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Target Diversified Global Allocation, 4th Qtr 2019  Ticker: FVXZZX
 
Description
The Target Diversified Global Allocation Portfolio is a unit investment trust that seeks above-average total return and is designed to provide broad equity diversification by investing in common stocks across various market capitalizations, growth and value styles, sectors and countries. The trust invests in a fixed portfolio of stocks which are selected by applying pre-determined screens and factors.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: DG4Q19
Portfolio Status: Secondary
Initial Offer Date: 10/10/2019
Secondary Date: 01/10/2020
Portfolio Ending Date: 01/08/2021
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $8.8696
POP(*): $8.9909
Remaining Deferred Sales Charge: $0.0000
* As of Trade Date: 07/06/2020 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 7/6/2020) Per Unit (as of 7/6/2020)
2.65% $0.23820
^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. Due to the negative economic impact across many industries caused by the recent COVID-19 outbreak, certain issuers of the securities included in the trust may elect to reduce the amount of dividends and/or distributions paid in the future. As a result, the "Historical 12-Month Distribution Rate of Trust Holdings," which is based on the trailing twelve-month distributions paid by the securities included in a trust, will likely be higher, and in some cases significantly higher, than the actual distribution rate achieved by the trust. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 9.63%
Consumer Discretionary  Consumer Discretionary 13.78%
Consumer Staples  Consumer Staples 8.60%
Energy  Energy 8.45%
Financials  Financials 8.34%
Health Care  Health Care 11.61%
Industrials  Industrials 10.82%
Information Technology  Information Technology 7.92%
Materials  Materials 6.15%
Real Estate  Real Estate 7.26%
Utilities  Utilities 7.08%
Other  Other 0.36%
 
  Large Mid Small  
Growth  19.73% 9.15% 8.17%  
Value  37.96% 14.15% 10.55%  

 Style Weighting
Large-Cap Growth 19.73%
Large-Cap Value 37.96%
Mid-Cap Growth 9.15%
Mid-Cap Value 14.15%
Small-Cap Growth 8.17%
Small-Cap Value 10.55%
Undetermined 0.29%
 Composition
U.S. Stocks 71.84%   Other 0.29%
Non-U.S. Stocks 27.87%      
The style and sector characteristics of the portfolio are determined as of 07/06/2020 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $55,999.41
Price/Earnings 15.18
Price/Book 1.82
As of 7/6/2020
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 PACCAR Inc PCAR Industrials  Industrials Large-Cap Value 1.63%
 Cohen & Steers, Inc. CNS Financials  Financials Small-Cap Growth 1.23%
 Regeneron Pharmaceuticals, Inc. REGN Health Care  Health Care Large-Cap Growth 1.17%
 United Microelectronics Corporation (ADR) UMC Information Technology  Information Technology Mid-Cap Value 1.16%
 AT&T Inc. T Communication Services  Communication Services Large-Cap Value 1.14%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 1.12%
 Artisan Partners Asset Management Inc. APAM Financials  Financials Small-Cap Growth 1.10%
 Equinor ASA EQNR Energy  Energy Large-Cap Value 1.07%
 Mobile TeleSystems PJSC (ADR) MBT Communication Services  Communication Services Mid-Cap Growth 1.03%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 1.01%
 Cardinal Health, Inc. CAH Health Care  Health Care Mid-Cap Growth 1.00%
 Vertex Pharmaceuticals Incorporated VRTX Health Care  Health Care Large-Cap Growth 0.93%
 Honda Motor Co., Ltd. (ADR) HMC Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.90%
