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Target Diversified Global Allocation, 4th Qtr 2020  Ticker: FWIWGX
 
Description
A unit investment trust that seeks above-average total return and is designed to provide broad equity diversification by investing in common stocks across various market capitalizations, growth and value styles, sectors and countries. The trust invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DG4Q20
Portfolio Status: Secondary
Initial Offer Date: 10/12/2020
Secondary Date: 01/11/2021
Portfolio Ending Date: 01/07/2022
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $10.9797
POP(*): $11.1299
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 01/21/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 1/21/2021) Per Unit (as of 1/19/2021)
2.28% $0.25430
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 6.73%
Consumer Discretionary  Consumer Discretionary 12.00%
Consumer Staples  Consumer Staples 6.51%
Energy  Energy 1.68%
Financials  Financials 13.85%
Health Care  Health Care 10.61%
Industrials  Industrials 11.61%
Information Technology  Information Technology 11.14%
Materials  Materials 9.98%
Real Estate  Real Estate 7.97%
Utilities  Utilities 7.19%
Other  Other 0.73%
 
  Large Mid Small  
Growth  16.01% 10.03% 7.88%  
Value  28.79% 19.26% 17.30%  

 Style Weighting
Large-Cap Growth 16.01%
Large-Cap Value 28.79%
Mid-Cap Growth 10.03%
Mid-Cap Value 19.26%
Small-Cap Growth 7.88%
Small-Cap Value 17.30%
Undetermined 0.73%
 Composition
U.S. Stocks 70.74%   Other 0.73%
Non-U.S. Stocks 28.53%      
The style and sector characteristics of the portfolio are determined as of 01/20/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $73,617.45
Price/Earnings 14.65
Price/Book 2.04
As of 1/20/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 BHP Group Ltd (ADR) BHP Materials  Materials Large-Cap Value 1.46%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 1.42%
 Invesco Ltd. IVZ Financials  Financials Mid-Cap Value 1.17%
 NRG Energy, Inc. NRG Utilities  Utilities Mid-Cap Growth 1.11%
 OneMain Holdings, Inc. OMF Financials  Financials Mid-Cap Value 1.04%
 Rent-A-Center, Inc. RCII Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.02%
 POSCO (ADR) PKX Materials  Materials Mid-Cap Value 0.98%
 The Buckle, Inc. BKE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.96%
 Unum Group UNM Financials  Financials Mid-Cap Value 0.96%
 ORIX Corporation (ADR) IX Financials  Financials Mid-Cap Value 0.94%
 Triton International Limited TRTN Industrials  Industrials Small-Cap Value 0.92%
 The Bank of N.T. Butterfield & Son Limited NTB Financials  Financials Small-Cap Value 0.92%
 Xerox Holdings Corporation XRX Information Technology  Information Technology Small-Cap Value 0.92%
 HP Inc. HPQ Information Technology  Information Technology Large-Cap Growth 0.91%
 Artisan Partners Asset Management Inc. APAM Financials  Financials Small-Cap Growth 0.90%
 Schweitzer-Mauduit International, Inc. SWM Materials  Materials Small-Cap Value 0.88%
 Federated Hermes, Inc. (Class B) FHI Financials  Financials Small-Cap Value 0.88%
 Greif, Inc. GEF Materials  Materials Small-Cap Value 0.85%
 KB Financial Group Inc. (ADR) KB Financials  Financials Mid-Cap Value 0.85%
 Atlas Corp. ATCO Industrials  Industrials Small-Cap Value 0.85%
 Seagate Technology Plc STX Information Technology  Information Technology Mid-Cap Growth 0.84%
 LyondellBasell Industries N.V. LYB Materials  Materials Large-Cap Value 0.84%
 Steelcase Inc. SCS Industrials  Industrials Small-Cap Value 0.83%
 Pinnacle West Capital Corporation PNW Utilities  Utilities Mid-Cap Value 0.82%
 PLDT Inc. (ADR) PHI Communication Services  Communication Services Mid-Cap Value 0.81%
 Boise Cascade Company BCC Industrials  Industrials Small-Cap Value 0.81%
 Centrais Eletricas Brasileiras S.A. (ADR) EBR Utilities  Utilities Mid-Cap Value 0.79%
 SK Telecom Co., Ltd. (ADR) SKM Communication Services  Communication Services Mid-Cap Value 0.77%
 KT Corporation (ADR) KT Communication Services  Communication Services Mid-Cap Value 0.77%
 Algonquin Power & Utilities Corp. AQN Utilities  Utilities Mid-Cap Value 0.77%
 Mobile TeleSystems PJSC (ADR) MBT Communication Services  Communication Services Mid-Cap Growth 0.76%
 Align Technology, Inc. ALGN Health Care  Health Care Large-Cap Growth 0.75%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 0.74%
