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A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
DE1Q22 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
01/07/2022 |
Secondary Date: |
04/08/2022 |
Portfolio Ending Date: |
04/14/2023 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$8.8252 |
POP(*): |
$8.9460 |
Remaining Deferred Sales Charge: |
$0.0450 |
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* As of Trade Date: 05/24/2022 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
Communication Services |
4.48% |
Consumer Discretionary |
12.48% |
Consumer Staples |
11.12% |
Energy |
3.06% |
Financials |
14.56% |
Health Care |
18.74% |
Industrials |
10.54% |
Information Technology |
11.75% |
Materials |
8.99% |
Real Estate |
0.19% |
Utilities |
3.36% |
Other |
0.73% |
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|
Large |
Mid |
Small |
|
Growth |
24.81% |
11.81% |
4.81% |
|
Value |
42.44% |
10.92% |
4.48% |
|
Large-Cap Growth |
24.81% |
Large-Cap Value |
42.44% |
Mid-Cap Growth |
11.81% |
Mid-Cap Value |
10.92% |
Small-Cap Growth |
4.81% |
Small-Cap Value |
4.48% |
Undetermined |
0.73% |
|
U.S. Stocks |
78.46% |
|
Other |
0.73% |
Non-U.S. Stocks |
20.81% |
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The style and sector characteristics of the portfolio are determined as of 05/24/2022
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$116,170.29 |
Price/Earnings |
11.82 |
Price/Book |
2.46 |
|
As of 5/24/2022
All market capitalization numbers are in USD$ Millions
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|
Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
1.30%
|
Archer-Daniels-Midland Company
| ADM |
Consumer Staples
| Large-Cap Value |
1.18%
|
Vertex Pharmaceuticals Incorporated
| VRTX |
Health Care
| Large-Cap Growth |
1.12%
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Activision Blizzard, Inc.
| ATVI |
Communication Services
| Large-Cap Value |
1.12%
|
Newmont Corporation
| NEM |
Materials
| Large-Cap Value |
1.09%
|
Cigna Corporation
| CI |
Health Care
| Large-Cap Value |
1.08%
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Anthem, Inc.
| ANTM |
Health Care
| Large-Cap Value |
1.07%
|
Regeneron Pharmaceuticals, Inc.
| REGN |
Health Care
| Large-Cap Value |
1.06%
|
Xcel Energy Inc.
| XEL |
Utilities
| Large-Cap Value |
1.03%
|
The Hershey Company
| HSY |
Consumer Staples
| Large-Cap Growth |
1.01%
|
The Progressive Corporation
| PGR |
Financials
| Large-Cap Value |
1.01%
|
Nucor Corporation
| NUE |
Materials
| Large-Cap Value |
0.99%
|
The Travelers Companies, Inc.
| TRV |
Financials
| Large-Cap Value |
0.99%
|
UnitedHealth Group Incorporated
| UNH |
Health Care
| Large-Cap Growth |
0.98%
|
The Allstate Corporation
| ALL |
Financials
| Large-Cap Value |
0.98%
|
Shell Plc (ADR)
| SHEL |
Energy
| Large-Cap Value |
0.95%
|
General Mills, Inc.
| GIS |
Consumer Staples
| Large-Cap Value |
0.94%
|
Berkshire Hathaway Inc. (Class B)
| BRK/B |
Financials
| Large-Cap Value |
0.92%
|
Tyson Foods, Inc. (Class A)
| TSN |
Consumer Staples
| Large-Cap Value |
0.91%
|
Pfizer Inc.
| PFE |
Health Care
| Large-Cap Value |
0.90%
|
CVS Health Corporation
| CVS |
Health Care
| Large-Cap Value |
0.87%
|
Mondelez International, Inc.
| MDLZ |
Consumer Staples
| Large-Cap Value |
0.87%
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KDDI Corporation (ADR)
| KDDIY |
Communication Services
| Large-Cap Value |
0.87%
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Caterpillar Inc.
| CAT |
Industrials
| Large-Cap Growth |
0.86%
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AutoZone, Inc.
