|
 |
|
|
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
|
|
|
Product Code: |
DE3Q25 |
Portfolio Status: |
Primary |
Initial Offer Date: |
07/09/2025 |
Portfolio Ending Date: |
10/15/2026 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
|
|
|
Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.1508 |
POP(*): |
$10.2912 |
Remaining Deferred Sales Charge: |
$0.1350 |
|
* As of Trade Date: 08/29/2025 4:00pm ET
|
|
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
|
|
|
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
|
Communication Services |
4.32% |
Consumer Discretionary |
14.80% |
Consumer Staples |
9.36% |
Energy |
10.12% |
Financials |
14.52% |
Health Care |
12.32% |
Industrials |
18.89% |
Information Technology |
5.83% |
Materials |
7.27% |
Real Estate |
1.41% |
Utilities |
0.98% |
Other |
0.18% |
|
|
|
Large |
Mid |
Small |
|
Growth |
27.05% |
10.09% |
5.07% |
|
Value |
43.03% |
9.80% |
4.78% |
|
Large-Cap Growth |
27.05% |
Large-Cap Value |
43.03% |
Mid-Cap Growth |
10.09% |
Mid-Cap Value |
9.80% |
Small-Cap Growth |
5.07% |
Small-Cap Value |
4.78% |
Undetermined |
0.18% |
|
U.S. Stocks |
80.00% |
|
Other |
0.18% |
Non-U.S. Stocks |
19.82% |
|
|
|
|
|
The style and sector characteristics of the portfolio are determined as of 08/29/2025
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$120,169 |
Price/Earnings |
16.33 |
Price/Book |
2.47 |
|
As of 8/29/2025
|
|
All market capitalization numbers are in USD$ Millions. All figures are subject to change.
Newmont Corporation
| NEM |
Materials
| Large-Cap Value |
1.05%
|
D.R. Horton, Inc.
| DHI |
Consumer Discretionary
| Large-Cap Value |
1.05%
|
Alphabet Inc. (Class A)
| GOOGL |
Communication Services
| Large-Cap Growth |
1.00%
|
Cummins Inc.
| CMI |
Industrials
| Large-Cap Value |
0.97%
|
Baker Hughes Company (Class A)
| BKR |
Energy
| Large-Cap Value |
0.92%
|
Robinhood Markets, Inc. (Class A)
| HOOD |
Financials
| Large-Cap Growth |
0.92%
|
Altria Group, Inc.
| MO |
Consumer Staples
| Large-Cap Value |
0.91%
|
Ross Stores, Inc.
| ROST |
Consumer Discretionary
| Large-Cap Growth |
0.91%
|
General Motors Company
| GM |
Consumer Discretionary
| Large-Cap Value |
0.91%
|
Amphenol Corporation
| APH |
Information Technology
| Large-Cap Growth |
0.90%
|
The TJX Companies, Inc.
| TJX |
Consumer Discretionary
| Large-Cap Growth |
0.89%
|
General Dynamics Corporation
| GD |
Industrials
| Large-Cap Value |
0.89%
|
Tractor Supply Company
| TSCO |
Consumer Discretionary
| Large-Cap Growth |
0.88%
|
Monolithic Power Systems, Inc.
| MPWR |
Information Technology
| Large-Cap Growth |
0.88%
|
The Hartford Insurance Group, Inc.
| HIG |
Financials
| Large-Cap Value |
0.87%
|
Regeneron Pharmaceuticals, Inc.
| REGN |
Health Care
| Large-Cap Value |
0.87%
|
ResMed Inc.
| RMD |
Health Care
| Large-Cap Growth |
0.87%
|
Xylem Inc.
| XYL |
Industrials
| Large-Cap Value |
0.87%
|
The Travelers Companies, Inc.
| TRV |
Financials
| Large-Cap Value |
0.86%
|
Edwards Lifesciences Corporation
| EW |
Health Care
| Large-Cap Value |
0.86%
|
The Kraft Heinz Company
| KHC |
Consumer Staples
| Large-Cap Value |
0.86%
|
Sysco Corporation
| SYY |
Consumer Staples
| Large-Cap Growth |
0.85%
|
Berkshire Hathaway Inc. (Class B)
| BRK/B |
Financials
| Large-Cap Value |
0.85%
|
Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
0.85%
|
ConocoPhillips
| COP |
Energy
| Large-Cap Value |
0.84%
|
Boston Scientific Corporation
| BSX |
Health Care
| Large-Cap Growth |
0.83%
|
Ecolab Inc.