 HNI Corporation HNI Industrials  Industrials Small-Cap Value 0.69%
 Compass Minerals International, Inc. CMP Materials  Materials Small-Cap Growth 0.69%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 0.68%
 PPL Corporation PPL Utilities  Utilities Mid-Cap Value 0.68%
 H&R Block, Inc. HRB Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.67%
 Euronav N.V. EURN Energy  Energy Small-Cap Value 0.65%
 Hanesbrands Inc. HBI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.64%
 Frontline Ltd. FRO Energy  Energy Small-Cap Value 0.63%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 0.57%
 Cadence Design Systems, Inc. CDNS Information Technology  Information Technology Large-Cap Growth 0.56%
 Tokyo Electron Limited (ADR) TOELY Information Technology  Information Technology Large-Cap Value 0.56%
 ResMed Inc. RMD Health Care  Health Care Large-Cap Growth 0.55%
 Murata Manufacturing Co. Ltd. (ADR) MRAAY Information Technology  Information Technology Large-Cap Value 0.55%
 Aflac Incorporated AFL Financials  Financials Large-Cap Value 0.54%
 Innovative Industrial Properties, Inc. IIPR Real Estate  Real Estate Small-Cap Growth 0.53%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.52%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.51%
 Electronic Arts Inc. EA Communication Services  Communication Services Large-Cap Value 0.51%
 Apple Inc. AAPL Information Technology  Information Technology Large-Cap Growth 0.50%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.50%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.50%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Mid-Cap Value 0.49%
 Sony Corporation (ADR) SNE Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.49%
 Cognizant Technology Solutions Corporation CTSH Information Technology  Information Technology Large-Cap Value 0.49%
 AMETEK, Inc. AME Industrials  Industrials Large-Cap Value 0.49%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 0.49%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.49%
 Archer-Daniels-Midland Company ADM Consumer Staples  Consumer Staples Large-Cap Value 0.48%
 Automatic Data Processing, Inc. ADP Information Technology  Information Technology Large-Cap Growth 0.48%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.48%
 Simon Property Group, Inc. SPG Real Estate  Real Estate Large-Cap Growth 0.48%
 Paychex, Inc. PAYX Information Technology  Information Technology Large-Cap Growth 0.48%
 Berkshire Hathaway Inc. (Class B) BRK/B Financials  Financials Large-Cap Value 0.48%
 Exelon Corporation EXC Utilities  Utilities Large-Cap Value 0.48%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 0.47%
 Fastenal Company FAST Industrials  Industrials Large-Cap Growth 0.47%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.47%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 0.47%
 Old Dominion Freight Line, Inc. ODFL Industrials  Industrials Large-Cap Growth 0.46%
 West Pharmaceutical Services, Inc. WST Health Care  Health Care Mid-Cap Growth 0.46%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 0.46%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 0.45%
 Walmart, Inc. WMT Consumer Staples  Consumer Staples Large-Cap Value 0.45%
 Public Service Enterprise Group Incorporated PEG Utilities  Utilities Large-Cap Value 0.45%
 The Sherwin-Williams Company SHW Materials  Materials Large-Cap Growth 0.45%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 0.45%
 O'Reilly Automotive, Inc. ORLY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.45%
 Weingarten Realty Investors WRI Real Estate  Real Estate Small-Cap Value 0.45%
 Facebook, Inc. (Class A) FB Communication Services  Communication Services Large-Cap Value 0.45%
 Lowe's Companies, Inc. LOW Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.44%
 Amazon.com, Inc. AMZN Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.44%
 Veeva Systems Inc. (Class A) VEEV Health Care  Health Care Large-Cap Growth 0.44%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.43%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.43%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.43%
 The Progressive Corporation PGR Financials  Financials Large-Cap Value 0.43%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.43%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.43%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.43%