 Waddell & Reed Financial, Inc. WDR Financials  Financials Small-Cap Value 0.88%
 GlaxoSmithKline Plc (ADR) GSK Health Care  Health Care Large-Cap Growth 0.85%
 SK Telecom Co., Ltd. (ADR) SKM Communication Services  Communication Services Mid-Cap Value 0.84%
 Seagate Technology Plc STX Information Technology  Information Technology Mid-Cap Growth 0.82%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 0.80%
 Lam Research Corporation LRCX Information Technology  Information Technology Large-Cap Growth 0.79%
 China Mobile Limited (ADR) CHL Communication Services  Communication Services Large-Cap Value 0.78%
 Schweitzer-Mauduit International, Inc. SWM Materials  Materials Small-Cap Value 0.77%
 Suncor Energy Inc. SU Energy  Energy Large-Cap Value 0.76%
 Enel Americas S.A. (ADR) ENIA Utilities  Utilities Mid-Cap Value 0.76%
 Ternium S.A. (ADR) TX Materials  Materials Small-Cap Value 0.76%
 The Kroger Co. KR Consumer Staples  Consumer Staples Large-Cap Value 0.75%
 The Southern Company SO Utilities  Utilities Large-Cap Value 0.75%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 0.75%
 T-Mobile US, Inc. TMUS Communication Services  Communication Services Large-Cap Value 0.75%
 PPL Corporation PPL Utilities  Utilities Large-Cap Value 0.74%
 LyondellBasell Industries N.V. LYB Materials  Materials Large-Cap Value 0.73%
 CNOOC Limited (ADR) CEO Energy  Energy Large-Cap Value 0.72%
 ORIX Corporation (ADR) IX Financials  Financials Mid-Cap Value 0.72%
 Applied Materials, Inc. AMAT Information Technology  Information Technology Large-Cap Growth 0.70%
 Cigna Corporation CI Health Care  Health Care Large-Cap Value 0.70%
 Equinix, Inc. EQIX Real Estate  Real Estate Large-Cap Growth 0.69%
 Monster Beverage Corporation MNST Consumer Staples  Consumer Staples Large-Cap Growth 0.69%
 The Gap, Inc. GPS Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.68%
 Warrior Met Coal, Inc. HCC Materials  Materials Small-Cap Value 0.68%
 Biogen Inc. BIIB Health Care  Health Care Large-Cap Value 0.66%
 General Motors Company GM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.66%
 Bristol-Myers Squibb Company BMY Health Care  Health Care Large-Cap Value 0.65%
 Intel Corporation INTC Information Technology  Information Technology Large-Cap Value 0.65%
 Micron Technology, Inc. MU Information Technology  Information Technology Large-Cap Value 0.65%
 Alphabet Inc. (Class A) GOOGL Communication Services  Communication Services Large-Cap Value 0.65%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 0.64%
 Atlas Corp. ATCO Industrials  Industrials Small-Cap Value 0.64%
 Medical Properties Trust, Inc. MPW Real Estate  Real Estate Mid-Cap Value 0.63%
 Dollar General Corporation DG Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.63%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Value 0.62%
 Canadian Natural Resources Limited CNQ Energy  Energy Large-Cap Value 0.61%
 Telefonica Brasil S.A. (ADR) VIV Communication Services  Communication Services Mid-Cap Value 0.61%
 Hormel Foods Corporation HRL Consumer Staples  Consumer Staples Large-Cap Value 0.60%
 Companhia Siderurgica Nacional S.A. (ADR) SID Materials  Materials Small-Cap Growth 0.60%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Growth 0.59%
 AutoZone, Inc. AZO Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.59%
 The Home Depot, Inc. HD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.59%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.59%