| AZO |
Consumer Discretionary
| Large-Cap Growth |
0.86%
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Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
0.86%
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British American Tobacco Plc (ADR)
| BTI |
Consumer Staples
| Large-Cap Value |
0.85%
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Monster Beverage Corporation
| MNST |
Consumer Staples
| Large-Cap Growth |
0.85%
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The Procter & Gamble Company
| PG |
Consumer Staples
| Large-Cap Growth |
0.84%
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Sanofi (ADR)
| SNY |
Health Care
| Large-Cap Value |
0.84%
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Blackstone Inc.
| BX |
Financials
| Large-Cap Growth |
0.84%
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HP Inc.
| HPQ |
Information Technology
| Large-Cap Growth |
0.83%
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Deere & Company
| DE |
Industrials
| Large-Cap Growth |
0.83%
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Automatic Data Processing, Inc.
| ADP |
Information Technology
| Large-Cap Growth |
0.82%
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BHP Group Ltd (ADR)
| BHP |
Materials
| Large-Cap Value |
0.82%
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Thermo Fisher Scientific Inc.
| TMO |
Health Care
| Large-Cap Growth |
0.82%
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PACCAR Inc
| PCAR |
Industrials
| Large-Cap Value |
0.81%
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TotalEnergies SE (ADR)
| TTE |
Energy
| Large-Cap Value |
0.81%
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O'Reilly Automotive, Inc.
| ORLY |
Consumer Discretionary
| Large-Cap Growth |
0.81%
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Nippon Telegraph and Telephone Corporation (ADR)
| NTTYY |
Communication Services
| Large-Cap Value |
0.80%
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Abbott Laboratories
| ABT |
Health Care
| Large-Cap Growth |
0.78%
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Fastenal Company
| FAST |
Industrials
| Large-Cap Growth |
0.78%
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Chubb Limited
| CB |
Financials
| Large-Cap Value |
0.78%
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Novo Nordisk A/S (ADR)
| NVO |
Health Care
| Large-Cap Growth |
0.78%
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Iberdrola S.A. (ADR)
| IBDRY |
Utilities
| Large-Cap Value |
0.78%
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GSK Plc (ADR)
| GSK |
Health Care
| Large-Cap Growth |
0.77%
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Novartis AG (ADR)
| NVS |
Health Care
| Large-Cap Value |
0.77%
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Dollar General Corporation
| DG |
Consumer Discretionary
| Large-Cap Growth |
0.77%
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Microsoft Corporation
| MSFT |
Information Technology
| Large-Cap Growth |
0.76%
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Zurich Insurance Group AG (ADR)
| ZURVY |
Financials
| Large-Cap Value |
0.76%
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Ameriprise Financial, Inc.
| AMP |
Financials
| Large-Cap Growth |
0.76%
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Cognizant Technology Solutions Corporation
| CTSH |
Information Technology
| Large-Cap Value |
0.75%
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Rio Tinto Plc (ADR)
| RIO |
Materials
| Large-Cap Value |
0.75%
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Costco Wholesale Corporation
| COST |
Consumer Staples
| Large-Cap Growth |
0.74%
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Air Products and Chemicals, Inc.
| APD |
Materials
| Large-Cap Value |
0.73%
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Air Liquide S.A. (ADR)
| AIQUY |
Materials
| Large-Cap Value |
0.73%
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Alphabet Inc. (Class A)
| GOOGL |
Communication Services
| Large-Cap Growth |
0.73%
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Intel Corporation
| INTC |
Information Technology
| Large-Cap Value |
0.72%
|
Ball Corporation
| BALL |
Materials
| Mid-Cap Growth |
0.71%
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Edwards Lifesciences Corporation
| EW |
Health Care
| Large-Cap Growth |
0.71%
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CSL Limited (ADR)
| CSLLY |
Health Care
| Large-Cap Growth |
0.71%
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West Pharmaceutical Services, Inc.
| WST |
Health Care
| Mid-Cap Growth |
0.69%
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The Toronto-Dominion Bank
| TD |
Financials
| Large-Cap Value |
0.68%
|
Cisco Systems, Inc.
| CSCO |
Information Technology
| Large-Cap Value |
0.67%
|
Old Dominion Freight Line, Inc.
| ODFL |
Industrials
| Large-Cap Growth |
0.67%
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Keysight Technologies, Inc.
| KEYS |
Information Technology
| Large-Cap Growth |
0.67%
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The Home Depot, Inc.
