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High Dividend Equity Allocation, 35  Ticker: FDTHWX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income by investing in a broad range of companies that we believe have shown a solid history of distributing dividends to shareholders.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: HDEA35
Portfolio Status: Primary
Initial Offer Date: 02/24/2020
Portfolio Ending Date: 02/24/2022
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $8.5205
POP(*): $8.7101
Remaining Deferred Sales Charge: $0.0750
* As of Trade Date: 08/05/2020 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 8/5/2020) Per Unit (as of 8/3/2020)
3.66% $0.31870
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 8.49%
Consumer Discretionary  Consumer Discretionary 14.77%
Consumer Staples  Consumer Staples 4.08%
Energy  Energy 9.70%
Financials  Financials 17.13%
Health Care  Health Care 8.53%
Industrials  Industrials 12.30%
Information Technology  Information Technology 9.44%
Materials  Materials 8.33%
Real Estate  Real Estate 0.00%
Utilities  Utilities 6.77%
Other  Other 0.46%
 
  Large Mid Small  
Growth  7.93% 12.02% 6.28%  
Value  49.17% 19.23% 4.91%  

 Style Weighting
Large-Cap Growth 7.93%
Large-Cap Value 49.17%
Mid-Cap Growth 12.02%
Mid-Cap Value 19.23%
Small-Cap Growth 6.28%
Small-Cap Value 4.91%
Undetermined 0.46%
 Composition
U.S. Stocks 57.30%   Other 0.46%
Non-U.S. Stocks 42.24%      
The style and sector characteristics of the portfolio are determined as of 08/05/2020 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $43,909.91
Price/Earnings 10.76
Price/Book 1.42
As of 8/4/2020
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 2.06%
 Whirlpool Corporation WHR Consumer Discretionary  Consumer Discretionary Mid-Cap Value 2.03%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 2.01%
 Polaris Inc. PII Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.00%
 Infosys Limited (ADR) INFY Information Technology  Information Technology Large-Cap Growth 1.91%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 1.85%
 Volvo AB (ADR) VLVLY Industrials  Industrials Large-Cap Value 1.80%
 Cisco Systems, Inc. CSCO Information Technology  Information Technology Large-Cap Value 1.77%
 Hanesbrands Inc. HBI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.75%
 Gilead Sciences, Inc. GILD Health Care  Health Care Large-Cap Value 1.72%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 1.70%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.67%
 AbbVie Inc. ABBV Health Care  Health Care Large-Cap Growth 1.67%
 Cardinal Health, Inc. CAH Health Care  Health Care Mid-Cap Growth 1.66%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Mid-Cap Value 1.66%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 1.64%
 Packaging Corporation of America PKG Materials  Materials Mid-Cap Value 1.64%
 GlaxoSmithKline Plc (ADR) GSK Health Care  Health Care Large-Cap Growth 1.63%
 Honda Motor Co., Ltd. (ADR) HMC Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.63%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 1.61%
 Anglo American Plc (ADR) NGLOY Materials  Materials Large-Cap Value 1.61%
 Public Service Enterprise Group Incorporated PEG Utilities  Utilities Large-Cap Value 1.57%
 Eaton Corporation Plc ETN Industrials  Industrials Large-Cap Value 1.57%
 TELUS Corporation TU Communication Services  Communication Services Large-Cap Value 1.56%
 Hasbro, Inc. HAS Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.50%
 Silicon Motion Technology Corporation (ADR) SIMO Information Technology  Information Technology Small-Cap Growth 1.49%
 Canadian Imperial Bank of Commerce CM Financials  Financials Large-Cap Value 1.48%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Value 1.46%
 NRG Energy, Inc. NRG Utilities  Utilities Mid-Cap Growth 1.46%
 TC Energy Corporation TRP Energy  Energy Large-Cap Value 1.45%
 China Mobile Limited (ADR) CHL Communication Services  Communication Services Large-Cap Value 1.44%
 Seagate Technology Plc STX Information Technology  Information Technology Mid-Cap Growth 1.44%
 Total SE (ADR) TOT Energy  Energy Large-Cap Value 1.42%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 1.41%
 Ingredion Incorporated INGR Consumer Staples  Consumer Staples Mid-Cap Value 1.40%
 DBS Group Holdings Ltd. (ADR) DBSDY Financials  Financials Large-Cap Value 1.40%
 BAE Systems Plc (ADR) BAESY Industrials  Industrials Large-Cap Value 1.38%
 LyondellBasell Industries N.V. LYB Materials  Materials Large-Cap Value 1.38%
 HP Inc. HPQ Information Technology  Information Technology Large-Cap Growth 1.37%
 Enel Americas S.A. (ADR) ENIA Utilities  Utilities Mid-Cap Value 1.36%
 Wal-Mart de Mexico, S.A.B. de C.V. (ADR) WMMVY Consumer Staples  Consumer Staples Large-Cap Growth 1.35%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 1.33%
 The Interpublic Group of Companies, Inc. IPG Communication Services  Communication Services Mid-Cap Value 1.32%
 PT Telekomunikasi Indonesia (ADR) TLK Communication Services  Communication Services Large-Cap Value 1.32%
 Evercore Inc. EVR Financials  Financials Small-Cap Growth 1.31%
 General Motors Company GM Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.31%
 Fidelity National Financial, Inc. FNF Financials  Financials Mid-Cap Value 1.31%
 MetLife, Inc. MET Financials  Financials Large-Cap Value 1.28%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 1.28%
 BNP Paribas S.A. (ADR) BNPQY Financials  Financials Large-Cap Value 1.27%
 H&E Equipment Services, Inc. HEES Industrials  Industrials Small-Cap Growth 1.27%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 1.25%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 1.23%
 Gazprom PAO (ADR) OGZPY Energy  Energy Large-Cap Value 1.23%
 LUKOIL PJSC (ADR) LUKOY Energy  Energy Large-Cap Value 1.21%
 CNOOC Limited (ADR) CEO Energy  Energy Large-Cap Value 1.21%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 1.15%
 Companhia Energetica de Minas Gerais-CEMIG (ADR) CIG Utilities  Utilities Small-Cap Value 1.15%
 Citizens Financial Group, Inc. CFG Financials  Financials Mid-Cap Value 1.14%
 F.N.B. Corporation FNB Financials  Financials Small-Cap Value 1.09%
 KeyCorp KEY Financials  Financials Mid-Cap Value 1.08%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 1.08%
 Darden Restaurants, Inc. DRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.06%
 Royal Dutch Shell Plc (Class B) (ADR) RDS/B Energy  Energy Large-Cap Value 1.05%
 Marathon Petroleum Corporation MPC Energy  Energy Large-Cap Value 1.05%
 Barclays Plc (ADR) BCS Financials  Financials Large-Cap Value 1.04%
 Steelcase Inc. SCS Industrials  Industrials Small-Cap Value 1.00%
 Wyndham Destinations, Inc. WYND Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.98%
 Tapestry Inc. TPR Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.84%
 Banco Santander (Mexico), S.A. (Series B) (ADR) BSMX Financials  Financials Mid-Cap Value 0.79%
 
