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60/40 Strategic Allocation, 2nd Qtr 2017  Ticker: FTHRYX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 60% of its assets in common stocks which are selected by applying a disciplined investment strategy and 40% of its assets in exchange-traded funds which invest in fixed-income securities.
 
Summary
Product Code: 6S2Q17
Portfolio Status: Secondary
Initial Offer Date: 04/11/2017
Secondary Date: 07/11/2017
Portfolio Ending Date: 07/17/2018
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $10.1808
POP(*): $10.4365
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 10/19/2017 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.2503
As of 10/16/2017
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 iShares 10+ Year Credit Bond ETF CLY 1.79%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 1.76%
 PowerShares Emerging Markets Sovereign Debt Portfolio PCY 1.75%
 VanEck Vectors Emerging Markets High Yield Bond ETF HYEM 1.73%
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 1.71%
 SPDR Blackstone/GSO Senior Loan ETF SRLN 1.71%
 PowerShares Senior Loan Portfolio BKLN 1.70%
 Highland/iBoxx Senior Loan ETF SNLN 1.68%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 1.57%
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 1.55%
 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP 1.55%
 SPDR Bloomberg Barclays High Yield Bond ETF JNK 1.54%
 PowerShares Preferred Portfolio PGX 1.52%
 iShares 0-5 Year High Yield Corporate Bond ETF SHYG 1.52%
 SPDR Bloomberg Barclays TIPS ETF IPE 1.51%
 First Trust Senior Loan Fund FTSL 1.51%
 iShares U.S. Preferred Stock ETF PFF 1.50%
 First Trust Preferred Securities and Income ETF FPE 1.37%
 Vanguard Long-Term Government Bond ETF VGLT 1.36%
 SPDR Portfolio Intermediate Term Corporate Bond ETF SPIB 1.34%
 Vanguard Mortgage-Backed Securities ETF VMBS 1.33%
 First Trust Tactical High Yield ETF HYLS 1.33%
 SPDR Bloomberg Barclays Mortgage Backed Bond ETF MBG 1.33%
 iShares TIPS Bond ETF TIP 1.32%
 First Trust Low Duration Opportunities ETF LMBS 1.32%
 Lam Research Corporation LRCX 0.74%
 Applied Materials, Inc. AMAT 0.67%
 Nintendo Co., Ltd. (ADR) NTDOY 0.62%
 Electronic Arts Inc. EA 0.60%
 Cognizant Technology Solutions Corporation CTSH 0.60%
 VMware, Inc. VMW 0.60%
 UnitedHealth Group Incorporated UNH 0.59%
 Facebook, Inc. (Class A) FB 0.59%
 Baxter International Inc. BAX 0.58%
 Cerner Corporation CERN 0.58%
 Raytheon Company RTN 0.58%
 Northrop Grumman Corporation NOC 0.57%
 Dollar General Corporation DG 0.57%
 Wal-Mart Stores, Inc. WMT 0.56%
 Lockheed Martin Corporation LMT 0.56%
 Stanley Black & Decker, Inc. SWK 0.56%
 Valero Energy Corporation VLO 0.56%
 Tyson Foods, Inc. (Class A) TSN 0.55%
 Texas Instruments Incorporated TXN 0.55%
 CME Group Inc. CME 0.55%
 Marsh & McLennan Companies, Inc. MMC 0.54%
 Mohawk Industries, Inc. MHK 0.54%
 Anthem, Inc. ANTM 0.54%
 The Home Depot, Inc. HD 0.53%
 Corning Incorporated GLW 0.53%
 Intel Corporation INTC 0.53%
 Berkshire Hathaway Inc. (Class B) BRK/B 0.53%
 Novo Nordisk A/S (ADR) NVO 0.53%
 eBay Inc. EBAY 0.53%
 General Dynamics Corporation GD 0.53%
 Xcel Energy Inc. XEL 0.52%
 Consolidated Edison, Inc. ED 0.51%
 Southwest Airlines Co. LUV 0.51%