| HD |
Consumer Discretionary
| Large-Cap Growth |
0.66%
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The Bank of Nova Scotia
| BNS |
Financials
| Large-Cap Value |
0.66%
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Nestle S.A. (ADR)
| NSRGY |
Consumer Staples
| Large-Cap Growth |
0.65%
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Micron Technology, Inc.
| MU |
Information Technology
| Large-Cap Value |
0.65%
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Roche Holding AG (ADR)
| RHHBY |
Health Care
| Large-Cap Growth |
0.64%
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Advanced Micro Devices, Inc.
| AMD |
Information Technology
| Large-Cap Value |
0.62%
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Lennar Corporation
| LEN |
Consumer Discretionary
| Mid-Cap Value |
0.62%
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Amazon.com, Inc.
| AMZN |
Consumer Discretionary
| Large-Cap Growth |
0.61%
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Target Corporation
| TGT |
Consumer Discretionary
| Large-Cap Growth |
0.60%
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Toyota Motor Corporation
| TM |
Consumer Discretionary
| Large-Cap Value |
0.60%
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D.R. Horton, Inc.
| DHI |
Consumer Discretionary
| Mid-Cap Value |
0.60%
|
Shin-Etsu Chemical Co., Ltd. (ADR)
| SHECY |
Materials
| Large-Cap Value |
0.60%
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A.P. Moeller - Maersk A/S (Class B) (ADR)
| AMKBY |
Industrials
| Large-Cap Value |
0.60%
|
T. Rowe Price Group, Inc.
| TROW |
Financials
| Large-Cap Value |
0.59%
|
Tokyo Electron Limited (ADR)
| TOELY |
Information Technology
| Large-Cap Value |
0.59%
|
Accenture Plc
| ACN |
Information Technology
| Large-Cap Growth |
0.55%
|
Sony Group Corp. (ADR)
| SONY |
Consumer Discretionary
| Large-Cap Value |
0.54%
|
Zebra Technologies Corporation
| ZBRA |
Information Technology
| Mid-Cap Growth |
0.54%
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SAP SE (ADR)
| SAP |
Information Technology
| Large-Cap Value |
0.53%
|
General Motors Company
| GM |
Consumer Discretionary
| Large-Cap Value |
0.52%
|
Meta Platforms Inc. (Class A)
| FB |
Communication Services
| Large-Cap Value |
0.50%
|
Hermes International (ADR)
| HESAY |
Consumer Discretionary
| Large-Cap Value |
0.49%
|
Volkswagen AG (ADR)
| VWAGY |
Consumer Discretionary
| Large-Cap Value |
0.47%
|
Steel Dynamics, Inc.
| STLD |
Materials
| Mid-Cap Value |
0.45%
|
Kering (ADR)
| PPRUY |
Consumer Discretionary
| Large-Cap Value |
0.44%
|
Atmos Energy Corporation
| ATO |
Utilities
| Mid-Cap Value |
0.41%
|
Cincinnati Financial Corporation
| CINF |
Financials
| Mid-Cap Value |
0.40%
|
Ameren Corporation
| AEE |
Utilities
| Mid-Cap Value |
0.40%
|
Reliance Steel & Aluminum Co.
| RS |
Materials
| Mid-Cap Value |
0.40%
|
Molina Healthcare, Inc.
| MOH |
Health Care
| Mid-Cap Growth |
0.40%
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Markel Corporation
| MKL |
Financials
| Mid-Cap Value |
0.39%
|
Incyte Corporation
| INCY |
Health Care
| Mid-Cap Growth |
0.38%
|
Neurocrine Biosciences, Inc.
| NBIX |
Health Care
| Mid-Cap Growth |
0.38%
|
Evergy, Inc.
| EVRG |
Utilities
| Mid-Cap Value |
0.38%
|
Chemed Corporation
| CHE |
Health Care
| Mid-Cap Growth |
0.37%
|
CACI International Inc.
| CACI |
Industrials
| Mid-Cap Value |
0.37%
|
Huntsman Corporation
| HUN |
Materials
| Mid-Cap Value |
0.37%
|
United States Steel Corporation
| X |
Materials
| Mid-Cap Value |
0.36%
|
Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Value |
0.36%
|
Mattel, Inc.
