.11%
 Tech Data Corporation TECD 0.11%
 Chemed Corporation CHE 0.11%
 Advanced Energy Industries, Inc. AEIS 0.11%
 Convergys Corporation CVG 0.11%
 MasTec, Inc. MTZ 0.11%
 AVX Corporation AVX 0.11%
 II-VI Incorporated IIVI 0.11%
 ICU Medical, Inc. ICUI 0.11%
 Sanderson Farms, Inc. SAFM 0.11%
 Avista Corporation AVA 0.11%
 Texas Roadhouse, Inc. TXRH 0.11%
 PS Business Parks, Inc. PSB 0.11%
 Globus Medical, Inc. (Class A) GMED 0.11%
 Herman Miller, Inc. MLHR 0.10%
 Sanmina Corporation SANM 0.10%
 UniFirst Corporation UNF 0.10%
 LifePoint Health, Inc. LPNT 0.10%
 Ryman Hospitality Properties, Inc. RHP 0.10%
 Big Lots, Inc. BIG 0.10%
 MFA Financial, Inc. MFA 0.10%
 J & J Snack Foods Corp. JJSF 0.10%
 ALLETE, Inc. ALE 0.10%
 NorthWestern Corporation NWE 0.10%
 LaSalle Hotel Properties LHO 0.10%
 Eagle Bancorp, Inc. EGBN 0.10%
 Chesapeake Lodging Trust CHSP 0.10%
 Sprouts Farmers Market, Inc. SFM 0.10%
 Murphy USA Inc. MUSA 0.10%
 Graham Holdings Company GHC 0.09%
 GameStop Corp. (Class A) GME 0.09%
 Hecla Mining Company HL 0.09%
 Universal Forest Products, Inc. UFPI 0.09%
 AK Steel Holding Corporation AKS 0.09%
 Dycom Industries, Inc. DY 0.09%
 International Speedway Corporation ISCA 0.09%
 Plexus Corp. PLXS 0.09%
 The Children's Place, Inc. PLCE 0.09%
 Manhattan Associates, Inc. MANH 0.09%
 InterDigital, Inc. IDCC 0.09%
 AMN Healthcare Services, Inc. AMN 0.09%
 South Jersey Industries, Inc. SJI 0.09%
 The Greenbrier Companies, Inc. GBX 0.09%
 Tutor Perini Corporation TPC 0.09%
 Dorman Products, Inc. DORM 0.09%
 Apollo Commercial Real Estate Finance, Inc. ARI 0.09%
 RLJ Lodging Trust RLJ 0.09%
 Cooper Tire & Rubber Company CTB 0.08%
 Steelcase Inc. SCS 0.08%
 The Cheesecake Factory Incorporated CAKE 0.08%
 FTI Consulting, Inc. FCN 0.08%
 DSW Inc. DSW 0.08%
 Weis Markets, Inc. WMK 0.07%
 
Total Number of Holdings:    235
Underlying Securities information represented above is as of 07/19/2017 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04830 July 20, 2017
$0.04830 August 18, 2017
$0.04840 September 20, 2017

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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