 The Travelers Companies, Inc. TRV 0.51%
 Duke Energy Corporation DUK 0.50%
 Waste Management, Inc. WM 0.50%
 Equity Residential EQR 0.50%
 Skyworks Solutions, Inc. SWKS 0.50%
 Enel SpA (ADR) ENLAY 0.50%
 Eversource Energy ES 0.49%
 Koninklijke Philips N.V. (NY Shares) PHG 0.49%
 Sempra Energy SRE 0.48%
 LVMH Moet Hennessy Louis Vuitton SE (ADR) LVMUY 0.48%
 Bayer AG (ADR) BAYRY 0.47%
 Ross Stores, Inc. ROST 0.47%
 Archer-Daniels-Midland Company ADM 0.46%
 Comcast Corporation (Class A) CMCSA 0.46%
 AvalonBay Communities, Inc. AVB 0.46%
 Continental AG (ADR) CTTAY 0.46%
 NIKE, Inc. (Class B) NKE 0.45%
 Toyota Motor Corporation (ADR) TM 0.45%
 CVS Health Corporation CVS 0.45%
 Public Storage PSA 0.45%
 Welltower Inc. HCN 0.45%
 AXA S.A. (ADR) AXAHY 0.45%
 Rio Tinto Plc (ADR) RIO 0.45%
 Costco Wholesale Corporation COST 0.44%
 Nestle S.A. (ADR) NSRGY 0.44%
 The TJX Companies, Inc. TJX 0.44%
 The Toronto-Dominion Bank TD 0.44%
 Canon Inc. (ADR) CAJ 0.44%
 Accenture Plc ACN 0.44%
 Dr Pepper Snapple Group, Inc. DPS 0.44%
 L'Oreal S.A. (ADR) LRLCY 0.44%
 Altria Group, Inc. MO 0.43%
 Hormel Foods Corporation HRL 0.43%
 AmerisourceBergen Corporation ABC 0.43%
 Royal Bank of Canada RY 0.42%
 LyondellBasell Industries N.V. LYB 0.42%
 HCA Healthcare, Inc. HCA 0.42%
 The Walt Disney Company DIS 0.41%
 Express Scripts Holding Company ESRX 0.41%
 Chubb Limited CB 0.41%
 Deutsche Telekom AG (ADR) DTEGY 0.41%
 Canadian National Railway Company CNI 0.41%
 Orange (ADR) ORAN 0.41%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.41%
 Molson Coors Brewing Company TAP 0.41%
 PG&E Corporation PCG 0.40%
 Honda Motor Co., Ltd. (ADR) HMC 0.40%
 Bank of Montreal BMO 0.40%
 Nissan Motor Co., Ltd. (ADR) NSANY 0.40%
 Siemens AG (ADR) SIEGY 0.39%
 Eaton Corporation Plc ETN 0.39%
 Swiss Re AG (ADR) SSREY 0.39%
 NTT DOCOMO, Inc. (ADR) DCM 0.38%
 Medtronic Plc MDT 0.37%
 Cardinal Health, Inc. CAH 0.37%
 The Kroger Co. KR 0.33%
 Ulta Beauty, Inc. ULTA 0.33%
 NVR, Inc. NVR 0.28%
 Rockwell Collins, Inc. COL 0.26%
 Centene Corporation CNC 0.25%
 Rollins, Inc. ROL 0.25%
 Owens Corning OC 0.25%
 First American Financial Corporation FAF 0.25%
 ManpowerGroup Inc. MAN 0.24%
 Avery Dennison Corporation AVY 0.24%
 D.R. Horton, Inc. DHI 0.24%
 PVH Corp. PVH 0.23%
 WellCare Health Plans, Inc. WCG 0.23%
 Kansas City Southern KSU 0.22%
 Best Buy Co., Inc. BBY 0.22%
 Arrow Electronics, Inc. ARW 0.22%
 Dolby Laboratories, Inc. DLB 0.22%
 National Beverage Corp. FIZZ 0.22%
 J.B. Hunt Transport Services, Inc. JBHT 0.21%
 IDACORP, Inc. IDA 0.21%
 Robert Half International Inc. RHI 0.21%
 Jack Henry & Associates, Inc. JKHY 0.21%
 Eagle Materials Inc. EXP 0.21%
 MAXIMUS, Inc. MMS 0.21%
 Ameren Corporation AEE 0.21%
 Lennar Corporation LEN 0.21%
 Great Plains Energy Incorporated GXP 0.21%
 Annaly Capital Management, Inc. NLY 0.21%
 Seaboard Corporation SEB 0.21%
 Huntington Ingalls Industries, Inc. HII 0.21%
 Atmos Energy Corporation ATO 0.20%
 Pinnacle West Capital Corporation PNW 0.20%
 Quanta Services, Inc. PWR 0.20%
 CenterPoint Energy, Inc. CNP 0.20%
 MarketAxess Holdings Inc. MKTX 0.20%
 Cracker Barrel Old Country Store, Inc. CBRL 0.19%
 Casey's General Stores, Inc. CASY 0.19%
 Sonoco Products Company SON 0.19%
 Gentex Corporation GNTX 0.19%
 W.R. Berkley Corporation WRB 0.19%