| ECL |
Materials
| Large-Cap Growth |
0.83%
|
AMETEK, Inc.
| AME |
Industrials
| Large-Cap Value |
0.83%
|
Diamondback Energy, Inc.
| FANG |
Energy
| Large-Cap Value |
0.83%
|
VICI Properties Inc.
| VICI |
Real Estate
| Large-Cap Value |
0.83%
|
PACCAR Inc
| PCAR |
Industrials
| Large-Cap Value |
0.82%
|
Waste Management, Inc.
| WM |
Industrials
| Large-Cap Growth |
0.82%
|
EOG Resources, Inc.
| EOG |
Energy
| Large-Cap Value |
0.82%
|
M&T Bank Corporation
| MTB |
Financials
| Large-Cap Value |
0.82%
|
Gilead Sciences, Inc.
| GILD |
Health Care
| Large-Cap Growth |
0.82%
|
Monster Beverage Corporation
| MNST |
Consumer Staples
| Large-Cap Growth |
0.82%
|
Exxon Mobil Corporation
| XOM |
Energy
| Large-Cap Value |
0.81%
|
Walmart Inc.
| WMT |
Consumer Staples
| Large-Cap Growth |
0.81%
|
Visa Inc. (Class A)
| V |
Financials
| Large-Cap Growth |
0.81%
|
Abbott Laboratories
| ABT |
Health Care
| Large-Cap Value |
0.80%
|
Automatic Data Processing, Inc.
| ADP |
Industrials
| Large-Cap Growth |
0.80%
|
The Procter & Gamble Company
| PG |
Consumer Staples
| Large-Cap Growth |
0.80%
|
Cencora Inc.
| COR |
Health Care
| Large-Cap Growth |
0.80%
|
The Walt Disney Company
| DIS |
Communication Services
| Large-Cap Value |
0.79%
|
Cintas Corporation
| CTAS |
Industrials
| Large-Cap Growth |
0.78%
|
Paychex, Inc.
| PAYX |
Industrials
| Large-Cap Growth |
0.78%
|
Marsh & McLennan Companies, Inc.
| MMC |
Financials
| Large-Cap Growth |
0.78%
|
CME Group Inc.
| CME |
Financials
| Large-Cap Value |
0.78%
|
Mizuho Financial Group, Inc. (ADR)
| MFG |
Financials
| Large-Cap Value |
0.78%
|
Howmet Aerospace Inc.
| HWM |
Industrials
| Large-Cap Growth |
0.78%
|
Uber Technologies, Inc.
| UBER |
Industrials
| Large-Cap Growth |
0.78%
|
Micron Technology, Inc.
| MU |
Information Technology
| Large-Cap Value |
0.77%
|
McKesson Corporation
| MCK |
Health Care
| Large-Cap Value |
0.77%
|
Costco Wholesale Corporation
| COST |
Consumer Staples
| Large-Cap Growth |
0.76%
|
Southern Copper Corporation
| SCCO |
Materials
| Large-Cap Growth |
0.76%
|
Toyota Motor Corporation
| TM |
Consumer Discretionary
| Large-Cap Value |
0.74%
|
Banco Bilbao Vizcaya Argentaria, S.A. (ADR)
| BBVA |
Financials
| Large-Cap Value |
0.74%
|
BHP Group Limited (ADR)
| BHP |
Materials
| Large-Cap Value |
0.73%
|
Cardinal Health, Inc.
| CAH |
Health Care
| Large-Cap Value |
0.73%
|
Wabtec Corporation
| WAB |
Industrials
| Large-Cap Value |
0.73%
|
Elevance Health Inc.
