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Diversified Equity Strategic Allocation, 4th Qtr 2020  Ticker: FYYMBX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE4Q20
Portfolio Status: Secondary
Initial Offer Date: 10/09/2020
Secondary Date: 01/08/2021
Portfolio Ending Date: 01/14/2022
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $10.8293
POP(*): $10.9775
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 01/22/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 1/22/2021) Per Unit (as of 1/22/2021)
1.07% $0.11800
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 5.06%
Consumer Discretionary  Consumer Discretionary 14.93%
Consumer Staples  Consumer Staples 11.12%
Energy  Energy 0.73%
Financials  Financials 9.65%
Health Care  Health Care 17.79%
Industrials  Industrials 12.83%
Information Technology  Information Technology 14.70%
Materials  Materials 6.45%
Real Estate  Real Estate 0.96%
Utilities  Utilities 5.72%
Other  Other 0.06%
 
  Large Mid Small  
Growth  24.59% 11.41% 5.39%  
Value  43.13% 8.50% 6.92%  

 Style Weighting
Large-Cap Growth 24.59%
Large-Cap Value 43.13%
Mid-Cap Growth 11.41%
Mid-Cap Value 8.50%
Small-Cap Growth 5.39%
Small-Cap Value 6.92%
Undetermined 0.06%
 Composition
U.S. Stocks 79.05%   Other 0.06%
Non-U.S. Stocks 20.89%      
The style and sector characteristics of the portfolio are determined as of 01/22/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $113,047.78
Price/Earnings 19.42
Price/Book 2.91
As of 1/22/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 1.24%
 Align Technology, Inc. ALGN Health Care  Health Care Large-Cap Growth 1.21%
 Cadence Design Systems, Inc. CDNS Information Technology  Information Technology Large-Cap Growth 0.94%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 0.94%
 ResMed Inc. RMD Health Care  Health Care Large-Cap Growth 0.93%
 Murata Manufacturing Co. Ltd. (ADR) MRAAY Information Technology  Information Technology Large-Cap Value 0.93%
 Tokyo Electron Limited (ADR) TOELY Information Technology  Information Technology Large-Cap Value 0.93%
 Aflac Incorporated AFL Financials  Financials Large-Cap Value 0.91%
 Apple Inc. AAPL Information Technology  Information Technology Large-Cap Growth 0.90%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.88%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.88%
 Electronic Arts Inc. EA Communication Services  Communication Services Large-Cap Value 0.87%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Large-Cap Value 0.84%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.84%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.84%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.83%
 Cognizant Technology Solutions Corporation CTSH Information Technology  Information Technology Large-Cap Value 0.83%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.83%
 Automatic Data Processing, Inc. ADP Information Technology  Information Technology Large-Cap Growth 0.82%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.82%
 Sony Corporation (ADR) SNE Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.82%
 BHP Group Ltd (ADR) BHP Materials  Materials Large-Cap Value 0.82%
 AMETEK, Inc. AME Industrials  Industrials Large-Cap Value 0.82%
 Archer-Daniels-Midland Company ADM Consumer Staples  Consumer Staples Large-Cap Value 0.81%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 0.81%
 Exelon Corporation EXC Utilities  Utilities Large-Cap Value 0.81%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 0.81%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.80%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 0.80%
 Paychex, Inc. PAYX Information Technology  Information Technology Large-Cap Growth 0.79%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.79%
 Facebook, Inc. (Class A) FB Communication Services  Communication Services Large-Cap Value 0.79%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 0.78%
 Walmart, Inc. WMT Consumer Staples  Consumer Staples Large-Cap Value 0.77%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 0.77%
 The Sherwin-Williams Company SHW Materials  Materials Large-Cap Growth 0.77%
 Old Dominion Freight Line, Inc. ODFL Industrials  Industrials Large-Cap Growth 0.77%
 West Pharmaceutical Services, Inc. WST Health Care  Health Care Mid-Cap Growth 0.77%
