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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning four distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
F42Q23 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
04/10/2023 |
Secondary Date: |
07/10/2023 |
Portfolio Ending Date: |
07/09/2024 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.6206 |
POP(*): |
$10.7659 |
Remaining Deferred Sales Charge: |
$0.0000 |
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* As of Trade Date: 09/25/2023 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
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Communication Services |
0.70% |
Consumer Discretionary |
19.27% |
Consumer Staples |
2.21% |
Energy |
14.62% |
Financials |
24.88% |
Health Care |
0.69% |
Industrials |
12.42% |
Information Technology |
8.97% |
Materials |
7.51% |
Real Estate |
3.28% |
Utilities |
4.70% |
Other |
0.75% |
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Large |
Mid |
Small |
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Growth |
0.00% |
13.99% |
2.84% |
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Value |
23.36% |
35.76% |
23.30% |
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Large-Cap Growth |
0.00% |
Large-Cap Value |
23.36% |
Mid-Cap Growth |
13.99% |
Mid-Cap Value |
35.76% |
Small-Cap Growth |
2.84% |
Small-Cap Value |
23.30% |
Undetermined |
0.75% |
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U.S. Stocks |
87.74% |
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Other |
0.75% |
Non-U.S. Stocks |
11.51% |
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The style and sector characteristics of the portfolio are determined as of 09/25/2023
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$22,720 |
Price/Earnings |
6.90 |
Price/Book |
1.16 |
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As of 9/25/2023
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
Lennar Corporation
| LEN |
Consumer Discretionary
| Large-Cap Value |
3.98%
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United Rentals, Inc.
| URI |
Industrials
| Large-Cap Value |
3.97%
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Fair Isaac Corporation
| FICO |
Information Technology
| Mid-Cap Growth |
2.84%
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Unum Group
| UNM |
Financials
| Mid-Cap Value |
2.54%
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Ulta Beauty, Inc.
| ULTA |
Consumer Discretionary
| Mid-Cap Growth |
2.53%
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Steel Dynamics, Inc.
| STLD |
Materials
| Mid-Cap Value |
2.22%
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Builders FirstSource, Inc.
| BLDR |
Industrials
| Mid-Cap Growth |
2.15%
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Toll Brothers, Inc.
| TOL |
Consumer Discretionary
| Mid-Cap Value |
1.80%
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New York Community Bancorp, Inc.
| NYCB |
Financials
| Mid-Cap Value |
1.76%
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Super Micro Computer, Inc.
| SMCI |
Information Technology
| Mid-Cap Growth |
1.69%
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WestRock Company
| WRK |
Materials
| Mid-Cap Value |
1.65%
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Marathon Petroleum Corporation
| MPC |
Energy
| Large-Cap Value |
1.60%
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Valero Energy Corporation
| VLO |
Energy
| Large-Cap Value |
1.49%
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Lattice Semiconductor Corporation
| LSCC |
Information Technology
| Mid-Cap Growth |
1.47%
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Comerica Incorporated
| CMA |
Financials
| Mid-Cap Value |
1.43%
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Valley National Bancorp
| VLY |
Financials
| Small-Cap Value |
1.42%
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Principal Financial Group, Inc.
| PFG |
Financials
| Mid-Cap Value |
1.40%
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Fifth Third Bancorp
| FITB |
Financials
| Mid-Cap Value |
1.38%
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Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
1.38%
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International Paper Company
| IP |
Materials
| Mid-Cap Value |
1.35%
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F.N.B. Corporation
| FNB |
Financials
| Small-Cap Value |
1.31%
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Huntington Bancshares Incorporated
| HBAN |
Financials
| Mid-Cap Value |
1.30%
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Exelon Corporation
| EXC |
Utilities
| Large-Cap Value |
1.29%
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Citizens Financial Group, Inc.
| CFG |
Financials
| Mid-Cap Value |
1.28%
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Truist Financial Corporation
| TFC |
Financials
| Large-Cap Value |
1.24%
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PPL Corporation
| PPL |
Utilities
| Mid-Cap Value |
1.21%
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KB Home
| KBH |
Consumer Discretionary
| Small-Cap Value |
1.19%
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Black Hills Corporation
| BKH |
Utilities
| Small-Cap Value |
1.14%
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United Bankshares, Inc.