| ELV |
Health Care
| Large-Cap Value |
0.73%
|
PDD Holdings Inc. (ADR)
| PDD |
Consumer Discretionary
| Large-Cap Value |
0.73%
|
UniCredit SpA (ADR)
| UNCRY |
Financials
| Large-Cap Value |
0.73%
|
Cognizant Technology Solutions Corporation
| CTSH |
Information Technology
| Large-Cap Value |
0.72%
|
DBS Group Holdings Ltd. (ADR)
| DBSDY |
Financials
| Large-Cap Value |
0.71%
|
Prosus N.V. (ADR)
| PROSY |
Consumer Discretionary
| Large-Cap Value |
0.71%
|
Tokio Marine Holdings, Inc. (ADR)
| TKOMY |
Financials
| Large-Cap Value |
0.70%
|
Itochu Corp. (ADR)
| ITOCY |
Industrials
| Large-Cap Value |
0.70%
|
Rio Tinto Plc (ADR)
| RIO |
Materials
| Large-Cap Value |
0.69%
|
L'Oreal S.A. (ADR)
| LRLCY |
Consumer Staples
| Large-Cap Growth |
0.68%
|
KDDI Corporation (ADR)
| KDDIY |
Communication Services
| Large-Cap Value |
0.67%
|
Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.67%
|
TotalEnergies SE (ADR)
| TTE |
Energy
| Large-Cap Value |
0.66%
|
Sanofi (ADR)
| SNY |
Health Care
| Large-Cap Value |
0.66%
|
Air Liquide S.A. (ADR)
| AIQUY |
Materials
| Large-Cap Value |
0.65%
|
Canadian Natural Resources Limited
| CNQ |
Energy
| Large-Cap Value |
0.64%
|
NTT, Inc. (ADR)
| NTTYY |
Communication Services
| Large-Cap Value |
0.64%
|
Enel SpA (ADR)
| ENLAY |
Utilities
| Large-Cap Value |
0.64%
|
Eaton Corporation Plc
| ETN |
Industrials
| Large-Cap Growth |
0.63%
|
Chubb Limited
| CB |
Financials
| Large-Cap Value |
0.63%
|
Industria de Diseno Textil, S.A. (ADR)
| IDEXY |
Consumer Discretionary
| Large-Cap Growth |
0.63%
|
Hitachi, Ltd. (ADR)
| HTHIY |
Industrials
| Large-Cap Value |
0.62%
|
Chipotle Mexican Grill, Inc.
| CMG |
Consumer Discretionary
| Large-Cap Growth |
0.61%
|
Fast Retailing Co., Ltd. (ADR)
| FRCOY |
Consumer Discretionary
| Large-Cap Growth |
0.61%
|
Vinci S.A. (ADR)
| VCISY |
Industrials
| Large-Cap Value |
0.60%
|
Chugai Pharmaceutical Co., Ltd. (ADR)
| CHGCY |
Health Care
| Large-Cap Growth |
0.60%
|
BAE Systems Plc (ADR)
| BAESY |
Industrials
| Large-Cap Value |
0.59%
|
Fortinet, Inc.
| FTNT |
Information Technology
| Large-Cap Growth |
0.59%
|
Rheinmetall AG (ADR)
| RNMBY |
Industrials
| Large-Cap Growth |
0.57%
|
Tokyo Electron Limited (ADR)
| TOELY |
Information Technology
| Large-Cap Growth |
0.47%
|
PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Mid-Cap Value |
0.39%
|
Lennar Corporation
| LEN |
Consumer Discretionary
| Large-Cap Value |
0.39%
|
EMCOR Group, Inc.
| EME |
Industrials
| Mid-Cap Growth |
0.39%
|
InterDigital, Inc.
| IDCC |
Information Technology
| Mid-Cap Growth |
0.39%
|
IES Holdings, Inc.
| IESC |
Industrials
| Mid-Cap Growth |
0.39%
|
Stride, Inc.
| LRN |
Consumer Discretionary
| Mid-Cap Growth |
0.39%
|
TopBuild Corp.
| BLD |
Consumer Discretionary
| Mid-Cap Growth |
0.39%
|
Toll Brothers, Inc.
| TOL |
Consumer Discretionary
| Mid-Cap Value |
0.38%
|
First Solar, Inc.
| FSLR |
Information Technology
| Mid-Cap Value |
0.38%
|
The Ensign Group, Inc.
| ENSG |
Health Care
| Mid-Cap Growth |
0.38%
|
Globe Life Inc.
| GL |
Financials
| Mid-Cap Value |
0.37%
|
Oshkosh Corporation
| OSK |
Industrials
| Mid-Cap Value |
0.36%
|
NewMarket Corporation
| NEU |
Materials
| Mid-Cap Growth |
0.36%
|
Leidos Holdings, Inc.
