Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       

Sabrient Small Cap Growth, 34  Ticker: FCPHSX
This unit investment trust seeks above-average capital appreciation by investing in top-ranked small-cap stocks (at the time of their selection) that Sabrient believes are positioned to perform well in the coming year.
Please note that there is no assurance the objective will be met.
Product Code: SBSC34
Portfolio Status: Primary
Initial Offer Date: 06/01/2022
Portfolio Ending Date: 09/01/2023
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
Initial Offer Price: $10.0000
NAV(*): $9.6323
POP(*): $9.7629
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 08/05/2022 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 8/5/2022) Per Unit (as of 8/5/2022)
1.11% $0.10820
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 1.82%
Consumer Discretionary  Consumer Discretionary 14.45%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 13.10%
Financials  Financials 8.81%
Health Care  Health Care 11.27%
Industrials  Industrials 25.28%
Information Technology  Information Technology 11.98%
Materials  Materials 9.18%
Real Estate  Real Estate 3.92%
Utilities  Utilities 0.00%
Other  Other 0.19%
  Large Mid Small  
Growth  0.00% 4.40% 45.23%  
Value  0.00% 2.17% 48.01%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 0.00%
Mid-Cap Growth 4.40%
Mid-Cap Value 2.17%
Small-Cap Growth 45.23%
Small-Cap Value 48.01%
Undetermined 0.19%
U.S. Stocks 93.67%   Other 0.19%
Non-U.S. Stocks 6.14%      
The style and sector characteristics of the portfolio are determined as of 08/05/2022 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $2,292.23
Price/Earnings 9.34
Price/Book 1.76
As of 8/5/2022
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
 Catalyst Pharmaceuticals, Inc. CPRX Health Care  Health Care Small-Cap Growth 3.50%
 Crocs, Inc. CROX Consumer Discretionary  Consumer Discretionary Small-Cap Growth 3.00%
 Collegium Pharmaceutical, Inc. COLL Health Care  Health Care Small-Cap Growth 2.92%
 Axcelis Technologies, Inc. ACLS Information Technology  Information Technology Small-Cap Growth 2.83%
 Skyline Champion Corporation SKY Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.81%
 CONSOL Energy Inc. CEIX Energy  Energy Small-Cap Growth 2.70%
 ArcBest Corporation ARCB Industrials  Industrials Small-Cap Growth 2.65%
 Box, Inc. (Class A) BOX Information Technology  Information Technology Small-Cap Growth 2.60%
 Lantheus Holdings, Inc. LNTH Health Care  Health Care Mid-Cap Growth 2.58%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 2.51%
 MaxLinear, Inc. MXL Information Technology  Information Technology Small-Cap Growth 2.42%
 Trinity Industries, Inc. TRN Industrials  Industrials Small-Cap Growth 2.39%
 Thermon Group Holdings, Inc. THR Industrials  Industrials Small-Cap Value 2.38%
 Herc Holdings, Inc. HRI Industrials  Industrials Small-Cap Growth 2.37%
 MasterCraft Boat Holdings Inc. MCFT Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.36%
 OceanFirst Financial Corp. OCFC Financials  Financials Small-Cap Value 2.34%
 EPR Properties EPR Real Estate  Real Estate Small-Cap Value 2.32%
 MRC Global Inc. MRC Industrials  Industrials Small-Cap Growth 2.31%
 Avanos Medical, Inc. AVNS Health Care  Health Care Small-Cap Value 2.27%
 Ladder Capital Corp (Class A) LADR Financials  Financials Small-Cap Value 2.24%
 H&E Equipment Services, Inc. HEES Industrials  Industrials Small-Cap Growth 2.22%
 Metropolitan Bank Holding Corp. MCB Financials  Financials Small-Cap Value 2.20%
 Taylor Morrison Home Corporation TMHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.18%
 Avnet, Inc. AVT Information Technology  Information Technology Mid-Cap Value 2.17%
 Diana Shipping Inc. DSX Industrials  Industrials Small-Cap Value 2.14%
 Allison Transmission Holdings, Inc. ALSN Industrials  Industrials Small-Cap Growth 2.14%
 AAR CORP. AIR Industrials  Industrials Small-Cap Value 2.12%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.07%
 Global Ship Lease, Inc. (Class A) GSL Industrials  Industrials Small-Cap Value 2.05%
 The Cheesecake Factory Incorporated CAKE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.03%
 American Equity Investment Life Holding Company AEL Financials  Financials Small-Cap Value 2.03%
 ChampionX Corporation CHX Energy  Energy Small-Cap Growth 2.02%
 Semtech Corporation SMTC Information Technology  Information Technology Small-Cap Growth 1.96%
 Ecovyst Inc ECVT Materials  Materials Small-Cap Value 1.96%
 Tronox Holdings Plc (Class A) TROX Materials  Materials Small-Cap Value 1.95%
 AdvanSix Inc. ASIX Materials  Materials Small-Cap Value 1.93%
 Talos Energy Inc. TALO Energy  Energy Small-Cap Value 1.92%
 Ramaco Resources, Inc. METC Materials  Materials Small-Cap Value 1.86%
 Magnite, Inc. MGNI Communication Services  Communication Services Small-Cap Value 1.82%
 Magnolia Oil & Gas Corporation MGY Energy  Energy Mid-Cap Growth 1.82%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 1.64%
 Innovative Industrial Properties, Inc. IIPR Real Estate  Real Estate Small-Cap Value 1.60%
 Oceaneering International, Inc. OII Energy  Energy Small-Cap Value 1.55%
 Intrepid Potash, Inc. IPI Materials  Materials Small-Cap Value 1.48%
 Callon Petroleum Company CPE Energy  Energy Small-Cap Value 1.45%
Total Number of Holdings:    45
Underlying Securities information represented above is as of 08/05/2022 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  -0.04%
  Deferred:  1.38%
C&D Fee:    0.51%
Maximum Sales Charge:   1.85%
CUSIP Type Distribution
30326U461 Cash Semi-Annual
30326U479 Reinvest Semi-Annual
* Based on the offer price as of 08/05/2022 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.52%
Maximum Sales Charge:   0.52%
CUSIP Type Distribution
30326U487 Cash-Fee Semi-Annual
30326U495 Reinvest-Fee Semi-Annual
* Based on the NAV price as of 08/05/2022 4:00pm ET
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 September 20, 2022
$0.04500 October 20, 2022
$0.04500 November 18, 2022

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused and may continue to cause significant volatility and declines in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Technology Risk. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2022 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.

Fund Cusip Information
30326U461 (Cash)
30326U479 (Reinvest)
30326U487 (Cash-Fee)
30326U495 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page

The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
Home |  Important Legal Information |  Privacy Policy |  California Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2022 All rights reserved.