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A unit investment trust that seeks above-average total return; however, there is no assurance the objective will be met. The portfolio provides you with the convenience of owning three distinct strategies in one investment. It invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
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Product Code: |
D34Q20 |
Portfolio Status: |
Secondary |
Initial Offer Date: |
10/12/2020 |
Secondary Date: |
01/11/2021 |
Portfolio Ending Date: |
01/07/2022 |
Tax Structure: |
Regulated Investment Company |
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Initial Offer Price: |
$10.0000 |
NAV(*): |
$11.0466 |
POP(*): |
$11.1978 |
Remaining Deferred Sales Charge: |
$0.0900 |
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* As of Trade Date: 01/22/2021 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain
issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the
"Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a
trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term
capital gains, realized long-term capital gains and/or return of capital.
Communication Services |
5.09% |
Consumer Discretionary |
2.83% |
Consumer Staples |
14.24% |
Energy |
7.23% |
Financials |
24.78% |
Health Care |
8.57% |
Industrials |
16.65% |
Information Technology |
6.87% |
Materials |
10.47% |
Real Estate |
0.00% |
Utilities |
3.09% |
Other |
0.18% |
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Large |
Mid |
Small |
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Growth |
11.55% |
6.78% |
2.42% |
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Value |
41.00% |
36.86% |
1.21% |
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Large-Cap Growth |
11.55% |
Large-Cap Value |
41.00% |
Mid-Cap Growth |
6.78% |
Mid-Cap Value |
36.86% |
Small-Cap Growth |
2.42% |
Small-Cap Value |
1.21% |
Undetermined |
0.18% |
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U.S. Stocks |
86.89% |
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Other |
0.18% |
Non-U.S. Stocks |
12.93% |
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The style and sector characteristics of the portfolio are determined as of 01/21/2021
and will likely vary thereafter due to market fluctuations in the underlying securities. |
Weighted Average Market Cap |
$67,207.91 |
Price/Earnings |
16.75 |
Price/Book |
1.93 |
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As of 1/21/2021
All market capitalization numbers are in USD$ Millions
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General Dynamics Corporation
| GD |
Industrials
| Large-Cap Value |
3.23%
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Nucor Corporation
| NUE |
Materials
| Mid-Cap Value |
2.36%
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3M Company
| MMM |
Industrials
| Large-Cap Growth |
2.11%
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UGI Corporation
| UGI |
Utilities
| Mid-Cap Value |
2.03%
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Pfizer Inc.
| PFE |
Health Care
| Large-Cap Value |
1.93%
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The J.M. Smucker Company
| SJM |
Consumer Staples
| Mid-Cap Value |
1.91%
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Verizon Communications Inc.
| VZ |
Communication Services
| Large-Cap Value |
1.87%
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Exxon Mobil Corporation
| XOM |
Energy
| Large-Cap Value |
1.60%
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Imperial Oil Limited
| IMO |
Energy
| Mid-Cap Value |
1.57%
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TCF Financial Corporation
| TCF |
Financials
| Mid-Cap Value |
1.53%
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People's United Financial, Inc.
| PBCT |
Financials
| Mid-Cap Value |
1.50%
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Chevron Corporation
| CVX |
Energy
| Large-Cap Value |
1.45%
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Magna International Inc. (Class A)
| MGA |
Consumer Discretionary
| Mid-Cap Value |
1.43%
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Emerson Electric Co.
| EMR |
Industrials
| Large-Cap Value |
1.42%
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EOG Resources, Inc.
| EOG |
Energy
| Large-Cap Value |
1.42%
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Caterpillar Inc.
| CAT |
Industrials
| Large-Cap Growth |
1.41%
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Aflac Incorporated
| AFL |
Financials
| Large-Cap Value |
1.41%
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Huntington Bancshares Incorporated
| HBAN |
Financials
| Mid-Cap Value |
1.41%
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Comerica Incorporated
| CMA |
Financials
| Mid-Cap Value |
1.40%
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Target Corporation
| TGT |
Consumer Discretionary
| Large-Cap Growth |
1.40%
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Franklin Resources, Inc.