 Arbor Realty Trust, Inc. ABR Financials  Financials Small-Cap Value 0.43%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.43%
 McCormick & Company, Incorporated MKC Consumer Staples  Consumer Staples Large-Cap Value 0.42%
 Humana Inc. HUM Health Care  Health Care Large-Cap Value 0.42%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Value 0.42%
 Zurich Insurance Group AG (ADR) ZURVY Financials  Financials Large-Cap Value 0.42%
 Centene Corporation CNC Health Care  Health Care Large-Cap Value 0.42%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.42%
 Schneider Electric SE (ADR) SBGSY Industrials  Industrials Large-Cap Value 0.42%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Growth 0.41%
 The Clorox Company CLX Consumer Staples  Consumer Staples Large-Cap Growth 0.41%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 0.41%
 Church & Dwight Co., Inc. CHD Consumer Staples  Consumer Staples Mid-Cap Growth 0.41%
 Cousins Properties Incorporated CUZ Real Estate  Real Estate Mid-Cap Value 0.41%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.41%
 Atlas Copco AB (ADR) ATLKY Industrials  Industrials Large-Cap Growth 0.41%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.41%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.40%
 Toyota Motor Corporation (ADR) TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.40%
 Hormel Foods Corporation HRL Consumer Staples  Consumer Staples Large-Cap Value 0.40%
 Boston Scientific Corporation BSX Health Care  Health Care Large-Cap Value 0.40%
 Omega Healthcare Investors, Inc. OHI Real Estate  Real Estate Mid-Cap Value 0.40%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.40%
 Highwoods Properties, Inc. HIW Real Estate  Real Estate Small-Cap Value 0.40%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.40%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.40%
 Piedmont Office Realty Trust, Inc. PDM Real Estate  Real Estate Small-Cap Value 0.40%
 Hoya Corporation (ADR) HOCPY Health Care  Health Care Large-Cap Growth 0.40%
 Medtronic Plc MDT Health Care  Health Care Large-Cap Value 0.39%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.39%
 LTC Properties, Inc. LTC Real Estate  Real Estate Small-Cap Value 0.39%
 Boston Properties, Inc. BXP Real Estate  Real Estate Mid-Cap Value 0.39%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Value 0.39%
 STORE Capital Corporation STOR Real Estate  Real Estate Mid-Cap Value 0.39%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.39%
 National Health Investors, Inc. NHI Real Estate  Real Estate Small-Cap Value 0.38%
 Welltower Inc. WELL Real Estate  Real Estate Large-Cap Value 0.38%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Value 0.38%
 Gaming and Leisure Properties, Inc. GLPI Real Estate  Real Estate Mid-Cap Value 0.38%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 0.37%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.37%
 Life Storage, Inc. LSI Real Estate  Real Estate Mid-Cap Value 0.37%
 lululemon athletica inc. LULU Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.36%
 Air Liquide S.A. (ADR) AIQUY Materials  Materials Large-Cap Value 0.36%
 Industrial Logistics Properties Trust ILPT Real Estate  Real Estate Small-Cap Value 0.36%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.35%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 0.35%
 CSL Limited (ADR) CSLLY Health Care  Health Care Large-Cap Growth 0.35%
 Kering (ADR) PPRUY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.35%
 Nestle S.A. (ADR) NSRGY Consumer Staples  Consumer Staples Large-Cap Value 0.34%
 Public Storage PSA Real Estate  Real Estate Large-Cap Growth 0.34%
 Lexington Realty Trust LXP Real Estate  Real Estate Small-Cap Value 0.34%
 Enphase Energy, Inc. ENPH Information Technology  Information Technology Large-Cap Growth 0.34%
 Four Corners Property Trust, Inc. FCPT Real Estate  Real Estate Small-Cap Growth 0.34%
 Barrick Gold Corporation GOLD Materials  Materials Large-Cap Value 0.31%
 Darling Ingredients Inc. DAR Consumer Staples  Consumer Staples Mid-Cap Value 0.30%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 0.29%
 The GEO Group, Inc. GEO Real Estate  Real Estate Small-Cap Value 0.27%
 Pacific Biosciences of California, Inc. PACB Health Care  Health Care Mid-Cap Growth 0.27%
 Lattice Semiconductor Corporation LSCC Information Technology  Information Technology Mid-Cap Growth 0.24%
