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S&P International Dividend Aristocrats, 4th Qtr 2020  Ticker: FQKIKX
 
Description
This unit investment trust seeks to provide total return through a combination of dividend income and capital appreciation; however, there is no assurance the objective will be met. The stocks in the portfolio are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: IA4Q20
Portfolio Status: Secondary
Initial Offer Date: 10/07/2020
Secondary Date: 01/07/2021
Portfolio Ending Date: 01/07/2022
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $11.3068
POP(*): $11.4615
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 01/15/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 1/15/2021) Per Unit (as of 1/15/2021)
3.12% $0.35760
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 14.43%
Consumer Discretionary  Consumer Discretionary 7.89%
Consumer Staples  Consumer Staples 3.65%
Energy  Energy 8.14%
Financials  Financials 21.93%
Health Care  Health Care 0.00%
Industrials  Industrials 4.09%
Information Technology  Information Technology 10.38%
Materials  Materials 4.16%
Real Estate  Real Estate 3.54%
Utilities  Utilities 21.79%
Other  Other 0.00%
 
  Large Mid Small  
Growth  0.00% 5.93% 7.75%  
Value  28.13% 50.15% 8.04%  

 Style Weighting
Large-Cap Growth 0.00%
Large-Cap Value 28.13%
Mid-Cap Growth 5.93%
Mid-Cap Value 50.15%
Small-Cap Growth 7.75%
Small-Cap Value 8.04%
Undetermined 0.00%
 Composition
U.S. Stocks 0.00%   Other 0.00%
Non-U.S. Stocks 100.00%      
The style and sector characteristics of the portfolio are determined as of 01/15/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $18,195.43
Price/Earnings 13.62
Price/Book 1.45
As of 1/15/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Lenovo Group Limited 992.HK Information Technology  Information Technology Mid-Cap Growth 5.93%
 ORIX Corporation 8591.JP Financials  Financials Mid-Cap Value 4.63%
 The Bank of Nova Scotia BNS.CN Financials  Financials Large-Cap Value 4.49%
 Ageas S.A./N.V. AGS.BB Financials  Financials Mid-Cap Value 4.46%
 Keyera Corp. KEY.CN Energy  Energy Small-Cap Value 4.45%
 Canon Inc. 7751.JP Information Technology  Information Technology Large-Cap Value 4.45%
 Oversea-Chinese Banking Corporation Limited OCBC.SP Financials  Financials Large-Cap Value 4.37%
 Fortum Oyj FORTUM.FH Utilities  Utilities Mid-Cap Value 4.19%
 UPM-Kymmene Oyj UPM.FH Materials  Materials Mid-Cap Value 4.16%
 Nokian Renkaat Oyj TYRES.FH Consumer Discretionary  Consumer Discretionary Mid-Cap Value 4.12%
 Bouygues S.A. EN.FP Industrials  Industrials Mid-Cap Value 4.09%
 Singapore Telecommunications Limited ST.SP Communication Services  Communication Services Large-Cap Value 4.05%
 IG Group Holdings Plc IGG.LN Financials  Financials Small-Cap Growth 3.98%
 CK Infrastructure Holdings Limited 1038.HK Utilities  Utilities Mid-Cap Value 3.97%
 JM AB JM.SS Consumer Discretionary  Consumer Discretionary Small-Cap Growth 3.77%
 TC Energy Corporation TRP.CN Energy  Energy Large-Cap Value 3.69%
 Japan Tobacco, Inc. 2914.JP Consumer Staples  Consumer Staples Large-Cap Value 3.65%
 Red Electrica Corporacion S.A. REE.SM Utilities  Utilities Mid-Cap Value 3.62%
 Freenet AG FNTN.GY Communication Services  Communication Services Small-Cap Value 3.59%
 Daito Trust Construction Co., Ltd. 1878.JP Real Estate  Real Estate Mid-Cap Value 3.54%
 Power Assets Holdings Limited 6.HK Utilities  Utilities Mid-Cap Value 3.43%
 Swisscom AG SCMN.SW Communication Services  Communication Services Large-Cap Value 3.43%
 Shaw Communications, Inc. (Class B) SJR/B.CN Communication Services  Communication Services Mid-Cap Value 3.36%
 Enagas S.A. ENG.SM Utilities  Utilities Mid-Cap Value 3.30%
 AGL Energy Ltd. AGL.AU Utilities  Utilities Mid-Cap Value 3.28%
 
Total Number of Holdings:    25
Underlying Securities information represented above is as of 01/15/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 20, 2021
$0.04500 February 19, 2021
$0.04500 March 19, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Asia Pacific Risk. Certain securities held by the portfolio are issued by companies in the Asia Pacific region, making the portfolio more susceptible to the economic, market, regulatory, political, natural disasters and local risks of the Asia Pacific region. The region has historically been highly dependent on global trade which creates a risk with this dependency on global growth. The stock markets tend to have a larger prevalence of smaller companies that are inherently more volatile and less liquid than larger companies.

Brexit Risk. About one year after the United Kingdom officially departed the European Union (commonly referred to as "Brexit"), the United Kingdom and the European Union reached a trade agreement that became effective on December 31, 2020. It is not currently possible to determine the extent of the impact the Brexit trade agreement may have on the portfolio's investments and this uncertainty could negatively impact current and future economic conditions in the United Kingdom and other countries, which could negatively impact the value of the portfolio's investments.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Cybersecurity Risk. Cybersecurity companies are subject to the risks set forth in "Information Technology". In addition to their cybersecurity business, certain of these companies may be involved in other businesses unrelated to cybersecurity. Negative performance by a company's other business operations may have a negative effect on a company's stock performance, even in situations in which they are deriving positive results from their cybersecurity business.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Japan Concentration Risk. Because the portfolio is concentrated in companies headquartered in Japan, the portfolio may present more risks than a portfolio which is broadly diversified over several regions.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

The S&P Global Dividend Aristocrats Index is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P Global Dividend Aristocrats Index.

Fund Cusip Information
30315P622 (Cash)
30315P630 (Reinvest)
30315P648 (Cash-Fee)
30315P655 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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