 Costco Wholesale Corporation COST Consumer Staples  Consumer Staples Large-Cap Growth 0.59%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 0.59%
 Wyndham Destinations, Inc. WYND Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.58%
 Cintas Corporation CTAS Industrials  Industrials Large-Cap Growth 0.57%
 D.R. Horton, Inc. DHI Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.57%
 Copart, Inc. CPRT Industrials  Industrials Large-Cap Growth 0.57%
 Lennar Corporation LEN Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.57%
 Novo Nordisk A/S (ADR) NVO Health Care  Health Care Large-Cap Growth 0.56%
 Companhia Energetica de Minas Gerais-CEMIG (ADR) CIG Utilities  Utilities Small-Cap Value 0.56%
 Walmart, Inc. WMT Consumer Staples  Consumer Staples Large-Cap Value 0.55%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 0.54%
 Sony Corporation (ADR) SNE Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.54%
 H&R Block, Inc. HRB Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.54%
 Nintendo Co., Ltd. (ADR) NTDOY Communication Services  Communication Services Large-Cap Value 0.54%
 PepsiCo, Inc. PEP Consumer Staples  Consumer Staples Large-Cap Growth 0.53%
 Roche Holding AG (ADR) RHHBY Health Care  Health Care Large-Cap Growth 0.53%
 Enel SpA (ADR) ENLAY Utilities  Utilities Large-Cap Value 0.53%
 L'Oreal S.A. (ADR) LRLCY Consumer Staples  Consumer Staples Large-Cap Growth 0.53%
 WEC Energy Group, Inc. WEC Utilities  Utilities Large-Cap Value 0.52%
 Edwards Lifesciences Corporation EW Health Care  Health Care Large-Cap Growth 0.52%
 Accenture Plc ACN Information Technology  Information Technology Large-Cap Growth 0.52%
 Iberdrola S.A. (ADR) IBDRY Utilities  Utilities Large-Cap Value 0.52%
 The TJX Companies, Inc. TJX Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.51%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 0.51%
 Waste Management, Inc. WM Industrials  Industrials Large-Cap Growth 0.50%
 Shin-Etsu Chemical Co., Ltd. (ADR) SHECY Materials  Materials Large-Cap Value 0.50%
 The Allstate Corporation ALL Financials  Financials Large-Cap Value 0.49%
 Stryker Corporation SYK Health Care  Health Care Large-Cap Value 0.48%
 KDDI Corporation (ADR) KDDIY Communication Services  Communication Services Large-Cap Value 0.48%
 HCA Healthcare, Inc. HCA Health Care  Health Care Large-Cap Growth 0.46%
 Newmark Group, Inc. (Class A) NMRK Real Estate  Real Estate Small-Cap Value 0.46%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 0.45%
 L3Harris Technologies Inc. LHX Industrials  Industrials Large-Cap Value 0.45%
 Ross Stores, Inc. ROST Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.45%
 Walgreens Boots Alliance, Inc. WBA Consumer Staples  Consumer Staples Large-Cap Value 0.45%
 The Hershey Company HSY Consumer Staples  Consumer Staples Large-Cap Growth 0.44%
 Northrop Grumman Corporation NOC Industrials  Industrials Large-Cap Growth 0.44%
 Twitter, Inc. TWTR Communication Services  Communication Services Large-Cap Value 0.44%
 Volkswagen AG (ADR) VWAGY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.44%
 Motorola Solutions, Inc. MSI Information Technology  Information Technology Large-Cap Growth 0.43%
 Public Storage PSA Real Estate  Real Estate Large-Cap Growth 0.43%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 0.42%
 Toyota Motor Corporation (ADR) TM Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.42%
 Zurich Insurance Group AG (ADR) ZURVY Financials  Financials Large-Cap Value 0.42%
 Nippon Telegraph and Telephone Corporation (ADR) NTTYY Communication Services  Communication Services Large-Cap Value 0.41%