 Quanta Services, Inc. PWR Industrials  Industrials Mid-Cap Value 0.24%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 0.23%
 Williams-Sonoma, Inc. WSM Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.23%
 Haemonetics Corporation HAE Health Care  Health Care Mid-Cap Growth 0.23%
 Monolithic Power Systems, Inc. MPWR Information Technology  Information Technology Mid-Cap Growth 0.23%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.22%
 Trex Company, Inc. TREX Industrials  Industrials Mid-Cap Growth 0.22%
 TriNet Group, Inc. TNET Industrials  Industrials Mid-Cap Growth 0.22%
 MDU Resources Group, Inc. MDU Utilities  Utilities Mid-Cap Value 0.21%
 Universal Health Services, Inc. (Class B) UHS Health Care  Health Care Mid-Cap Value 0.21%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.21%
 Oshkosh Corporation OSK Industrials  Industrials Mid-Cap Value 0.21%
 Fidelity National Financial, Inc. FNF Financials  Financials Mid-Cap Value 0.21%
 Freshpet, Inc. FRPT Consumer Staples  Consumer Staples Mid-Cap Growth 0.21%
 WestRock Company WRK Materials  Materials Mid-Cap Value 0.21%
 Medpace Holdings, Inc. MEDP Health Care  Health Care Mid-Cap Growth 0.21%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.20%
 Kemper Corporation KMPR Financials  Financials Mid-Cap Value 0.20%
 Pool Corporation POOL Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.20%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.20%
 Acuity Brands, Inc. AYI Industrials  Industrials Small-Cap Value 0.20%
 Lithia Motors, Inc. LAD Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.20%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.20%
 Houlihan Lokey, Inc. HLI Financials  Financials Mid-Cap Value 0.20%
 The New York Times Company (Class A) NYT Communication Services  Communication Services Mid-Cap Growth 0.19%
 Tractor Supply Company TSCO Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.19%
 Chemed Corporation CHE Health Care  Health Care Mid-Cap Growth 0.19%
 Reinsurance Group of America, Incorporated RGA Financials  Financials Mid-Cap Value 0.19%
 Simpson Manufacturing Co., Inc. SSD Industrials  Industrials Small-Cap Growth 0.19%
 Bio-Rad Laboratories, Inc. (Class A) BIO Health Care  Health Care Mid-Cap Value 0.19%
 Dick's Sporting Goods, Inc. DKS Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.19%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.19%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.19%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.19%
 IDACORP, Inc. IDA Utilities  Utilities Small-Cap Value 0.18%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.18%
 Columbia Sportswear Company COLM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.18%
 FTI Consulting, Inc. FCN Industrials  Industrials Small-Cap Growth 0.18%
 MarketAxess Holdings Inc. MKTX Financials  Financials Mid-Cap Growth 0.18%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.18%
 The J.M. Smucker Company SJM Consumer Staples  Consumer Staples Mid-Cap Value 0.17%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Small-Cap Growth 0.17%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.17%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.17%
 Cabot Oil & Gas Corporation COG Energy  Energy Mid-Cap Value 0.17%
 LHC Group, Inc. LHCG Health Care  Health Care Mid-Cap Value 0.17%
 Ollie's Bargain Outlet Holdings, Inc. OLLI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.17%
 PennyMac Financial Services, Inc. PFSI Financials  Financials Small-Cap Value 0.17%
 MasTec, Inc. MTZ Industrials  Industrials Mid-Cap Value 0.16%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Value 0.16%
 The Boston Beer Company, Inc. SAM Consumer Staples  Consumer Staples Mid-Cap Growth 0.16%
 CareDx, Inc. CDNA Health Care  Health Care Small-Cap Growth 0.16%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.15%
 Avangrid, Inc. AGR Utilities  Utilities Mid-Cap Value 0.15%
 Power Integrations, Inc. POWI Information Technology  Information Technology Mid-Cap Growth 0.14%
 Brooks Automation, Inc. BRKS Information Technology  Information Technology Mid-Cap Growth 0.14%
 Crocs, Inc. CROX Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.14%
 Omnicell, Inc. OMCL Health Care  Health Care Mid-Cap Growth 0.14%
 Hilltop Holdings Inc. HTH Financials  Financials Small-Cap Value 0.14%
 Corcept Therapeutics Incorporated CORT Health Care  Health Care Small-Cap Growth 0.14%
