Home   Logon   Mobile Site   Research and Commentary   About Us   Call 1.800.621.1675 or Email Us       Follow Us: 

Search by Ticker, Keyword or CUSIP       
 
 

Target Diversified Global Allocation, 1st Qtr 2020  Ticker: FEMLYX
 
Description
The Target Diversified Global Allocation Portfolio is a unit investment trust that seeks above-average total return and is designed to provide broad equity diversification by investing in common stocks across various market capitalizations, growth and value styles, sectors and countries. The trust invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DG1Q20
Portfolio Status: Secondary
Initial Offer Date: 01/10/2020
Secondary Date: 04/13/2020
Portfolio Ending Date: 04/09/2021
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $7.9159
POP(*): $8.0242
Remaining Deferred Sales Charge: $0.0450
* As of Trade Date: 05/29/2020 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 5/29/2020) Per Unit (as of 5/29/2020)
2.91% $0.23360
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 9.33%
Consumer Discretionary  Consumer Discretionary 13.55%
Consumer Staples  Consumer Staples 8.43%
Energy  Energy 9.03%
Financials  Financials 9.56%
Health Care  Health Care 11.19%
Industrials  Industrials 11.97%
Information Technology  Information Technology 5.26%
Materials  Materials 9.57%
Real Estate  Real Estate 7.22%
Utilities  Utilities 4.60%
Other  Other 0.29%
 