| BEN |
Financials
| Mid-Cap Value |
1.38%
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Pentair Plc
| PNR |
Industrials
| Mid-Cap Growth |
1.36%
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Citizens Financial Group, Inc.
| CFG |
Financials
| Mid-Cap Value |
1.34%
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KeyCorp
| KEY |
Financials
| Mid-Cap Value |
1.33%
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T. Rowe Price Group, Inc.
| TROW |
Financials
| Large-Cap Value |
1.32%
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Unum Group
| UNM |
Financials
| Mid-Cap Value |
1.31%
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Cincinnati Financial Corporation
| CINF |
Financials
| Mid-Cap Value |
1.29%
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First Horizon Corporation
| FHN |
Financials
| Mid-Cap Value |
1.29%
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Manulife Financial Corporation
| MFC |
Financials
| Large-Cap Value |
1.28%
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Johnson & Johnson
| JNJ |
Health Care
| Large-Cap Value |
1.27%
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Automatic Data Processing, Inc.
| ADP |
Information Technology
| Large-Cap Growth |
1.27%
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HP Inc.
| HPQ |
Information Technology
| Large-Cap Growth |
1.27%
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The Hartford Financial Services Group, Inc.
| HIG |
Financials
| Mid-Cap Value |
1.26%
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Archer-Daniels-Midland Company
| ADM |
Consumer Staples
| Large-Cap Value |
1.25%
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MSC Industrial Direct Co., Inc. (Class A)
| MSM |
Industrials
| Small-Cap Growth |
1.24%
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ManpowerGroup Inc.
| MAN |
Industrials
| Mid-Cap Value |
1.23%
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Walmart, Inc.
| WMT |
Consumer Staples
| Large-Cap Value |
1.22%
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Expeditors International of Washington, Inc.
| EXPD |
Industrials
| Mid-Cap Growth |
1.22%
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CVS Health Corporation
| CVS |
Health Care
| Large-Cap Value |
1.21%
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A.O. Smith Corporation
| AOS |
Industrials
| Mid-Cap Growth |
1.21%
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The Hanover Insurance Group, Inc.
| THG |
Financials
| Small-Cap Value |
1.21%
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International Paper Company
| IP |
Materials
| Mid-Cap Value |
1.19%
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ConocoPhillips
| COP |
Energy
| Large-Cap Value |
1.19%
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Eastman Chemical Company
| EMN |
Materials
| Mid-Cap Value |
1.19%
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NewMarket Corporation
| NEU |
Materials
| Small-Cap Growth |
1.18%
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Omnicom Group Inc.
| OMC |
Communication Services
| Mid-Cap Growth |
1.17%
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Prudential Financial, Inc.
| PRU |
Financials
| Large-Cap Value |
1.17%
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Steel Dynamics, Inc.
| STLD |
Materials
| Mid-Cap Value |
1.16%
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Amdocs Limited
| DOX |
Information Technology
| Mid-Cap Value |
1.16%
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LyondellBasell Industries N.V.
| LYB |
Materials
| Large-Cap Value |
1.15%
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Sonoco Products Company
| SON |
Materials
| Mid-Cap Value |
1.13%
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Huntington Ingalls Industries, Inc.
| HII |
Industrials
| Mid-Cap Value |
1.13%
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Intel Corporation
| INTC |
Information Technology
| Large-Cap Value |
1.12%
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The Allstate Corporation
| ALL |
Financials
| Large-Cap Value |
1.12%
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The Bank of New York Mellon Corporation
| BK |
Financials
| Large-Cap Value |
1.12%
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The Procter & Gamble Company
| PG |
Consumer Staples
| Large-Cap Growth |
1.11%
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Air Products and Chemicals, Inc.
