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Sabrient Small Cap Growth, 33  Ticker: FQHNXX
 
Description
This unit investment trust seeks above-average capital appreciation by investing in top-ranked small-cap stocks (at the time of their selection) that Sabrient believes are positioned to perform well in the coming year.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: SBSC33
Portfolio Status: Secondary
Initial Offer Date: 03/04/2022
Secondary Date: 06/01/2022
Portfolio Ending Date: 06/05/2023
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $8.8358
POP(*): $8.9567
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 06/24/2022 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 6/24/2022) Per Unit (as of 6/24/2022)
0.66% $0.05920
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 2.53%
Consumer Discretionary  Consumer Discretionary 20.93%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 6.68%
Financials  Financials 11.31%
Health Care  Health Care 7.71%
Industrials  Industrials 20.63%
Information Technology  Information Technology 24.57%
Materials  Materials 2.10%
Real Estate  Real Estate 3.54%
Utilities  Utilities 0.00%
Other  Other 0.00%
 
  Large Mid Small  
Growth  0.00% 0.00% 53.02%  
Value  0.00% 4.70% 42.28%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 0.00%
Mid-Cap Growth 0.00%
Mid-Cap Value 4.70%
Small-Cap Growth 53.02%
Small-Cap Value 42.28%
Undetermined 0.00%
 Composition
U.S. Stocks 88.92%   Other 0.00%
Non-U.S. Stocks 11.08%      
The style and sector characteristics of the portfolio are determined as of 06/24/2022 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $2,410.36
Price/Earnings 9.44
Price/Book 1.84
As of 6/24/2022
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Lantheus Holdings, Inc. LNTH Health Care  Health Care Small-Cap Growth 3.04%
 USA Truck, Inc. USAK Industrials  Industrials Small-Cap Value 2.82%
 Silicon Motion Technology Corporation (ADR) SIMO Information Technology  Information Technology Small-Cap Growth 2.74%
 Photronics, Inc. PLAB Information Technology  Information Technology Small-Cap Value 2.62%
 Axis Capital Holdings Limited AXS Financials  Financials Small-Cap Value 2.53%
 Sciplay Corporation (Class A) SCPL Communication Services  Communication Services Small-Cap Growth 2.53%
 The Hanover Insurance Group, Inc. THG Financials  Financials Mid-Cap Value 2.48%
 Avnet, Inc. AVT Information Technology  Information Technology Small-Cap Value 2.45%
 Box, Inc. (Class A) BOX Information Technology  Information Technology Small-Cap Growth 2.41%
 AMN Healthcare Services, Inc. AMN Health Care  Health Care Small-Cap Growth 2.40%
 American Equity Investment Life Holding Company AEL Financials  Financials Small-Cap Value 2.35%
 InterDigital, Inc. IDCC Information Technology  Information Technology Small-Cap Growth 2.34%
 Oasis Petroleum Inc. OAS Energy  Energy Small-Cap Value 2.31%
 Eagle Pharmaceuticals, Inc. EGRX Health Care  Health Care Small-Cap Growth 2.27%
 Allison Transmission Holdings, Inc. ALSN Industrials  Industrials Small-Cap Growth 2.25%
 Matador Resources Company MTDR Energy  Energy Mid-Cap Value 2.22%
 LCI Industries LCII Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.21%
 Asbury Automotive Group, Inc. ABG Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.17%
 MRC Global Inc. MRC Industrials  Industrials Small-Cap Growth 2.17%
 Banc of California, Inc. BANC Financials  Financials Small-Cap Value 2.16%
 Whiting Petroleum Corporation WLL Energy  Energy Small-Cap Value 2.15%
 Forward Air Corporation FWRD Industrials  Industrials Small-Cap Growth 2.13%
 Ryder System, Inc. R Industrials  Industrials Small-Cap Value 2.11%
 Tronox Holdings Plc (Class A) TROX Materials  Materials Small-Cap Value 2.10%
 Onto Innovation Inc. ONTO Information Technology  Information Technology Small-Cap Growth 2.08%
 Semtech Corporation SMTC Information Technology  Information Technology Small-Cap Growth 2.07%
 Steven Madden, Ltd. SHOO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 2.05%
 Interface, Inc. TILE Industrials  Industrials Small-Cap Growth 2.03%
 La-Z-Boy Incorporated LZB Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.03%
 Axcelis Technologies, Inc. ACLS Information Technology  Information Technology Small-Cap Growth 2.03%
 ACI Worldwide, Inc. ACIW Information Technology  Information Technology Small-Cap Growth 2.01%
 Celestica Inc. CLS Information Technology  Information Technology Small-Cap Value 1.98%
 Titan Machinery Inc. TITN Industrials  Industrials Small-Cap Value 1.98%
 Installed Building Products, Inc. IBP Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.98%
 Carriage Services, Inc. CSV Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.88%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 1.84%
 MasterCraft Boat Holdings Inc. MCFT Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.82%
 Forestar Group Inc. FOR Real Estate  Real Estate Small-Cap Value 1.81%
 ArcBest Corporation ARCB Industrials  Industrials Small-Cap Value 1.80%
 NMI Holdings, Inc. (Class A) NMIH Financials  Financials Small-Cap Value 1.79%
 Everi Holdings Inc. EVRI Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.78%
 Ruth's Hospitality Group, Inc. RUTH Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.78%
 Patrick Industries, Inc. PATK Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.78%
 Terex Corporation TEX Industrials  Industrials Small-Cap Value 1.76%
 Cushman & Wakefield Plc CWK Real Estate  Real Estate Small-Cap Growth 1.73%
 Columbus McKinnon Corporation CMCO Industrials  Industrials Small-Cap Value 1.58%
 Denny's Corporation DENN Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.45%
 
Total Number of Holdings:    47
Underlying Securities information represented above is as of 06/24/2022 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 June 17, 2022
$0.04500 July 20, 2022
$0.04500 August 19, 2022

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused and may continue to cause significant volatility and declines in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

Small-Cap Risk. An investment in a portfolio containing small-cap companies is subject to additional risks, as the share prices of small-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Technology Risk. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30324W261 (Cash)
30324W279 (Reinvest)
30324W287 (Cash-Fee)
30324W295 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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