  Large Mid Small  
Growth  17.42% 10.26% 6.49%  
Value  40.13% 14.00% 11.41%  

 Style Weighting
Large-Cap Growth 17.42%
Large-Cap Value 40.13%
Mid-Cap Growth 10.26%
Mid-Cap Value 14.00%
Small-Cap Growth 6.49%
Small-Cap Value 11.41%
Undetermined 0.29%
 Composition
U.S. Stocks 74.15%   Other 0.29%
Non-U.S. Stocks 25.56%      
The style and sector characteristics of the portfolio are determined as of 05/29/2020 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $51,550.19
Price/Earnings 13.60
Price/Book 1.75
As of 5/29/2020
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 1.48%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 1.33%
 Big Lots, Inc. BIG Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.29%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 1.24%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 1.23%
 Cohen & Steers, Inc. CNS Financials  Financials Mid-Cap Growth 1.12%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 1.03%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Value 0.98%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 0.93%
 The Southern Company SO Utilities  Utilities Large-Cap Value 0.88%
 Janus Henderson Group Plc JHG Financials  Financials Mid-Cap Value 0.88%
 Seagate Technology Plc STX Information Technology  Information Technology Mid-Cap Growth 0.87%
 Rent-A-Center, Inc. RCII Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.86%
 Newmont Corporation NEM Materials  Materials Large-Cap Value 0.85%
 Artisan Partners Asset Management Inc. APAM Financials  Financials Small-Cap Growth 0.85%
 China Mobile Limited (ADR) CHL Communication Services  Communication Services Large-Cap Value 0.83%
 Mobile TeleSystems PJSC (ADR) MBT Communication Services  Communication Services Mid-Cap Growth 0.81%
 Philip Morris International Inc. PM Consumer Staples  Consumer Staples Large-Cap Growth 0.81%
 PPL Corporation PPL Utilities  Utilities Large-Cap Value 0.77%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 0.77%
 Waddell & Reed Financial, Inc. WDR Financials  Financials Small-Cap Value 0.77%
 Greif, Inc. GEF Materials  Materials Small-Cap Value 0.77%
 ORIX Corporation (ADR) IX Financials  Financials Large-Cap Value 0.77%
 T-Mobile US, Inc. TMUS Communication Services  Communication Services Large-Cap Value 0.76%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.76%
 Triton International Limited TRTN Industrials  Industrials Small-Cap Value 0.75%
 The Chemours Company CC Materials  Materials Small-Cap Growth 0.74%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Growth 0.73%
 Ternium S.A. (ADR) TX Materials  Materials Mid-Cap Value 0.71%
 Eli Lilly and Company LLY Health Care  Health Care Large-Cap Growth 0.70%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 0.69%
 Companhia Paranaense de Energia-Copel (Preference, ADR) ELP Utilities  Utilities Mid-Cap Value 0.69%
 LyondellBasell Industries N.V. LYB Materials  Materials Large-Cap Value 0.69%
 Electronic Arts Inc. EA Communication Services  Communication Services Large-Cap Value 0.68%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.68%
 Hormel Foods Corporation HRL Consumer Staples  Consumer Staples Large-Cap Value 0.67%
 Alexion Pharmaceuticals, Inc. ALXN Health Care  Health Care Large-Cap Value 0.67%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.65%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Value 0.65%
 WestRock Company WRK Materials  Materials Mid-Cap Value 0.65%
 Air Products and Chemicals, Inc. APD Materials  Materials Large-Cap Value 0.64%
 CNOOC Limited (ADR) CEO Energy  Energy Large-Cap Value 0.64%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.63%
 Centene Corporation CNC Health Care  Health Care Large-Cap Value 0.63%
 UnitedHealth Group Incorporated UNH Health Care  Health Care Large-Cap Value 0.62%
 VMware, Inc. VMW Information Technology  Information Technology Large-Cap Growth 0.62%
 Warrior Met Coal, Inc. HCC Materials  Materials Small-Cap Value 0.62%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.60%
 PepsiCo, Inc. PEP Consumer Staples  Consumer Staples Large-Cap Growth 0.60%
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Growth 0.60%
 Fiat Chrysler Automobiles N.V. FCAU Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.60%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Value 0.60%
 NIKE, Inc. (Class B) NKE Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.59%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.59%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 0.58%
 The Estee Lauder Companies Inc. EL Consumer Staples  Consumer Staples Large-Cap Growth 0.58%
 Public Storage PSA Real Estate  Real Estate Large-Cap Growth 0.58%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.58%
 Copart, Inc. CPRT Industrials  Industrials Large-Cap Growth 0.58%
 Anthem, Inc. ANTM Health Care  Health Care Large-Cap Value 0.58%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.57%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.57%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 0.57%
 VEON Ltd. (ADR) VEON Communication Services  Communication Services Small-Cap Growth 0.57%