| LDOS |
Industrials
| Mid-Cap Growth |
0.36%
|
Taylor Morrison Home Corporation
| TMHC |
Consumer Discretionary
| Mid-Cap Value |
0.35%
|
Fox Corporation (Class A)
| FOXA |
Communication Services
| Mid-Cap Value |
0.35%
|
Valmont Industries, Inc.
| VMI |
Industrials
| Mid-Cap Growth |
0.34%
|
The New York Times Company (Class A)
| NYT |
Communication Services
| Mid-Cap Growth |
0.34%
|
Coca-Cola Consolidated, Inc.
| COKE |
Consumer Staples
| Mid-Cap Growth |
0.34%
|
United Therapeutics Corporation
| UTHR |
Health Care
| Mid-Cap Value |
0.34%
|
Lear Corporation
| LEA |
Consumer Discretionary
| Mid-Cap Value |
0.34%
|
Ulta Beauty, Inc.
| ULTA |
Consumer Discretionary
| Mid-Cap Growth |
0.34%
|
Encompass Health Corporation
| EHC |
Health Care
| Mid-Cap Growth |
0.33%
|
MGIC Investment Corporation
| MTG |
Financials
| Mid-Cap Value |
0.33%
|
Devon Energy Corporation
| DVN |
Energy
| Mid-Cap Value |
0.33%
|
Expeditors International of Washington, Inc.
| EXPD |
Industrials
| Mid-Cap Growth |
0.33%
|
F5 Inc.
| FFIV |
Information Technology
| Mid-Cap Growth |
0.33%
|
Molson Coors Beverage Company
| TAP |
Consumer Staples
| Mid-Cap Value |
0.33%
|
Erie Indemnity Company
| ERIE |
Financials
| Mid-Cap Growth |
0.33%
|
Bank OZK
| OZK |
Financials
| Mid-Cap Value |
0.33%
|
Pinterest, Inc. (Class A)
| PINS |
Communication Services
| Mid-Cap Growth |
0.33%
|
Chewy, Inc. (Class A)
| CHWY |
Consumer Discretionary
| Mid-Cap Growth |
0.33%
|
Ovintiv Inc.
| OVV |
Energy
| Mid-Cap Value |
0.33%
|
Chord Energy Corporation
| CHRD |
Energy
| Mid-Cap Value |
0.33%
|
Enact Holdings, Inc.
| ACT |
Financials
| Mid-Cap Value |
0.33%
|
Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Value |
0.32%
|
Biogen Inc.
| BIIB |
Health Care
| Mid-Cap Value |
0.32%
|
US Foods Holding Corp.
| USFD |
Consumer Staples
| Mid-Cap Growth |
0.32%
|
Permian Resources Corp.
| PR |
Energy
| Mid-Cap Value |
0.32%
|
Casey's General Stores, Inc.
| CASY |
Consumer Staples
| Mid-Cap Growth |
0.31%
|
Urban Outfitters, Inc.
| URBN |
Consumer Discretionary
| Mid-Cap Value |
0.31%
|
SEI Investments Company
| SEIC |
Financials
| Mid-Cap Growth |
0.31%
|
Ingredion Incorporated
| INGR |
Consumer Staples
| Mid-Cap Value |
0.31%
|
Coterra Energy Inc.
| CTRA |
Energy
| Mid-Cap Value |
0.31%
|
Carlisle Companies Incorporated
| CSL |
Industrials
| Mid-Cap Growth |
0.31%
|
Matador Resources Company
| MTDR |
Energy
| Mid-Cap Value |
0.31%
|
Crown Holdings, Inc.
| CCK |
Materials
| Mid-Cap Growth |
0.30%
|
Texas Roadhouse, Inc.
| TXRH |
Consumer Discretionary
| Mid-Cap Growth |
0.30%
|
Centene Corporation
| CNC |
Health Care
| Mid-Cap Value |
0.29%
|
CF Industries Holdings, Inc.
| CF |
Materials
| Mid-Cap Value |
0.29%
|
The Mosaic Company
| MOS |
Materials
| Mid-Cap Value |
0.29%
|
Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Mid-Cap Growth |
0.29%
|
BJ's Wholesale Club Holdings, Inc.
| BJ |
Consumer Staples
| Mid-Cap Growth |
0.29%
|
AptarGroup, Inc.
| ATR |
Materials
| Mid-Cap Growth |
0.28%
|
Carpenter Technology Corporation
| CRS |
Materials
| Mid-Cap Growth |
0.28%
|
Unum Group
| UNM |
Financials
| Mid-Cap Value |
0.28%
|
Exelixis, Inc.
