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A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
DE4Q20 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
10/09/2020 |
Secondary Date: |
01/08/2021 |
Portfolio Ending Date: |
01/14/2022 |
Tax Structure: |
Regulated Investment Company |
Distributions: |
Semi-Annual |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$10.8293 |
POP(*): |
$10.9775 |
Remaining Deferred Sales Charge: |
$0.0900 |
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* As of Trade Date: 01/22/2021 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain
issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the
"Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a
trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
Communication Services |
5.06% |
Consumer Discretionary |
14.93% |
Consumer Staples |
11.12% |
Energy |
0.73% |
Financials |
9.65% |
Health Care |
17.79% |
Industrials |
12.83% |
Information Technology |
14.70% |
Materials |
6.45% |
Real Estate |
0.96% |
Utilities |
5.72% |
Other |
0.06% |
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|
Large |
Mid |
Small |
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Growth |
24.59% |
11.41% |
5.39% |
|
Value |
43.13% |
8.50% |
6.92% |
|
Large-Cap Growth |
24.59% |
Large-Cap Value |
43.13% |
Mid-Cap Growth |
11.41% |
Mid-Cap Value |
8.50% |
Small-Cap Growth |
5.39% |
Small-Cap Value |
6.92% |
Undetermined |
0.06% |
|
U.S. Stocks |
79.05% |
|
Other |
0.06% |
Non-U.S. Stocks |
20.89% |
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The style and sector characteristics of the portfolio are determined as of 01/22/2021
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$113,047.78 |
Price/Earnings |
19.42 |
Price/Book |
2.91 |
|
As of 1/22/2021
All market capitalization numbers are in USD$ Millions
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Micron Technology, Inc.
| MU |
Information Technology
| Large-Cap Value |
1.24%
|
Align Technology, Inc.
| ALGN |
Health Care
| Large-Cap Growth |
1.21%
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Cadence Design Systems, Inc.
| CDNS |
Information Technology
| Large-Cap Growth |
0.94%
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Cigna Corporation
| CI |
Health Care
| Large-Cap Value |
0.94%
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ResMed Inc.
| RMD |
Health Care
| Large-Cap Growth |
0.93%
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Murata Manufacturing Co. Ltd. (ADR)
| MRAAY |
Information Technology
| Large-Cap Value |
0.93%
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Tokyo Electron Limited (ADR)
| TOELY |
Information Technology
| Large-Cap Value |
0.93%
|
Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
0.91%
|
Apple Inc.
| AAPL |
Information Technology
| Large-Cap Growth |
0.90%
|
Target Corporation
| TGT |
Consumer Discretionary
| Large-Cap Growth |
0.88%
|
The Allstate Corporation
| ALL |
Financials
| Large-Cap Value |
0.88%
|
Electronic Arts Inc.
| EA |
Communication Services
| Large-Cap Value |
0.87%
|
Tyson Foods, Inc. (Class A)
| TSN |
Consumer Staples
| Large-Cap Value |
0.84%
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Cummins Inc.
| CMI |
Industrials
| Large-Cap Value |
0.84%
|
Shin-Etsu Chemical Co., Ltd. (ADR)
| SHECY |
Materials
| Large-Cap Value |
0.84%
|
T. Rowe Price Group, Inc.
| TROW |
Financials
| Large-Cap Value |
0.83%
|
Cognizant Technology Solutions Corporation
| CTSH |
Information Technology
| Large-Cap Value |
0.83%
|
Monster Beverage Corporation
| MNST |
Consumer Staples
| Large-Cap Growth |
0.83%
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Automatic Data Processing, Inc.
| ADP |
Information Technology
| Large-Cap Growth |
0.82%
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PACCAR Inc
| PCAR |
Industrials
| Large-Cap Value |
0.82%
|
Sony Corporation (ADR)
| SNE |
Consumer Discretionary
| Large-Cap Value |
0.82%
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BHP Group Ltd (ADR)
| BHP |
Materials
| Large-Cap Value |
0.82%
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AMETEK, Inc.