 Twitter, Inc. TWTR Communication Services  Communication Services Large-Cap Value 0.57%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 0.57%
 Cintas Corporation CTAS Industrials  Industrials Large-Cap Growth 0.56%
 Stryker Corporation SYK Health Care  Health Care Large-Cap Growth 0.56%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.56%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.54%
 Northrop Grumman Corporation NOC Industrials  Industrials Large-Cap Growth 0.54%
 Companhia Energetica de Minas Gerais-CEMIG (ADR) CIG Utilities  Utilities Small-Cap Value 0.54%
 Companhia Siderurgica Nacional S.A. (ADR) SID Materials  Materials Small-Cap Growth 0.54%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.53%
 Automatic Data Processing, Inc. ADP Information Technology  Information Technology Large-Cap Growth 0.52%
 The Buckle, Inc. BKE Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.52%
 Deere & Company DE Industrials  Industrials Large-Cap Value 0.52%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.52%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.52%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.52%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 0.51%
 Ross Stores, Inc. ROST Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.50%
 CVR Energy, Inc. CVI Energy  Energy Small-Cap Value 0.50%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.50%
 Dassault Systemes S.E. (ADR) DASTY Information Technology  Information Technology Large-Cap Growth 0.50%
 Ecopetrol S.A. (ADR) EC Energy  Energy Large-Cap Value 0.50%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Value 0.49%
 The Gap, Inc. GPS Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.48%
 Linde Plc LIN Materials  Materials Large-Cap Value 0.48%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.47%
 Schneider Electric SE (ADR) SBGSY Industrials  Industrials Large-Cap Value 0.47%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 0.47%
 Costamare Inc. CMRE Industrials  Industrials Small-Cap Value 0.46%
 Sony Corporation (ADR) SNE Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.45%
 Honda Motor Co., Ltd. (ADR) HMC Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.45%
 Lexington Realty Trust LXP Real Estate  Real Estate Small-Cap Value 0.45%
 Life Storage, Inc. LSI Real Estate  Real Estate Mid-Cap Value 0.44%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 0.43%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.43%
 HCA Healthcare, Inc. HCA Health Care  Health Care Large-Cap Growth 0.43%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Large-Cap Value 0.42%
 Henkel AG & Co. KGaA (ADR) HENKY Consumer Staples  Consumer Staples Large-Cap Value 0.42%
 Vinci S.A. (ADR) VCISY Industrials  Industrials Large-Cap Value 0.41%
 EssilorLuxottica S.A. (ADR) ESLOY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.41%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.40%
 Sysco Corporation SYY Consumer Staples  Consumer Staples Large-Cap Growth 0.40%
 Fifth Third Bancorp FITB Financials  Financials Mid-Cap Value 0.40%
 ConocoPhillips COP Energy  Energy Large-Cap Value 0.40%
 Enbridge Inc. ENB Energy  Energy Large-Cap Value 0.40%
 Gaming and Leisure Properties, Inc. GLPI Real Estate  Real Estate Mid-Cap Growth 0.39%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.39%
 M&T Bank Corporation MTB Financials  Financials Mid-Cap Value 0.38%
 adidas AG (ADR) ADDYY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.38%
 Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR) MURGY Financials  Financials Large-Cap Value 0.38%
 VICI Properties Inc. VICI Real Estate  Real Estate Mid-Cap Value 0.38%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.38%
 CoreCivic, Inc. CXW Real Estate  Real Estate Small-Cap Value 0.37%
 Southwest Airlines Co. LUV Industrials  Industrials Large-Cap Value 0.36%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.36%
 Lamar Advertising Company LAMR Real Estate  Real Estate Mid-Cap Growth 0.36%
 Healthpeak Properties Inc. PEAK Real Estate  Real Estate Mid-Cap Value 0.35%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 0.35%
 Total S.A. (ADR) TOT Energy  Energy Large-Cap Value 0.33%
 Host Hotels & Resorts, Inc. HST Real Estate  Real Estate Mid-Cap Value 0.33%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Growth 0.32%
 Carnival Corporation CCL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.31%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.31%
 ONEOK, Inc. OKE Energy  Energy Mid-Cap Value 0.30%
 ViacomCBS Inc. VIAC Communication Services  Communication Services Mid-Cap Value 0.30%
 Brandywine Realty Trust BDN Real Estate  Real Estate Small-Cap Value 0.30%
 BNP Paribas S.A. (ADR) BNPQY Financials  Financials Large-Cap Value 0.30%
 Fortinet, Inc. FTNT Information Technology  Information Technology Large-Cap Growth 0.30%
 Vermilion Energy Inc. VET Energy  Energy Small-Cap Value 0.30%
 Entegris, Inc. ENTG Information Technology  Information Technology Mid-Cap Growth 0.29%
 Weingarten Realty Investors WRI Real Estate  Real Estate Small-Cap Value 0.29%
 Arbor Realty Trust, Inc. ABR Financials  Financials Small-Cap Value 0.29%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 0.28%
