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Diversified Equity Strategic Allocation, 1st Qtr 2022  Ticker: FVVUAX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE1Q22
Portfolio Status: Secondary
Initial Offer Date: 01/07/2022
Secondary Date: 04/08/2022
Portfolio Ending Date: 04/14/2023
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $8.8252
POP(*): $8.9460
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 05/24/2022 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 5/24/2022) Per Unit (as of 5/23/2022)
1.55% $0.13910
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 4.48%
Consumer Discretionary  Consumer Discretionary 12.48%
Consumer Staples  Consumer Staples 11.12%
Energy  Energy 3.06%
Financials  Financials 14.56%
Health Care  Health Care 18.74%
Industrials  Industrials 10.54%
Information Technology  Information Technology 11.75%
Materials  Materials 8.99%
Real Estate  Real Estate 0.19%
Utilities  Utilities 3.36%
Other  Other 0.73%
 
  Large Mid Small  
Growth  24.81% 11.81% 4.81%  
Value  42.44% 10.92% 4.48%  

 Style Weighting
Large-Cap Growth 24.81%
Large-Cap Value 42.44%
Mid-Cap Growth 11.81%
Mid-Cap Value 10.92%
Small-Cap Growth 4.81%
Small-Cap Value 4.48%
Undetermined 0.73%
 Composition
U.S. Stocks 78.46%   Other 0.73%
Non-U.S. Stocks 20.81%      
The style and sector characteristics of the portfolio are determined as of 05/24/2022 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $116,170.29
Price/Earnings 11.82
Price/Book 2.46
As of 5/24/2022
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Chevron Corporation CVX Energy  Energy Large-Cap Value 1.30%
 Archer-Daniels-Midland Company ADM Consumer Staples  Consumer Staples Large-Cap Value 1.18%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 1.12%
 Activision Blizzard, Inc. ATVI Communication Services  Communication Services Large-Cap Value 1.12%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 1.09%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 1.08%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 1.07%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 1.06%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 1.03%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 1.01%
 The Progressive Corporation PGR Financials  Financials Large-Cap Value 1.01%
 Nucor Corporation NUE Materials  Materials Large-Cap Value 0.99%
 The Travelers Companies, Inc. TRV Financials  Financials Large-Cap Value 0.99%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Growth 0.98%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.98%
 Shell Plc (ADR) SHEL Energy  Energy Large-Cap Value 0.95%
 General Mills, Inc. GIS Consumer Staples  Consumer Staples Large-Cap Value 0.94%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 0.92%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Large-Cap Value 0.91%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 0.90%
 CVS Health Corporation CVS Health Care  Health Care Large-Cap Value 0.87%
 Mondelez International, Inc. MDLZ Consumer Staples  Consumer Staples Large-Cap Value 0.87%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.87%
 Caterpillar Inc. CAT Industrials  Industrials Large-Cap Growth 0.86%
 AutoZone, Inc. AZO Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.86%
 Aflac Incorporated AFL Financials  Financials Large-Cap Value 0.86%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 0.85%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.85%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 0.84%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.84%
 Blackstone Inc. BX Financials  Financials Large-Cap Growth 0.84%
 HP Inc. HPQ Information Technology  Information Technology Large-Cap Growth 0.83%
 Deere & Company DE Industrials  Industrials Large-Cap Growth 0.83%
 Automatic Data Processing, Inc. ADP Information Technology  Information Technology Large-Cap Growth 0.82%
 BHP Group Ltd (ADR) BHP Materials  Materials Large-Cap Value 0.82%
 Thermo Fisher Scientific Inc. TMO Health Care  Health Care Large-Cap Growth 0.82%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.81%
 TotalEnergies SE (ADR) TTE Energy  Energy Large-Cap Value 0.81%
 O'Reilly Automotive, Inc. ORLY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.81%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.80%
 Abbott Laboratories ABT Health Care  Health Care Large-Cap Growth 0.78%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 0.78%