 O'Reilly Automotive, Inc. ORLY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.76%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 0.76%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.76%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 0.75%
 Public Service Enterprise Group Incorporated PEG Utilities  Utilities Large-Cap Value 0.75%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.75%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 0.75%
 Lowe's Companies, Inc. LOW Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.75%
 Amazon.com, Inc. AMZN Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.75%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.75%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.74%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.74%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.74%
 Veeva Systems Inc. (Class A) VEEV Health Care  Health Care Large-Cap Growth 0.74%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.73%
 The Clorox Company CLX Consumer Staples  Consumer Staples Large-Cap Growth 0.72%
 Schneider Electric SE (ADR) SBGSY Industrials  Industrials Large-Cap Value 0.72%
 McCormick & Company, Incorporated MKC Consumer Staples  Consumer Staples Large-Cap Value 0.71%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 0.71%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Value 0.71%
 Centene Corporation CNC Health Care  Health Care Large-Cap Value 0.71%
 Atlas Copco AB (ADR) ATLKY Industrials  Industrials Large-Cap Growth 0.71%
 Humana Inc. HUM Health Care  Health Care Large-Cap Value 0.70%
 The Progressive Corporation PGR Financials  Financials Large-Cap Value 0.70%
 Church & Dwight Co., Inc. CHD Consumer Staples  Consumer Staples Mid-Cap Growth 0.70%
 Zurich Insurance Group AG (ADR) ZURVY Financials  Financials Large-Cap Value 0.70%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.70%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 0.69%
 Hormel Foods Corporation HRL Consumer Staples  Consumer Staples Large-Cap Value 0.69%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.69%
 Boston Scientific Corporation BSX Health Care  Health Care Large-Cap Value 0.68%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.67%
 Toyota Motor Corporation (ADR) TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.67%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.67%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.67%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.67%
 Hoya Corporation (ADR) HOCPY Health Care  Health Care Large-Cap Growth 0.67%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Value 0.66%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.66%
 Medtronic Plc MDT Health Care  Health Care Large-Cap Value 0.65%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Value 0.65%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.64%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.63%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 0.62%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.61%
 Air Liquide S.A. (ADR) AIQUY Materials  Materials Large-Cap Value 0.61%
 Enphase Energy, Inc. ENPH Information Technology  Information Technology Large-Cap Growth 0.61%
 lululemon athletica inc. LULU Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.60%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.59%
 CSL Limited (ADR) CSLLY Health Care  Health Care Large-Cap Growth 0.59%
 Kering (ADR) PPRUY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.59%
 Nestle S.A. (ADR) NSRGY Consumer Staples  Consumer Staples Large-Cap Value 0.58%
 Barrick Gold Corporation GOLD Materials  Materials Large-Cap Value 0.52%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 0.50%
 Darling Ingredients Inc. DAR Consumer Staples  Consumer Staples Mid-Cap Value 0.49%
 Pacific Biosciences of California, Inc. PACB Health Care  Health Care Mid-Cap Growth 0.44%
 Lattice Semiconductor Corporation LSCC Information Technology  Information Technology Mid-Cap Growth 0.41%
 Williams-Sonoma, Inc. WSM Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.40%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Large-Cap Growth 0.39%
 Quanta Services, Inc. PWR Industrials  Industrials Mid-Cap Value 0.39%
 NRG Energy, Inc. NRG Utilities  Utilities Mid-Cap Growth 0.39%