| AME |
Industrials
| Large-Cap Value |
0.82%
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Archer-Daniels-Midland Company
| ADM |
Consumer Staples
| Large-Cap Value |
0.81%
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Berkshire Hathaway Inc. (Class B)
| BRK/B |
Financials
| Large-Cap Value |
0.81%
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Exelon Corporation
| EXC |
Utilities
| Large-Cap Value |
0.81%
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Anthem, Inc.
| ANTM |
Health Care
| Large-Cap Value |
0.81%
|
Intel Corporation
| INTC |
Information Technology
| Large-Cap Value |
0.80%
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Microsoft Corporation
| MSFT |
Information Technology
| Large-Cap Growth |
0.80%
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Paychex, Inc.
| PAYX |
Information Technology
| Large-Cap Growth |
0.79%
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Rio Tinto Plc (ADR)
| RIO |
Materials
| Large-Cap Value |
0.79%
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Facebook, Inc. (Class A)
| FB |
Communication Services
| Large-Cap Value |
0.79%
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L3Harris Technologies Inc.
| LHX |
Industrials
| Large-Cap Value |
0.78%
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Walmart, Inc.
| WMT |
Consumer Staples
| Large-Cap Value |
0.77%
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Fastenal Company
| FAST |
Industrials
| Large-Cap Growth |
0.77%
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The Sherwin-Williams Company
| SHW |
Materials
| Large-Cap Growth |
0.77%
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Old Dominion Freight Line, Inc.
| ODFL |
Industrials
| Large-Cap Growth |
0.77%
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West Pharmaceutical Services, Inc.
| WST |
Health Care
| Mid-Cap Growth |
0.77%
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O'Reilly Automotive, Inc.
| ORLY |
Consumer Discretionary
| Large-Cap Growth |
0.76%
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The Bank of Nova Scotia
| BNS |
Financials
| Large-Cap Value |
0.76%
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Volkswagen AG (ADR)
| VWAGY |
Consumer Discretionary
| Large-Cap Value |
0.76%
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Merck & Co., Inc.
| MRK |
Health Care
| Large-Cap Growth |
0.75%
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Public Service Enterprise Group Incorporated
| PEG |
Utilities
| Large-Cap Value |
0.75%
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Best Buy Co., Inc.
| BBY |
Consumer Discretionary
| Large-Cap Growth |
0.75%
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Newmont Corporation
| NEM |
Materials
| Large-Cap Value |
0.75%
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Lowe's Companies, Inc.
| LOW |
Consumer Discretionary
| Large-Cap Growth |
0.75%
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Amazon.com, Inc.
| AMZN |
Consumer Discretionary
| Large-Cap Growth |
0.75%
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Lennar Corporation
| LEN |
Consumer Discretionary
| Large-Cap Value |
0.75%
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Costco Wholesale Corporation
| COST |
Consumer Staples
| Large-Cap Growth |
0.74%
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D.R. Horton, Inc.
| DHI |
Consumer Discretionary
| Large-Cap Value |
0.74%
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KDDI Corporation (ADR)
| KDDIY |
Communication Services
| Large-Cap Value |
0.74%
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Veeva Systems Inc. (Class A)
| VEEV |
Health Care
| Large-Cap Growth |
0.74%
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Nippon Telegraph and Telephone Corporation (ADR)
| NTTYY |
Communication Services
| Large-Cap Value |
0.73%
|
The Clorox Company
| CLX |
Consumer Staples
| Large-Cap Growth |
0.72%
|
Schneider Electric SE (ADR)
| SBGSY |
Industrials
| Large-Cap Value |
0.72%
|
McCormick & Company, Incorporated
| MKC |
Consumer Staples
| Large-Cap Value |
0.71%
|
Adobe Incorporated
| ADBE |
Information Technology
| Large-Cap Growth |
0.71%
|
Biogen Inc.
| BIIB |
Health Care
| Large-Cap Value |
0.71%
|
Centene Corporation
| CNC |
Health Care
| Large-Cap Value |
0.71%
|
Atlas Copco AB (ADR)
| ATLKY |
Industrials
| Large-Cap Growth |
0.71%
|
Humana Inc.
| HUM |
Health Care
| Large-Cap Value |
0.70%
|
The Progressive Corporation
| PGR |
Financials
| Large-Cap Value |
0.70%
|
Church & Dwight Co., Inc.