 Chubb Limited CB Financials  Financials Large-Cap Value 0.78%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.78%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.78%
 GSK Plc (ADR) GSK Health Care  Health Care Large-Cap Growth 0.77%
 Novartis AG (ADR) NVS Health Care  Health Care Large-Cap Value 0.77%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.77%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 0.76%
 Zurich Insurance Group AG (ADR) ZURVY Financials  Financials Large-Cap Value 0.76%
 Ameriprise Financial, Inc. AMP Financials  Financials Large-Cap Growth 0.76%
 Cognizant Technology Solutions Corporation CTSH Information Technology  Information Technology Large-Cap Value 0.75%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.75%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.74%
 Air Products and Chemicals, Inc. APD Materials  Materials Large-Cap Value 0.73%
 Air Liquide S.A. (ADR) AIQUY Materials  Materials Large-Cap Value 0.73%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Growth 0.73%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.72%
 Ball Corporation BALL Materials  Materials Mid-Cap Growth 0.71%
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Growth 0.71%
 CSL Limited (ADR) CSLLY Health Care  Health Care Large-Cap Growth 0.71%
 West Pharmaceutical Services, Inc. WST Health Care  Health Care Mid-Cap Growth 0.69%
 The Toronto-Dominion Bank TD Financials  Financials Large-Cap Value 0.68%
 Cisco Systems, Inc. CSCO Information Technology  Information Technology Large-Cap Value 0.67%
 Old Dominion Freight Line, Inc. ODFL Industrials  Industrials Large-Cap Growth 0.67%
 Keysight Technologies, Inc. KEYS Information Technology  Information Technology Large-Cap Growth 0.67%
 The Home Depot, Inc. HD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.66%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 0.66%
 Nestle S.A. (ADR) NSRGY Consumer Staples  Consumer Staples Large-Cap Growth 0.65%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 0.65%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.64%
 Advanced Micro Devices, Inc. AMD Information Technology  Information Technology Large-Cap Value 0.62%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.62%
 Amazon.com, Inc. AMZN Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.61%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.60%
 Toyota Motor Corporation TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.60%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.60%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.60%
 A.P. Moeller - Maersk A/S (Class B) (ADR) AMKBY Industrials  Industrials Large-Cap Value 0.60%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.59%
 Tokyo Electron Limited (ADR) TOELY Information Technology  Information Technology Large-Cap Value 0.59%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.55%
 Sony Group Corp. (ADR) SONY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.54%
 Zebra Technologies Corporation ZBRA Information Technology  Information Technology Mid-Cap Growth 0.54%
 SAP SE (ADR) SAP Information Technology  Information Technology Large-Cap Value 0.53%
 General Motors Company GM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.52%
 Meta Platforms Inc. (Class A) FB Communication Services  Communication Services Large-Cap Value 0.50%
 Hermes International (ADR) HESAY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.49%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.47%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.45%
 Kering (ADR) PPRUY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.44%
 Atmos Energy Corporation ATO Utilities  Utilities Mid-Cap Value 0.41%
 Cincinnati Financial Corporation CINF Financials  Financials Mid-Cap Value 0.40%
 Ameren Corporation AEE Utilities  Utilities Mid-Cap Value 0.40%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.40%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.40%
 Markel Corporation MKL Financials  Financials Mid-Cap Value 0.39%
 Incyte Corporation INCY Health Care  Health Care Mid-Cap Growth 0.38%
 Neurocrine Biosciences, Inc. NBIX Health Care  Health Care Mid-Cap Growth 0.38%
 Evergy, Inc. EVRG Utilities  Utilities Mid-Cap Value 0.38%
 Chemed Corporation CHE Health Care  Health Care Mid-Cap Growth 0.37%
