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Diversified Equity Strategic Allocation, 3rd Qtr 2022  Ticker: FUUYTX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE3Q22
Portfolio Status: Secondary
Initial Offer Date: 07/08/2022
Secondary Date: 10/07/2022
Portfolio Ending Date: 10/16/2023
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.8864
POP(*): $11.0354
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 11/30/2022 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 11/30/2022) Per Unit (as of 11/28/2022)
1.72% $0.18980
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 4.25%
Consumer Discretionary  Consumer Discretionary 15.08%
Consumer Staples  Consumer Staples 12.46%
Energy  Energy 7.31%
Financials  Financials 10.19%
Health Care  Health Care 16.12%
Industrials  Industrials 14.39%
Information Technology  Information Technology 8.70%
Materials  Materials 6.27%
Real Estate  Real Estate 0.71%
Utilities  Utilities 3.80%
Other  Other 0.72%
 
  Large Mid Small  
Growth  26.53% 10.20% 4.29%  
Value  43.90% 10.42% 3.94%  

 Style Weighting
Large-Cap Growth 26.53%
Large-Cap Value 43.90%
Mid-Cap Growth 10.20%
Mid-Cap Value 10.42%
Small-Cap Growth 4.29%
Small-Cap Value 3.94%
Undetermined 0.72%
 Composition
U.S. Stocks 79.95%   Other 0.72%
Non-U.S. Stocks 19.33%      
The style and sector characteristics of the portfolio are determined as of 11/30/2022 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $108,781
Price/Earnings 12.01
Price/Book 2.39
As of 11/30/2022
All market capitalization numbers are in USD$ Millions. All figures are subject to change.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Deere & Company DE Industrials  Industrials Large-Cap Growth 1.09%
 ConocoPhillips COP Energy  Energy Large-Cap Value 1.07%
 Nucor Corporation NUE Materials  Materials Large-Cap Value 1.02%
 Archer-Daniels-Midland Company ADM Consumer Staples  Consumer Staples Large-Cap Value 0.98%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.97%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.97%
 O'Reilly Automotive, Inc. ORLY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.97%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 0.96%
 W.W. Grainger, Inc. GWW Industrials  Industrials Large-Cap Growth 0.95%
 Keysight Technologies, Inc. KEYS Information Technology  Information Technology Large-Cap Growth 0.95%
 Corteva Inc. CTVA Materials  Materials Large-Cap Value 0.95%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.93%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.93%
 General Motors Company GM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.93%
 Chipotle Mexican Grill, Inc. CMG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.92%
 Applied Materials, Inc. AMAT Information Technology  Information Technology Large-Cap Growth 0.91%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 0.90%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 0.89%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.89%
 AutoZone, Inc. AZO Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.87%
 Humana Inc. HUM Health Care  Health Care Large-Cap Value 0.87%
 Texas Instruments Incorporated TXN Information Technology  Information Technology Large-Cap Growth 0.87%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.86%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 0.86%
 General Mills, Inc. GIS Consumer Staples  Consumer Staples Large-Cap Value 0.85%
 The Travelers Companies, Inc. TRV Financials  Financials Large-Cap Value 0.84%
 Northrop Grumman Corporation NOC Industrials  Industrials Large-Cap Growth 0.84%
 Elevance Health Inc. ELV Health Care  Health Care Large-Cap Value 0.84%
 Marsh & McLennan Companies, Inc. MMC Financials  Financials Large-Cap Growth 0.83%
 Old Dominion Freight Line, Inc. ODFL Industrials  Industrials Large-Cap Growth 0.83%
 PepsiCo, Inc. PEP Consumer Staples  Consumer Staples Large-Cap Growth 0.82%
 Pioneer Natural Resources Company PXD Energy  Energy Large-Cap Value 0.82%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 0.82%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.81%
 Mondelez International, Inc. MDLZ Consumer Staples  Consumer Staples Large-Cap Value 0.81%
 Bristol-Myers Squibb Company BMY Health Care  Health Care Large-Cap Growth 0.80%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Growth 0.80%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.80%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.79%
