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High Dividend Equity Allocation, 33  Ticker: FODCMX
 
Description
A unit investment trust that seeks above-average total return through a combination of capital appreciation and dividend income by investing in a broad range of companies that we believe have shown a solid history of distributing dividends to shareholders.
Please note that there is no assurance the objective will be met.
 
Summary
Product Code: HDEA33
Portfolio Status: Primary
Initial Offer Date: 08/30/2019
Portfolio Ending Date: 08/30/2021
Tax Structure: Regulated Investment Company
Distributions: Monthly
 
Initial Offer Price: $10.0000
NAV(*): $10.8055
POP(*): $11.0597
Remaining Deferred Sales Charge: $0.2250
* As of Trade Date: 11/19/2019 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Historical 12-Month Distribution of Trust Holdings:^
Rate (as of 11/19/2019) Per Unit (as of 11/18/2019)
3.40% $0.37580
^There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative of the trust's distribution or distribution rate. The historical 12-month distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical 12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust. For trusts that include funds, distributions may include realized short term capital gains, realized long-term capital gains and/or return of capital. PLEASE NOTE: For trusts that hold preferred securities, the historical distribution rate is calculated using only the holdings that have 12 months of distribution history. Any holdings without a 12 month history of dividends were excluded from the calculation. Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by issuers, actual expenses incurred, or the sale of securities in the portfolio.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Communication Services  Communication Services 7.95%
Consumer Discretionary  Consumer Discretionary 8.16%
Consumer Staples  Consumer Staples 3.94%
Energy  Energy 13.97%
Financials  Financials 22.95%
Health Care  Health Care 7.54%
Industrials  Industrials 16.86%
Information Technology  Information Technology 7.15%
Materials  Materials 5.94%
Real Estate  Real Estate 0.00%
Utilities  Utilities 5.27%
Other  Other 0.27%
 
