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Dorsey Wright Relative Strength Dividend, 53  Ticker: FNYMKX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income by investing in a portfolio of companies selected by Dorsey Wright & Associates using a comprehensive evaluation process.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DWDV53
Portfolio Status: Secondary
Initial Offer Date: 09/25/2023
Secondary Date: 12/18/2023
Portfolio Ending Date: 12/26/2024
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $11.2709
POP(*): $11.4252
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 03/04/2024 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 3/4/2024) Per Unit (as of 3/1/2024)
2.07% $0.23680
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 0.00%
Consumer Discretionary  Consumer Discretionary 12.45%
Consumer Staples  Consumer Staples 3.52%
Energy  Energy 14.03%
Financials  Financials 18.64%
Health Care  Health Care 2.19%
Industrials  Industrials 24.38%
Information Technology  Information Technology 12.43%
Materials  Materials 6.28%
Real Estate  Real Estate 5.90%
Utilities  Utilities 0.00%
Other  Other 0.18%
 
  Large Mid Small  
Growth  27.93% 25.33% 3.21%  
Value  15.05% 22.63% 5.67%  

 Style Weighting
Large-Cap Growth 27.93%
Large-Cap Value 15.05%
Mid-Cap Growth 25.33%
Mid-Cap Value 22.63%
Small-Cap Growth 3.21%
Small-Cap Value 5.67%
Undetermined 0.18%
 Composition
U.S. Stocks 93.01%   Other 0.18%
Non-U.S. Stocks 6.81%      
The style and sector characteristics of the portfolio are determined as of 03/01/2024 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $73,019
Price/Earnings 16.19
Price/Book 2.60
As of 3/1/2024
All market capitalization numbers are in USD$ Millions. All figures are subject to change.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Growth 2.92%
 Texas Roadhouse, Inc. TXRH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.74%
 Eaton Corporation Plc ETN Industrials  Industrials Large-Cap Growth 2.46%
 NewMarket Corporation NEU Materials  Materials Mid-Cap Growth 2.36%
 Evercore Inc. EVR Financials  Financials Mid-Cap Growth 2.34%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 2.33%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 2.33%
 NXP Semiconductors N.V. NXPI Information Technology  Information Technology Large-Cap Growth 2.29%
 Iron Mountain Incorporated IRM Real Estate  Real Estate Mid-Cap Growth 2.25%
 A.O. Smith Corporation AOS Industrials  Industrials Mid-Cap Growth 2.24%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 2.23%
 The Home Depot, Inc. HD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.21%
 Cardinal Health, Inc. CAH Health Care  Health Care Large-Cap Growth 2.19%
 Phillips 66 PSX Energy  Energy Large-Cap Value 2.12%
 Caterpillar Inc. CAT Industrials  Industrials Large-Cap Growth 2.11%
 Darden Restaurants, Inc. DRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.06%
 Janus Henderson Group Plc JHG Financials  Financials Mid-Cap Value 2.06%
 Otis Worldwide Corporation OTIS Industrials  Industrials Large-Cap Growth 2.05%
 Reinsurance Group of America, Incorporated RGA Financials  Financials Mid-Cap Value 2.03%
 Targa Resources Corp. TRGP Energy  Energy Mid-Cap Growth 2.03%
 MGIC Investment Corporation MTG Financials  Financials Mid-Cap Value 2.02%
 GATX Corporation GATX Industrials  Industrials Small-Cap Growth 2.01%
 H&R Block, Inc. HRB Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.99%
 Zions Bancorporation ZION Financials  Financials Mid-Cap Value 1.97%
 Antero Midstream Corp. AM Energy  Energy Mid-Cap Value 1.97%
 Microchip Technology Incorporated MCHP Information Technology  Information Technology Large-Cap Growth 1.96%
 Analog Devices, Inc. ADI Information Technology  Information Technology Large-Cap Value 1.95%
 Welltower Inc. WELL Real Estate  Real Estate Large-Cap Value 1.94%
 Westlake Corporation WLK Materials  Materials Mid-Cap Value 1.94%
 Illinois Tool Works Inc. ITW Industrials  Industrials Large-Cap Growth 1.90%
 Flowserve Corporation FLS Industrials  Industrials Mid-Cap Value 1.90%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 1.88%
 Yum! Brands, Inc. YUM Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.87%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 1.86%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 1.85%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 1.83%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Mid-Cap Growth 1.83%
 Kinder Morgan, Inc. KMI Energy  Energy Large-Cap Value 1.82%
 Aflac Incorporated AFL Financials  Financials Large-Cap Value 1.81%
 Rockwell Automation, Inc. ROK Industrials  Industrials Large-Cap Growth 1.81%
 Avnet, Inc. AVT Information Technology  Information Technology Small-Cap Value 1.72%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 1.72%
 Kite Realty Group Trust KRG Real Estate  Real Estate Mid-Cap Value 1.71%
 Molson Coors Beverage Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 1.69%
 Murphy Oil Corporation MUR Energy  Energy Mid-Cap Value 1.61%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 1.59%
 Worthington Enterprises, Inc. WOR Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.58%
 Baker Hughes Company (Class A) BKR Energy  Energy Large-Cap Value 1.46%
 APA Corporation APA Energy  Energy Mid-Cap Growth 1.30%
 The Chemours Company CC Materials  Materials Small-Cap Growth 1.20%
 Worthington Steel, Inc. WS Materials  Materials Small-Cap Value 0.78%
 
Total Number of Holdings:    51
Underlying Securities information represented above is as of 03/01/2024 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 19, 2024
$0.04500 February 20, 2024
$0.04500 March 20, 2024

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Market Disruption Risk. Ongoing armed conflicts between Russia and Ukraine in Europe and among Israel, Hamas and other militant groups in the Middle East, have caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, the Middle East and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2024 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30332L679 (Cash)
30332L687 (Reinvest)
30332L695 (Cash-Fee)
30332L703 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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