 Monolithic Power Systems, Inc. MPWR Information Technology  Information Technology Mid-Cap Growth 0.39%
 Trex Company, Inc. TREX Industrials  Industrials Mid-Cap Growth 0.38%
 Haemonetics Corporation HAE Health Care  Health Care Mid-Cap Growth 0.37%
 TriNet Group, Inc. TNET Industrials  Industrials Mid-Cap Growth 0.37%
 Freshpet, Inc. FRPT Consumer Staples  Consumer Staples Mid-Cap Growth 0.37%
 WestRock Company WRK Materials  Materials Mid-Cap Value 0.37%
 Oshkosh Corporation OSK Industrials  Industrials Mid-Cap Value 0.36%
 Acuity Brands, Inc. AYI Industrials  Industrials Small-Cap Value 0.36%
 Lithia Motors, Inc. LAD Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.36%
 MDU Resources Group, Inc. MDU Utilities  Utilities Mid-Cap Value 0.35%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.35%
 Fidelity National Financial, Inc. FNF Financials  Financials Mid-Cap Value 0.35%
 Medpace Holdings, Inc. MEDP Health Care  Health Care Mid-Cap Growth 0.35%
 Universal Health Services, Inc. (Class B) UHS Health Care  Health Care Mid-Cap Value 0.34%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.34%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.34%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.34%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.34%
 Houlihan Lokey, Inc. HLI Financials  Financials Small-Cap Growth 0.34%
 The New York Times Company (Class A) NYT Communication Services  Communication Services Mid-Cap Growth 0.33%
 Chemed Corporation CHE Health Care  Health Care Mid-Cap Growth 0.33%
 Kemper Corporation KMPR Financials  Financials Mid-Cap Value 0.33%
 Pool Corporation POOL Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.33%
 Simpson Manufacturing Co., Inc. SSD Industrials  Industrials Small-Cap Growth 0.33%
 Dick's Sporting Goods, Inc. DKS Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.33%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.33%
 Tractor Supply Company TSCO Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.32%
 Reinsurance Group of America, Incorporated RGA Financials  Financials Mid-Cap Value 0.32%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.32%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.32%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.32%
 Bio-Rad Laboratories, Inc. (Class A) BIO Health Care  Health Care Mid-Cap Value 0.31%
 FTI Consulting, Inc. FCN Industrials  Industrials Small-Cap Growth 0.31%
 MarketAxess Holdings Inc. MKTX Financials  Financials Mid-Cap Growth 0.31%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.31%
 Xerox Holdings Corporation XRX Information Technology  Information Technology Small-Cap Value 0.31%
 IDACORP, Inc. IDA Utilities  Utilities Small-Cap Value 0.30%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.30%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.30%
 Columbia Sportswear Company COLM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.30%
 Cabot Oil & Gas Corporation COG Energy  Energy Mid-Cap Value 0.30%
 LHC Group, Inc. LHCG Health Care  Health Care Mid-Cap Value 0.30%
 Ollie's Bargain Outlet Holdings, Inc. OLLI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.30%
 The J.M. Smucker Company SJM Consumer Staples  Consumer Staples Mid-Cap Value 0.29%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Small-Cap Growth 0.29%
 PennyMac Financial Services, Inc. PFSI Financials  Financials Small-Cap Value 0.29%
 The Boston Beer Company, Inc. SAM Consumer Staples  Consumer Staples Mid-Cap Growth 0.28%
 Pinnacle West Capital Corporation PNW Utilities  Utilities Mid-Cap Value 0.27%
 MasTec, Inc. MTZ Industrials  Industrials Mid-Cap Value 0.27%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Value 0.27%
 Brooks Automation, Inc. BRKS Information Technology  Information Technology Mid-Cap Growth 0.25%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.25%
 Quidel Corporation QDEL Health Care  Health Care Mid-Cap Growth 0.25%
 Renewable Energy Group, Inc. REGI Energy  Energy Small-Cap Growth 0.25%
 CareDx, Inc. CDNA Health Care  Health Care Small-Cap Growth 0.25%
 Avangrid, Inc. AGR Utilities  Utilities Mid-Cap Value 0.25%
 Power Integrations, Inc. POWI Information Technology  Information Technology Mid-Cap Growth 0.24%