| CHD |
Consumer Staples
| Mid-Cap Growth |
0.70%
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Zurich Insurance Group AG (ADR)
| ZURVY |
Financials
| Large-Cap Value |
0.70%
|
Dollar General Corporation
| DG |
Consumer Discretionary
| Large-Cap Growth |
0.70%
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The Procter & Gamble Company
| PG |
Consumer Staples
| Large-Cap Growth |
0.69%
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Hormel Foods Corporation
| HRL |
Consumer Staples
| Large-Cap Value |
0.69%
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Regeneron Pharmaceuticals, Inc.
| REGN |
Health Care
| Large-Cap Value |
0.69%
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Boston Scientific Corporation
| BSX |
Health Care
| Large-Cap Value |
0.68%
|
Xcel Energy Inc.
| XEL |
Utilities
| Large-Cap Value |
0.67%
|
Toyota Motor Corporation (ADR)
| TM |
Consumer Discretionary
| Large-Cap Value |
0.67%
|
Accenture Plc
| ACN |
Information Technology
| Large-Cap Growth |
0.67%
|
Iberdrola S.A. (ADR)
| IBDRY |
Utilities
| Large-Cap Value |
0.67%
|
Nintendo Co., Ltd. (ADR)
| NTDOY |
Communication Services
| Large-Cap Value |
0.67%
|
Hoya Corporation (ADR)
| HOCPY |
Health Care
| Large-Cap Growth |
0.67%
|
L'Oreal S.A. (ADR)
| LRLCY |
Consumer Staples
| Large-Cap Value |
0.66%
|
Industria de Diseno Textil, S.A. (ADR)
| IDEXY |
Consumer Discretionary
| Large-Cap Value |
0.66%
|
Medtronic Plc
| MDT |
Health Care
| Large-Cap Value |
0.65%
|
Equinix, Inc.
| EQIX |
Real Estate
| Large-Cap Value |
0.65%
|
Lockheed Martin Corporation
| LMT |
Industrials
| Large-Cap Growth |
0.64%
|
Roche Holding AG (ADR)
| RHHBY |
Health Care
| Large-Cap Growth |
0.63%
|
Consolidated Edison, Inc.
| ED |
Utilities
| Large-Cap Value |
0.62%
|
Novo Nordisk A/S (ADR)
| NVO |
Health Care
| Large-Cap Growth |
0.61%
|
Air Liquide S.A. (ADR)
| AIQUY |
Materials
| Large-Cap Value |
0.61%
|
Enphase Energy, Inc.
| ENPH |
Information Technology
| Large-Cap Growth |
0.61%
|
lululemon athletica inc.
| LULU |
Consumer Discretionary
| Large-Cap Growth |
0.60%
|
Sanofi (ADR)
| SNY |
Health Care
| Large-Cap Value |
0.59%
|
CSL Limited (ADR)
| CSLLY |
Health Care
| Large-Cap Growth |
0.59%
|
Kering (ADR)
| PPRUY |
Consumer Discretionary
| Large-Cap Value |
0.59%
|
Nestle S.A. (ADR)
| NSRGY |
Consumer Staples
| Large-Cap Value |
0.58%
|
Barrick Gold Corporation
| GOLD |
Materials
| Large-Cap Value |
0.52%
|
Teradyne, Inc.
| TER |
Information Technology
| Mid-Cap Growth |
0.50%
|
Darling Ingredients Inc.
| DAR |
Consumer Staples
| Mid-Cap Value |
0.49%
|
Pacific Biosciences of California, Inc.
| PACB |
Health Care
| Mid-Cap Growth |
0.44%
|
Lattice Semiconductor Corporation
| LSCC |
Information Technology
| Mid-Cap Growth |
0.41%
|
Williams-Sonoma, Inc.
| WSM |
Consumer Discretionary
| Mid-Cap Growth |
0.40%
|
Take-Two Interactive Software, Inc.
| TTWO |
Communication Services
| Large-Cap Growth |
0.39%
|
Quanta Services, Inc.
| PWR |
Industrials
| Mid-Cap Value |
0.39%
|
NRG Energy, Inc.
| NRG |
Utilities
| Mid-Cap Growth |
0.39%
|
Monolithic Power Systems, Inc.
| MPWR |
Information Technology
| Mid-Cap Growth |
0.39%
|
Trex Company, Inc.