 adidas AG (ADR) ADDYY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.41%
 EssilorLuxottica S.A. (ADR) ESLOY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.41%
 Tyson Foods, Inc. (Class A) TSN Consumer Staples  Consumer Staples Large-Cap Value 0.40%
 EOG Resources, Inc. EOG Energy  Energy Large-Cap Value 0.40%
 Vinci S.A. (ADR) VCISY Industrials  Industrials Large-Cap Value 0.40%
 Henkel AG & Co. KGaA (ADR) HENKY Consumer Staples  Consumer Staples Large-Cap Value 0.40%
 Industria de Diseno Textil, S.A. (ADR) IDEXY Consumer Discretionary  Consumer Discretionary Large-Cap Value 0.40%
 CVR Energy, Inc. CVI Energy  Energy Small-Cap Value 0.39%
 Healthcare Trust of America, Inc. HTA Real Estate  Real Estate Mid-Cap Value 0.39%
 Medtronic Plc MDT Health Care  Health Care Large-Cap Value 0.38%
 Sysco Corporation SYY Consumer Staples  Consumer Staples Large-Cap Growth 0.38%
 BCE Inc. BCE Communication Services  Communication Services Large-Cap Value 0.37%
 Phillips 66 PSX Energy  Energy Large-Cap Value 0.37%
 Pernod Ricard S.A. (ADR) PDRDY Consumer Staples  Consumer Staples Large-Cap Value 0.37%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 0.36%
 Total S.A. (ADR) TOT Energy  Energy Large-Cap Value 0.35%
 Southwest Airlines Co. LUV Industrials  Industrials Large-Cap Value 0.35%
 Molina Healthcare, Inc. MOH Health Care  Health Care Mid-Cap Growth 0.35%
 Engie S.A. (ADR) ENGIY Utilities  Utilities Large-Cap Value 0.35%
 Generac Holdings Inc. GNRC Industrials  Industrials Mid-Cap Growth 0.35%
 Teradyne, Inc. TER Information Technology  Information Technology Mid-Cap Growth 0.33%
 Healthpeak Properties Inc. PEAK Real Estate  Real Estate Mid-Cap Value 0.33%
 MarketAxess Holdings Inc. MKTX Financials  Financials Mid-Cap Growth 0.33%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 0.33%
 Cincinnati Financial Corporation CINF Financials  Financials Mid-Cap Value 0.32%
 National Health Investors, Inc. NHI Real Estate  Real Estate Small-Cap Value 0.32%
 LTC Properties, Inc. LTC Real Estate  Real Estate Small-Cap Growth 0.32%
 Bio-Rad Laboratories, Inc. (Class A) BIO Health Care  Health Care Mid-Cap Value 0.32%
 The Boston Beer Company, Inc. SAM Consumer Staples  Consumer Staples Mid-Cap Growth 0.32%
 Apple Hospitality REIT, Inc. APLE Real Estate  Real Estate Small-Cap Value 0.32%
 Spirit Realty Capital, Inc. SRC Real Estate  Real Estate Mid-Cap Value 0.31%
 Host Hotels & Resorts, Inc. HST Real Estate  Real Estate Mid-Cap Value 0.30%
 Exelixis, Inc. EXEL Health Care  Health Care Mid-Cap Growth 0.30%
 Best Buy Co., Inc. BBY Consumer Discretionary  Consumer Discretionary Large-Cap Growth 0.29%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 0.29%
 The Scotts Miracle-Gro Company SMG Materials  Materials Mid-Cap Growth 0.29%
 Weingarten Realty Investors WRI Real Estate  Real Estate Small-Cap Value 0.29%
 Arbor Realty Trust, Inc. ABR Financials  Financials Small-Cap Value 0.29%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 0.28%
 Brixmor Property Group Inc. BRX Real Estate  Real Estate Mid-Cap Value 0.28%
 Kimco Realty Corporation KIM Real Estate  Real Estate Mid-Cap Value 0.27%
 Knight-Swift Transportation Holdings Inc. KNX Industrials  Industrials Mid-Cap Value 0.27%
 Lancaster Colony Corporation LANC Consumer Staples  Consumer Staples Mid-Cap Growth 0.26%
 Take-Two Interactive Software, Inc. TTWO Communication Services  Communication Services Mid-Cap Growth 0.26%
 Vornado Realty Trust VNO Real Estate  Real Estate Mid-Cap Value 0.26%
 Royal Dutch Shell Plc (ADR) RDS/A Energy  Energy Large-Cap Value 0.26%