 CACI International Inc. CACI Industrials  Industrials Mid-Cap Value 0.37%
 Huntsman Corporation HUN Materials  Materials Mid-Cap Value 0.37%
 United States Steel Corporation X Materials  Materials Mid-Cap Value 0.36%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.36%
 Mattel, Inc. MAT Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.36%
 C.H. Robinson Worldwide, Inc. CHRW Industrials  Industrials Mid-Cap Growth 0.35%
 Universal Health Services, Inc. (Class B) UHS Health Care  Health Care Mid-Cap Value 0.34%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 0.34%
 The J.M. Smucker Company SJM Consumer Staples  Consumer Staples Mid-Cap Value 0.33%
 SEI Investments Company SEIC Financials  Financials Mid-Cap Growth 0.33%
 Church & Dwight Co., Inc. CHD Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 Quest Diagnostics Incorporated DGX Health Care  Health Care Mid-Cap Value 0.33%
 Akamai Technologies, Inc. AKAM Information Technology  Information Technology Mid-Cap Growth 0.33%
 Coca-Cola Consolidated Inc. COKE Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 MDU Resources Group, Inc. MDU Industrials  Industrials Mid-Cap Value 0.32%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.32%
 Celanese Corporation CE Materials  Materials Mid-Cap Growth 0.32%
 Hewlett Packard Enterprise Company HPE Information Technology  Information Technology Mid-Cap Value 0.32%
 Ulta Beauty, Inc. ULTA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.32%
 Arrow Electronics, Inc. ARW Information Technology  Information Technology Mid-Cap Value 0.31%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.31%
 Louisiana-Pacific Corporation LPX Materials  Materials Mid-Cap Growth 0.31%
 The Cooper Companies, Inc. COO Health Care  Health Care Mid-Cap Value 0.31%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.31%
 BJ's Wholesale Club Holdings, Inc. BJ Consumer Staples  Consumer Staples Mid-Cap Growth 0.31%
 Littelfuse, Inc. LFUS Information Technology  Information Technology Mid-Cap Growth 0.30%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.30%
 Tetra Tech, Inc. TTEK Industrials  Industrials Mid-Cap Growth 0.30%
 Brown & Brown, Inc. BRO Financials  Financials Mid-Cap Growth 0.30%
 UFP Industries Inc. UFPI Industrials  Industrials Mid-Cap Value 0.29%
 First Solar, Inc. FSLR Information Technology  Information Technology Mid-Cap Value 0.29%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.29%
 Robert Half International Inc. RHI Industrials  Industrials Mid-Cap Growth 0.28%
 Franklin Resources, Inc. BEN Financials  Financials Mid-Cap Value 0.28%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.28%
 Pool Corporation POOL Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.28%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 0.28%
 Bio-Rad Laboratories, Inc. (Class A) BIO Health Care  Health Care Mid-Cap Value 0.28%
 AMN Healthcare Services, Inc. AMN Health Care  Health Care Small-Cap Growth 0.28%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.28%
 Fidelity National Financial, Inc. FNF Financials  Financials Mid-Cap Value 0.28%
 Houlihan Lokey, Inc. HLI Financials  Financials Mid-Cap Growth 0.28%
 Tractor Supply Company TSCO Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.27%
 Oshkosh Corporation OSK Industrials  Industrials Mid-Cap Value 0.27%
 Builders FirstSource, Inc. BLDR Industrials  Industrials Mid-Cap Value 0.27%
 Medpace Holdings, Inc. MEDP Health Care  Health Care Small-Cap Growth 0.26%
 Williams-Sonoma, Inc. WSM Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.25%
 ManTech International Corporation MANT Industrials  Industrials Small-Cap Growth 0.24%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 0.23%
 Saia, Inc. SAIA Industrials  Industrials Mid-Cap Growth 0.23%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.23%
 Seaboard Corporation SEB Consumer Staples  Consumer Staples Small-Cap Value 0.21%
 ONE Gas, Inc. OGS Utilities  Utilities Small-Cap Value 0.21%
 Avnet, Inc. AVT Information Technology  Information Technology Small-Cap Value 0.20%
 Commercial Metals Company CMC Materials  Materials Small-Cap Value 0.20%
 FTI Consulting, Inc. FCN Industrials  Industrials Mid-Cap Growth 0.20%
 CVB Financial Corp. CVBF Financials  Financials Small-Cap Value 0.20%
 Super Micro Computer, Inc. SMCI Information Technology  Information Technology Small-Cap Growth 0.20%