 LHC Group, Inc. LHCG Health Care  Health Care Mid-Cap Growth 0.28%
 Quidel Corporation QDEL Health Care  Health Care Mid-Cap Growth 0.28%
 Spirit Realty Capital, Inc. SRC Real Estate  Real Estate Mid-Cap Value 0.28%
 Vornado Realty Trust VNO Real Estate  Real Estate Mid-Cap Value 0.27%
 Amedisys, Inc. AMED Health Care  Health Care Mid-Cap Growth 0.27%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.27%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.27%
 Brixmor Property Group Inc. BRX Real Estate  Real Estate Mid-Cap Value 0.27%
 Encompass Health Corporation EHC Health Care  Health Care Mid-Cap Growth 0.26%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 0.26%
 Royal Dutch Shell Plc (ADR) RDS/A Energy  Energy Large-Cap Value 0.26%
 Delta Air Lines, Inc. DAL Industrials  Industrials Large-Cap Value 0.26%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.25%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.25%
 Suncor Energy Inc. SU Energy  Energy Large-Cap Value 0.25%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.25%
 Summit Hotel Properties, Inc. INN Real Estate  Real Estate Small-Cap Value 0.25%
 Urban Edge Properties UE Real Estate  Real Estate Small-Cap Value 0.25%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.24%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Mid-Cap Growth 0.24%
 E*TRADE Financial Corporation ETFC Financials  Financials Mid-Cap Value 0.24%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.24%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 0.24%
 Arthur J. Gallagher & Co. AJG Financials  Financials Large-Cap Value 0.24%
 MAXIMUS, Inc. MMS Information Technology  Information Technology Mid-Cap Growth 0.24%
 NewMarket Corporation NEU Materials  Materials Mid-Cap Growth 0.24%
 RH RH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.24%
 W.W. Grainger, Inc. GWW Industrials  Industrials Large-Cap Growth 0.22%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Mid-Cap Value 0.22%
 Henry Schein, Inc. HSIC Health Care  Health Care Mid-Cap Value 0.22%
 Avangrid, Inc. AGR Utilities  Utilities Mid-Cap Value 0.22%
 Ulta Beauty, Inc. ULTA Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.22%
 SITE Centers Corp. SITC Real Estate  Real Estate Small-Cap Value 0.21%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.21%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.21%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.21%
 Lincoln Electric Holdings, Inc. LECO Industrials  Industrials Mid-Cap Growth 0.21%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.21%
 Xenia Hotels & Resorts, Inc. XHR Real Estate  Real Estate Small-Cap Value 0.21%
 Ryman Hospitality Properties, Inc. RHP Real Estate  Real Estate Small-Cap Growth 0.20%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.20%
 Nucor Corporation NUE Materials  Materials Mid-Cap Value 0.19%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.19%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.19%
 Oshkosh Corporation OSK Industrials  Industrials Mid-Cap Value 0.19%
 Carter's, Inc. CRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.19%
 First Citizens BancShares, Inc. (Class A) FCNCA Financials  Financials Mid-Cap Value 0.19%
 MDU Resources Group, Inc. MDU Utilities  Utilities Mid-Cap Value 0.18%
 Columbia Sportswear Company COLM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.18%
 East West Bancorp, Inc. EWBC Financials  Financials Mid-Cap Value 0.18%
 Mohawk Industries, Inc. MHK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.18%
 EQT Corporation EQT Energy  Energy Mid-Cap Value 0.18%
 Dick's Sporting Goods, Inc. DKS Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.18%
 Tanger Factory Outlet Centers, Inc. SKT Real Estate  Real Estate Small-Cap Growth 0.18%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 0.17%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 0.17%
 Foot Locker, Inc. FL Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.17%
 Curtiss-Wright Corporation CW Industrials  Industrials Mid-Cap Value 0.17%
 Werner Enterprises, Inc. WERN Industrials  Industrials Mid-Cap Value 0.16%
 Zions Bancorporation ZION Financials  Financials Mid-Cap Value 0.16%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.16%
 Arena Pharmaceuticals, Inc. ARNA Health Care  Health Care Mid-Cap Value 0.16%
 Saia, Inc. SAIA Industrials  Industrials Small-Cap Growth 0.15%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Concho Resources Inc. CXO Energy  Energy Mid-Cap Value 0.15%
 Houlihan Lokey, Inc. HLI Financials  Financials Mid-Cap Growth 0.15%
 Lattice Semiconductor Corporation LSCC Information Technology  Information Technology Mid-Cap Growth 0.14%
 Acuity Brands, Inc. AYI Industrials  Industrials Mid-Cap Value 0.14%
 Central Garden & Pet Company (Class A) CENTA Consumer Staples  Consumer Staples Small-Cap Growth 0.14%
 Equity Commonwealth EQC Real Estate  Real Estate Mid-Cap Value 0.13%
 Meritage Homes Corporation MTH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.13%
 JetBlue Airways Corporation JBLU Industrials  Industrials Small-Cap Value 0.13%
 Exponent, Inc. EXPO Industrials  Industrials Mid-Cap Growth 0.13%
 Arrowhead Pharmaceuticals, Inc. ARWR Health Care  Health Care Mid-Cap Growth 0.13%