| TREX |
Industrials
| Mid-Cap Growth |
0.38%
|
Haemonetics Corporation
| HAE |
Health Care
| Mid-Cap Growth |
0.37%
|
TriNet Group, Inc.
| TNET |
Industrials
| Mid-Cap Growth |
0.37%
|
Freshpet, Inc.
| FRPT |
Consumer Staples
| Mid-Cap Growth |
0.37%
|
WestRock Company
| WRK |
Materials
| Mid-Cap Value |
0.37%
|
Oshkosh Corporation
| OSK |
Industrials
| Mid-Cap Value |
0.36%
|
Acuity Brands, Inc.
| AYI |
Industrials
| Small-Cap Value |
0.36%
|
Lithia Motors, Inc.
| LAD |
Consumer Discretionary
| Mid-Cap Value |
0.36%
|
MDU Resources Group, Inc.
| MDU |
Utilities
| Mid-Cap Value |
0.35%
|
Steel Dynamics, Inc.
| STLD |
Materials
| Mid-Cap Value |
0.35%
|
Fidelity National Financial, Inc.
| FNF |
Financials
| Mid-Cap Value |
0.35%
|
Medpace Holdings, Inc.
| MEDP |
Health Care
| Mid-Cap Growth |
0.35%
|
Universal Health Services, Inc. (Class B)
| UHS |
Health Care
| Mid-Cap Value |
0.34%
|
Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Value |
0.34%
|
NVR, Inc.
| NVR |
Consumer Discretionary
| Mid-Cap Growth |
0.34%
|
Landstar System, Inc.
| LSTR |
Industrials
| Mid-Cap Growth |
0.34%
|
Molina Healthcare, Inc.
| MOH |
Health Care
| Mid-Cap Growth |
0.34%
|
Houlihan Lokey, Inc.
| HLI |
Financials
| Small-Cap Growth |
0.34%
|
The New York Times Company (Class A)
| NYT |
Communication Services
| Mid-Cap Growth |
0.33%
|
Chemed Corporation
| CHE |
Health Care
| Mid-Cap Growth |
0.33%
|
Kemper Corporation
| KMPR |
Financials
| Mid-Cap Value |
0.33%
|
Pool Corporation
| POOL |
Consumer Discretionary
| Mid-Cap Growth |
0.33%
|
Simpson Manufacturing Co., Inc.
| SSD |
Industrials
| Small-Cap Growth |
0.33%
|
Dick's Sporting Goods, Inc.
| DKS |
Consumer Discretionary
| Mid-Cap Value |
0.33%
|
Reliance Steel & Aluminum Co.
| RS |
Materials
| Mid-Cap Value |
0.33%
|
Tractor Supply Company
| TSCO |
Consumer Discretionary
| Mid-Cap Growth |
0.32%
|
Reinsurance Group of America, Incorporated
| RGA |
Financials
| Mid-Cap Value |
0.32%
|
Watsco, Inc.
| WSO |
Industrials
| Mid-Cap Growth |
0.32%
|
Erie Indemnity Company
| ERIE |
Financials
| Mid-Cap Growth |
0.32%
|
Knight-Swift Transportation Holdings Inc.
| KNX |
Industrials
| Mid-Cap Value |
0.32%
|
Bio-Rad Laboratories, Inc. (Class A)
| BIO |
Health Care
| Mid-Cap Value |
0.31%
|
FTI Consulting, Inc.
| FCN |
Industrials
| Small-Cap Growth |
0.31%
|
MarketAxess Holdings Inc.
| MKTX |
Financials
| Mid-Cap Growth |
0.31%
|
First American Financial Corporation
| FAF |
Financials
| Mid-Cap Value |
0.31%
|
Xerox Holdings Corporation
| XRX |
Information Technology
| Small-Cap Value |
0.31%
|
IDACORP, Inc.
| IDA |
Utilities
| Small-Cap Value |
0.30%
|
Expeditors International of Washington, Inc.
| EXPD |
Industrials
| Mid-Cap Growth |
0.30%
|
PulteGroup, Inc.
