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75/25 Strategic Allocation, 1st Qtr 2021  Ticker: FXMOHX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing approximately 75% of its assets in common stocks which are selected by applying a disciplined investment strategy and 25% of its assets in exchange-traded funds which invest in fixed-income securities.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: 7S1Q21
Portfolio Status: Secondary
Initial Offer Date: 01/12/2021
Secondary Date: 04/13/2021
Portfolio Ending Date: 04/18/2022
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $10.2769
POP(*): $10.4176
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 04/13/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 4/13/2021) Per Unit (as of 4/9/2021)
1.61% $0.16740
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolWeighting
 First Trust Senior Loan Fund FTSL 1.07%
 SPDR Blackstone Senior Loan ETF SRLN 1.07%
 Invesco Senior Loan ETF BKLN 1.06%
 First Trust Low Duration Opportunities ETF LMBS 1.06%
 SPDR Portfolio Mortgage Backed Bond ETF SPMB 1.05%
 PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund CORP 1.04%
 iShares 10+ Year Investment Grade Corporate Bond ETF IGLB 1.01%
 iShares Core 10+ Year USD Bond ETF ILTB 1.00%
 SPDR Bloomberg Barclays Short Term High Yield Bond ETF SJNK 0.96%
 SPDR Bloomberg Barclays High Yield Bond ETF JNK 0.95%
 iShares Broad USD High Yield Corporate Bond ETF USHY 0.95%
 iShares MBS ETF MBB 0.94%
 Janus Henderson Mortgage-Backed Securities ETF JMBS 0.94%
 iShares International Aggregate Bond ETF IAGG 0.93%
 Vanguard Intermediate-Term Corporate Bond ETF VCIT 0.92%
 Vanguard Long-Term Corporate Bond ETF VCLT 0.90%
 SPDR Portfolio Long Term Corporate Bond ETF SPLB 0.90%
 iShares 0-5 Year High Yield Corporate Bond ETF SHYG 0.84%
 First Trust Tactical High Yield ETF HYLS 0.83%
 Applied Materials, Inc. AMAT 0.82%
 Vanguard Mortgage-Backed Securities ETF VMBS 0.82%
 D.R. Horton, Inc. DHI 0.81%
 iShares Trust iShares 5-10 Year Investment Grade Corporate Bond ETF IGIB 0.81%
 Vanguard Intermediate-Term Treasury ETF VGIT 0.81%
 Volkswagen AG (ADR) VWAGY 0.81%
 iShares iBoxx $ Investment Grade Corporate Bond ETF LQD 0.80%
 Invesco Emerging Markets Sovereign Debt ETF PCY 0.79%
 VanEck Vectors J.P. Morgan EM Local Currency Bond ETF EMLC 0.79%
 Intel Corporation INTC 0.75%
 Deere & Company DE 0.75%
 Alphabet Inc. (Class C) GOOG 0.74%
 Lam Research Corporation LRCX 0.73%
 Micron Technology, Inc. MU 0.72%
 Tyson Foods, Inc. (Class A) TSN 0.71%
 Lowe's Companies, Inc. LOW 0.71%
 Caterpillar Inc. CAT 0.70%
 Exxon Mobil Corporation XOM 0.70%
 The Kroger Co. KR 0.70%
 EOG Resources, Inc. EOG 0.70%
 Microsoft Corporation MSFT 0.69%
 Aflac Incorporated AFL 0.69%
 Lockheed Martin Corporation LMT 0.69%
 T. Rowe Price Group, Inc. TROW 0.69%
 Berkshire Hathaway Inc. (Class B) BRK/B 0.69%
 L3Harris Technologies Inc. LHX 0.68%
 AutoZone, Inc. AZO 0.67%