| MAT |
Consumer Discretionary
| Mid-Cap Growth |
0.36%
|
C.H. Robinson Worldwide, Inc.
| CHRW |
Industrials
| Mid-Cap Growth |
0.35%
|
Universal Health Services, Inc. (Class B)
| UHS |
Health Care
| Mid-Cap Value |
0.34%
|
Old Republic International Corporation
| ORI |
Financials
| Mid-Cap Value |
0.34%
|
The J.M. Smucker Company
| SJM |
Consumer Staples
| Mid-Cap Value |
0.33%
|
SEI Investments Company
| SEIC |
Financials
| Mid-Cap Growth |
0.33%
|
Church & Dwight Co., Inc.
| CHD |
Consumer Staples
| Mid-Cap Growth |
0.33%
|
Quest Diagnostics Incorporated
| DGX |
Health Care
| Mid-Cap Value |
0.33%
|
Akamai Technologies, Inc.
| AKAM |
Information Technology
| Mid-Cap Growth |
0.33%
|
Coca-Cola Consolidated Inc.
| COKE |
Consumer Staples
| Mid-Cap Growth |
0.33%
|
MDU Resources Group, Inc.
| MDU |
Industrials
| Mid-Cap Value |
0.32%
|
Landstar System, Inc.
| LSTR |
Industrials
| Mid-Cap Growth |
0.32%
|
Celanese Corporation
| CE |
Materials
| Mid-Cap Growth |
0.32%
|
Hewlett Packard Enterprise Company
| HPE |
Information Technology
| Mid-Cap Value |
0.32%
|
Ulta Beauty, Inc.
| ULTA |
Consumer Discretionary
| Mid-Cap Growth |
0.32%
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Arrow Electronics, Inc.
| ARW |
Information Technology
| Mid-Cap Value |
0.31%
|
Gentex Corporation
| GNTX |
Consumer Discretionary
| Mid-Cap Growth |
0.31%
|
Louisiana-Pacific Corporation
| LPX |
Materials
| Mid-Cap Growth |
0.31%
|
The Cooper Companies, Inc.
| COO |
Health Care
| Mid-Cap Value |
0.31%
|
Erie Indemnity Company
| ERIE |
Financials
| Mid-Cap Growth |
0.31%
|
BJ's Wholesale Club Holdings, Inc.
| BJ |
Consumer Staples
| Mid-Cap Growth |
0.31%
|
Littelfuse, Inc.
| LFUS |
Information Technology
| Mid-Cap Growth |
0.30%
|
Expeditors International of Washington, Inc.
| EXPD |
Industrials
| Mid-Cap Growth |
0.30%
|
Tetra Tech, Inc.
| TTEK |
Industrials
| Mid-Cap Growth |
0.30%
|
Brown & Brown, Inc.
| BRO |
Financials
| Mid-Cap Growth |
0.30%
|
UFP Industries Inc.
| UFPI |
Industrials
| Mid-Cap Value |
0.29%
|
First Solar, Inc.
| FSLR |
Information Technology
| Mid-Cap Value |
0.29%
|
Knight-Swift Transportation Holdings Inc.
| KNX |
Industrials
| Mid-Cap Value |
0.29%
|
Robert Half International Inc.
| RHI |
Industrials
| Mid-Cap Growth |
0.28%
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Franklin Resources, Inc.
| BEN |
Financials
| Mid-Cap Value |
0.28%
|
PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Mid-Cap Value |
0.28%
|
Pool Corporation
| POOL |
Consumer Discretionary
| Mid-Cap Growth |
0.28%
|
Take-Two Interactive Software, Inc.
| TTWO |
Communication Services
| Mid-Cap Growth |
0.28%
|
Bio-Rad Laboratories, Inc. (Class A)
| BIO |
Health Care
| Mid-Cap Value |
0.28%
|
AMN Healthcare Services, Inc.
| AMN |
Health Care
| Small-Cap Growth |
0.28%
|
First American Financial Corporation
| FAF |
Financials
| Mid-Cap Value |
0.28%
|
Fidelity National Financial, Inc.
| FNF |
Financials
| Mid-Cap Value |
0.28%
|
Houlihan Lokey, Inc.