 Sunstone Hotel Investors, Inc. SHO Real Estate  Real Estate Small-Cap Value 0.26%
 Expeditors International of Washington, Inc. EXPD Industrials  Industrials Mid-Cap Growth 0.24%
 Arthur J. Gallagher & Co. AJG Financials  Financials Mid-Cap Growth 0.24%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Mid-Cap Value 0.24%
 Occidental Petroleum Corporation OXY Energy  Energy Mid-Cap Value 0.24%
 Watsco, Inc. WSO Industrials  Industrials Mid-Cap Growth 0.24%
 ONEOK, Inc. OKE Energy  Energy Mid-Cap Value 0.23%
 SITE Centers Corp. SITC Real Estate  Real Estate Small-Cap Value 0.23%
 Landstar System, Inc. LSTR Industrials  Industrials Mid-Cap Growth 0.23%
 Quanta Services, Inc. PWR Industrials  Industrials Mid-Cap Value 0.23%
 FTI Consulting, Inc. FCN Industrials  Industrials Mid-Cap Value 0.23%
 Erie Indemnity Company ERIE Financials  Financials Mid-Cap Growth 0.23%
 Encompass Health Corporation EHC Health Care  Health Care Mid-Cap Growth 0.22%
 Equity Commonwealth EQC Real Estate  Real Estate Mid-Cap Value 0.22%
 Gentex Corporation GNTX Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.22%
 Apollo Commercial Real Estate Finance, Inc. ARI Financials  Financials Small-Cap Value 0.22%
 Summit Hotel Properties, Inc. INN Real Estate  Real Estate Small-Cap Value 0.22%
 OUTFRONT Media Inc. OUT Real Estate  Real Estate Small-Cap Growth 0.22%
 C.H. Robinson Worldwide, Inc. CHRW Industrials  Industrials Mid-Cap Growth 0.21%
 Henry Schein, Inc. HSIC Health Care  Health Care Mid-Cap Value 0.21%
 Reliance Steel & Aluminum Co. RS Materials  Materials Mid-Cap Value 0.21%
 Casey's General Stores, Inc. CASY Consumer Staples  Consumer Staples Mid-Cap Growth 0.20%
 PulteGroup, Inc. PHM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.20%
 CMS Energy Corporation CMS Utilities  Utilities Mid-Cap Growth 0.20%
 Steel Dynamics, Inc. STLD Materials  Materials Mid-Cap Value 0.20%
 MAXIMUS, Inc. MMS Information Technology  Information Technology Mid-Cap Growth 0.20%
 Owens Corning OC Industrials  Industrials Mid-Cap Value 0.20%
 Snap-on Incorporated SNA Industrials  Industrials Mid-Cap Value 0.19%
 The Interpublic Group of Companies, Inc. IPG Communication Services  Communication Services Mid-Cap Value 0.19%
 Xenia Hotels & Resorts, Inc. XHR Real Estate  Real Estate Small-Cap Value 0.19%
 MDU Resources Group, Inc. MDU Utilities  Utilities Mid-Cap Value 0.18%
 Nucor Corporation NUE Materials  Materials Mid-Cap Value 0.18%
 Toll Brothers, Inc. TOL Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.18%
 NVR, Inc. NVR Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.18%
 Ryman Hospitality Properties, Inc. RHP Real Estate  Real Estate Small-Cap Growth 0.18%
 Columbia Sportswear Company COLM Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.18%
 Mohawk Industries, Inc. MHK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.18%
 LHC Group, Inc. LHCG Health Care  Health Care Mid-Cap Growth 0.18%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 0.18%
 ONE Gas, Inc. OGS Utilities  Utilities Mid-Cap Value 0.18%
 AutoNation, Inc. AN Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.17%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 0.16%
 Foot Locker, Inc. FL Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.16%
 Old Republic International Corporation ORI Financials  Financials Mid-Cap Value 0.15%
 Curtiss-Wright Corporation CW Industrials  Industrials Small-Cap Growth 0.15%
 National Beverage Corp. FIZZ Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Arena Pharmaceuticals, Inc. ARNA Health Care  Health Care Small-Cap Growth 0.15%