 Alarm.com Holdings, Inc. ALRM Information Technology  Information Technology Small-Cap Growth 0.24%
 Simmons First National Corporation SFNC Financials  Financials Small-Cap Value 0.23%
 Crocs, Inc. CROX Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.23%
 Omnicell, Inc. OMCL Health Care  Health Care Mid-Cap Growth 0.23%
 Hilltop Holdings Inc. HTH Financials  Financials Small-Cap Value 0.23%
 Corcept Therapeutics Incorporated CORT Health Care  Health Care Small-Cap Growth 0.23%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.21%
 Saia, Inc. SAIA Industrials  Industrials Mid-Cap Growth 0.21%
 Badger Meter, Inc. BMI Information Technology  Information Technology Small-Cap Growth 0.21%
 ManTech International Corporation MANT Information Technology  Information Technology Small-Cap Value 0.21%
 World Wrestling Entertainment, Inc. WWE Communication Services  Communication Services Small-Cap Growth 0.21%
 The Ensign Group, Inc. ENSG Health Care  Health Care Small-Cap Growth 0.21%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.20%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Small-Cap Value 0.20%
 Gibraltar Industries, Inc. ROCK Industrials  Industrials Small-Cap Growth 0.20%
 SPS Commerce, Inc. SPSC Information Technology  Information Technology Small-Cap Growth 0.20%
 Brighthouse Financial, Inc. BHF Financials  Financials Small-Cap Value 0.20%
 ASGN Incorporated ASGN Industrials  Industrials Small-Cap Growth 0.19%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.19%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.19%
 Cohen & Steers, Inc. CNS Financials  Financials Small-Cap Growth 0.19%
 Avanos Medical Inc. AVNS Health Care  Health Care Small-Cap Value 0.19%
 Sanmina Corporation SANM Information Technology  Information Technology Small-Cap Value 0.18%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.18%
 ALLETE, Inc. ALE Utilities  Utilities Small-Cap Value 0.18%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Value 0.18%
 UniFirst Corporation UNF Industrials  Industrials Small-Cap Value 0.17%
 Radian Group Inc. RDN Financials  Financials Small-Cap Value 0.17%
 United States Cellular Corporation USM Communication Services  Communication Services Small-Cap Value 0.17%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.17%
 iRobot Corporation IRBT Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 First Interstate BancSystem, Inc. FIBK Financials  Financials Small-Cap Value 0.17%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.17%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Value 0.16%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.16%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 Nu Skin Enterprises, Inc. (Class A) NUS Consumer Staples  Consumer Staples Small-Cap Growth 0.16%
 Portland General Electric Company POR Utilities  Utilities Small-Cap Value 0.16%
 Central Garden & Pet Company (Class A) CENTA Consumer Staples  Consumer Staples Small-Cap Value 0.16%
 PS Business Parks, Inc. PSB Real Estate  Real Estate Small-Cap Growth 0.16%
 Stepan Company SCL Materials  Materials Small-Cap Growth 0.16%
 Virtu Financial, Inc. (Class A) VIRT Financials  Financials Small-Cap Value 0.16%
 Werner Enterprises, Inc. WERN Industrials  Industrials Small-Cap Value 0.15%
 Equity Commonwealth EQC Real Estate  Real Estate Small-Cap Value 0.15%
 UFP Industries Inc. UFPI Industrials  Industrials Small-Cap Value 0.15%
 Big Lots, Inc. BIG Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.15%
 Comfort Systems USA, Inc. FIX Industrials  Industrials Small-Cap Growth 0.15%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Commercial Metals Company CMC Materials  Materials Small-Cap Value 0.14%
 eHealth, Inc. EHTH Financials  Financials Small-Cap Growth 0.14%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.14%
 ONE Gas, Inc. OGS Utilities  Utilities Small-Cap Value 0.14%
 LGI Homes, Inc. LGIH Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.13%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 01/22/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 20, 2021
$0.04500 February 19, 2021
$0.04500 March 19, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30315M744 (Cash)
30315M751 (Reinvest)
30315M769 (Cash-Fee)
30315M777 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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