 ResMed Inc. RMD Health Care  Health Care Large-Cap Growth 0.79%
 Sirius XM Holdings Inc. SIRI Communication Services  Communication Services Large-Cap Growth 0.78%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 0.77%
 American Electric Power Company, Inc. AEP Utilities  Utilities Large-Cap Value 0.77%
 Moderna, Inc. MRNA Health Care  Health Care Large-Cap Value 0.77%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.76%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.76%
 S&P Global Inc. SPGI Financials  Financials Large-Cap Value 0.76%
 United Parcel Service, Inc. (Class B) UPS Industrials  Industrials Large-Cap Growth 0.76%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Growth 0.75%
 Kellogg Company K Consumer Staples  Consumer Staples Large-Cap Growth 0.75%
 TotalEnergies SE (ADR) TTE Energy  Energy Large-Cap Value 0.75%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.75%
 Abbott Laboratories ABT Health Care  Health Care Large-Cap Growth 0.74%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 0.72%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 0.72%
 Bayerische Motoren Werke AG (ADR) BMWYY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.72%
 Shell Plc (ADR) SHEL Energy  Energy Large-Cap Value 0.72%
 Weyerhaeuser Company WY Real Estate  Real Estate Large-Cap Value 0.71%
 QUALCOMM Incorporated QCOM Information Technology  Information Technology Large-Cap Growth 0.71%
 Fast Retailing Co., Ltd. (ADR) FRCOY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.71%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 0.70%
 BHP Group Ltd (ADR) BHP Materials  Materials Large-Cap Value 0.70%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.69%
 Hitachi, Ltd. (ADR) HTHIY Industrials  Industrials Large-Cap Value 0.68%
 Chubb Limited CB Financials  Financials Large-Cap Value 0.68%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.68%
 Zurich Insurance Group AG (ADR) ZURVY Financials  Financials Large-Cap Value 0.68%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 0.68%
 Thomson Reuters Corporation TRI Industrials  Industrials Large-Cap Value 0.67%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.67%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.66%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.65%
 Novartis AG (ADR) NVS Health Care  Health Care Large-Cap Value 0.64%
 Deutsche Telekom AG (ADR) DTEGY Communication Services  Communication Services Large-Cap Value 0.63%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.63%
 CSL Limited (ADR) CSLLY Health Care  Health Care Large-Cap Growth 0.62%
 Nestle S.A. (ADR) NSRGY Consumer Staples  Consumer Staples Large-Cap Growth 0.61%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 0.61%
 Takeda Pharmaceutical Company Limited (ADR) TAK Health Care  Health Care Large-Cap Value 0.61%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Value 0.61%
 Sony Group Corp. (ADR) SONY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.60%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.60%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.59%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.59%
 Suncor Energy Inc. SU Energy  Energy Large-Cap Value 0.59%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.59%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Large-Cap Value 0.58%
 Toyota Motor Corporation TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.57%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.56%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.54%
 Medpace Holdings, Inc. MEDP Health Care  Health Care Mid-Cap Growth 0.40%
 CF Industries Holdings, Inc. CF Materials  Materials Mid-Cap Growth 0.39%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.37%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.37%
 World Wrestling Entertainment, Inc. WWE Communication Services  Communication Services Mid-Cap Growth 0.37%
 ExlService Holdings, Inc. EXLS Information Technology  Information Technology Mid-Cap Growth 0.37%
 Ulta Beauty, Inc. ULTA Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.37%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.36%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.36%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.36%
 Houlihan Lokey, Inc. HLI Financials  Financials Mid-Cap Growth 0.36%
 MDU Resources Group, Inc. MDU Industrials  Industrials Mid-Cap Value 0.35%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.35%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.35%