  Large Mid Small  
Growth  9.96% 11.53% 7.58%  
Value  50.74% 17.19% 2.73%  

 Style Weighting
Large-Cap Growth 9.96%
Large-Cap Value 50.74%
Mid-Cap Growth 11.53%
Mid-Cap Value 17.19%
Small-Cap Growth 7.58%
Small-Cap Value 2.73%
Undetermined 0.27%
 Composition
U.S. Stocks 54.54%   Other 0.27%
Non-U.S. Stocks 45.19%      
The style and sector characteristics of the portfolio are determined as of 11/19/2019 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Market Cap $52,706.36
Price/Earnings 12.05
Price/Book 1.65
As of 11/19/2019
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 H&E Equipment Services, Inc. HEES Industrials  Industrials Small-Cap Growth 1.83%
 Cardinal Health, Inc. CAH Health Care  Health Care Mid-Cap Growth 1.69%
 Tapestry Inc. TPR Consumer Discretionary  Consumer Discretionary Mid-Cap Value 1.69%
 Valero Energy Corporation VLO Energy  Energy Large-Cap Value 1.65%
 Siemens AG (ADR) SIEGY Industrials  Industrials Large-Cap Value 1.64%
 Lloyds Banking Group Plc (ADR) LYG Financials  Financials Large-Cap Value 1.64%
 CVS Health Corporation CVS Health Care  Health Care Large-Cap Value 1.61%
 LyondellBasell Industries N.V. LYB Materials  Materials Large-Cap Value 1.58%
 Caterpillar Inc. CAT Industrials  Industrials Large-Cap Growth 1.57%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 1.55%
 Seagate Technology Plc STX Information Technology  Information Technology Mid-Cap Growth 1.54%
 Grupo Aeroportuario del Centro Norte, S.A.B. de C.V. OMAB Industrials  Industrials Small-Cap Growth 1.54%
 Manulife Financial Corporation MFC Financials  Financials Large-Cap Value 1.52%
 F.N.B. Corporation FNB Financials  Financials Mid-Cap Value 1.51%
 Enel Americas S.A. (ADR) ENIA Utilities  Utilities Mid-Cap Value 1.51%
 Steelcase Inc. SCS Industrials  Industrials Small-Cap Growth 1.50%
 Knoll, Inc. KNL Industrials  Industrials Small-Cap Growth 1.50%
 Bristol-Myers Squibb Company BMY Health Care  Health Care Large-Cap Growth 1.49%
 QUALCOMM Incorporated QCOM Information Technology  Information Technology Large-Cap Growth 1.49%
 Prudential Financial, Inc. PRU Financials  Financials Large-Cap Value 1.49%
 KeyCorp KEY Financials  Financials Large-Cap Value 1.48%
 Hubbell Incorporated HUBB Industrials  Industrials Mid-Cap Growth 1.48%
 LUKOIL PJSC (ADR) LUKOY Energy  Energy Large-Cap Value 1.48%
 Ternium S.A. (ADR) TX Materials  Materials Mid-Cap Value 1.48%
 Packaging Corporation of America PKG Materials  Materials Mid-Cap Growth 1.47%
 Shinhan Financial Group Co., Ltd. (ADR) SHG Financials  Financials Mid-Cap Value 1.46%
 Citizens Financial Group, Inc. CFG Financials  Financials Mid-Cap Value 1.46%
 Eaton Corporation Plc ETN Industrials  Industrials Large-Cap Value 1.44%
 The Interpublic Group of Companies, Inc. IPG Communication Services  Communication Services Mid-Cap Growth 1.43%
 Broadcom Inc. AVGO Information Technology  Information Technology Large-Cap Growth 1.43%
 HP Inc. HPQ Information Technology  Information Technology Large-Cap Growth 1.42%
 Repsol, S.A. (ADR) REPYY Energy  Energy Large-Cap Value 1.42%
 MetLife, Inc. MET Financials  Financials Large-Cap Value 1.42%
 Allianz SE (ADR) AZSEY Financials  Financials Large-Cap Value 1.41%
 BAE Systems Plc (ADR) BAESY Industrials  Industrials Large-Cap Value 1.41%
 Rio Tinto Plc (ADR) RIO Materials  Materials Large-Cap Value 1.41%
 First American Financial Corporation FAF Financials  Financials Mid-Cap Value 1.41%
 MSC Industrial Direct Co., Inc. (Class A) MSM Industrials  Industrials Mid-Cap Value 1.40%
 DBS Group Holdings Ltd. (ADR) DBSDY Financials  Financials Large-Cap Value 1.40%
 Hanesbrands Inc. HBI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.40%
 Total S.A. (ADR) TOT Energy  Energy Large-Cap Value 1.39%
 Fidelity National Financial, Inc. FNF Financials  Financials Mid-Cap Value 1.39%
 Delek US Holdings, Inc. DK Energy  Energy Small-Cap Value 1.39%
 Sanofi (ADR) SNY Health Care  Health Care Large-Cap Value 1.38%
 The Bank of Nova Scotia BNS Financials  Financials Large-Cap Value 1.38%
 Pfizer Inc. PFE Health Care  Health Care Large-Cap Value 1.37%
 The Toronto-Dominion Bank TD Financials  Financials Large-Cap Value 1.36%
 CNOOC Limited (ADR) CEO Energy  Energy Large-Cap Value 1.36%
 British American Tobacco Plc (ADR) BTI Consumer Staples  Consumer Staples Large-Cap Value 1.35%
 Royal Dutch Shell Plc (Class B) (ADR) RDS/B Energy  Energy Large-Cap Value 1.35%
 M.D.C. Holdings, Inc. MDC Consumer Discretionary  Consumer Discretionary Small-Cap Value 1.34%
 Telefonica Brasil S.A. (ADR) VIV Communication Services  Communication Services Large-Cap Value 1.34%
 Omnicom Group Inc. OMC Communication Services  Communication Services Mid-Cap Growth 1.33%
 BP Plc (ADR) BP Energy  Energy Large-Cap Value 1.33%
 TELUS Corporation TU Communication Services  Communication Services Large-Cap Value 1.33%
 Banco Santander (Mexico), S.A. (Series B) (ADR) BSMX Financials  Financials Mid-Cap Value 1.33%
 Eni SpA (ADR) E Energy  Energy Large-Cap Value 1.32%
 Verizon Communications Inc. VZ Communication Services  Communication Services Large-Cap Value 1.30%
 Public Service Enterprise Group Incorporated PEG Utilities  Utilities Large-Cap Value 1.30%
 The J.M. Smucker Company SJM Consumer Staples  Consumer Staples Mid-Cap Value 1.30%
 Carnival Corporation CCL Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.29%
 Itau Unibanco Holding S.A. (ADR) ITUB Financials  Financials Large-Cap Value 1.29%
 Wal-Mart de Mexico, S.A.B. de C.V. (ADR) WMMVY Consumer Staples  Consumer Staples Large-Cap Growth 1.29%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 1.28%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 1.27%
 Black Hills Corporation BKH Utilities  Utilities Mid-Cap Value 1.25%
 General Motors Company GM Consumer Discretionary  Consumer Discretionary Large-Cap Value 1.25%
 China Mobile Limited (ADR) CHL Communication Services  Communication Services Large-Cap Value 1.22%
 Otter Tail Corporation OTTR Utilities  Utilities Small-Cap Growth 1.21%
 Darden Restaurants, Inc. DRI Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.19%
 
Total Number of Holdings:    70
Underlying Securities information represented above is as of 11/19/2019 but will vary with future fluctuations in the market.

 Standard Account Sales Charges *
Transactional sales charges: Initial:  0.27%
  Deferred:  2.03%
C&D Fee:    0.45%
Maximum Sales Charge:   2.75%
CUSIP Type Distribution
30311H764 Cash Monthly
30311H772 Reinvest Monthly
* Based on the offer price as of 11/19/2019 4:00pm ET

 Fee/Wrap Account Sales Charges *
C&D Fee:    0.46%
Maximum Sales Charge:   0.46%
CUSIP Type Distribution
30311H780 Cash-Fee Monthly
30311H798 Reinvest-Fee Monthly
* Based on the NAV price as of 11/19/2019 4:00pm ET
In addition to the sales charges listed, UITs are subject to annual operating expenses and organization costs.

 Deferred Sales Charge Schedule
Amount Date
$0.07500 December 20, 2019
$0.07500 January 17, 2020
$0.07500 February 20, 2020

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Emerging Markets Risk. Risks associated with investing in foreign securities may be more pronounced in emerging markets where the securities markets are substantially smaller, less liquid, less regulated and more volatile than the U.S. and developed foreign markets.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Fund Cusip Information
30311H764 (Cash)
30311H772 (Reinvest)
30311H780 (Cash-Fee)
30311H798 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial advisors are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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