 Amazon.com, Inc. AMZN 0.67%
 HCA Healthcare, Inc. HCA 0.67%
 Archer-Daniels-Midland Company ADM 0.66%
 Automatic Data Processing, Inc. ADP 0.66%
 Philip Morris International Inc. PM 0.66%
 Cigna Corporation CI 0.66%
 The Allstate Corporation ALL 0.65%
 O'Reilly Automotive, Inc. ORLY 0.65%
 Public Service Enterprise Group Incorporated PEG 0.64%
 PACCAR Inc PCAR 0.64%
 The Bank of New York Mellon Corporation BK 0.64%
 The Hershey Company HSY 0.63%
 Exelon Corporation EXC 0.63%
 Cadence Design Systems, Inc. CDNS 0.63%
 Activision Blizzard, Inc. ATVI 0.63%
 Align Technology, Inc. ALGN 0.63%
 Hormel Foods Corporation HRL 0.62%
 Anthem, Inc. ANTM 0.62%
 Target Corporation TGT 0.61%
 The Sherwin-Williams Company SHW 0.61%
 Monster Beverage Corporation MNST 0.61%
 Costco Wholesale Corporation COST 0.60%
 Electronic Arts Inc. EA 0.60%
 The Progressive Corporation PGR 0.60%
 The Procter & Gamble Company PG 0.59%
 Ball Corporation BLL 0.59%
 Fastenal Company FAST 0.59%
 The Clorox Company CLX 0.58%
 Newmont Corporation NEM 0.58%
 ASML Holding N.V. (New York Registry Shares) ASML 0.58%
 Dollar General Corporation DG 0.58%
 Humana Inc. HUM 0.57%
 Biogen Inc. BIIB 0.57%
 Zoetis Inc. ZTS 0.57%
 Walmart, Inc. WMT 0.56%
 Regeneron Pharmaceuticals, Inc. REGN 0.56%
 ResMed Inc. RMD 0.55%
 Vertex Pharmaceuticals Incorporated VRTX 0.54%
 Centene Corporation CNC 0.54%
 Tokyo Electron Limited (ADR) TOELY 0.54%
 Merck & Co., Inc. MRK 0.53%
 Koninklijke Philips N.V. (New York Registry Shares) PHG 0.52%
 Accenture Plc ACN 0.51%
 L'Oreal S.A. (ADR) LRLCY 0.51%
 Linde Plc LIN 0.51%
 Hermes International (ADR) HESAY 0.51%
 Sony Group Corp. (ADR) SONY 0.50%
 Nestle S.A. (ADR) NSRGY 0.49%
 British American Tobacco Plc (ADR) BTI 0.49%
 Sanofi (ADR) SNY 0.49%
 KDDI Corporation (ADR) KDDIY 0.49%
 Schneider Electric SE (ADR) SBGSY 0.49%
 Toyota Motor Corporation (ADR) TM 0.48%
 Air Liquide S.A. (ADR) AIQUY 0.48%
 Advanced Micro Devices, Inc. AMD 0.47%
 Novo Nordisk A/S (ADR) NVO 0.47%
 BHP Group Ltd (ADR) BHP 0.46%
 Zurich Insurance Group AG (ADR) ZURVY 0.46%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY 0.46%
 Royal Dutch Shell Plc (ADR) RDS/A 0.46%
 GlaxoSmithKline Plc (ADR) GSK 0.45%
 Roche Holding AG (ADR) RHHBY 0.45%
 Rio Tinto Plc (ADR) RIO 0.45%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY 0.45%
 Nintendo Co., Ltd. (ADR) NTDOY 0.44%
 Enel SpA (ADR) ENLAY 0.44%
 Hoya Corporation (ADR) HOCPY 0.44%
 Iberdrola S.A. (ADR) IBDRY 0.42%
 Murata Manufacturing Co. Ltd. (ADR) MRAAY 0.41%
 Williams-Sonoma, Inc. WSM 0.37%
 First Citizens BancShares, Inc. (Class A) FCNCA 0.34%
 Snap-on Incorporated SNA 0.33%
 Lennar Corporation LEN 0.33%
 The Boston Beer Company, Inc. SAM 0.33%
 The Hartford Financial Services Group, Inc. HIG 0.32%
 NVR, Inc. NVR 0.32%
 MasTec, Inc. MTZ 0.31%
 People's United Financial, Inc. PBCT 0.30%
 PulteGroup, Inc. PHM 0.30%
 Quanta Services, Inc. PWR 0.30%