 Penske Automotive Group, Inc. PAG Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.35%
 United Therapeutics Corporation UTHR Health Care  Health Care Mid-Cap Value 0.35%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.35%
 Louisiana-Pacific Corporation LPX Materials  Materials Mid-Cap Growth 0.34%
 SEI Investments Company SEIC Financials  Financials Mid-Cap Growth 0.34%
 Quest Diagnostics Incorporated DGX Health Care  Health Care Mid-Cap Value 0.34%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.34%
 Skechers U.S.A., Inc. SKX Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.34%
 Super Micro Computer, Inc. SMCI Information Technology  Information Technology Mid-Cap Value 0.34%
 BJ's Wholesale Club Holdings, Inc. BJ Consumer Staples  Consumer Staples Mid-Cap Growth 0.34%
 Flowers Foods, Inc. FLO Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 Pinnacle West Capital Corporation PNW Utilities  Utilities Mid-Cap Value 0.33%
 Campbell Soup Company CPB Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 Franklin Resources, Inc. BEN Financials  Financials Mid-Cap Value 0.33%
 Selective Insurance Group, Inc. SIGI Financials  Financials Mid-Cap Value 0.33%
 Tractor Supply Company TSCO Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.33%
 Prosperity Bancshares, Inc. PB Financials  Financials Mid-Cap Value 0.33%
 AMN Healthcare Services, Inc. AMN Health Care  Health Care Mid-Cap Growth 0.33%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 0.32%
 Coterra Energy Inc. CTRA Energy  Energy Mid-Cap Value 0.32%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.32%
 Leidos Holdings, Inc. LDOS Industrials  Industrials Mid-Cap Growth 0.32%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.31%
 Akamai Technologies, Inc. AKAM Information Technology  Information Technology Mid-Cap Growth 0.31%
 National Fuel Gas Company NFG Utilities  Utilities Mid-Cap Value 0.31%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Mid-Cap Growth 0.31%
 Incyte Corporation INCY Health Care  Health Care Mid-Cap Growth 0.30%
 Toll Brothers, Inc. TOL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.30%
 C.H. Robinson Worldwide, Inc. CHRW Industrials  Industrials Mid-Cap Growth 0.30%
 Molson Coors Beverage Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 0.30%
 The Hanover Insurance Group, Inc. THG Financials  Financials Mid-Cap Value 0.30%
 Seaboard Corporation SEB Consumer Staples  Consumer Staples Mid-Cap Value 0.30%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.30%
 Arrow Electronics, Inc. ARW Information Technology  Information Technology Mid-Cap Value 0.29%
 UGI Corporation UGI Utilities  Utilities Mid-Cap Value 0.29%
 Huntsman Corporation HUN Materials  Materials Mid-Cap Value 0.29%
 Packaging Corporation of America PKG Materials  Materials Mid-Cap Growth 0.29%
 Williams-Sonoma, Inc. WSM Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.28%
 FTI Consulting, Inc. FCN Industrials  Industrials Mid-Cap Growth 0.28%
 Qualys, Inc. QLYS Information Technology  Information Technology Mid-Cap Growth 0.28%
 Avangrid, Inc. AGR Utilities  Utilities Mid-Cap Value 0.28%
 Evergy, Inc. EVRG Utilities  Utilities Mid-Cap Value 0.28%
 Dillard's, Inc. (Class A) DDS Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.26%
 Amkor Technology, Inc. AMKR Information Technology  Information Technology Mid-Cap Value 0.26%
 Coca-Cola Consolidated Inc. COKE Consumer Staples  Consumer Staples Mid-Cap Growth 0.26%
 Sanmina Corporation SANM Information Technology  Information Technology Small-Cap Growth 0.25%
 Western Digital Corporation WDC Information Technology  Information Technology Mid-Cap Value 0.25%
 Mohawk Industries, Inc. MHK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.25%
 Mattel, Inc. MAT Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.24%
 Foot Locker, Inc. FL Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.24%
 QuidelOrtho Corporation QDEL Health Care  Health Care Mid-Cap Value 0.24%
 Comstock Resources, Inc. CRK Energy  Energy Small-Cap Growth 0.23%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.22%
 Comfort Systems USA, Inc. FIX Industrials  Industrials Mid-Cap Growth 0.22%
 Commercial Metals Company CMC Materials  Materials Mid-Cap Value 0.21%
 Encore Wire Corporation WIRE Industrials  Industrials Small-Cap Value 0.21%
 Badger Meter, Inc. BMI Information Technology  Information Technology Small-Cap Growth 0.21%
