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Market Strength Allocation Opportunity, 15  Ticker: FOXUAX
 
Description
A unit investment trust that seeks to provide above-average capital appreciation by investing in a diversified portfolio of common stocks of companies that exhibit financial strength from five distinct segments of the market.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: MSAO15
Portfolio Status: Secondary
Initial Offer Date: 10/14/2020
Secondary Date: 01/06/2021
Portfolio Ending Date: 01/14/2022
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.7698
POP(*): $10.9172
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 01/15/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 1/15/2021) Per Unit (as of 1/11/2021)
0.91% $0.09940
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 6.58%
Consumer Discretionary  Consumer Discretionary 18.48%
Consumer Staples  Consumer Staples 7.42%
Energy  Energy 2.18%
Financials  Financials 6.14%
Health Care  Health Care 16.96%
Industrials  Industrials 12.53%
Information Technology  Information Technology 23.43%
Materials  Materials 6.21%
Real Estate  Real Estate 0.00%
Utilities  Utilities 0.00%
Other  Other 0.07%
 
  Large Mid Small  
Growth  41.80% 19.61% 2.35%  
Value  28.45% 6.87% 0.85%  

 Style Weighting
Large-Cap Growth 41.80%
Large-Cap Value 28.45%
Mid-Cap Growth 19.61%
Mid-Cap Value 6.87%
Small-Cap Growth 2.35%
Small-Cap Value 0.85%
Undetermined 0.07%
 Composition
U.S. Stocks 67.77%   Other 0.07%
Non-U.S. Stocks 32.16%      
The style and sector characteristics of the portfolio are determined as of 01/14/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $171,261.41
Price/Earnings 24.14
Price/Book 5.93
As of 1/14/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Applied Materials, Inc. AMAT Information Technology  Information Technology Large-Cap Growth 1.49%
 Vipshop Holdings Limited (ADS) VIPS Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.42%
 Tokyo Electron Limited (ADR) TOELY Information Technology  Information Technology Large-Cap Value 1.39%
 YETI Holdings, Inc. YETI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.33%
 Fox Factory Holding Corp. FOXF Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.30%
 Taiwan Semiconductor Manufacturing Company Ltd. (ADR) TSM Information Technology  Information Technology Large-Cap Growth 1.29%
 MMC Norilsk Nickel PJSC (ADR) NILSY Materials  Materials Large-Cap Growth 1.29%
 Renewable Energy Group, Inc. REGI Energy  Energy Small-Cap Growth 1.28%
 KLA Corporation KLAC Information Technology  Information Technology Large-Cap Growth 1.26%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 1.26%
 Keysight Technologies, Inc. KEYS Information Technology  Information Technology Large-Cap Growth 1.26%
 Sony Corporation (ADR) SNE Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.25%
 HDFC Bank Ltd. (ADR) HDB Financials  Financials Large-Cap Value 1.23%
 Trimble Inc. TRMB Information Technology  Information Technology Mid-Cap Growth 1.21%
 Wal-Mart de Mexico, S.A.B. de C.V. (ADR) WMMVY Consumer Staples  Consumer Staples Large-Cap Growth 1.21%
 ASML Holding N.V. (New York Registry Shares) ASML Information Technology  Information Technology Large-Cap Growth 1.20%
 Ciena Corporation CIEN Information Technology  Information Technology Mid-Cap Value 1.19%
 PagSeguro Digital Ltd. (Class A) PAGS Information Technology  Information Technology Mid-Cap Growth 1.19%
 Deckers Outdoor Corporation DECK Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.16%
 Ameriprise Financial, Inc. AMP Financials  Financials Large-Cap Value 1.14%
 Eli Lilly and Company LLY Health Care  Health Care Large-Cap Growth 1.13%
 Generac Holdings Inc. GNRC Industrials  Industrials Mid-Cap Growth 1.12%
 Garmin Ltd. GRMN Consumer Discretionary  Consumer Discretionary Mid-Cap Value 1.10%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.09%
 Honeywell International Inc. HON Industrials  Industrials Large-Cap Growth 1.09%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 1.08%
 Williams-Sonoma, Inc. WSM Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.07%
 Synaptics Incorporated SYNA Information Technology  Information Technology Small-Cap Growth 1.07%
 PPG Industries, Inc. PPG Materials  Materials Large-Cap Value 1.05%
 Infosys Limited (ADR) INFY Information Technology  Information Technology Large-Cap Growth 1.05%
 Genmab A/S (ADR) GMAB Health Care  Health Care Large-Cap Value 1.05%
 Hubbell Incorporated HUBB Industrials  Industrials Mid-Cap Value 1.04%
 NetEase, Inc. (ADR) NTES Communication Services  Communication Services Large-Cap Value 1.04%
 Graco Inc. GGG Industrials  Industrials Mid-Cap Growth 1.03%
 Amedisys, Inc. AMED Health Care  Health Care Mid-Cap Growth 1.03%
 BlackRock, Inc. BLK Financials  Financials Large-Cap Value 1.02%
 RELX Plc (ADR) RELX Industrials  Industrials Large-Cap Growth 1.02%
 SolarEdge Technologies, Inc. SEDG Information Technology  Information Technology Mid-Cap Growth 1.02%
 FMC Corporation FMC Materials  Materials Mid-Cap Growth 1.01%
