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Diversified Equity Strategic Allocation, 1st Qtr 2020  Ticker: FXBHQX
 
Description
A unit investment trust which seeks the potential for above-average total return by investing in a portfolio of common stocks diversified across various market capitalizations, growth and value styles, sectors and countries. The stocks are selected by applying a disciplined investment strategy which adheres to pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DE1Q20
Portfolio Status: Primary
Initial Offer Date: 01/09/2020
Portfolio Ending Date: 04/15/2021
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $9.9179
POP(*): $10.0539
Remaining Deferred Sales Charge: $0.1350
* As of Trade Date: 02/19/2020 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 2/19/2020) Per Unit (as of 2/18/2020)
1.49% $0.14930
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 8.12%
Consumer Discretionary  Consumer Discretionary 14.95%
Consumer Staples  Consumer Staples 11.47%
Energy  Energy 9.41%
Financials  Financials 8.93%
Health Care  Health Care 14.66%
Industrials  Industrials 15.71%
Information Technology  Information Technology 6.45%
Materials  Materials 5.37%
Real Estate  Real Estate 2.00%
Utilities  Utilities 2.79%
Other  Other 0.14%
 
  Large Mid Small  
Growth  28.92% 8.75% 5.42%  
Value  42.97% 9.12% 4.68%  

 Style Weighting
Large-Cap Growth 28.92%
Large-Cap Value 42.97%
Mid-Cap Growth 8.75%
Mid-Cap Value 9.12%
Small-Cap Growth 5.42%
Small-Cap Value 4.68%
Undetermined 0.14%
 Composition
U.S. Stocks 80.27%   Other 0.14%
Non-U.S. Stocks 19.59%      
The style and sector characteristics of the portfolio are determined as of 02/18/2020 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $66,076.50
Price/Earnings 17.09
Price/Book 2.40
As of 2/18/2020
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 T-Mobile US, Inc. TMUS Communication Services  Communication Services Large-Cap Value 1.04%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Value 0.95%
 Twitter, Inc. TWTR Communication Services  Communication Services Large-Cap Value 0.95%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Growth 0.94%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 0.93%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.93%
 Air Products and Chemicals, Inc. APD Materials  Materials Large-Cap Growth 0.92%
 Cintas Corporation CTAS Industrials  Industrials Large-Cap Growth 0.91%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.91%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.91%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Growth 0.91%
 Hormel Foods Corporation HRL Consumer Staples  Consumer Staples Large-Cap Value 0.90%
 PepsiCo, Inc. PEP Consumer Staples  Consumer Staples Large-Cap Growth 0.90%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.90%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 0.90%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.90%
 Copart, Inc. CPRT Industrials  Industrials Large-Cap Growth 0.90%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 0.90%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.89%
 Public Storage PSA Real Estate  Real Estate Large-Cap Growth 0.89%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.89%
 Automatic Data Processing, Inc. ADP Information Technology  Information Technology Large-Cap Growth 0.88%
 Southwest Airlines Co. LUV Industrials  Industrials Large-Cap Value 0.88%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 0.88%
 VMware, Inc. VMW Information Technology  Information Technology Large-Cap Growth 0.88%
 Eli Lilly and Company LLY Health Care  Health Care Large-Cap Growth 0.87%
 Stryker Corporation SYK Health Care  Health Care Large-Cap Growth 0.87%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 0.87%
 Centene Corporation CNC Health Care  Health Care Large-Cap Value 0.86%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Growth 0.85%
 The Estee Lauder Companies Inc. EL Consumer Staples  Consumer Staples Large-Cap Growth 0.85%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.85%
 Ross Stores, Inc. ROST Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.85%
 ONEOK, Inc. OKE Energy  Energy Large-Cap Growth 0.84%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.84%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.84%
