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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The stocks in the portfolio are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
DB1Q23 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
01/10/2023 |
Secondary Date: |
04/10/2023 |
Portfolio Ending Date: |
04/09/2024 |
Tax Structure: |
Regulated Investment Company |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$9.0245 |
POP(*): |
$9.1480 |
Remaining Deferred Sales Charge: |
$0.0450 |
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* As of Trade Date: 05/26/2023 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
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Communication Services |
4.99% |
Consumer Discretionary |
12.51% |
Consumer Staples |
5.97% |
Energy |
8.66% |
Financials |
22.49% |
Health Care |
1.86% |
Industrials |
14.58% |
Information Technology |
9.91% |
Materials |
10.19% |
Real Estate |
7.61% |
Utilities |
0.76% |
Other |
0.47% |
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Large |
Mid |
Small |
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Growth |
9.50% |
10.42% |
5.48% |
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Value |
17.94% |
31.85% |
24.34% |
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Large-Cap Growth |
9.50% |
Large-Cap Value |
17.94% |
Mid-Cap Growth |
10.42% |
Mid-Cap Value |
31.85% |
Small-Cap Growth |
5.48% |
Small-Cap Value |
24.34% |
Undetermined |
0.47% |
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U.S. Stocks |
72.43% |
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Other |
0.47% |
Non-U.S. Stocks |
27.10% |
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The style and sector characteristics of the portfolio are determined as of 05/26/2023
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$26,626 |
Price/Earnings |
6.59 |
Price/Book |
1.34 |
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As of 5/26/2023
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All market capitalization numbers are in USD$ Millions. All figures are subject to change.
NXP Semiconductors N.V.
| NXPI |
Information Technology
| Large-Cap Growth |
2.00%
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HP Inc.
| HPQ |
Information Technology
| Large-Cap Growth |
1.96%
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Skyworks Solutions, Inc.
| SWKS |
Information Technology
| Mid-Cap Value |
1.94%
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Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Value |
1.89%
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Comcast Corporation (Class A)
| CMCSA |
Communication Services
| Large-Cap Value |
1.87%
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The Kroger Co.
| KR |
Consumer Staples
| Large-Cap Value |
1.86%
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Ally Financial Inc.
| ALLY |
Financials
| Mid-Cap Value |
1.81%
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General Mills, Inc.
| GIS |
Consumer Staples
| Large-Cap Growth |
1.76%
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Thor Industries, Inc.
| THO |
Consumer Discretionary
| Small-Cap Value |
1.75%
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First American Financial Corporation
| FAF |
Financials
| Mid-Cap Value |
1.73%
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Packaging Corporation of America
| PKG |
Materials
| Mid-Cap Value |
1.72%
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T. Rowe Price Group, Inc.
| TROW |
Financials
| Mid-Cap Value |
1.70%
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QUALCOMM Incorporated
| QCOM |
Information Technology
| Large-Cap Growth |
1.69%
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Lockheed Martin Corporation
| LMT |
Industrials
| Large-Cap Growth |
1.65%
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Celanese Corporation
| CE |
Materials
| Mid-Cap Value |
1.65%
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Best Buy Co., Inc.
| BBY |
Consumer Discretionary
| Mid-Cap Growth |
1.60%
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Williams-Sonoma, Inc.
| WSM |
Consumer Discretionary
| Mid-Cap Growth |
1.60%
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Bank OZK
| OZK |
Financials
| Small-Cap Value |
1.59%
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Robert Half International Inc.
| RHI |
Industrials
| Mid-Cap Growth |
1.57%
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Whirlpool Corporation
| WHR |
Consumer Discretionary
| Mid-Cap Growth |
1.56%
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Cummins Inc.
| CMI |
Industrials
| Large-Cap Value |
1.56%
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Fidelity National Financial, Inc.
| FNF |
Financials
| Mid-Cap Value |
1.56%
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Franklin Resources, Inc.
| BEN |
Financials
| Mid-Cap Value |
1.54%
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Popular, Inc.