 Masimo Corporation MASI Health Care  Health Care Mid-Cap Growth 1.01%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 1.00%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 1.00%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 1.00%
 Canadian Pacific Railway Limited CP Industrials  Industrials Large-Cap Growth 0.99%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.99%
 Emergent BioSolutions Inc. EBS Health Care  Health Care Mid-Cap Value 0.99%
 General Dynamics Corporation GD Industrials  Industrials Large-Cap Value 0.98%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 0.98%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.98%
 Tencent Holdings Limited (ADR) TCEHY Communication Services  Communication Services Large-Cap Growth 0.98%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Value 0.97%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Value 0.97%
 NIKE, Inc. (Class B) NKE Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.97%
 Apple Inc. AAPL Information Technology  Information Technology Large-Cap Growth 0.96%
 Electronic Arts Inc. EA Communication Services  Communication Services Large-Cap Value 0.96%
 Charles River Laboratories International, Inc. CRL Health Care  Health Care Mid-Cap Growth 0.96%
 Alphabet Inc. (Class C) GOOG Communication Services  Communication Services Large-Cap Value 0.96%
 Union Pacific Corporation UNP Industrials  Industrials Large-Cap Growth 0.95%
 TopBuild Corp. BLD Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.95%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 0.93%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Value 0.93%
 Amgen Inc. AMGN Health Care  Health Care Large-Cap Growth 0.93%
 Ollie's Bargain Outlet Holdings, Inc. OLLI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.93%
 Oracle Corporation ORCL Information Technology  Information Technology Large-Cap Growth 0.92%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.91%
 AON Plc AON Financials  Financials Large-Cap Growth 0.91%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.90%
 PepsiCo, Inc. PEP Consumer Staples  Consumer Staples Large-Cap Growth 0.90%
 Cabot Oil & Gas Corporation COG Energy  Energy Mid-Cap Value 0.90%
 CSL Limited (ADR) CSLLY Health Care  Health Care Large-Cap Growth 0.90%
 Walmart, Inc. WMT Consumer Staples  Consumer Staples Large-Cap Value 0.89%
 Lowe's Companies, Inc. LOW Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.89%
 Mondelez International, Inc. MDLZ Consumer Staples  Consumer Staples Large-Cap Value 0.89%
 Visa Inc. (Class A) V Information Technology  Information Technology Large-Cap Growth 0.89%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 0.88%
 RPM International Inc. RPM Materials  Materials Mid-Cap Growth 0.88%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.88%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.88%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.88%
 Amazon.com, Inc. AMZN Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.87%
 NVIDIA Corporation NVDA Information Technology  Information Technology Large-Cap Growth 0.87%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.87%
 Unilever Plc (ADR) UL Consumer Staples  Consumer Staples Large-Cap Growth 0.86%
 United Parcel Service, Inc. (Class B) UPS Industrials  Industrials Large-Cap Growth 0.86%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.85%
 Nestle S.A. (ADR) NSRGY Consumer Staples  Consumer Staples Large-Cap Value 0.84%
 Northrop Grumman Corporation NOC Industrials  Industrials Large-Cap Value 0.84%
 Experian Plc (ADR) EXPGY Industrials  Industrials Large-Cap Growth 0.84%
 Netflix, Inc. NFLX Communication Services  Communication Services Large-Cap Growth 0.83%
 Mastercard Incorporated MA Information Technology  Information Technology Large-Cap Growth 0.81%
 Facebook, Inc. (Class A) FB Communication Services  Communication Services Large-Cap Value 0.81%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.80%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 0.77%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.77%
 S&P Global Inc. SPGI Financials  Financials Large-Cap Growth 0.76%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 0.75%
 Alibaba Group Holding Limited (ADR) BABA Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.74%
 SAP SE (ADR) SAP Information Technology  Information Technology Large-Cap Value 0.73%
 Kirkland Lake Gold Ltd. KL Materials  Materials Mid-Cap Value 0.72%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.71%
 
Total Number of Holdings:    100
Underlying Securities information represented above is as of 01/14/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 20, 2021
$0.04500 February 19, 2021
$0.04500 March 19, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Emerging Markets Risk. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30315P820 (Cash)
30315P838 (Reinvest)
30315P846 (Cash-Fee)
30315P853 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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