 Alarm.com Holdings, Inc. ALRM Information Technology  Information Technology Small-Cap Growth 0.14%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.13%
 Simmons First National Corporation SFNC Financials  Financials Small-Cap Value 0.13%
 Quidel Corporation QDEL Health Care  Health Care Mid-Cap Growth 0.13%
 Renewable Energy Group, Inc. REGI Energy  Energy Small-Cap Growth 0.13%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.12%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Small-Cap Value 0.12%
 Gibraltar Industries, Inc. ROCK Industrials  Industrials Small-Cap Growth 0.12%
 Saia, Inc. SAIA Industrials  Industrials Mid-Cap Growth 0.12%
 Badger Meter, Inc. BMI Information Technology  Information Technology Small-Cap Growth 0.12%
 ManTech International Corporation MANT Information Technology  Information Technology Small-Cap Value 0.12%
 The Ensign Group, Inc. ENSG Health Care  Health Care Small-Cap Growth 0.12%
 SPS Commerce, Inc. SPSC Information Technology  Information Technology Small-Cap Growth 0.12%
 Brighthouse Financial, Inc. BHF Financials  Financials Small-Cap Value 0.12%
 Sanmina Corporation SANM Information Technology  Information Technology Small-Cap Value 0.11%
 ASGN Incorporated ASGN Industrials  Industrials Small-Cap Growth 0.11%
 Radian Group Inc. RDN Financials  Financials Small-Cap Value 0.11%
 ALLETE, Inc. ALE Utilities  Utilities Small-Cap Value 0.11%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.11%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Value 0.11%
 World Wrestling Entertainment, Inc. WWE Communication Services  Communication Services Small-Cap Growth 0.11%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.11%
 Cohen & Steers, Inc. CNS Financials  Financials Small-Cap Growth 0.11%
 Avanos Medical Inc. AVNS Health Care  Health Care Small-Cap Value 0.11%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.10%
 UniFirst Corporation UNF Industrials  Industrials Small-Cap Value 0.10%
 United States Cellular Corporation USM Communication Services  Communication Services Small-Cap Value 0.10%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.10%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.10%
 Portland General Electric Company POR Utilities  Utilities Small-Cap Value 0.10%
 iRobot Corporation IRBT Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.10%
 First Interstate BancSystem, Inc. FIBK Financials  Financials Small-Cap Value 0.10%
 Tri Pointe Homes, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.10%
 Virtu Financial, Inc. (Class A) VIRT Financials  Financials Small-Cap Value 0.10%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Value 0.09%
 Equity Commonwealth EQC Real Estate  Real Estate Small-Cap Value 0.09%
 KB Home KBH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.09%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.09%
 Big Lots, Inc. BIG Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.09%
 Nu Skin Enterprises, Inc. (Class A) NUS Consumer Staples  Consumer Staples Small-Cap Growth 0.09%
 Comfort Systems USA, Inc. FIX Industrials  Industrials Small-Cap Growth 0.09%
 Central Garden & Pet Company (Class A) CENTA Consumer Staples  Consumer Staples Small-Cap Value 0.09%
 PS Business Parks, Inc. PSB Real Estate  Real Estate Small-Cap Growth 0.09%
 Stepan Company SCL Materials  Materials Small-Cap Growth 0.09%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Small-Cap Growth 0.09%
 Werner Enterprises, Inc. WERN Industrials  Industrials Small-Cap Value 0.08%
 UFP Industries Inc. UFPI Industrials  Industrials Small-Cap Value 0.08%
 Commercial Metals Company CMC Materials  Materials Small-Cap Value 0.08%
 eHealth, Inc. EHTH Financials  Financials Small-Cap Value 0.08%
 Murphy USA Inc. MUSA Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.08%
 LGI Homes, Inc. LGIH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.08%
 ONE Gas, Inc. OGS Utilities  Utilities Small-Cap Value 0.08%
 
Total Number of Holdings:    264
Underlying Securities information represented above is as of 01/20/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 January 20, 2021
$0.04500 February 19, 2021
$0.04500 March 19, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30315M462 (Cash)
30315M470 (Reinvest)
30315M488 (Cash-Fee)
30315M496 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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