 NIKE, Inc. (Class B) NKE Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.83%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 0.83%
 M&T Bank Corporation MTB Financials  Financials Large-Cap Value 0.83%
 Northrop Grumman Corporation NOC Industrials  Industrials Large-Cap Growth 0.83%
 Electronic Arts Inc. EA Communication Services  Communication Services Large-Cap Value 0.82%
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Growth 0.82%
 Delta Air Lines, Inc. DAL Industrials  Industrials Large-Cap Value 0.82%
 HCA Healthcare, Inc. HCA Health Care  Health Care Large-Cap Growth 0.82%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 0.81%
 Fifth Third Bancorp FITB Financials  Financials Large-Cap Value 0.81%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 0.80%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.80%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.79%
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 0.78%
 Deere & Company DE Industrials  Industrials Large-Cap Value 0.78%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.78%
 Alexion Pharmaceuticals, Inc. ALXN Health Care  Health Care Large-Cap Value 0.78%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 0.77%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 0.77%
 Sysco Corporation SYY Consumer Staples  Consumer Staples Large-Cap Growth 0.75%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.75%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Large-Cap Value 0.74%
 ConocoPhillips COP Energy  Energy Large-Cap Value 0.74%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.74%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.72%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.72%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.71%
 Linde Plc LIN Materials  Materials Large-Cap Value 0.71%
 ViacomCBS Inc. VIAC Communication Services  Communication Services Large-Cap Value 0.69%
 Enbridge Inc. ENB Energy  Energy Large-Cap Value 0.69%
 Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR) MURGY Financials  Financials Large-Cap Value 0.69%
 Vinci S.A. (ADR) VCISY Industrials  Industrials Large-Cap Value 0.68%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.68%
 Schneider Electric SE (ADR) SBGSY Industrials  Industrials Large-Cap Value 0.68%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 0.67%
 Dassault Systemes S.E. (ADR) DASTY Information Technology  Information Technology Large-Cap Growth 0.67%
 BNP Paribas S.A. (ADR) BNPQY Financials  Financials Large-Cap Value 0.66%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.66%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Growth 0.66%
 EssilorLuxottica S.A. (ADR) ESLOY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.65%
 Honda Motor Co., Ltd. (ADR) HMC Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.64%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.64%
 Sony Corporation (ADR) SNE Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.63%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 0.63%
 Henkel AG & Co. KGaA (ADR) HENKY Consumer Staples  Consumer Staples Large-Cap Value 0.63%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.62%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 0.61%
 adidas AG (ADR) ADDYY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.61%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.60%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 0.59%
 Suncor Energy Inc. SU Energy  Energy Large-Cap Value 0.59%
 Total S.A. (ADR) TOT Energy  Energy Large-Cap Value 0.58%
 Royal Dutch Shell Plc (ADR) RDS/A Energy  Energy Large-Cap Value 0.56%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 0.55%
 Encompass Health Corporation EHC Health Care  Health Care Mid-Cap Growth 0.40%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.39%
 RH RH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.39%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.38%
 Arthur J. Gallagher & Co. AJG Financials  Financials Large-Cap Value 0.38%
 JetBlue Airways Corporation JBLU Industrials  Industrials Mid-Cap Value 0.38%
 Amedisys, Inc. AMED Health Care  Health Care Mid-Cap Growth 0.38%
 LHC Group, Inc. LHCG Health Care  Health Care Mid-Cap Value 0.38%
 Ulta Beauty, Inc. ULTA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.38%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Growth 0.37%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.37%