 Dick's Sporting Goods, Inc. DKS 0.30%
 Generac Holdings Inc. GNRC 0.30%
 Lithia Motors, Inc. LAD 0.29%
 Medpace Holdings, Inc. MEDP 0.29%
 MDU Resources Group, Inc. MDU 0.28%
 Tractor Supply Company TSCO 0.28%
 Landstar System, Inc. LSTR 0.28%
 Reliance Steel & Aluminum Co. RS 0.28%
 Watsco, Inc. WSO 0.28%
 United Therapeutics Corporation UTHR 0.28%
 Knight-Swift Transportation Holdings Inc. KNX 0.28%
 Freshpet, Inc. FRPT 0.28%
 Atmos Energy Corporation ATO 0.27%
 Expeditors International of Washington, Inc. EXPD 0.27%
 First American Financial Corporation FAF 0.27%
 Avangrid, Inc. AGR 0.27%
 Pinnacle West Capital Corporation PNW 0.26%
 The J.M. Smucker Company SJM 0.26%
 Tetra Tech, Inc. TTEK 0.26%
 Universal Health Services, Inc. (Class B) UHS 0.25%
 Lancaster Colony Corporation LANC 0.25%
 The Toro Company TTC 0.25%
 CACI International Inc. CACI 0.25%
 Prosperity Bancshares, Inc. PB 0.25%
 Dolby Laboratories, Inc. DLB 0.25%
 Darling Ingredients Inc. DAR 0.25%
 Kemper Corporation KMPR 0.24%
 Church & Dwight Co., Inc. CHD 0.24%
 Bio-Rad Laboratories, Inc. (Class A) BIO 0.24%
 Molson Coors Beverage Company TAP 0.24%
 Molina Healthcare, Inc. MOH 0.24%
 The New York Times Company (Class A) NYT 0.23%
 Henry Schein, Inc. HSIC 0.23%
 National Instruments Corporation NATI 0.23%
 NRG Energy, Inc. NRG 0.23%
 Ollie's Bargain Outlet Holdings, Inc. OLLI 0.23%
 Teradyne, Inc. TER 0.22%
 Chemed Corporation CHE 0.22%
 Pool Corporation POOL 0.22%
 Cabot Oil & Gas Corporation COG 0.22%
 Haemonetics Corporation HAE 0.22%
 Monolithic Power Systems, Inc. MPWR 0.22%
 BioMarin Pharmaceutical Inc. BMRN 0.22%
 Power Integrations, Inc. POWI 0.21%
 LHC Group, Inc. LHCG 0.21%
 Erie Indemnity Company ERIE 0.21%
 Take-Two Interactive Software, Inc. TTWO 0.20%
 LGI Homes, Inc. LGIH 0.19%
 Vistra Corp. VST 0.19%
 M.D.C. Holdings, Inc. MDC 0.17%
 Amkor Technology, Inc. AMKR 0.17%
 TTEC Holdings, Inc. TTEC 0.17%
 Commercial Metals Company CMC 0.16%
 Insight Enterprises, Inc. NSIT 0.15%
 FTI Consulting, Inc. FCN 0.15%
 Synaptics Incorporated SYNA 0.15%
 Quidel Corporation QDEL 0.15%
 PS Business Parks, Inc. PSB 0.15%
 Tri Pointe Homes, Inc. TPH 0.15%
 Werner Enterprises, Inc. WERN 0.14%
 Worthington Industries, Inc. WOR 0.14%
 Telephone and Data Systems, Inc. TDS 0.14%
 Simmons First National Corporation SFNC 0.14%
 Sanmina Corporation SANM 0.14%
 United States Cellular Corporation USM 0.14%
 Saia, Inc. SAIA 0.14%
 Meritage Homes Corporation MTH 0.14%
 World Wrestling Entertainment, Inc. WWE 0.14%
 National Beverage Corp. FIZZ 0.14%
 Asbury Automotive Group, Inc. ABG 0.14%
 Matson, Inc. MATX 0.14%
 Hilltop Holdings Inc. HTH 0.14%
 Southwest Gas Holdings, Inc. SWX 0.14%
 Schneider National, Inc. (Class B) SNDR 0.14%
 American National Group, Inc. ANAT 0.14%
 Trustmark Corporation TRMK 0.13%
 Vishay Intertechnology, Inc. VSH 0.13%
 Simpson Manufacturing Co., Inc. SSD 0.13%
 Silgan Holdings Inc. SLGN 0.13%
 ALLETE, Inc. ALE 0.13%