 TopBuild Corp. BLD Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.13%
 Performance Food Group Company PFGC Consumer Staples  Consumer Staples Mid-Cap Value 0.13%
 HMS Holdings Corp. HMSY Health Care  Health Care Small-Cap Growth 0.12%
 UFP Industries Inc. UFPI Industrials  Industrials Small-Cap Growth 0.12%
 Simpson Manufacturing Co., Inc. SSD Industrials  Industrials Mid-Cap Growth 0.12%
 Cimarex Energy Co. XEC Energy  Energy Small-Cap Value 0.12%
 LCI Industries LCII Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.12%
 Stepan Company SCL Materials  Materials Small-Cap Growth 0.12%
 Parsley Energy, Inc. (Class A) PE Energy  Energy Mid-Cap Value 0.12%
 Brady Corporation BRC Industrials  Industrials Small-Cap Growth 0.11%
 Murphy Oil Corporation MUR Energy  Energy Small-Cap Value 0.11%
 Regal Beloit Corporation RBC Industrials  Industrials Mid-Cap Value 0.11%
 United States Cellular Corporation USM Communication Services  Communication Services Small-Cap Value 0.11%
 PVH Corp. PVH Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.11%
 National Fuel Gas Company NFG Utilities  Utilities Mid-Cap Value 0.11%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.11%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Value 0.11%
 Texas Roadhouse, Inc. TXRH Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.11%
 Interactive Brokers Group, Inc. (Class A) IBKR Financials  Financials Large-Cap Value 0.11%
 Diamondback Energy, Inc. FANG Energy  Energy Mid-Cap Value 0.11%
 TRI Pointe Group, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.11%
 BMC Stock Holdings, Inc. BMCH Industrials  Industrials Small-Cap Value 0.11%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.10%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.10%
 Marathon Oil Corporation MRO Energy  Energy Mid-Cap Value 0.10%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.10%
 Plexus Corp. PLXS Information Technology  Information Technology Small-Cap Growth 0.10%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.10%
 ABM Industries Incorporated ABM Industrials  Industrials Small-Cap Value 0.10%
 Lithia Motors, Inc. LAD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.10%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.10%
 United States Steel Corporation X Materials  Materials Small-Cap Value 0.09%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.09%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Small-Cap Value 0.09%
 J & J Snack Foods Corp. JJSF Consumer Staples  Consumer Staples Small-Cap Growth 0.09%
 Sanderson Farms, Inc. SAFM Consumer Staples  Consumer Staples Small-Cap Growth 0.09%
 Seacoast Banking Corporation of Florida SBCF Financials  Financials Small-Cap Value 0.09%
 Evercore Inc. EVR Financials  Financials Small-Cap Growth 0.09%
 Bank OZK OZK Financials  Financials Small-Cap Value 0.09%
 American Eagle Outfitters, Inc. AEO Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.08%
 Wolverine World Wide, Inc. WWW Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.08%
 Umpqua Holdings Corporation UMPQ Financials  Financials Small-Cap Value 0.08%
 Inter Parfums, Inc. IPAR Consumer Staples  Consumer Staples Small-Cap Growth 0.08%
 Renasant Corporation RNST Financials  Financials Small-Cap Value 0.08%
 Walker & Dunlop, Inc. WD Financials  Financials Small-Cap Value 0.08%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.07%
 Urban Outfitters, Inc. URBN Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.07%
 Steven Madden, Ltd. SHOO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.07%
 PDC Energy, Inc. PDCE Energy  Energy Small-Cap Value 0.06%
 NMI Holdings, Inc. (Class A) NMIH Financials  Financials Small-Cap Value 0.06%
 Matador Resources Company MTDR Energy  Energy Small-Cap Value 0.05%
 Spirit Airlines, Inc. SAVE Industrials  Industrials Small-Cap Value 0.04%
 
Total Number of Holdings:    263
Underlying Securities information represented above is as of 05/29/2020 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 April 20, 2020
$0.04500 May 20, 2020
$0.04500 June 19, 2020

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

COVID-19 Economic Impact Risk. The recent outbreak of a respiratory disease designated as COVID-19 was first detected in China in December 2019. The global economic impact of the COVID-19 outbreak is impossible to predict but is expected to disrupt manufacturing, supply chains and sales in affected areas and negatively impact global economic growth prospects. The COVID-19 outbreak has also caused significant volatility and declines in global financial markets, which have caused losses for investors. The impact of the COVID-19 outbreak may be short term or may last for an extended period of time, and in either case could result in a substantial economic downturn or recession.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30312K303 (Cash)
30312K311 (Reinvest)
30312K329 (Cash-Fee)
30312K337 (Reinvest-Fee)
Printer Friendly Page Printer Friendly Page

 
The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
Home |  Important Legal Information |  Privacy Policy |  Business Continuity Plan |  FINRA BrokerCheck
Copyright © 2020 All rights reserved.