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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning three distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
D34Q23 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
10/09/2023 |
Secondary Date: |
01/10/2024 |
Portfolio Ending Date: |
01/09/2025 |
Tax Structure: |
Regulated Investment Company |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$11.9366 |
POP(*): |
Not Avail |
Remaining Deferred Sales Charge: |
$0.0000 |
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* As of Trade Date: 12/06/2024 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution
rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month
distributions paid by the securities included in the portfolio. The historical 12-month distributions are reduced to account for the effects of fees and expenses,
which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term
capital gains and/or return of capital. Certain of the issuers may have reduced their
dividends or distributions over the prior twelve months. The distribution per unit paid by the trust may be higher or lower than the amount shown above due to certain
factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.
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Communication Services |
1.82% |
Consumer Discretionary |
8.37% |
Consumer Staples |
12.93% |
Energy |
3.97% |
Financials |
24.24% |
Health Care |
6.94% |
Industrials |
22.75% |
Information Technology |
7.28% |
Materials |
9.32% |
Real Estate |
0.00% |
Utilities |
2.09% |
Other |
0.29% |
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Large |
Mid |
Small |
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Growth |
25.74% |
11.62% |
2.55% |
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Value |
34.23% |
24.81% |
0.76% |
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Large-Cap Growth |
25.74% |
Large-Cap Value |
34.23% |
Mid-Cap Growth |
11.62% |
Mid-Cap Value |
24.81% |
Small-Cap Growth |
2.55% |
Small-Cap Value |
0.76% |
Undetermined |
0.29% |
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U.S. Stocks |
87.67% |
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Other |
0.29% |
Non-U.S. Stocks |
12.04% |
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The style and sector characteristics of the portfolio are determined as of 12/06/2024
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$106,849 |
Price/Earnings |
17.97 |
Price/Book |
2.65 |
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As of 12/6/2024
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
Packaging Corporation of America
| PKG |
Materials
| Mid-Cap Growth |
2.79%
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Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
2.73%
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Norfolk Southern Corporation
| NSC |
Industrials
| Large-Cap Value |
2.50%
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General Dynamics Corporation
| GD |
Industrials
| Large-Cap Value |
2.48%
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Lockheed Martin Corporation
| LMT |
Industrials
| Large-Cap Growth |
2.46%
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T. Rowe Price Group, Inc.
| TROW |
Financials
| Mid-Cap Value |
2.37%
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Taiwan Semiconductor Manufacturing Company Ltd. (ADR)
| TSM |
Information Technology
| Large-Cap Growth |
2.04%
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Walmart Inc.
| WMT |
Consumer Staples
| Large-Cap Growth |
1.93%
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Garmin Ltd.
| GRMN |
Consumer Discretionary
| Large-Cap Growth |
1.89%
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General Mills, Inc.
| GIS |
Consumer Staples
| Large-Cap Value |
1.87%
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Dick's Sporting Goods, Inc.
| DKS |
Consumer Discretionary
| Mid-Cap Growth |
1.87%
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Franklin Resources, Inc.
| BEN |
Financials
| Mid-Cap Value |
1.81%
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Fifth Third Bancorp
| FITB |
Financials
| Large-Cap Value |
1.74%
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W.W. Grainger, Inc.
| GWW |
Industrials
| Large-Cap Growth |
1.71%
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Caterpillar Inc.
| CAT |
Industrials
| Large-Cap Growth |
1.70%
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Cincinnati Financial Corporation
| CINF |
Financials
| Mid-Cap Value |
1.64%
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Truist Financial Corporation
| TFC |
Financials
| Large-Cap Value |
1.54%
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Dover Corporation
| DOV |
Industrials
| Mid-Cap Growth |
1.54%
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Emerson Electric Co.
| EMR |
Industrials
| Large-Cap Value |
1.51%
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The PNC Financial Services Group, Inc.
| PNC |
Financials
| Large-Cap Value |
1.50%
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Chubb Limited
| CB |
Financials
| Large-Cap Value |
1.49%
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Ryder System, Inc.
| R |
Industrials
| Mid-Cap Value |
1.49%
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U.S. Bancorp
| USB |
Financials
| Large-Cap Value |
1.45%
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Cummins Inc.
| CMI |
Industrials
| Large-Cap Growth |
1.45%
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Regions Financial Corporation
| RF |
Financials
| Mid-Cap Value |
1.42%
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Fidelity National Financial, Inc.
| FNF |
Financials
| Mid-Cap Value |
1.40%
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Archer-Daniels-Midland Company
| ADM |
Consumer Staples
| Mid-Cap Value |
1.38%
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Pfizer Inc.
| PFE |
Health Care
| Large-Cap Value |
1.38%
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The Travelers Companies, Inc.
| TRV |
Financials
| Large-Cap Value |
1.38%
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State Street Corporation
| STT |
Financials
| Mid-Cap Value |
1.37%
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Ally Financial Inc.
| ALLY |
Financials
| Mid-Cap Value |
1.37%
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The Procter & Gamble Company
| PG |
Consumer Staples
| Large-Cap Growth |
1.33%
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Target Corporation
| TGT |
Consumer Staples
| Large-Cap Value |
1.33%
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QUALCOMM Incorporated
| QCOM |
Information Technology
| Large-Cap Growth |
1.30%
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Linde Plc
| LIN |
Materials
| Large-Cap Growth |
1.29%
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The Home Depot, Inc.