 Genworth Financial, Inc. GNW Financials  Financials Small-Cap Value 0.21%
 Civitas Resources, Inc. CIVI Energy  Energy Mid-Cap Value 0.20%
 Worthington Industries, Inc. WOR Materials  Materials Small-Cap Value 0.19%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.19%
 Mueller Industries, Inc. MLI Industrials  Industrials Small-Cap Growth 0.19%
 Grand Canyon Education, Inc. LOPE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.19%
 The Ensign Group, Inc. ENSG Health Care  Health Care Mid-Cap Growth 0.19%
 Evercore Inc. EVR Financials  Financials Mid-Cap Growth 0.19%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Small-Cap Growth 0.19%
 UFP Industries Inc. UFPI Industrials  Industrials Mid-Cap Value 0.18%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Small-Cap Growth 0.18%
 Forward Air Corporation FWRD Industrials  Industrials Small-Cap Growth 0.18%
 J & J Snack Foods Corp. JJSF Consumer Staples  Consumer Staples Small-Cap Growth 0.18%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.18%
 Banner Corporation BANR Financials  Financials Small-Cap Value 0.18%
 Werner Enterprises, Inc. WERN Industrials  Industrials Small-Cap Growth 0.17%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.17%
 Columbia Banking System, Inc. COLB Financials  Financials Small-Cap Value 0.17%
 Weis Markets, Inc. WMK Consumer Staples  Consumer Staples Small-Cap Value 0.17%
 Cabot Corporation CBT Materials  Materials Small-Cap Growth 0.17%
 Franklin Electric Co., Inc. FELE Industrials  Industrials Small-Cap Growth 0.17%
 Cal-Maine Foods, Inc. CALM Consumer Staples  Consumer Staples Small-Cap Growth 0.17%
 NetScout Systems, Inc. NTCT Information Technology  Information Technology Small-Cap Value 0.17%
 Schneider National, Inc. (Class B) SNDR Industrials  Industrials Mid-Cap Value 0.17%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 ArcBest Corporation ARCB Industrials  Industrials Small-Cap Value 0.16%
 Avnet, Inc. AVT Information Technology  Information Technology Small-Cap Value 0.16%
 Power Integrations, Inc. POWI Information Technology  Information Technology Mid-Cap Growth 0.16%
 Cirrus Logic, Inc. CRUS Information Technology  Information Technology Small-Cap Growth 0.16%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 American Equity Investment Life Holding Company AEL Financials  Financials Small-Cap Value 0.16%
 Hilltop Holdings Inc. HTH Financials  Financials Small-Cap Value 0.16%
 Moelis & Company (Class A) MC Financials  Financials Small-Cap Growth 0.16%
 Steven Madden, Ltd. SHOO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.15%
 CorVel Corporation CRVL Health Care  Health Care Small-Cap Growth 0.15%
 Commvault Systems, Inc. CVLT Information Technology  Information Technology Small-Cap Growth 0.15%
 Provident Financial Services, Inc. PFS Financials  Financials Small-Cap Value 0.15%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.15%
 Acushnet Holdings Corp. GOLF Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.15%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.14%
 Skyline Champion Corporation SKY Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.14%
 Korn Ferry KFY Industrials  Industrials Small-Cap Growth 0.14%
 Corcept Therapeutics Incorporated CORT Health Care  Health Care Small-Cap Growth 0.14%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.13%
 Matson, Inc. MATX Industrials  Industrials Small-Cap Value 0.13%
 Premier, Inc. (Class A) PINC Health Care  Health Care Small-Cap Value 0.13%
 Dorman Products, Inc. DORM Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.12%
 United States Cellular Corporation USM Communication Services  Communication Services Small-Cap Value 0.11%
 Fulgent Genetics, Inc. FLGT Health Care  Health Care Small-Cap Value 0.09%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 11/30/2022 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 October 20, 2022
$0.04500 November 18, 2022
$0.04500 December 20, 2022

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic and the ensuing policies enacted by governments and central banks have caused and may continue to cause significant volatility and uncertainty in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2022 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30326Y562 (Cash)
30326Y570 (Reinvest)
30326Y588 (Cash-Fee)
30326Y596 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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