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Dorsey Wright Relative Strength Dividend, 42  Ticker: FWTWRX
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income by investing in a portfolio of companies selected by Dorsey Wright & Associates using a comprehensive evaluation process.
Please note that there is no assurance the objective will be met.
Product Code: DWDV42
Portfolio Status: Primary
Initial Offer Date: 02/08/2021
Portfolio Ending Date: 05/09/2022
Tax Structure: Regulated Investment Company
Distributions: Monthly
Initial Offer Price: $10.0000
NAV(*): $11.0323
POP(*): $11.1893
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 04/16/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 4/16/2021) Per Unit (as of 4/9/2021)
2.84% $0.31790
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 0.00%
Consumer Discretionary  Consumer Discretionary 8.07%
Consumer Staples  Consumer Staples 1.81%
Energy  Energy 5.66%
Financials  Financials 38.25%
Health Care  Health Care 1.76%
Industrials  Industrials 11.93%
Information Technology  Information Technology 7.79%
Materials  Materials 8.71%
Real Estate  Real Estate 14.09%
Utilities  Utilities 1.86%
Other  Other 0.07%
  Large Mid Small  
Growth  7.65% 12.31% 5.72%  
Value  9.82% 42.47% 21.96%  

 Style Weighting
Large-Cap Growth 7.65%
Large-Cap Value 9.82%
Mid-Cap Growth 12.31%
Mid-Cap Value 42.47%
Small-Cap Growth 5.72%
Small-Cap Value 21.96%
Undetermined 0.07%
U.S. Stocks 96.02%   Other 0.07%
Non-U.S. Stocks 3.91%      
The style and sector characteristics of the portfolio are determined as of 04/15/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $22,056.42
Price/Earnings 21.53
Price/Book 1.80
As of 4/15/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
 Olin Corporation OLN Materials  Materials Mid-Cap Value 2.72%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 2.26%
 Travel + Leisure Co. TNL Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.21%
 Lincoln National Corporation LNC Financials  Financials Mid-Cap Value 2.19%
 Devon Energy Corporation DVN Energy  Energy Mid-Cap Value 2.19%
 Unum Group UNM Financials  Financials Mid-Cap Value 2.16%
 Extra Space Storage Inc. EXR Real Estate  Real Estate Mid-Cap Growth 2.16%
 Greif, Inc. GEF Materials  Materials Small-Cap Value 2.15%
 F.N.B. Corporation FNB Financials  Financials Small-Cap Value 2.12%
 PacWest Bancorp PACW Financials  Financials Small-Cap Value 2.12%
 Whirlpool Corporation WHR Consumer Discretionary  Consumer Discretionary Mid-Cap Value 2.11%
 Navient Corporation NAVI Financials  Financials Small-Cap Value 2.10%
 Simon Property Group, Inc. SPG Real Estate  Real Estate Large-Cap Growth 2.09%
 Brixmor Property Group Inc. BRX Real Estate  Real Estate Mid-Cap Value 2.09%
 Fifth Third Bancorp FITB Financials  Financials Large-Cap Value 2.08%
 HNI Corporation HNI Industrials  Industrials Small-Cap Growth 2.05%
 Ryder System, Inc. R Industrials  Industrials Small-Cap Value 2.05%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 2.04%
 Seagate Technology Plc STX Information Technology  Information Technology Mid-Cap Growth 2.03%
 First Horizon Corporation FHN Financials  Financials Mid-Cap Value 2.01%
 NetApp, Inc. NTAP Information Technology  Information Technology Mid-Cap Growth 2.01%
 Umpqua Holdings Corporation UMPQ Financials  Financials Small-Cap Value 2.01%
 Ventas, Inc. VTR Real Estate  Real Estate Mid-Cap Value 2.00%
 Huntington Bancshares Incorporated HBAN Financials  Financials Mid-Cap Value 2.00%
 Texas Instruments Incorporated TXN Information Technology  Information Technology Large-Cap Growth 2.00%
 Webster Financial Corporation WBS Financials  Financials Small-Cap Value 1.99%
 Synovus Financial Corp. SNV Financials  Financials Mid-Cap Value 1.98%
 Weyerhaeuser Company WY Real Estate  Real Estate Large-Cap Value 1.97%
 Leggett & Platt, Incorporated LEG Consumer Discretionary  Consumer Discretionary Mid-Cap Value 1.97%
 American International Group, Inc. AIG Financials  Financials Large-Cap Value 1.96%
 Citizens Financial Group, Inc. CFG Financials  Financials Mid-Cap Value 1.96%
 Comerica Incorporated CMA Financials  Financials Mid-Cap Value 1.95%
 Federated Hermes, Inc. (Class B) FHI Financials  Financials Small-Cap Value 1.95%
 KeyCorp KEY Financials  Financials Mid-Cap Value 1.94%
 Regions Financial Corporation RF Financials  Financials Mid-Cap Value 1.94%
 Spirit Realty Capital, Inc. SRC Real Estate  Real Estate Small-Cap Value 1.94%
 CF Industries Holdings, Inc. CF Materials  Materials Mid-Cap Value 1.93%
 The PNC Financial Services Group, Inc. PNC Financials  Financials Large-Cap Value 1.91%
 The Chemours Company CC Materials  Materials Small-Cap Growth 1.91%
 Raytheon Technologies Corporation RTX Industrials  Industrials Large-Cap Value 1.90%
 Antero Midstream Corp. AM Energy  Energy Small-Cap Value 1.90%
 Janus Henderson Group Plc JHG Financials  Financials Mid-Cap Value 1.88%
 The AES Corporation AES Utilities  Utilities Mid-Cap Growth 1.86%
 STORE Capital Corporation STOR Real Estate  Real Estate Mid-Cap Value 1.84%
 Sysco Corporation SYY Consumer Staples  Consumer Staples Large-Cap Growth 1.81%
 Newell Brands Inc. NWL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 1.78%
 Patterson Companies, Inc. PDCO Health Care  Health Care Small-Cap Growth 1.76%
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Growth 1.75%
 Trinity Industries, Inc. TRN Industrials  Industrials Small-Cap Value 1.63%
 Baker Hughes Co. BKR Energy  Energy Mid-Cap Value 1.57%
Total Number of Holdings:    50
Underlying Securities information represented above is as of 04/15/2021 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  0.19%
  Deferred:  1.21%
C&D Fee:    0.45%
Maximum Sales Charge:   1.85%
CUSIP Type Distribution
30317V189 Cash Monthly
30317V197 Reinvest Monthly
* Based on the offer price as of 04/16/2021 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.45%
Maximum Sales Charge:   0.45%
CUSIP Type Distribution
30317V205 Cash-Fee Monthly
30317V213 Reinvest-Fee Monthly
* Based on the NAV price as of 04/16/2021 4:00pm ET
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 May 20, 2021
$0.04500 June 18, 2021
$0.04500 July 20, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30317V189 (Cash)
30317V197 (Reinvest)
30317V205 (Cash-Fee)
30317V213 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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