 Darden Restaurants, Inc. DRI 0.19%
 The Toro Company TTC 0.19%
 Apartment Investment and Management Company AIV 0.19%
 Columbia Sportswear Company COLM 0.19%
 Skechers U.S.A., Inc. SKX 0.19%
 Portland General Electric Company POR 0.19%
 Erie Indemnity Company ERIE 0.19%
 Flowers Foods, Inc. FLO 0.18%
 Equity Commonwealth EQC 0.18%
 Old Republic International Corporation ORI 0.18%
 Church & Dwight Co., Inc. CHD 0.18%
 Henry Schein, Inc. HSIC 0.18%
 JetBlue Airways Corporation JBLU 0.18%
 Masimo Corporation MASI 0.18%
 EchoStar Corporation (Class A) SATS 0.18%
 Universal Health Services, Inc. (Class B) UHS 0.17%
 Williams-Sonoma, Inc. WSM 0.17%
 FNF Group FNF 0.17%
 Cirrus Logic, Inc. CRUS 0.16%
 Spectrum Brands Holdings, Inc. SPB 0.15%
 2U, Inc. TWOU 0.14%
 Werner Enterprises, Inc. WERN 0.13%
 Advanced Energy Industries, Inc. AEIS 0.13%
 Sanderson Farms, Inc. SAFM 0.13%
 Aaron's, Inc. AAN 0.13%
 Walker & Dunlop, Inc. WD 0.13%
 MEDNAX, Inc. MD 0.12%
 AVX Corporation AVX 0.12%
 II-VI Incorporated IIVI 0.12%
 ICU Medical, Inc. ICUI 0.12%
 Healthcare Services Group, Inc. HCSG 0.12%
 Avista Corporation AVA 0.12%
 Chesapeake Lodging Trust CHSP 0.12%
 Herman Miller, Inc. MLHR 0.11%
 UniFirst Corporation UNF 0.11%
 Benchmark Electronics, Inc. BHE 0.11%
 ACI Worldwide, Inc. ACIW 0.11%
 Chemed Corporation CHE 0.11%
 Convergys Corporation CVG 0.11%
 Coca-Cola Bottling Co. Consolidated COKE 0.11%
 ALLETE, Inc. ALE 0.11%
 AMN Healthcare Services, Inc. AMN 0.11%
 Texas Roadhouse, Inc. TXRH 0.11%
 PS Business Parks, Inc. PSB 0.11%
 Eagle Bancorp, Inc. EGBN 0.11%
 Tech Data Corporation TECD 0.10%
 Universal Forest Products, Inc. UFPI 0.10%
 International Speedway Corporation ISCA 0.10%
 Plexus Corp. PLXS 0.10%
 MasTec, Inc. MTZ 0.10%
 Ryman Hospitality Properties, Inc. RHP 0.10%
 Big Lots, Inc. BIG 0.10%
 MFA Financial, Inc. MFA 0.10%
 J & J Snack Foods Corp. JJSF 0.10%
 NorthWestern Corporation NWE 0.10%
 The Greenbrier Companies, Inc. GBX 0.10%
 LaSalle Hotel Properties LHO 0.10%
 Globus Medical, Inc. (Class A) GMED 0.10%
 GameStop Corp. (Class A) GME 0.09%
 Sanmina Corporation SANM 0.09%
 Hecla Mining Company HL 0.09%
 Steelcase Inc. SCS 0.09%
 Dycom Industries, Inc. DY 0.09%
 The Children's Place, Inc. PLCE 0.09%
 Manhattan Associates, Inc. MANH 0.09%
 DSW Inc. DSW 0.09%
 Dorman Products, Inc. DORM 0.09%
 Apollo Commercial Real Estate Finance, Inc. ARI 0.09%
 RLJ Lodging Trust RLJ 0.09%
 Murphy USA Inc. MUSA 0.09%
 Graham Holdings Company GHC 0.08%
 Cooper Tire & Rubber Company CTB 0.08%
 AK Steel Holding Corporation AKS 0.08%
 LifePoint Health, Inc. LPNT 0.08%
 Foot Locker, Inc. FL 0.08%
 FTI Consulting, Inc. FCN 0.08%
 InterDigital, Inc. IDCC 0.08%
 South Jersey Industries, Inc. SJI 0.08%
 Tutor Perini Corporation TPC 0.08%
 Sprouts Farmers Market, Inc. SFM 0.08%
 Weis Markets, Inc. WMK 0.07%
 Black Knight, Inc. BKI 0.07%
 The Cheesecake Factory Incorporated CAKE 0.06%
 
Total Number of Holdings:    236
Underlying Securities information represented above is as of 10/18/2017 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Floating Rate Risk. Certain of the funds invest in floating-rate securities. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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