| BPOP |
Financials
| Small-Cap Value |
1.52%
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Magna International Inc. (Class A)
| MGA |
Consumer Discretionary
| Mid-Cap Value |
1.49%
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ManpowerGroup Inc.
| MAN |
Industrials
| Small-Cap Value |
1.47%
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Radian Group Inc.
| RDN |
Financials
| Small-Cap Value |
1.46%
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Jefferies Financial Group Inc.
| JEF |
Financials
| Mid-Cap Value |
1.46%
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Tyson Foods, Inc. (Class A)
| TSN |
Consumer Staples
| Mid-Cap Value |
1.40%
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Fifth Third Bancorp
| FITB |
Financials
| Mid-Cap Value |
1.30%
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Nutrien Ltd.
| NTR |
Materials
| Large-Cap Value |
1.30%
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Chord Energy Corporation
| CHRD |
Energy
| Mid-Cap Value |
1.28%
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Triton International Limited
| TRTN |
Industrials
| Mid-Cap Value |
1.27%
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ASE Technology Holding Co., Ltd.
| ASX |
Information Technology
| Mid-Cap Growth |
1.26%
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Petroleo Brasileiro S.A. - Petrobras (ADR)
| PBR |
Energy
| Large-Cap Value |
1.25%
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Orange (ADR)
| ORAN |
Communication Services
| Large-Cap Value |
1.23%
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Boise Cascade Company
| BCC |
Industrials
| Small-Cap Value |
1.20%
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Victory Capital Holdings, Inc. (Class A)
| VCTR |
Financials
| Small-Cap Growth |
1.20%
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Novartis AG (ADR)
| NVS |
Health Care
| Large-Cap Value |
1.14%
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Danaos Corporation
| DAC |
Industrials
| Small-Cap Value |
1.14%
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Northern Oil and Gas, Inc.
| NOG |
Energy
| Small-Cap Growth |
1.12%
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Red Rock Resorts, Inc. (Class A)
| RRR |
Consumer Discretionary
| Mid-Cap Growth |
1.12%
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Stellantis N.V.
| STLA |
Consumer Discretionary
| Large-Cap Value |
1.10%
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Enact Holdings, Inc.
| ACT |
Financials
| Small-Cap Value |
1.09%
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Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
1.08%
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Himax Technologies, Inc. (ADR)
| HIMX |
Information Technology
| Small-Cap Value |
1.06%
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TORM Plc (Class A)
| TRMD |
Energy
| Small-Cap Value |
1.05%
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Eni SpA (ADR)
| E |
Energy
| Large-Cap Value |
1.02%
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Dow Inc.
| DOW |
Materials
| Large-Cap Value |
0.99%
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Sinclair Broadcast Group, Inc.
| SBGI |
Communication Services
| Small-Cap Value |
0.98%
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Star Bulk Carriers Corp.
| SBLK |
Industrials
| Small-Cap Value |
0.97%
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Woori Financial Group Inc. (ADR)
| WF |
Financials
| Mid-Cap Value |
0.97%
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Gerdau S.A. (ADR)
| GGB |
Materials
| Mid-Cap Value |
0.96%
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Greif, Inc. (Class B)
| GEF/B |
Materials
| Small-Cap Growth |
0.96%
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Cal-Maine Foods, Inc.
| CALM |
Consumer Staples
| Small-Cap Value |
0.95%
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Golden Ocean Group Limited
| GOGL |
Industrials
| Small-Cap Value |
0.95%
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Phillips 66
| PSX |
Energy
| Large-Cap Value |
0.93%
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AGCO Corporation
| AGCO |
Industrials
| Mid-Cap Value |
0.91%
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KT Corporation (ADR)
| KT |
Communication Services
| Mid-Cap Value |
0.91%
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BHP Group Ltd (ADR)
| BHP |
Materials
| Large-Cap Value |
0.90%
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Rio Tinto Plc (ADR)
| RIO |
Materials
| Large-Cap Value |
0.90%
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Jackson Financial Inc. (Class A)
| JXN |
Financials
| Small-Cap Value |
0.89%
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Dillard's, Inc. (Class A)
| DDS |
Consumer Discretionary
| Mid-Cap Value |
0.88%
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FinVolution Group (ADR)
| FINV |
Financials
| Small-Cap Value |
0.82%
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Vale S.A. (ADR)
| VALE |
Materials
| Large-Cap Value |
0.81%
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Arch Resources Inc.