| PHM |
Consumer Discretionary
| Mid-Cap Value |
0.30%
|
Columbia Sportswear Company
| COLM |
Consumer Discretionary
| Mid-Cap Value |
0.30%
|
Cabot Oil & Gas Corporation
| COG |
Energy
| Mid-Cap Value |
0.30%
|
LHC Group, Inc.
| LHCG |
Health Care
| Mid-Cap Value |
0.30%
|
Ollie's Bargain Outlet Holdings, Inc.
| OLLI |
Consumer Discretionary
| Mid-Cap Growth |
0.30%
|
The J.M. Smucker Company
| SJM |
Consumer Staples
| Mid-Cap Value |
0.29%
|
Lancaster Colony Corporation
| LANC |
Consumer Staples
| Small-Cap Growth |
0.29%
|
PennyMac Financial Services, Inc.
| PFSI |
Financials
| Small-Cap Value |
0.29%
|
The Boston Beer Company, Inc.
| SAM |
Consumer Staples
| Mid-Cap Growth |
0.28%
|
Pinnacle West Capital Corporation
| PNW |
Utilities
| Mid-Cap Value |
0.27%
|
MasTec, Inc.
| MTZ |
Industrials
| Mid-Cap Value |
0.27%
|
Exelixis, Inc.
| EXEL |
Health Care
| Mid-Cap Value |
0.27%
|
Brooks Automation, Inc.
| BRKS |
Information Technology
| Mid-Cap Growth |
0.25%
|
Meritage Homes Corporation
| MTH |
Consumer Discretionary
| Small-Cap Value |
0.25%
|
Quidel Corporation
| QDEL |
Health Care
| Mid-Cap Growth |
0.25%
|
Renewable Energy Group, Inc.
| REGI |
Energy
| Small-Cap Growth |
0.25%
|
CareDx, Inc.
| CDNA |
Health Care
| Small-Cap Growth |
0.25%
|
Avangrid, Inc.
| AGR |
Utilities
| Mid-Cap Value |
0.25%
|
Power Integrations, Inc.
| POWI |
Information Technology
| Mid-Cap Growth |
0.24%
|
Alarm.com Holdings, Inc.
| ALRM |
Information Technology
| Small-Cap Growth |
0.24%
|
Simmons First National Corporation
| SFNC |
Financials
| Small-Cap Value |
0.23%
|
Crocs, Inc.
| CROX |
Consumer Discretionary
| Mid-Cap Growth |
0.23%
|
Omnicell, Inc.
| OMCL |
Health Care
| Mid-Cap Growth |
0.23%
|
Hilltop Holdings Inc.
| HTH |
Financials
| Small-Cap Value |
0.23%
|
Corcept Therapeutics Incorporated
| CORT |
Health Care
| Small-Cap Growth |
0.23%
|
Graham Holdings Company
| GHC |
Consumer Discretionary
| Small-Cap Value |
0.21%
|
Saia, Inc.
| SAIA |
Industrials
| Mid-Cap Growth |
0.21%
|
Badger Meter, Inc.
| BMI |
Information Technology
| Small-Cap Growth |
0.21%
|
ManTech International Corporation
| MANT |
Information Technology
| Small-Cap Value |
0.21%
|
World Wrestling Entertainment, Inc.
| WWE |
Communication Services
| Small-Cap Growth |
0.21%
|
The Ensign Group, Inc.
| ENSG |
Health Care
| Small-Cap Growth |
0.21%
|
Vishay Intertechnology, Inc.
| VSH |
Information Technology
| Small-Cap Value |
0.20%
|
Insight Enterprises, Inc.
| NSIT |
Information Technology
| Small-Cap Value |
0.20%
|
Gibraltar Industries, Inc.
| ROCK |
Industrials
| Small-Cap Growth |
0.20%
|
SPS Commerce, Inc.
| SPSC |
Information Technology
| Small-Cap Growth |
0.20%
|
Brighthouse Financial, Inc.
| BHF |
Financials
| Small-Cap Value |
0.20%
|
ASGN Incorporated
| ASGN |
Industrials
| Small-Cap Growth |
0.19%
|
Diodes Incorporated
| DIOD |
Information Technology
| Small-Cap Growth |
0.19%
|
National Beverage Corp.
| FIZZ |
Consumer Staples
| Small-Cap Growth |
0.19%
|
Cohen & Steers, Inc.