 MDU Resources Group, Inc. MDU Utilities  Utilities Mid-Cap Value 0.36%
 Henry Schein, Inc. HSIC Health Care  Health Care Mid-Cap Growth 0.36%
 Entegris, Inc. ENTG Information Technology  Information Technology Mid-Cap Growth 0.36%
 Avangrid, Inc. AGR Utilities  Utilities Mid-Cap Value 0.36%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.35%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 0.35%
 Fortinet, Inc. FTNT Information Technology  Information Technology Large-Cap Growth 0.35%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.35%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.34%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.34%
 Mohawk Industries, Inc. MHK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.34%
 Curtiss-Wright Corporation CW Industrials  Industrials Mid-Cap Value 0.34%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.34%
 Carter's, Inc. CRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.34%
 Performance Food Group Company PFGC Consumer Staples  Consumer Staples Mid-Cap Growth 0.34%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Mid-Cap Growth 0.33%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 0.33%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 0.33%
 MAXIMUS, Inc. MMS Information Technology  Information Technology Mid-Cap Value 0.33%
 Foot Locker, Inc. FL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.33%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.33%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.32%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.32%
 East West Bancorp, Inc. EWBC Financials  Financials Mid-Cap Value 0.32%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.32%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.32%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.31%
 E*TRADE Financial Corporation ETFC Financials  Financials Mid-Cap Value 0.31%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Small-Cap Growth 0.31%
 Lincoln Electric Holdings, Inc. LECO Industrials  Industrials Mid-Cap Growth 0.31%
 First Citizens BancShares, Inc. FCNCA Financials  Financials Mid-Cap Value 0.31%
 Oshkosh Corporation OSK Industrials  Industrials Mid-Cap Value 0.30%
 Columbia Sportswear Company COLM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.30%
 Dick's Sporting Goods, Inc. DKS Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.30%
 Nucor Corporation NUE Materials  Materials Mid-Cap Value 0.29%
 W.W. Grainger, Inc. GWW Industrials  Industrials Mid-Cap Growth 0.29%
 Zions Bancorporation ZION Financials  Financials Mid-Cap Value 0.29%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 0.29%
 NewMarket Corporation NEU Materials  Materials Mid-Cap Growth 0.29%
 Parsley Energy, Inc. (Class A) PE Energy  Energy Mid-Cap Value 0.29%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.28%
 Concho Resources Inc. CXO Energy  Energy Mid-Cap Value 0.28%
 Murphy Oil Corporation MUR Energy  Energy Small-Cap Value 0.27%
 PVH Corp. PVH Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.27%
 Acuity Brands, Inc. AYI Industrials  Industrials Mid-Cap Value 0.27%
 Marathon Oil Corporation MRO Energy  Energy Mid-Cap Value 0.26%
 Diamondback Energy, Inc. FANG Energy  Energy Mid-Cap Value 0.26%
 Cimarex Energy Co. XEC Energy  Energy Small-Cap Value 0.24%
 Arrowhead Pharmaceuticals, Inc. ARWR Health Care  Health Care Mid-Cap Growth 0.23%
 Cohen & Steers, Inc. CNS Financials  Financials Small-Cap Growth 0.20%
 Walker & Dunlop, Inc. WD Financials  Financials Small-Cap Growth 0.20%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.19%
 Texas Roadhouse, Inc. TXRH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.19%
 Interactive Brokers Group, Inc. (Class A) IBKR Financials  Financials Large-Cap Value 0.19%
 Exponent, Inc. EXPO Industrials  Industrials Mid-Cap Growth 0.19%
 Arena Pharmaceuticals, Inc. ARNA Health Care  Health Care Small-Cap Growth 0.19%
 TopBuild Corp. BLD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.19%
 Houlihan Lokey, Inc. HLI Financials  Financials Small-Cap Growth 0.19%
 Werner Enterprises, Inc. WERN Industrials  Industrials Small-Cap Growth 0.18%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.18%
 Simpson Manufacturing Co., Inc. SSD Industrials  Industrials Small-Cap Growth 0.18%
 Saia, Inc. SAIA Industrials  Industrials Small-Cap Growth 0.18%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 Evercore Inc. EVR Financials  Financials Small-Cap Growth 0.18%