 RLI Corp. RLI Financials  Financials Mid-Cap Growth 0.19%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.19%
 PS Business Parks, Inc. PSB Real Estate  Real Estate Mid-Cap Growth 0.19%
 Grand Canyon Education, Inc. LOPE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.19%
 Boise Cascade Company BCC Industrials  Industrials Small-Cap Value 0.19%
 Sanmina Corporation SANM Information Technology  Information Technology Small-Cap Value 0.18%
 United States Cellular Corporation USM Communication Services  Communication Services Small-Cap Value 0.18%
 TreeHouse Foods, Inc. THS Consumer Staples  Consumer Staples Small-Cap Value 0.18%
 Matson, Inc. MATX Industrials  Industrials Small-Cap Value 0.18%
 Dillard's, Inc. (Class A) DDS Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.17%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.17%
 Mueller Industries, Inc. MLI Industrials  Industrials Small-Cap Growth 0.17%
 Werner Enterprises, Inc. WERN Industrials  Industrials Small-Cap Value 0.16%
 Cirrus Logic, Inc. CRUS Information Technology  Information Technology Small-Cap Growth 0.16%
 Mercury General Corporation MCY Financials  Financials Small-Cap Value 0.16%
 Encore Wire Corporation WIRE Industrials  Industrials Small-Cap Value 0.16%
 Comfort Systems USA, Inc. FIX Industrials  Industrials Small-Cap Growth 0.16%
 Stepan Company SCL Materials  Materials Small-Cap Growth 0.16%
 Dorman Products, Inc. DORM Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Small-Cap Growth 0.16%
 Virtu Financial, Inc. (Class A) VIRT Financials  Financials Small-Cap Growth 0.16%
 Atkore Inc. ATKR Industrials  Industrials Small-Cap Growth 0.16%
 Schneider National, Inc. (Class B) SNDR Industrials  Industrials Small-Cap Value 0.16%
 Atlantic Union Bankshares Corporation AUB Financials  Financials Small-Cap Value 0.15%
 California Water Service Group CWT Utilities  Utilities Small-Cap Growth 0.15%
 Quidel Corporation QDEL Health Care  Health Care Small-Cap Value 0.15%
 Cohen & Steers, Inc. CNS Financials  Financials Small-Cap Growth 0.15%
 Hilltop Holdings Inc. HTH Financials  Financials Small-Cap Value 0.15%
 Evercore Inc. EVR Financials  Financials Small-Cap Growth 0.15%
 SPS Commerce, Inc. SPSC Information Technology  Information Technology Small-Cap Growth 0.15%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.14%
 ICU Medical, Inc. ICUI Health Care  Health Care Small-Cap Growth 0.14%
 Franklin Electric Co., Inc. FELE Industrials  Industrials Small-Cap Growth 0.14%
 CorVel Corporation CRVL Health Care  Health Care Small-Cap Growth 0.14%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.14%
 Sage Therapeutics, Inc. SAGE Health Care  Health Care Small-Cap Value 0.14%
 Acushnet Holdings Corp. GOLF Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.14%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.13%
 Inter Parfums, Inc. IPAR Consumer Staples  Consumer Staples Small-Cap Growth 0.13%
 ACADIA Pharmaceuticals Inc. ACAD Health Care  Health Care Small-Cap Growth 0.13%
 Moelis & Company (Class A) MC Financials  Financials Small-Cap Growth 0.13%
 Sonos, Inc. SONO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.13%
 ArcBest Corporation ARCB Industrials  Industrials Small-Cap Value 0.12%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.12%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.12%
 Fulgent Genetics, Inc. FLGT Health Care  Health Care Small-Cap Value 0.12%
 The Hain Celestial Group, Inc. HAIN Consumer Staples  Consumer Staples Small-Cap Value 0.11%
 Shutterstock, Inc. SSTK Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.10%
 Cannae Holdings, Inc. CNNE Financials  Financials Small-Cap Value 0.10%
 Calix, Inc. CALX Information Technology  Information Technology Small-Cap Growth 0.09%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 05/24/2022 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 April 20, 2022
$0.04500 May 20, 2022
$0.04500 June 17, 2022

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused and may continue to cause significant volatility and declines in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease.

Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers.

Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30323G705 (Cash)
30323G713 (Reinvest)
30323G721 (Cash-Fee)
30323G739 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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