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AI, Robotics & Technology Opportunity, 13  Ticker: FSZWDX
A unit investment trust that seeks above-average capital appreciation by investing in companies that are involved in the artificial intelligence and robotics industries.
Please note that there is no assurance the objective will be met.
Product Code: AIRO13
Portfolio Status: Secondary
Initial Offer Date: 09/02/2020
Secondary Date: 12/01/2020
Portfolio Ending Date: 12/02/2021
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
Initial Offer Price: $10.0000
NAV(*): $11.6617
POP(*): $11.8212
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 01/15/2021 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 1/15/2021) Per Unit (as of 1/11/2021)
0.50% $0.05950
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 2.98%
Consumer Discretionary  Consumer Discretionary 11.91%
Consumer Staples  Consumer Staples 0.00%
Energy  Energy 0.00%
Financials  Financials 0.00%
Health Care  Health Care 6.20%
Industrials  Industrials 23.65%
Information Technology  Information Technology 55.25%
Materials  Materials 0.00%
Real Estate  Real Estate 0.00%
Utilities  Utilities 0.00%
Other  Other 0.01%
  Large Mid Small  
Growth  38.60% 16.30% 7.65%  
Value  25.37% 12.07% 0.00%  

 Style Weighting
Large-Cap Growth 38.60%
Large-Cap Value 25.37%
Mid-Cap Growth 16.30%
Mid-Cap Value 12.07%
Small-Cap Growth 7.65%
Small-Cap Value 0.00%
Undetermined 0.01%
U.S. Stocks 79.31%   Other 0.01%
Non-U.S. Stocks 20.68%      
The style and sector characteristics of the portfolio are determined as of 01/14/2021 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $269,466.91
Price/Earnings 46.62
Price/Book 7.04
As of 1/14/2021
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
 ON Semiconductor Corporation ON Information Technology  Information Technology Mid-Cap Value 4.78%
 Tesla, Inc. TSLA Consumer Discretionary  Consumer Discretionary Large-Cap Growth 4.71%
 Aptiv Plc APTV Consumer Discretionary  Consumer Discretionary Large-Cap Value 4.52%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 4.45%
 Nuance Communications, Inc. NUAN Information Technology  Information Technology Mid-Cap Growth 4.39%
 AeroVironment, Inc. AVAV Industrials  Industrials Small-Cap Growth 4.35%
 Brooks Automation, Inc. BRKS Information Technology  Information Technology Mid-Cap Value 4.17%
 Zebra Technologies Corporation ZBRA Information Technology  Information Technology Mid-Cap Growth 3.89%
 Trimble Inc. TRMB Information Technology  Information Technology Mid-Cap Growth 3.57%
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Growth 3.49%
 Honeywell International Inc. HON Industrials  Industrials Large-Cap Growth 3.40%
 Schneider Electric SE (ADR) SBGSY Industrials  Industrials Large-Cap Value 3.34%
 Eaton Corporation Plc ETN Industrials  Industrials Large-Cap Value 3.31%
 Novanta Inc. NOVT Information Technology  Information Technology Small-Cap Growth 3.30%
 ABB Ltd (ADR) ABB Industrials  Industrials Large-Cap Value 3.27%
 Cadence Design Systems, Inc. CDNS Information Technology  Information Technology Large-Cap Growth 3.25%
 Globus Medical, Inc. (Class A) GMED Health Care  Health Care Mid-Cap Value 3.12%
 Intuitive Surgical, Inc. ISRG Health Care  Health Care Large-Cap Growth 3.08%
 Rockwell Automation, Inc. ROK Industrials  Industrials Large-Cap Growth 3.04%
 Alphabet Inc. (Class C) GOOG Communication Services  Communication Services Large-Cap Value 2.98%
 Siemens AG (ADR) SIEGY Industrials  Industrials Large-Cap Value 2.94%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Value 2.88%
 ServiceNow, Inc. NOW Information Technology  Information Technology Large-Cap Growth 2.87%
 Amazon.com, Inc. AMZN Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.68%
 Apple Inc. AAPL Information Technology  Information Technology Large-Cap Growth 2.60%
 Microsoft Corporation MSFT Information Technology  Information Technology Large-Cap Growth 2.56%
 NVIDIA Corporation NVDA Information Technology  Information Technology Large-Cap Growth 2.49%
 Adobe Incorporated ADBE Information Technology  Information Technology Large-Cap Growth 2.38%
 salesforce.com, inc. CRM Information Technology  Information Technology Large-Cap Value 2.13%
 Splunk Inc. SPLK Information Technology  Information Technology Large-Cap Growth 2.05%
Total Number of Holdings:    30
Underlying Securities information represented above is as of 01/14/2021 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 December 18, 2020
$0.04500 January 20, 2021
$0.04500 February 19, 2021

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

COVID-19 Economic Impact Risk. The COVID-19 global pandemic has resulted in major disruptions to economies and markets around the world. Financial markets have experienced extreme volatility and severe losses, negatively impacting global economic growth prospects. The duration of the COVID-19 outbreak and its effects cannot be determined with certainty and may exacerbate other political, social and economic risks.

Emerging Markets Risk. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Technology Risk. The companies engaged in the information technology sector are subject to fierce competition, high research and development costs, and their products and services may be subject to rapid obsolescence. Technology company stocks, especially those which are Internet-related, may experience extreme price and volume fluctuations that are often unrelated to their operating performance.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30315L340 (Cash)
30315L357 (Reinvest)
30315L365 (Cash-Fee)
30315L373 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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