| APD |
Materials
| Large-Cap Value |
1.11%
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Houlihan Lokey, Inc.
| HLI |
Financials
| Mid-Cap Value |
1.11%
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Snap-on Incorporated
| SNA |
Industrials
| Mid-Cap Value |
1.09%
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Cisco Systems, Inc.
| CSCO |
Information Technology
| Large-Cap Value |
1.09%
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Novartis AG (ADR)
| NVS |
Health Care
| Large-Cap Value |
1.09%
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Tyson Foods, Inc. (Class A)
| TSN |
Consumer Staples
| Large-Cap Value |
1.08%
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Hormel Foods Corporation
| HRL |
Consumer Staples
| Large-Cap Value |
1.07%
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Atmos Energy Corporation
| ATO |
Utilities
| Mid-Cap Value |
1.06%
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Comcast Corporation (Class A)
| CMCSA |
Communication Services
| Large-Cap Value |
1.05%
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Kimberly-Clark Corporation
| KMB |
Consumer Staples
| Large-Cap Growth |
1.03%
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Merck & Co., Inc.
| MRK |
Health Care
| Large-Cap Growth |
1.01%
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GlaxoSmithKline Plc (ADR)
| GSK |
Health Care
| Large-Cap Value |
1.00%
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BCE Inc.
| BCE |
Communication Services
| Large-Cap Value |
1.00%
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Mondelez International, Inc.
| MDLZ |
Consumer Staples
| Large-Cap Value |
0.98%
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International Business Machines Corporation
| IBM |
Information Technology
| Large-Cap Value |
0.96%
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Ingredion Incorporated
| INGR |
Consumer Staples
| Mid-Cap Value |
0.96%
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Sanofi (ADR)
| SNY |
Health Care
| Large-Cap Value |
0.95%
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Unilever Plc (ADR)
| UL |
Consumer Staples
| Large-Cap Growth |
0.94%
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Campbell Soup Company
| CPB |
Consumer Staples
| Mid-Cap Growth |
0.94%
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Kellogg Company
| K |
Consumer Staples
| Mid-Cap Growth |
0.88%
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General Mills, Inc.
| GIS |
Consumer Staples
| Large-Cap Value |
0.87%
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Viatris Inc.
| VTRS |
Health Care
| Mid-Cap Value |
0.11%
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Total Number of Holdings: 78 |
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Underlying Securities information represented above is as of 01/21/2021 but will vary with future fluctuations in the market. |
Deferred Sales Charge Schedule |
$0.04500
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January 20, 2021
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$0.04500
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February 19, 2021
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$0.04500
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March 19, 2021
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Risk Considerations Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification. Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets. COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.
Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
The style and capitalization characteristics used to describe the stocks are designed to help you
understand how they fit into your overall investment plan. Due to changes in the value of the stocks
the characteristics may vary over time. In general, growth stocks have high relative price-to-book
ratios while value stocks have low relative price-to-book ratios. In determining market capitalization
characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding
foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis.
Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next
20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
The S&P 500 Dividend Aristocrats Index is a product of S&P Dow Jones Indices LLC or its affiliates ("SPDJI") and has been licensed for use by First Trust Portfolios L.P. Standard & Poor's® and S&P® are registered trademarks of Standard & Poor's Financial Services LLC ("S&P"); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC ("Dow Jones"); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the S&P 500 Dividend Aristocrats Index. "Value Line", "The Value Line Investment Survey", and "Timeliness" are trademarks or registered trademarks of Value Line, Inc. ("Value Line") and have been licensed for use for certain purposes by First Trust Portfolios L.P. This product is not sponsored, endorsed, recommended, sold or promoted by Value Line and Value Line makes no representation regarding the advisability of investing in products utilizing such strategy. First Trust Portfolios L.P. is not affiliated with any Value Line company.
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30315M546 |
(Cash) |
30315M553 |
(Reinvest) |
30315M561 |
(Cash-Fee) |
30315M579 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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