 Hub Group, Inc. HUBG 0.13%
 California Water Service Group CWT 0.13%
 Crocs, Inc. CROX 0.13%
 The Ensign Group, Inc. ENSG 0.13%
 Murphy USA Inc. MUSA 0.13%
 ONE Gas, Inc. OGS 0.13%
 Graham Holdings Company GHC 0.12%
 Equity Commonwealth EQC 0.12%
 UniFirst Corporation UNF 0.12%
 World Fuel Services Corporation INT 0.12%
 Gibraltar Industries, Inc. ROCK 0.12%
 Diodes Incorporated DIOD 0.12%
 AAON, Inc. AAON 0.12%
 Stepan Company SCL 0.12%
 NetScout Systems, Inc. NTCT 0.12%
 Strategic Education, Inc. STRA 0.11%
 ICU Medical, Inc. ICUI 0.11%
 PriceSmart, Inc. PSMT 0.11%
 Stamps.com Inc. STMP 0.11%
 Badger Meter, Inc. BMI 0.11%
 ManTech International Corporation MANT 0.11%
 SPS Commerce, Inc. SPSC 0.11%
 Houlihan Lokey, Inc. HLI 0.11%
 Cannae Holdings, Inc. CNNE 0.11%
 Corcept Therapeutics Incorporated CORT 0.10%
 Ameresco, Inc. (Class A) AMRC 0.10%
 Qualys, Inc. QLYS 0.10%
 CareDx, Inc. CDNA 0.10%
 Renewable Energy Group, Inc. REGI 0.08%
 
Total Number of Holdings:    235
Underlying Securities information represented above is as of 04/12/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 April 20, 2021
$0.04500 May 20, 2021
$0.04500 June 18, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Brexit Risk. About one year after the United Kingdom officially departed the European Union (commonly referred to as "Brexit"), the United Kingdom and the European Union reached a trade agreement that became effective on December 31, 2020. It is not currently possible to determine the extent of the impact the Brexit trade agreement may have on the portfolio's investments and this uncertainty could negatively impact current and future economic conditions in the United Kingdom and other countries, which could negatively impact the value of the portfolio's investments.

Covenant-Lite Loan Risk. Certain of the funds invest significantly in "covenant-lite" loans, which are loans made with minimal protections for the lender. Because covenant-lite loans are less restrictive on borrowers and provide less protection for lenders than typical corporate loans, the risk of default may be significantly higher.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Certain ETFs may employ the use of leverage, which increases the volatility of such funds.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

High-Yield or Junk Bonds Risk. Investing in high-yield securities or "junk" bonds should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree.

Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Senior Loans Risk. The yield on senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus.

Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organizational costs.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30317D767 (Cash)
30317D775 (Reinvest)
30317D783 (Cash-Fee)
30317D791 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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