| HD |
Consumer Discretionary
| Large-Cap Growth |
1.24%
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H&R Block, Inc.
| HRB |
Consumer Discretionary
| Mid-Cap Value |
1.24%
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HP Inc.
| HPQ |
Information Technology
| Large-Cap Value |
1.23%
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Air Products and Chemicals, Inc.
| APD |
Materials
| Large-Cap Value |
1.23%
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Nordson Corporation
| NDSN |
Industrials
| Mid-Cap Growth |
1.22%
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Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Value |
1.20%
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The Kroger Co.
| KR |
Consumer Staples
| Large-Cap Value |
1.19%
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Best Buy Co., Inc.
| BBY |
Consumer Discretionary
| Mid-Cap Growth |
1.18%
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Atmos Energy Corporation
| ATO |
Utilities
| Mid-Cap Value |
1.16%
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Exxon Mobil Corporation
| XOM |
Energy
| Large-Cap Value |
1.14%
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Expeditors International of Washington, Inc.
| EXPD |
Industrials
| Mid-Cap Growth |
1.14%
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Quest Diagnostics Incorporated
| DGX |
Health Care
| Mid-Cap Value |
1.13%
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Unilever Plc (ADR)
| UL |
Consumer Staples
| Large-Cap Growth |
1.07%
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Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
1.04%
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Kimberly-Clark Corporation
| KMB |
Consumer Staples
| Large-Cap Growth |
1.03%
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CME Group Inc.
| CME |
Financials
| Large-Cap Value |
1.03%
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Cisco Systems, Inc.
| CSCO |
Information Technology
| Large-Cap Growth |
1.00%
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Nucor Corporation
| NUE |
Materials
| Large-Cap Value |
0.96%
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Canadian Natural Resources Limited
| CNQ |
Energy
| Large-Cap Value |
0.96%
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Genuine Parts Company
| GPC |
Consumer Discretionary
| Mid-Cap Growth |
0.95%
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Bristol-Myers Squibb Company
| BMY |
Health Care
| Large-Cap Growth |
0.94%
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Otter Tail Corporation
| OTTR |
Utilities
| Small-Cap Growth |
0.93%
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Hormel Foods Corporation
| HRL |
Consumer Staples
| Mid-Cap Value |
0.93%
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The Interpublic Group of Companies, Inc.
| IPG |
Communication Services
| Mid-Cap Value |
0.93%
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West Pharmaceutical Services, Inc.
| WST |
Health Care
| Mid-Cap Growth |
0.93%
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Amgen Inc.
| AMGN |
Health Care
| Large-Cap Growth |
0.91%
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Amdocs Limited
| DOX |
Information Technology
| Mid-Cap Value |
0.91%
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Comcast Corporation (Class A)
| CMCSA |
Communication Services
| Large-Cap Value |
0.89%
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Canadian National Railway Company
| CNI |
Industrials
| Large-Cap Growth |
0.87%
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Mondelez International, Inc.
| MDLZ |
Consumer Staples
| Large-Cap Value |
0.87%
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Johnson & Johnson
| JNJ |
Health Care
| Large-Cap Growth |
0.86%
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Sonoco Products Company
| SON |
Materials
| Small-Cap Growth |
0.86%
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Ovintiv Inc.
| OVV |
Energy
| Mid-Cap Value |
0.83%
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Skyworks Solutions, Inc.
| SWKS |
Information Technology
| Mid-Cap Value |
0.80%
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Sanofi (ADR)
| SNY |
Health Care
| Large-Cap Value |
0.79%
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MSC Industrial Direct Co., Inc. (Class A)
| MSM |
Industrials
| Small-Cap Growth |
0.76%
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Huntsman Corporation
| HUN |
Materials
| Small-Cap Value |
0.76%
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Nutrien Ltd.
| NTR |
Materials
| Mid-Cap Value |
0.73%
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United Parcel Service, Inc. (Class B)
| UPS |
Industrials
| Large-Cap Growth |
0.72%
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Albemarle Corporation
| ALB |
Materials
| Mid-Cap Value |
0.70%
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Total Number of Holdings: 75 |
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Underlying Securities information represented above is as of 12/06/2024 but will vary with future fluctuations in the market. |
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. Public Health Crisis Risk. A public health crisis, and the ensuing policies enacted by governments and central banks in response, could cause significant volatility and uncertainty in global financial markets, negatively impacting global growth prospects. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The S&P 500 Dividend Aristocrats Index is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P 500 Dividend Aristocrats Index. "Value Line", "The Value Line Investment Survey", "Timeliness", and "Safety" are trademarks or registered trademarks of Value Line, Inc. ("Value Line") and have been licensed for use for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, recommended, sold or promoted by Value Line and Value Line makes no representation regarding the advisability of investing in products utilizing such strategy. First Trust Portfolios L.P. is not affiliated with any Value Line company.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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30332K564 |
(Cash) |
30332K572 |
(Reinvest) |
30332K580 |
(Cash-Fee) |
30332K598 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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