| EXEL |
Health Care
| Mid-Cap Growth |
0.28%
|
Kirby Corporation
| KEX |
Industrials
| Mid-Cap Value |
0.27%
|
Fluor Corporation
| FLR |
Industrials
| Mid-Cap Value |
0.26%
|
Kyndryl Holdings, Inc.
| KD |
Information Technology
| Mid-Cap Growth |
0.24%
|
Compass, Inc. (Class A)
| COMP |
Real Estate
| Small-Cap Growth |
0.23%
|
M/I Homes, Inc.
| MHO |
Consumer Discretionary
| Small-Cap Value |
0.21%
|
Dorman Products, Inc.
| DORM |
Consumer Discretionary
| Small-Cap Growth |
0.21%
|
Alpha Metallurgical Resources, Inc.
| AMR |
Materials
| Small-Cap Value |
0.21%
|
TEGNA Inc.
| TGNA |
Communication Services
| Small-Cap Value |
0.20%
|
Graham Holdings Company
| GHC |
Consumer Discretionary
| Small-Cap Value |
0.20%
|
Powell Industries, Inc.
| POWL |
Industrials
| Small-Cap Growth |
0.20%
|
ACADIA Pharmaceuticals Inc.
| ACAD |
Health Care
| Small-Cap Growth |
0.20%
|
Peabody Energy Corporation
| BTU |
Energy
| Small-Cap Value |
0.20%
|
Warrior Met Coal, Inc.
| HCC |
Materials
| Small-Cap Value |
0.20%
|
Tootsie Roll Industries, Inc.
| TR |
Consumer Staples
| Small-Cap Growth |
0.19%
|
KB Home
| KBH |
Consumer Discretionary
| Small-Cap Value |
0.19%
|
Grand Canyon Education, Inc.
| LOPE |
Consumer Discretionary
| Mid-Cap Growth |
0.19%
|
OPENLANE Inc.
| KAR |
Industrials
| Small-Cap Growth |
0.19%
|
Visteon Corporation
| VC |
Consumer Discretionary
| Small-Cap Growth |
0.19%
|
Premier, Inc. (Class A)
| PINC |
Health Care
| Small-Cap Value |
0.19%
|
Brady Corporation
| BRC |
Industrials
| Small-Cap Growth |
0.18%
|
Rayonier Inc.
| RYN |
Real Estate
| Small-Cap Growth |
0.18%
|
Adtalem Global Education Inc.
| ATGE |
Consumer Discretionary
| Small-Cap Growth |
0.18%
|
Meritage Homes Corporation
| MTH |
Consumer Discretionary
| Mid-Cap Value |
0.18%
|
Argan, Inc.
| AGX |
Industrials
| Small-Cap Growth |
0.18%
|
Hawkins, Inc.
| HWKN |
Materials
| Small-Cap Growth |
0.18%
|
Tri Pointe Homes, Inc.
| TPH |
Consumer Discretionary
| Small-Cap Value |
0.18%
|
Laureate Education, Inc. (Class A)
| LAUR |
Consumer Discretionary
| Small-Cap Growth |
0.18%
|
Talos Energy Inc.
| TALO |
Energy
| Small-Cap Value |
0.18%
|
Otter Tail Corporation
| OTTR |
Utilities
| Small-Cap Growth |
0.17%
|
The Marzetti Company
| MZTI |
Consumer Staples
| Small-Cap Growth |
0.17%
|
UniFirst Corporation
| UNF |
Industrials
| Small-Cap Value |
0.17%
|
New Jersey Resources Corporation
| NJR |
Utilities
| Small-Cap Growth |
0.17%
|
Cabot Corporation
| CBT |
Materials
| Small-Cap Growth |
0.17%
|
PriceSmart, Inc.
| PSMT |
Consumer Staples
| Small-Cap Growth |
0.17%
|
Hub Group, Inc.
| HUBG |
Industrials
| Small-Cap Value |
0.17%
|
Rush Enterprises, Inc. (Class A)
| RUSHA |
Industrials
| Small-Cap Growth |
0.17%
|
McGrath RentCorp
| MGRC |
Industrials
| Small-Cap Growth |
0.17%
|
StoneX Group Inc.