| CNS |
Financials
| Small-Cap Growth |
0.19%
|
Avanos Medical Inc.
| AVNS |
Health Care
| Small-Cap Value |
0.19%
|
Sanmina Corporation
| SANM |
Information Technology
| Small-Cap Value |
0.18%
|
CNX Resources Corporation
| CNX |
Energy
| Small-Cap Value |
0.18%
|
ALLETE, Inc.
| ALE |
Utilities
| Small-Cap Value |
0.18%
|
Rush Enterprises, Inc. (Class A)
| RUSHA |
Industrials
| Small-Cap Value |
0.18%
|
UniFirst Corporation
| UNF |
Industrials
| Small-Cap Value |
0.17%
|
Radian Group Inc.
| RDN |
Financials
| Small-Cap Value |
0.17%
|
United States Cellular Corporation
| USM |
Communication Services
| Small-Cap Value |
0.17%
|
Hub Group, Inc.
| HUBG |
Industrials
| Small-Cap Value |
0.17%
|
iRobot Corporation
| IRBT |
Consumer Discretionary
| Small-Cap Growth |
0.17%
|
First Interstate BancSystem, Inc.
| FIBK |
Financials
| Small-Cap Value |
0.17%
|
Tri Pointe Homes, Inc.
| TPH |
Consumer Discretionary
| Small-Cap Value |
0.17%
|
Otter Tail Corporation
| OTTR |
Utilities
| Small-Cap Value |
0.16%
|
Telephone and Data Systems, Inc.
| TDS |
Communication Services
| Small-Cap Value |
0.16%
|
KB Home
| KBH |
Consumer Discretionary
| Small-Cap Value |
0.16%
|
M.D.C. Holdings, Inc.
| MDC |
Consumer Discretionary
| Small-Cap Value |
0.16%
|
Nu Skin Enterprises, Inc. (Class A)
| NUS |
Consumer Staples
| Small-Cap Growth |
0.16%
|
Portland General Electric Company
| POR |
Utilities
| Small-Cap Value |
0.16%
|
Central Garden & Pet Company (Class A)
| CENTA |
Consumer Staples
| Small-Cap Value |
0.16%
|
PS Business Parks, Inc.
| PSB |
Real Estate
| Small-Cap Growth |
0.16%
|
Stepan Company
| SCL |
Materials
| Small-Cap Growth |
0.16%
|
Virtu Financial, Inc. (Class A)
| VIRT |
Financials
| Small-Cap Value |
0.16%
|
Werner Enterprises, Inc.
| WERN |
Industrials
| Small-Cap Value |
0.15%
|
Equity Commonwealth
| EQC |
Real Estate
| Small-Cap Value |
0.15%
|
UFP Industries Inc.
| UFPI |
Industrials
| Small-Cap Value |
0.15%
|
Big Lots, Inc.
| BIG |
Consumer Discretionary
| Small-Cap Value |
0.15%
|
Comfort Systems USA, Inc.
| FIX |
Industrials
| Small-Cap Growth |
0.15%
|
Sprouts Farmers Market, Inc.
| SFM |
Consumer Staples
| Small-Cap Growth |
0.15%
|
Commercial Metals Company
| CMC |
Materials
| Small-Cap Value |
0.14%
|
eHealth, Inc.
| EHTH |
Financials
| Small-Cap Growth |
0.14%
|
Murphy USA Inc.
| MUSA |
Consumer Discretionary
| Small-Cap Growth |
0.14%
|
ONE Gas, Inc.
| OGS |
Utilities
| Small-Cap Value |
0.14%
|
LGI Homes, Inc.
| LGIH |
Consumer Discretionary
| Small-Cap Growth |
0.13%
|
|
|
Total Number of Holdings: 210 |
|
Underlying Securities information represented above is as of 01/22/2021 but will vary with future fluctuations in the market. |
Deferred Sales Charge Schedule |
$0.04500
|
January 20, 2021
|
$0.04500
|
February 19, 2021
|
$0.04500
|
March 19, 2021
|
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Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets. COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.
Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers. REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
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30315M744 |
(Cash) |
30315M751 |
(Reinvest) |
30315M769 |
(Cash-Fee) |
30315M777 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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