 TRI Pointe Group, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.18%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.17%
 Equity Commonwealth EQC Real Estate  Real Estate Mid-Cap Value 0.17%
 Universal Forest Products, Inc. UFPI Industrials  Industrials Small-Cap Growth 0.17%
 Regal Beloit Corporation RBC Industrials  Industrials Small-Cap Value 0.17%
 United States Cellular Corporation USM Communication Services  Communication Services Small-Cap Value 0.17%
 ABM Industries Incorporated ABM Industrials  Industrials Small-Cap Value 0.17%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.17%
 LCI Industries LCII Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.17%
 Quidel Corporation QDEL Health Care  Health Care Small-Cap Growth 0.17%
 Stepan Company SCL Materials  Materials Small-Cap Growth 0.17%
 Spirit Airlines, Inc. SAVE Industrials  Industrials Small-Cap Value 0.17%
 BMC Stock Holdings, Inc. BMCH Industrials  Industrials Small-Cap Growth 0.17%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.16%
 Urban Outfitters, Inc. URBN Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 American Eagle Outfitters, Inc. AEO Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 Wolverine World Wide, Inc. WWW Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 AVX Corporation AVX Information Technology  Information Technology Small-Cap Value 0.16%
 J & J Snack Foods Corp. JJSF Consumer Staples  Consumer Staples Small-Cap Growth 0.16%
 National Fuel Gas Company NFG Utilities  Utilities Small-Cap Value 0.16%
 Lithia Motors, Inc. LAD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.16%
 Umpqua Holdings Corporation UMPQ Financials  Financials Small-Cap Value 0.16%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Value 0.16%
 Inter Parfums, Inc. IPAR Consumer Staples  Consumer Staples Small-Cap Growth 0.16%
 Central Garden & Pet Company (Class A) CENTA Consumer Staples  Consumer Staples Small-Cap Value 0.16%
 Lattice Semiconductor Corporation LSCC Information Technology  Information Technology Small-Cap Growth 0.15%
 HMS Holdings Corp. HMSY Health Care  Health Care Small-Cap Growth 0.15%
 Brady Corporation BRC Industrials  Industrials Small-Cap Growth 0.15%
 Plexus Corp. PLXS Information Technology  Information Technology Small-Cap Growth 0.15%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Seacoast Banking Corporation of Florida SBCF Financials  Financials Small-Cap Value 0.15%
 Renasant Corporation RNST Financials  Financials Small-Cap Value 0.15%
 NMI Holdings, Inc. (Class A) NMIH Financials  Financials Small-Cap Growth 0.15%
 Bank OZK OZK Financials  Financials Small-Cap Value 0.15%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.14%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.14%
 Steven Madden, Ltd. SHOO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.14%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.14%
 United States Steel Corporation X Materials  Materials Small-Cap Value 0.13%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Small-Cap Value 0.13%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.13%
 Sanderson Farms, Inc. SAFM Consumer Staples  Consumer Staples Small-Cap Growth 0.13%
 PDC Energy, Inc. PDCE Energy  Energy Small-Cap Value 0.13%
 Matador Resources Company MTDR Energy  Energy Small-Cap Value 0.11%
 EQT Corporation EQT Energy  Energy Small-Cap Value 0.10%
 
Total Number of Holdings:    210
Underlying Securities information represented above is as of 02/18/2020 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  0.01%
  Deferred:  1.34%
C&D Fee:    0.50%
Maximum Sales Charge:   1.85%
CUSIP Type Distribution
30312K261 Cash Semi-Annual
30312K279 Reinvest Semi-Annual
* Based on the offer price as of 02/19/2020 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.50%
Maximum Sales Charge:   0.50%
CUSIP Type Distribution
30312K287 Cash-Fee Semi-Annual
30312K295 Reinvest-Fee Semi-Annual
* Based on the NAV price as of 02/19/2020 4:00pm ET
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 April 20, 2020
$0.04500 May 20, 2020
$0.04500 June 19, 2020

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30312K261 (Cash)
30312K279 (Reinvest)
30312K287 (Cash-Fee)
30312K295 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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