 Arrowhead Pharmaceuticals, Inc. ARWR Health Care  Health Care Mid-Cap Growth 0.15%
 Sprouts Farmers Market, Inc. SFM Consumer Staples  Consumer Staples Small-Cap Growth 0.15%
 Parsley Energy, Inc. (Class A) PE Energy  Energy Mid-Cap Value 0.15%
 Universal Health Services, Inc. (Class B) UHS Health Care  Health Care Mid-Cap Value 0.14%
 Darden Restaurants, Inc. DRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 0.14%
 Regal Beloit Corporation RBC Industrials  Industrials Small-Cap Value 0.14%
 Amkor Technology, Inc. AMKR Information Technology  Information Technology Small-Cap Value 0.14%
 CNX Resources Corporation CNX Energy  Energy Small-Cap Value 0.14%
 Saia, Inc. SAIA Industrials  Industrials Small-Cap Growth 0.14%
 ALLETE, Inc. ALE Utilities  Utilities Small-Cap Value 0.14%
 Lithia Motors, Inc. LAD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.14%
 Diodes Incorporated DIOD Information Technology  Information Technology Small-Cap Growth 0.14%
 Molson Coors Beverage Company TAP Consumer Staples  Consumer Staples Mid-Cap Value 0.14%
 VEREIT, Inc. VER Real Estate  Real Estate Mid-Cap Value 0.14%
 Houlihan Lokey, Inc. HLI Financials  Financials Mid-Cap Growth 0.14%
 First Horizon National Corporation FHN Financials  Financials Small-Cap Value 0.13%
 UFP Industries Inc. UFPI Industrials  Industrials Small-Cap Growth 0.13%
 Cirrus Logic, Inc. CRUS Information Technology  Information Technology Small-Cap Growth 0.13%
 Simpson Manufacturing Co., Inc. SSD Industrials  Industrials Small-Cap Growth 0.13%
 Rush Enterprises, Inc. (Class A) RUSHA Industrials  Industrials Small-Cap Value 0.13%
 Central Garden & Pet Company (Class A) CENTA Consumer Staples  Consumer Staples Small-Cap Growth 0.13%
 Exponent, Inc. EXPO Industrials  Industrials Mid-Cap Growth 0.13%
 TopBuild Corp. BLD Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.13%
 Performance Food Group Company PFGC Consumer Staples  Consumer Staples Small-Cap Value 0.13%
 DXC Technology Company DXC Information Technology  Information Technology Mid-Cap Value 0.13%
 HollyFrontier Corporation HFC Energy  Energy Mid-Cap Value 0.12%
 Stepan Company SCL Materials  Materials Small-Cap Growth 0.12%
 LGI Homes, Inc. LGIH Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.12%
 HMS Holdings Corp. HMSY Health Care  Health Care Small-Cap Growth 0.11%
 Dick's Sporting Goods, Inc. DKS Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.11%
 WD-40 Company WDFC Consumer Staples  Consumer Staples Small-Cap Growth 0.11%
 Hub Group, Inc. HUBG Industrials  Industrials Small-Cap Value 0.11%
 TTEC Holdings, Inc. TTEC Information Technology  Information Technology Small-Cap Growth 0.11%
 Texas Roadhouse, Inc. TXRH Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.11%
 TRI Pointe Group, Inc. TPH Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.11%
 BMC Stock Holdings, Inc. BMCH Industrials  Industrials Small-Cap Value 0.11%
 Aramark ARMK Consumer Discretionary  Consumer Discretionary Mid-Cap Value 0.11%
 Vishay Intertechnology, Inc. VSH Information Technology  Information Technology Small-Cap Value 0.10%
 Brady Corporation BRC Industrials  Industrials Small-Cap Growth 0.10%
 UniFirst Corporation UNF Industrials  Industrials Small-Cap Growth 0.10%
 Cabot Corporation CBT Materials  Materials Small-Cap Growth 0.10%
 PriceSmart, Inc. PSMT Consumer Staples  Consumer Staples Small-Cap Growth 0.10%
 Kohl's Corporation KSS Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.09%
 Telephone and Data Systems, Inc. TDS Communication Services  Communication Services Small-Cap Value 0.09%