| UBSI |
Financials
| Small-Cap Value |
1.11%
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Avista Corporation
| AVA |
Utilities
| Small-Cap Value |
1.06%
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Meritage Homes Corporation
| MTH |
Consumer Discretionary
| Small-Cap Value |
0.88%
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CNX Resources Corporation
| CNX |
Energy
| Small-Cap Value |
0.82%
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Lithia Motors, Inc.
| LAD |
Consumer Discretionary
| Mid-Cap Value |
0.81%
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United States Steel Corporation
| X |
Materials
| Mid-Cap Value |
0.80%
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PBF Energy Inc.
| PBF |
Energy
| Mid-Cap Value |
0.79%
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MGIC Investment Corporation
| MTG |
Financials
| Mid-Cap Value |
0.78%
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Thor Industries, Inc.
| THO |
Consumer Discretionary
| Mid-Cap Value |
0.76%
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HF Sinclair Corp.
| DINO |
Energy
| Mid-Cap Value |
0.76%
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Ryder System, Inc.
| R |
Industrials
| Mid-Cap Value |
0.75%
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Kirby Corporation
| KEX |
Industrials
| Mid-Cap Value |
0.75%
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Essent Group Ltd.
| ESNT |
Financials
| Mid-Cap Value |
0.75%
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The Goodyear Tire & Rubber Company
| GT |
Consumer Discretionary
| Small-Cap Value |
0.74%
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Southwestern Energy Company
| SWN |
Energy
| Mid-Cap Value |
0.74%
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e.l.f. Beauty, Inc.
| ELF |
Consumer Staples
| Mid-Cap Growth |
0.72%
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Murphy Oil Corporation
| MUR |
Energy
| Mid-Cap Value |
0.71%
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Starwood Property Trust, Inc.
| STWD |
Financials
| Mid-Cap Value |
0.70%
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Taylor Morrison Home Corporation
| TMHC |
Consumer Discretionary
| Mid-Cap Value |
0.70%
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Chord Energy Corporation
| CHRD |
Energy
| Mid-Cap Value |
0.70%
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Regal Rexnord Corp
| RRX |
Industrials
| Mid-Cap Value |
0.69%
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Azenta Inc.
| AZTA |
Health Care
| Small-Cap Value |
0.69%
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EPR Properties
| EPR |
Real Estate
| Small-Cap Value |
0.69%
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Crocs, Inc.
| CROX |
Consumer Discretionary
| Mid-Cap Growth |
0.69%
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Tri Pointe Homes, Inc.
| TPH |
Consumer Discretionary
| Small-Cap Value |
0.68%
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Avnet, Inc.
| AVT |
Information Technology
| Small-Cap Value |
0.67%
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Arrow Electronics, Inc.
| ARW |
Information Technology
| Mid-Cap Value |
0.66%
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Axcelis Technologies, Inc.
| ACLS |
Information Technology
| Mid-Cap Growth |
0.66%
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BellRing Brands, Inc.
| BRBR |
Consumer Staples
| Mid-Cap Growth |
0.66%
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Navient Corporation
| NAVI |
Financials
| Small-Cap Value |
0.65%
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Asbury Automotive Group, Inc.
| ABG |
Consumer Discretionary
| Mid-Cap Value |
0.62%
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Antero Resources Corporation
| AR |
Energy
| Mid-Cap Value |
0.61%
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Park Hotels & Resorts Inc.
| PK |
Real Estate
| Small-Cap Value |
0.61%
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Fox Factory Holding Corp.
| FOXF |
Consumer Discretionary
| Small-Cap Growth |
0.59%
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SkyWest, Inc.
| SKYW |
Industrials
| Small-Cap Value |
0.58%
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AAON, Inc.
| AAON |
Industrials
| Mid-Cap Growth |
0.58%
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Inter Parfums, Inc.
| IPAR |
Consumer Staples
| Small-Cap Growth |
0.57%
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Knight-Swift Transportation Holdings Inc.
| KNX |
Industrials
| Mid-Cap Value |
0.57%
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Spirit Realty Capital, Inc.
