Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 

High Dividend Equity Allocation, 43  Ticker: FBVZMX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income by investing in a broad range of companies that we believe have shown a solid history of distributing dividends to shareholders.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: HDEA43
Portfolio Status: Primary
Initial Offer Date: 06/03/2022
Portfolio Ending Date: 06/03/2024
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $9.0021
POP(*): $9.2052
Remaining Deferred Sales Charge: $0.2250
* As of Trade Date: 08/05/2022 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 8/5/2022) Per Unit (as of 8/5/2022)
5.03% $0.46320
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 8.65%
Consumer Discretionary  Consumer Discretionary 12.02%
Consumer Staples  Consumer Staples 8.75%
Energy  Energy 10.18%
Financials  Financials 18.84%
Health Care  Health Care 8.60%
Industrials  Industrials 12.24%
Information Technology  Information Technology 4.40%
Materials  Materials 11.46%
Real Estate  Real Estate 0.00%
Utilities  Utilities 4.61%
Other  Other 0.25%
 
  Large Mid Small  
Growth  6.15% 15.16% 2.71%  
Value  40.13% 29.48% 6.12%  

 Style Weighting
Large-Cap Growth 6.15%
Large-Cap Value 40.13%
Mid-Cap Growth 15.16%
Mid-Cap Value 29.48%
Small-Cap Growth 2.71%
Small-Cap Value 6.12%
Undetermined 0.25%
 Composition
U.S. Stocks 57.76%   Other 0.25%
Non-U.S. Stocks 41.99%      
The style and sector characteristics of the portfolio are determined as of 08/05/2022 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $53,507.17
Price/Earnings 7.02
Price/Book 1.49
As of 8/5/2022
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Greif, Inc. GEF Materials  Materials Small-Cap Value 1.79%
 H&R Block, Inc. HRB Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.75%
 MDU Resources Group, Inc. MDU Industrials  Industrials Mid-Cap Value 1.69%
 United Parcel Service, Inc. (Class B) UPS Industrials  Industrials Large-Cap Growth 1.67%
 Petroleo Brasileiro S.A. - Petrobras (ADR) PBR Energy  Energy Large-Cap Value 1.67%
 Coca-Cola FEMSA, S.A.B. de C.V. (ADR) KOF Consumer Staples  Consumer Staples Mid-Cap Value 1.65%
 Advance Auto Parts, Inc. AAP Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.64%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 1.58%
 Morgan Stanley MS Financials  Financials Large-Cap Value 1.58%
 F.N.B. Corporation FNB Financials  Financials Small-Cap Value 1.58%
 OGE Energy Corp. OGE Utilities  Utilities Mid-Cap Value 1.57%
 Amgen Inc. AMGN Health Care  Health Care Large-Cap Growth 1.57%
 Darden Restaurants, Inc. DRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.57%
 Cisco Systems, Inc. CSCO Information Technology  Information Technology Large-Cap Value 1.56%
 American Electric Power Company, Inc. AEP Utilities  Utilities Large-Cap Value 1.55%
 BAE Systems Plc (ADR) BAESY Industrials  Industrials Large-Cap Value 1.55%
 Tapestry, Inc. TPR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.54%
 Imperial Brands Plc (ADR) IMBBY Consumer Staples  Consumer Staples Mid-Cap Value 1.54%
 Patterson Companies, Inc. PDCO Health Care  Health Care Small-Cap Growth 1.53%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 1.52%
 AXA S.A. (ADR) AXAHY Financials  Financials Large-Cap Value 1.52%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 1.52%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Mid-Cap Value 1.52%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.51%
 Gilead Sciences, Inc. GILD Health Care  Health Care Large-Cap Value 1.51%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Mid-Cap Growth 1.51%
 Principal Financial Group, Inc. PFG Financials  Financials Mid-Cap Value 1.50%
 Companhia Energetica de Minas Gerais-CEMIG (ADR) CIG Utilities  Utilities Mid-Cap Value 1.49%
 Synovus Financial Corp. SNV Financials  Financials Mid-Cap Value 1.48%
 Deutsche Telekom AG (ADR) DTEGY Communication Services  Communication Services Large-Cap Value 1.48%
 CK Hutchison Holdings Limited (ADR) CKHUY Industrials  Industrials Large-Cap Value 1.48%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 1.46%
 A.P. Moeller - Maersk A/S (Class B) (ADR) AMKBY Industrials  Industrials Large-Cap Value 1.46%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.45%