 Insight Enterprises, Inc. NSIT Information Technology  Information Technology Small-Cap Value 0.09%
 Universal Corporation UVV Consumer Staples  Consumer Staples Small-Cap Value 0.09%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.09%
 Scholastic Corporation SCHL Communication Services  Communication Services Small-Cap Value 0.09%
 Asbury Automotive Group, Inc. ABG Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.09%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 0.08%
 Simmons First National Corporation SFNC Financials  Financials Small-Cap Value 0.08%
 Steven Madden, Ltd. SHOO Consumer Discretionary  Consumer Discretionary Small-Cap Growth 0.08%
 Safety Insurance Group, Inc. SAFT Financials  Financials Small-Cap Value 0.08%
 Avista Corporation AVA Utilities  Utilities Small-Cap Value 0.08%
 Employers Holdings, Inc. EIG Financials  Financials Small-Cap Value 0.08%
 Renasant Corporation RNST Financials  Financials Small-Cap Value 0.08%
 Taylor Morrison Home Corporation (Class A) TMHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.08%
 Knowles Corporation KN Information Technology  Information Technology Small-Cap Value 0.08%
 Northwest Natural Holding Company NWN Utilities  Utilities Small-Cap Growth 0.08%
 Graham Holdings Company GHC Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.07%
 Urban Outfitters, Inc. URBN Consumer Discretionary  Consumer Discretionary Small-Cap Value 0.07%
 J & J Snack Foods Corp. JJSF Consumer Staples  Consumer Staples Small-Cap Growth 0.07%
 Inter Parfums, Inc. IPAR Consumer Staples  Consumer Staples Small-Cap Growth 0.07%
 American National Group, Inc. ANAT Other  Other Small-Cap Growth 0.07%
 AAR CORP. AIR Industrials  Industrials Small-Cap Value 0.06%
 Spirit Airlines, Inc. SAVE Industrials  Industrials Small-Cap Value 0.06%
 
Total Number of Holdings:    261
Underlying Securities information represented above is as of 07/06/2020 but will vary with future fluctuations in the market.

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

COVID-19 Economic Impact Risk. The recent outbreak of a respiratory disease designated as COVID-19 was first detected in China in December 2019. The global economic impact of the COVID-19 outbreak is impossible to predict but is expected to disrupt manufacturing, supply chains and sales in affected areas and negatively impact global economic growth prospects. The COVID-19 outbreak has also caused significant volatility and declines in global financial markets, which have caused losses for investors. The impact of the COVID-19 outbreak may be short term or may last for an extended period of time, and in either case could result in a substantial economic downturn or recession.

Emerging Markets Risk. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

REITs Risk. An investment in a portfolio containing REIT securities is subject to additional risks including limited diversification. Companies involved in the real estate industry are subject to changes in the real estate market, vacancy rates and competition, volatile interest rates and economic recession.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Term Risk - 15 months. Although this unit investment trust terminates in approximately 15 months, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30298H787 (Cash)
30298H795 (Reinvest)
30298H803 (Cash-Fee)
30298H811 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA. (Form CRS)   •  First Trust Advisors L.P. (Form CRS)
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