| SRC |
Real Estate
| Mid-Cap Value |
0.55%
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Cleveland-Cliffs Inc.
| CLF |
Materials
| Mid-Cap Value |
0.54%
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Petroleo Brasileiro S.A. - Petrobras (ADR)
| PBR |
Energy
| Large-Cap Value |
0.51%
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Terex Corporation
| TEX |
Industrials
| Small-Cap Growth |
0.50%
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Toyota Motor Corporation
| TM |
Consumer Discretionary
| Large-Cap Value |
0.48%
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Honda Motor Co., Ltd. (ADR)
| HMC |
Consumer Discretionary
| Large-Cap Value |
0.48%
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Skyline Champion Corporation
| SKY |
Consumer Discretionary
| Small-Cap Growth |
0.47%
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American Woodmark Corporation
| AMWD |
Industrials
| Small-Cap Value |
0.45%
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Mizuho Financial Group, Inc. (ADR)
| MFG |
Financials
| Large-Cap Value |
0.45%
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Installed Building Products, Inc.
| IBP |
Consumer Discretionary
| Small-Cap Growth |
0.45%
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Dorian LPG Ltd.
| LPG |
Energy
| Small-Cap Value |
0.45%
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M/I Homes, Inc.
| MHO |
Consumer Discretionary
| Small-Cap Value |
0.43%
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Encore Wire Corporation
| WIRE |
Industrials
| Small-Cap Value |
0.43%
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HSBC Holdings Plc (ADR)
| HSBC |
Financials
| Large-Cap Value |
0.42%
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Ecopetrol S.A. (ADR)
| EC |
Energy
| Large-Cap Value |
0.42%
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Equinor ASA
| EQNR |
Energy
| Large-Cap Value |
0.41%
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Banco Bilbao Vizcaya Argentaria, S.A. (ADR)
| BBVA |
Financials
| Large-Cap Value |
0.41%
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Eni SpA (ADR)
| E |
Energy
| Large-Cap Value |
0.40%
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Stellantis N.V.
| STLA |
Consumer Discretionary
| Large-Cap Value |
0.40%
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Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.40%
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ING Groep N.V. (ADR)
| ING |
Financials
| Large-Cap Value |
0.39%
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Suncor Energy Inc.
| SU |
Energy
| Large-Cap Value |
0.39%
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Mr. Cooper Group Inc.
| COOP |
Financials
| Small-Cap Value |
0.39%
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TotalEnergies SE (ADR)
| TTE |
Energy
| Large-Cap Value |
0.38%
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Photronics, Inc.
| PLAB |
Information Technology
| Small-Cap Value |
0.38%
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Barclays Plc (ADR)
| BCS |
Financials
| Large-Cap Value |
0.38%
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Deutsche Bank AG
| DB |
Financials
| Mid-Cap Value |
0.38%
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Manulife Financial Corporation
| MFC |
Financials
| Large-Cap Value |
0.37%
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DMC Global Inc.
| BOOM |
Energy
| Small-Cap Value |
0.37%
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Banco Santander Brasil S.A. (ADR)
| BSBR |
Financials
| Mid-Cap Value |
0.37%
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Banco Santander S.A. (ADR)
| SAN |
Financials
| Large-Cap Value |
0.36%
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CoreCivic, Inc.
| CXW |
Industrials
| Small-Cap Value |
0.36%
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Genworth Financial, Inc.
| GNW |
Financials
| Small-Cap Value |
0.36%
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OPENLANE Inc.
| KAR |
Industrials
| Small-Cap Value |
0.36%
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Telefonica, S.A. (ADR)
| TEF |
Communication Services
| Large-Cap Value |
0.35%
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Radian Group Inc.
| RDN |
Financials
| Small-Cap Value |
0.35%
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Orange (ADR)
| ORAN |
Communication Services
| Large-Cap Value |
0.35%
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RPT Realty
| RPT |
Real Estate
| Small-Cap Value |
0.35%
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Clearwater Paper Corporation
| CLW |
Materials
| Small-Cap Value |
0.35%
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Civitas Resources, Inc.
| CIVI |
Energy
| Mid-Cap Value |
0.34%
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Lloyds Banking Group Plc (ADR)
| LYG |
Financials
| Large-Cap Value |
0.33%
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Natwest Group Plc
| NWG |
Financials
| Large-Cap Value |
0.33%
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Century Communities, Inc.