| SNEX |
Financials
| Mid-Cap Value |
0.17%
|
PTC Therapeutics, Inc.
| PTCT |
Health Care
| Small-Cap Value |
0.17%
|
Agios Pharmaceuticals, Inc.
| AGIO |
Health Care
| Small-Cap Growth |
0.17%
|
Apple Hospitality REIT, Inc.
| APLE |
Real Estate
| Small-Cap Value |
0.17%
|
Core Natural Resources Inc.
| CNR |
Energy
| Small-Cap Value |
0.17%
|
1st Source Corporation
| SRCE |
Financials
| Small-Cap Value |
0.16%
|
Radian Group Inc.
| RDN |
Financials
| Small-Cap Value |
0.16%
|
NOV Inc.
| NOV |
Energy
| Small-Cap Value |
0.16%
|
S&T Bancorp, Inc.
| STBA |
Financials
| Small-Cap Value |
0.16%
|
Avnet, Inc.
| AVT |
Information Technology
| Small-Cap Value |
0.16%
|
Strategic Education, Inc.
| STRA |
Consumer Discretionary
| Small-Cap Value |
0.16%
|
Gibraltar Industries, Inc.
| ROCK |
Industrials
| Small-Cap Growth |
0.16%
|
International Bancshares Corporation
| IBOC |
Financials
| Small-Cap Value |
0.16%
|
ADMA Biologics, Inc.
| ADMA |
Health Care
| Small-Cap Growth |
0.16%
|
Oscar Health, Inc. (Class A)
| OSCR |
Financials
| Small-Cap Growth |
0.16%
|
Murphy Oil Corporation
| MUR |
Energy
| Small-Cap Value |
0.15%
|
Sonic Automotive, Inc.
| SAH |
Consumer Discretionary
| Small-Cap Growth |
0.15%
|
Option Care Health, Inc.
| OPCH |
Health Care
| Small-Cap Growth |
0.15%
|
National Beverage Corp.
| FIZZ |
Consumer Staples
| Small-Cap Growth |
0.15%
|
NMI Holdings, Inc. (Class A)
| NMIH |
Financials
| Small-Cap Value |
0.15%
|
Cactus, Inc. (Class A)
| WHD |
Energy
| Small-Cap Growth |
0.15%
|
ArcBest Corporation
| ARCB |
Industrials
| Small-Cap Value |
0.14%
|
Liberty Energy Inc. (Class A)
| LBRT |
Energy
| Small-Cap Value |
0.14%
|
Palomar Holdings, Inc.
| PLMR |
Financials
| Small-Cap Growth |
0.14%
|
Concentrix Corporation
| CNXC |
Industrials
| Small-Cap Value |
0.14%
|
The Greenbrier Companies, Inc.
| GBX |
Industrials
| Small-Cap Value |
0.13%
|
|
|
Total Number of Holdings: 210 |
|
Underlying Securities information represented above is as of 08/29/2025 but will vary with future fluctuations in the market. |
Standard Account Sales Charges * |
Transactional sales charges: |
Initial: |
0.05% |
|
Deferred: |
1.31% |
C&D Fee: |
|
0.49% |
Maximum Sales Charge: |
|
1.85% |
|
30341N120 |
Cash |
Semi-Annual |
30341N138 |
Reinvest |
Semi-Annual |
|
* Based on the offer price as of 08/29/2025 4:00pm ET |
Fee/Wrap Account Sales Charges * |
C&D Fee: |
|
0.49% |
Maximum Sales Charge: |
|
0.49% |
|
30341N146 |
Cash-Fee |
Semi-Annual |
30341N153 |
Reinvest-Fee |
Semi-Annual |
|
* Based on the NAV price as of 08/29/2025 4:00pm ET |
In addition to the sales charges listed, UITs for both brokerage and advisory accounts are subject to annual operating expenses and organization costs. See the prospectus for additional information.
Deferred Sales Charge Schedule |
$0.04500
|
October 20, 2025
|
$0.04500
|
November 20, 2025
|
$0.04500
|
December 19, 2025
|
|
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Public Health Crisis Risk. A public health crisis, and the ensuing policies enacted by governments and central banks in response, could cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects. REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2025 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
|
|
30341N120 |
(Cash) |
30341N138 |
(Reinvest) |
30341N146 |
(Cash-Fee) |
30341N153 |
(Reinvest-Fee) |
|
|
|
|
|
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
|