| HLI |
Financials
| Mid-Cap Growth |
0.28%
|
Tractor Supply Company
| TSCO |
Consumer Discretionary
| Mid-Cap Growth |
0.27%
|
Oshkosh Corporation
| OSK |
Industrials
| Mid-Cap Value |
0.27%
|
Builders FirstSource, Inc.
| BLDR |
Industrials
| Mid-Cap Value |
0.27%
|
Medpace Holdings, Inc.
| MEDP |
Health Care
| Small-Cap Growth |
0.26%
|
Williams-Sonoma, Inc.
| WSM |
Consumer Discretionary
| Mid-Cap Growth |
0.25%
|
ManTech International Corporation
| MANT |
Industrials
| Small-Cap Growth |
0.24%
|
Teradyne, Inc.
| TER |
Information Technology
| Mid-Cap Growth |
0.23%
|
Saia, Inc.
| SAIA |
Industrials
| Mid-Cap Growth |
0.23%
|
Murphy USA Inc.
| MUSA |
Consumer Discretionary
| Mid-Cap Growth |
0.23%
|
Seaboard Corporation
| SEB |
Consumer Staples
| Small-Cap Value |
0.21%
|
ONE Gas, Inc.
| OGS |
Utilities
| Small-Cap Value |
0.21%
|
Avnet, Inc.
| AVT |
Information Technology
| Small-Cap Value |
0.20%
|
Commercial Metals Company
| CMC |
Materials
| Small-Cap Value |
0.20%
|
FTI Consulting, Inc.
| FCN |
Industrials
| Mid-Cap Growth |
0.20%
|
CVB Financial Corp.
| CVBF |
Financials
| Small-Cap Value |
0.20%
|
Super Micro Computer, Inc.
| SMCI |
Information Technology
| Small-Cap Growth |
0.20%
|
RLI Corp.
| RLI |
Financials
| Mid-Cap Growth |
0.19%
|
National Beverage Corp.
| FIZZ |
Consumer Staples
| Small-Cap Growth |
0.19%
|
PS Business Parks, Inc.
| PSB |
Real Estate
| Mid-Cap Growth |
0.19%
|
Grand Canyon Education, Inc.
| LOPE |
Consumer Discretionary
| Small-Cap Growth |
0.19%
|
Boise Cascade Company
| BCC |
Industrials
| Small-Cap Value |
0.19%
|
Sanmina Corporation
| SANM |
Information Technology
| Small-Cap Value |
0.18%
|
United States Cellular Corporation
| USM |
Communication Services
| Small-Cap Value |
0.18%
|
TreeHouse Foods, Inc.
| THS |
Consumer Staples
| Small-Cap Value |
0.18%
|
Matson, Inc.
| MATX |
Industrials
| Small-Cap Value |
0.18%
|
Dillard's, Inc. (Class A)
| DDS |
Consumer Discretionary
| Small-Cap Growth |
0.17%
|
Graham Holdings Company
| GHC |
Consumer Discretionary
| Small-Cap Value |
0.17%
|
Vishay Intertechnology, Inc.
| VSH |
Information Technology
| Small-Cap Value |
0.17%
|
Mueller Industries, Inc.
| MLI |
Industrials
| Small-Cap Growth |
0.17%
|
Werner Enterprises, Inc.
| WERN |
Industrials
| Small-Cap Value |
0.16%
|
Cirrus Logic, Inc.
| CRUS |
Information Technology
| Small-Cap Growth |
0.16%
|
Mercury General Corporation
| MCY |
Financials
| Small-Cap Value |
0.16%
|
Encore Wire Corporation
| WIRE |
Industrials
| Small-Cap Value |
0.16%
|
Comfort Systems USA, Inc.
| FIX |
Industrials
| Small-Cap Growth |
0.16%
|
Stepan Company
| SCL |
Materials
| Small-Cap Growth |
0.16%
|
Dorman Products, Inc.
| DORM |
Consumer Discretionary
| Small-Cap Growth |
0.16%
|
Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Small-Cap Growth |
0.16%
|
Virtu Financial, Inc. (Class A)
| VIRT |
Financials
| Small-Cap Growth |
0.16%
|
Atkore Inc.