Total Number of Holdings:    70
Underlying Securities information represented above is as of 08/05/2020 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  1.32%
  Deferred:  0.86%
C&D Fee:    0.57%
Maximum Sales Charge:   2.75%
CUSIP Type Distribution
30313C821 Cash Monthly
30313C839 Reinvest Monthly
* Based on the offer price as of 08/05/2020 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.59%
Maximum Sales Charge:   0.59%
CUSIP Type Distribution
30313C847 Cash-Fee Monthly
30313C854 Reinvest-Fee Monthly
* Based on the NAV price as of 08/05/2020 4:00pm ET
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 June 19, 2020
$0.07500 July 20, 2020
$0.07500 August 20, 2020

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

COVID-19 Economic Impact Risk. The recent outbreak of a respiratory disease designated as COVID-19 was first detected in China in December 2019. The global economic impact of the COVID-19 outbreak is impossible to predict but is expected to disrupt manufacturing, supply chains and sales in affected areas and negatively impact global economic growth prospects. The COVID-19 outbreak has also caused significant volatility and declines in global financial markets, which have caused losses for investors. The impact of the COVID-19 outbreak may be short term or may last for an extended period of time, and in either case could result in a substantial economic downturn or recession.

Emerging Markets Risk. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30313C821 (Cash)
30313C839 (Reinvest)
30313C847 (Cash-Fee)
30313C854 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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