 Philip Morris International Inc. PM Consumer Staples  Consumer Staples Large-Cap Growth 1.45%
 Publicis Groupe S.A. (ADR) PUBGY Communication Services  Communication Services Mid-Cap Value 1.45%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 1.45%
 The Interpublic Group of Companies, Inc. IPG Communication Services  Communication Services Mid-Cap Growth 1.44%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 1.43%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 1.41%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 1.40%
 Bank of Montreal BMO Financials  Financials Large-Cap Value 1.40%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 1.39%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 1.39%
 BNP Paribas S.A. (ADR) BNPQY Financials  Financials Large-Cap Value 1.39%
 Bayerische Motoren Werke AG (ADR) BMWYY Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.37%
 PLDT Inc. (ADR) PHI Communication Services  Communication Services Mid-Cap Value 1.36%
 TotalEnergies SE (ADR) TTE Energy  Energy Large-Cap Value 1.34%
 Packaging Corporation of America PKG Materials  Materials Mid-Cap Growth 1.34%
 Organon & Co. OGN Health Care  Health Care Mid-Cap Growth 1.34%
 The Toronto-Dominion Bank TD Financials  Financials Large-Cap Value 1.32%
 ASE Technology Holding Co., Ltd. ASX Information Technology  Information Technology Mid-Cap Value 1.32%
 Star Bulk Carriers Corp. SBLK Industrials  Industrials Small-Cap Value 1.30%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 1.29%
 KB Financial Group Inc. (ADR) KB Financials  Financials Mid-Cap Value 1.28%
 JBS S.A. (ADR) JBSAY Consumer Staples  Consumer Staples Mid-Cap Value 1.27%
 Ternium S.A. (ADR) TX Materials  Materials Mid-Cap Value 1.24%
 Sibanye Stillwater Ltd. (ADR) SBSW Materials  Materials Mid-Cap Value 1.24%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 1.23%
 Pioneer Natural Resources Company PXD Energy  Energy Large-Cap Value 1.23%
 Dow Inc. DOW Materials  Materials Large-Cap Value 1.20%
 GSK Plc (ADR) GSK Health Care  Health Care Large-Cap Value 1.19%
 Repsol, S.A. (ADR) REPYY Energy  Energy Mid-Cap Value 1.19%
 Macy's, Inc. M Consumer Discretionary  Consumer Discretionary Mid-Cap Value 1.19%
 Medifast, Inc. MED Consumer Staples  Consumer Staples Small-Cap Growth 1.18%
 Devon Energy Corporation DVN Energy  Energy Large-Cap Value 1.16%
 LyondellBasell Industries N.V. LYB Materials  Materials Large-Cap Value 1.15%
 Vale S.A. (ADR) VALE Materials  Materials Large-Cap Value 1.11%
 Anglo American Plc (ADR) NGLOY Materials  Materials Large-Cap Value 1.10%
 Ecopetrol S.A. (ADR) EC Energy  Energy Mid-Cap Value 0.95%
 Haleon Plc (ADR) HLN Consumer Staples  Consumer Staples Large-Cap Value 0.27%
 
Total Number of Holdings:    71
Underlying Securities information represented above is as of 08/05/2022 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  -0.23%
  Deferred:  2.44%
C&D Fee:    0.54%
Maximum Sales Charge:   2.75%
CUSIP Type Distribution
30326Y281 Cash Monthly
30326Y299 Reinvest Monthly
* Based on the offer price as of 08/05/2022 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.56%
Maximum Sales Charge:   0.56%
CUSIP Type Distribution
30326Y307 Cash-Fee Monthly
30326Y315 Reinvest-Fee Monthly
* Based on the NAV price as of 08/05/2022 4:00pm ET
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 September 20, 2022
$0.07500 October 20, 2022
$0.07500 November 18, 2022

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused and may continue to cause significant volatility and declines in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Emerging Markets Risk. Risks associated with investing in non-U.S. securities may be more pronounced in emerging and developing markets where the securities markets are substantially smaller, less developed, less liquid, less regulated, and more volatile than the U.S. and developed non-U.S. markets.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2022 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30326Y281 (Cash)
30326Y299 (Reinvest)
30326Y307 (Cash-Fee)
30326Y315 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page

 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
Home |  Important Legal Information |  Privacy Policy |  California Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2022 All rights reserved.