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Sabrient Dividend Opportunity, 9  Ticker: FJIGRX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income. The portfolio seeks to find companies with above-average dividend yields. The stocks are selected for the trust by Sabrient Systems, LLC by applying a seven-step investment strategy process.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: SBDO9
Portfolio Status: Primary
Initial Offer Date: 04/01/2020
Portfolio Ending Date: 07/01/2021
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $11.5719
POP(*): $11.7391
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 05/22/2020 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 5/22/2020) Per Unit (as of 5/22/2020)
3.90% $0.45750
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 1.71%
Consumer Discretionary  Consumer Discretionary 10.90%
Consumer Staples  Consumer Staples 9.19%
Energy  Energy 2.65%
Financials  Financials 29.33%
Health Care  Health Care 11.72%
Industrials  Industrials 9.97%
Information Technology  Information Technology 11.96%
Materials  Materials 4.55%
Real Estate  Real Estate 5.86%
Utilities  Utilities 1.83%
Other  Other 0.33%
 
  Large Mid Small  
Growth  19.87% 13.53% 10.12%  
Value  23.82% 24.53% 7.80%  

 Style Weighting
Large-Cap Growth 19.87%
Large-Cap Value 23.82%
Mid-Cap Growth 13.53%
Mid-Cap Value 24.53%
Small-Cap Growth 10.12%
Small-Cap Value 7.80%
Undetermined 0.33%
 Composition
U.S. Stocks 90.13%   Other 0.33%
Non-U.S. Stocks 9.54%      
The style and sector characteristics of the portfolio are determined as of 05/22/2020 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $44,118.58
Price/Earnings 12.36
Price/Book 1.26
As of 5/22/2020
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 2.65%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 2.56%
 The Chemours Company CC Materials  Materials Small-Cap Growth 2.56%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.47%
 Lincoln National Corporation LNC Financials  Financials Mid-Cap Value 2.43%
 Magna International Inc. (Class A) MGA Consumer Discretionary  Consumer Discretionary Mid-Cap Value 2.25%
 Stanley Black & Decker, Inc. SWK Industrials  Industrials Large-Cap Value 2.24%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 2.19%
 The Blackstone Group Inc. BX Financials  Financials Large-Cap Growth 2.18%
 Fifth Third Bancorp FITB Financials  Financials Mid-Cap Value 2.16%
 Principal Financial Group, Inc. PFG Financials  Financials Mid-Cap Value 2.15%
 Weyerhaeuser Company WY Real Estate  Real Estate Mid-Cap Value 2.14%
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Value 2.13%
 Kforce Inc. KFRC Industrials  Industrials Small-Cap Growth 2.12%
 Maxim Integrated Products, Inc. MXIM Information Technology  Information Technology Mid-Cap Growth 2.10%
 Citizens Financial Group, Inc. CFG Financials  Financials Mid-Cap Value 2.07%
 Science Applications International Corporation SAIC Information Technology  Information Technology Mid-Cap Growth 2.06%
 Flowers Foods, Inc. FLO Consumer Staples  Consumer Staples Mid-Cap Growth 2.04%
 Regions Financial Corporation RF Financials  Financials Mid-Cap Value 2.03%
 Amgen Inc. AMGN Health Care  Health Care Large-Cap Growth 2.01%
 Graphic Packaging Holding Company GPK Materials  Materials Mid-Cap Value 1.99%
 Bristol-Myers Squibb Company BMY Health Care  Health Care Large-Cap Value 1.98%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 1.97%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 1.97%
 Bank of America Corporation BAC Financials  Financials Large-Cap Value 1.95%
 CVS Health Corporation CVS Health Care  Health Care Large-Cap Value 1.95%
 Citigroup Inc. C Financials  Financials Large-Cap Value 1.91%
 Seagate Technology Plc STX Information Technology  Information Technology Mid-Cap Growth 1.91%
 United Parcel Service, Inc. (Class B) UPS Industrials  Industrials Large-Cap Growth 1.90%
 Gildan Activewear Inc. GIL Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.90%
 KeyCorp KEY Financials  Financials Mid-Cap Value 1.89%
 Hubbell Incorporated HUBB Industrials  Industrials Mid-Cap Growth 1.87%
 Monmouth Real Estate Investment Corporation MNR Real Estate  Real Estate Small-Cap Growth 1.87%
 Investors Bancorp, Inc. ISBC Financials  Financials Small-Cap Value 1.87%
 Community Healthcare Trust Incorporated CHCT Real Estate  Real Estate Small-Cap Growth 1.85%
 Huntington Ingalls Industries, Inc. HII Industrials  Industrials Mid-Cap Growth 1.84%
 Algonquin Power & Utilities Corp. AQN Utilities  Utilities Mid-Cap Value 1.83%
 Merck & Co., Inc. MRK Health Care  Health Care Large-Cap Growth 1.81%
 JPMorgan Chase & Co. JPM Financials  Financials Large-Cap Value 1.81%
 The J.M. Smucker Company SJM Consumer Staples  Consumer Staples Mid-Cap Value 1.80%
 Mondelez International, Inc. MDLZ Consumer Staples  Consumer Staples Large-Cap Value 1.80%
 Altria Group, Inc. MO Consumer Staples  Consumer Staples Large-Cap Growth 1.79%
 HP Inc. HPQ Information Technology  Information Technology Large-Cap Growth 1.79%
 Unum Group UNM Financials  Financials Mid-Cap Value 1.79%
 Gilead Sciences, Inc. GILD Health Care  Health Care Large-Cap Value 1.78%
 Philip Morris International Inc. PM Consumer Staples  Consumer Staples Large-Cap Growth 1.76%
 Standard Motor Products, Inc. SMP Consumer Discretionary  Consumer Discretionary Small-Cap Growth 1.72%
 Cogent Communications Holdings, Inc. CCOI Communication Services  Communication Services Mid-Cap Growth 1.71%
 Manulife Financial Corporation MFC Financials  Financials Large-Cap Value 1.65%
 Brookline Bancorp, Inc. BRKL Financials  Financials Small-Cap Value 1.47%
 
Total Number of Holdings:    50
Underlying Securities information represented above is as of 05/22/2020 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  0.27%
  Deferred:  1.15%
C&D Fee:    0.43%
Maximum Sales Charge:   1.85%
CUSIP Type Distribution
30313Q788 Cash Monthly
30313Q796 Reinvest Monthly
* Based on the offer price as of 05/22/2020 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.43%
Maximum Sales Charge:   0.43%
CUSIP Type Distribution
30313Q804 Cash-Fee Monthly
30313Q812 Reinvest-Fee Monthly
* Based on the NAV price as of 05/22/2020 4:00pm ET
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 July 20, 2020
$0.04500 August 20, 2020
$0.04500 September 18, 2020

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

COVID-19 Economic Impact Risk. The recent outbreak of a respiratory disease designated as COVID-19 was first detected in China in December 2019. The global economic impact of the COVID-19 outbreak is impossible to predict but is expected to disrupt manufacturing, supply chains and sales in affected areas and negatively impact global economic growth prospects. The COVID-19 outbreak has also caused significant volatility and declines in global financial markets, which have caused losses for investors. The impact of the COVID-19 outbreak may be short term or may last for an extended period of time, and in either case could result in a substantial economic downturn or recession.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30313Q788 (Cash)
30313Q796 (Reinvest)
30313Q804 (Cash-Fee)
30313Q812 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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