| ARCH |
Energy
| Small-Cap Value |
0.81%
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UGI Corporation
| UGI |
Utilities
| Mid-Cap Value |
0.76%
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Organon & Co.
| OGN |
Health Care
| Mid-Cap Growth |
0.72%
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Foot Locker, Inc.
| FL |
Consumer Discretionary
| Small-Cap Value |
0.71%
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The Buckle, Inc.
| BKE |
Consumer Discretionary
| Small-Cap Growth |
0.70%
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Tanger Factory Outlet Centers, Inc.
| SKT |
Real Estate
| Small-Cap Growth |
0.59%
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PotlatchDeltic Corporation
| PCH |
Real Estate
| Small-Cap Value |
0.56%
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Apartment Income REIT Corp.
| AIRC |
Real Estate
| Mid-Cap Value |
0.53%
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Omega Healthcare Investors, Inc.
| OHI |
Real Estate
| Mid-Cap Value |
0.52%
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Getty Realty Corp.
| GTY |
Real Estate
| Small-Cap Growth |
0.52%
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LXP Industrial Trust
| LXP |
Real Estate
| Small-Cap Value |
0.51%
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Rithm Capital Corp.
| RITM |
Financials
| Small-Cap Value |
0.51%
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Lamar Advertising Company
| LAMR |
Real Estate
| Mid-Cap Growth |
0.50%
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Apollo Commercial Real Estate Finance, Inc.
| ARI |
Financials
| Small-Cap Value |
0.49%
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Gaming and Leisure Properties, Inc.
| GLPI |
Real Estate
| Mid-Cap Growth |
0.49%
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SITE Centers Corp.
| SITC |
Real Estate
| Small-Cap Value |
0.48%
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LTC Properties, Inc.
| LTC |
Real Estate
| Small-Cap Value |
0.46%
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Brixmor Property Group Inc.
| BRX |
Real Estate
| Mid-Cap Value |
0.46%
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Simon Property Group, Inc.
| SPG |
Real Estate
| Large-Cap Growth |
0.44%
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Annaly Capital Management, Inc.
| NLY |
Financials
| Mid-Cap Value |
0.44%
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Federal Realty Investment Trust
| FRT |
Real Estate
| Mid-Cap Value |
0.43%
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Two Harbors Investment Corp.
| TWO |
Financials
| Small-Cap Value |
0.41%
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Highwoods Properties, Inc.
| HIW |
Real Estate
| Small-Cap Value |
0.39%
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Alexander's, Inc.
| ALX |
Real Estate
| Small-Cap Growth |
0.39%
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Medical Properties Trust, Inc.
| MPW |
Real Estate
| Mid-Cap Value |
0.34%
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Vitesse Energy, Inc.
| VTS |
Energy
| Small-Cap Value |
0.12%
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Total Number of Holdings: 91 |
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Underlying Securities information represented above is as of 05/26/2023 but will vary with future fluctuations in the market. |
Deferred Sales Charge Schedule |
$0.04500
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April 20, 2023
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$0.04500
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May 19, 2023
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$0.04500
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June 20, 2023
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Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. COVID-19 Economic Impact Risk. The ongoing effects of the COVID-19 global pandemic, or the potential impacts of any future public health crisis, may cause significant volatility and uncertainty in global financial markets. While vaccines have been developed, there is no guarantee that vaccines will be effective against future variants of the disease. Emerging Markets Risk. Risks associated with investing in non-U.S. securities may be more pronounced in emerging and developing markets where the securities markets are substantially smaller, less developed, less liquid, less regulated, and more volatile than the U.S. and developed non-U.S. markets. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2023 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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30329N548 |
(Cash) |
30329N555 |
(Reinvest) |
30329N563 |
(Cash-Fee) |
30329N571 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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