| ATKR |
Industrials
| Small-Cap Growth |
0.16%
|
Schneider National, Inc. (Class B)
| SNDR |
Industrials
| Small-Cap Value |
0.16%
|
Atlantic Union Bankshares Corporation
| AUB |
Financials
| Small-Cap Value |
0.15%
|
California Water Service Group
| CWT |
Utilities
| Small-Cap Growth |
0.15%
|
Quidel Corporation
| QDEL |
Health Care
| Small-Cap Value |
0.15%
|
Cohen & Steers, Inc.
| CNS |
Financials
| Small-Cap Growth |
0.15%
|
Hilltop Holdings Inc.
| HTH |
Financials
| Small-Cap Value |
0.15%
|
Evercore Inc.
| EVR |
Financials
| Small-Cap Growth |
0.15%
|
SPS Commerce, Inc.
| SPSC |
Information Technology
| Small-Cap Growth |
0.15%
|
KB Home
| KBH |
Consumer Discretionary
| Small-Cap Value |
0.14%
|
ICU Medical, Inc.
| ICUI |
Health Care
| Small-Cap Growth |
0.14%
|
Franklin Electric Co., Inc.
| FELE |
Industrials
| Small-Cap Growth |
0.14%
|
CorVel Corporation
| CRVL |
Health Care
| Small-Cap Growth |
0.14%
|
Tri Pointe Homes, Inc.
| TPH |
Consumer Discretionary
| Small-Cap Value |
0.14%
|
Sage Therapeutics, Inc.
| SAGE |
Health Care
| Small-Cap Value |
0.14%
|
Acushnet Holdings Corp.
| GOLF |
Consumer Discretionary
| Small-Cap Growth |
0.14%
|
Meritage Homes Corporation
| MTH |
Consumer Discretionary
| Small-Cap Value |
0.13%
|
Inter Parfums, Inc.
| IPAR |
Consumer Staples
| Small-Cap Growth |
0.13%
|
ACADIA Pharmaceuticals Inc.
| ACAD |
Health Care
| Small-Cap Growth |
0.13%
|
Moelis & Company (Class A)
| MC |
Financials
| Small-Cap Growth |
0.13%
|
Sonos, Inc.
| SONO |
Consumer Discretionary
| Small-Cap Growth |
0.13%
|
ArcBest Corporation
| ARCB |
Industrials
| Small-Cap Value |
0.12%
|
M.D.C. Holdings, Inc.
| MDC |
Consumer Discretionary
| Small-Cap Value |
0.12%
|
Diodes Incorporated
| DIOD |
Information Technology
| Small-Cap Growth |
0.12%
|
Fulgent Genetics, Inc.
| FLGT |
Health Care
| Small-Cap Value |
0.12%
|
The Hain Celestial Group, Inc.
| HAIN |
Consumer Staples
| Small-Cap Value |
0.11%
|
Shutterstock, Inc.
| SSTK |
Consumer Discretionary
| Small-Cap Growth |
0.10%
|
Cannae Holdings, Inc.
| CNNE |
Financials
| Small-Cap Value |
0.10%
|
Calix, Inc.
| CALX |
Information Technology
| Small-Cap Growth |
0.09%
|
|
|
Total Number of Holdings: 210 |
|
Underlying Securities information represented above is as of 05/24/2022 but will vary with future fluctuations in the market. |
Deferred Sales Charge Schedule |
$0.04500
|
April 20, 2022
|
$0.04500
|
May 20, 2022
|
$0.04500
|
June 17, 2022
|
|
Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets. COVID-19 Economic Impact Risk. The COVID-19 global pandemic has caused and may continue to cause significant volatility and declines in global financial markets. While the U.S. has resumed "reasonably" normal business activity, many countries continue to impose lockdown measures. Additionally, there is no guarantee that vaccines will be effective against emerging variants of the disease. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. Market Disruption Risk. In February 2022, Russia invaded Ukraine which has caused and could continue to cause significant market disruptions and volatility within the markets in Russia, Europe, and the United States. The hostilities and sanctions resulting from those hostilities could have a significant impact on certain investments as well as performance. REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
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|
30323G705 |
(Cash) |
30323G713 |
(Reinvest) |
30323G721 |
(Cash-Fee) |
30323G739 |
(Reinvest-Fee) |
|
|
|
|
|
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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