| CCS |
Consumer Discretionary
| Small-Cap Value |
0.33%
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Callon Petroleum Company
| CPE |
Energy
| Small-Cap Value |
0.32%
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ArcelorMittal (ADR)
| MT |
Materials
| Mid-Cap Value |
0.32%
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Vital Energy Inc.
| VTLE |
Energy
| Small-Cap Value |
0.32%
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ScanSource, Inc.
| SCSC |
Information Technology
| Small-Cap Value |
0.31%
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Oil States International, Inc.
| OIS |
Energy
| Small-Cap Value |
0.31%
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DiamondRock Hospitality Company
| DRH |
Real Estate
| Small-Cap Value |
0.30%
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Nokia Corporation (ADR)
| NOK |
Information Technology
| Mid-Cap Value |
0.29%
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EZCORP, Inc.
| EZPW |
Financials
| Small-Cap Value |
0.28%
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Mercer International Inc.
| MERC |
Materials
| Small-Cap Value |
0.28%
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Xenia Hotels & Resorts, Inc.
| XHR |
Real Estate
| Small-Cap Value |
0.28%
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Resideo Technologies, Inc.
| REZI |
Industrials
| Small-Cap Value |
0.28%
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The Buckle, Inc.
| BKE |
Consumer Discretionary
| Small-Cap Growth |
0.26%
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Fresh Del Monte Produce Inc.
| FDP |
Consumer Staples
| Small-Cap Value |
0.26%
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Summit Hotel Properties, Inc.
| INN |
Real Estate
| Small-Cap Value |
0.26%
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Ambac Financial Group, Inc.
| AMBC |
Financials
| Small-Cap Value |
0.26%
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RE/MAX Holdings, Inc. (Class A)
| RMAX |
Real Estate
| Small-Cap Value |
0.24%
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Total Number of Holdings: 125 |
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Underlying Securities information represented above is as of 09/25/2023 but will vary with future fluctuations in the market. |
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Emerging Markets Risk. Risks associated with investing in non-U.S. securities may be more pronounced in emerging and developing markets where the securities markets are substantially smaller, less developed, less liquid, less regulated, and more volatile than the U.S. and developed non-U.S. markets. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The Dow Jones Industrial Average is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the Dow Jones Industrial Average. Source ICE Data Indices, LLC, is used with permission. "NYSE®" is a service/trade mark of ICE Data Indices, LLC or its affiliates and has been licensed, along with the NYSE® International 100 Index ("Index") for use by First Trust Portfolios L.P. Neither First Trust Portfolios L.P. nor the product, as applicable, is sponsored, endorsed, sold or promoted by ICE Data Indices, LLC, its affiliates or its Third Party Suppliers ("ICE Data and its Suppliers"). ICE Data and its Suppliers make no representations or warranties regarding the advisability of investing in securities generally, in the Product particularly, or the ability of the Index to track general market performance. Past performance of an Index is not an indicator of or a guarantee of future results.
ICE DATA AND ITS SUPPLIERS DISCLAIM ANY AND ALL WARRANTIES AND REPRESENTATIONS, EXPRESS AND/OR IMPLIED, INCLUDING ANY WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE OR USE, INCLUDING THE INDICES, INDEX DATA AND ANY INFORMATION INCLUDED IN, RELATED TO, OR DERIVED THEREFROM ("INDEX DATA"). ICE DATA AND ITS SUPPLIERS SHALL NOT BE SUBJECT TO ANY DAMAGES OR LIABILITY WITH RESPECT TO THE ADEQUACY, ACCURACY, TIMELINESS OR COMPLETENESS OF THE INDICES AND THE INDEX DATA, WHICH ARE PROVIDED ON AN "AS IS" BASIS AND YOUR USE IS AT YOUR OWN RISK. The S&P MidCap 400 and the S&P SmallCap 600 Indices are products of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and have been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P MidCap 400 and the S&P SmallCap 600 Indices.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2023 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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30330U440 |
(Cash) |
30330U457 |
(Reinvest) |
30330U465 |
(Cash-Fee) |
30330U473 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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