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Nasdaq Factor Dogs Opportunity, 2  Ticker: FYRZBX
 
Description
This unit investment trust seeks above-average capital appreciation; however, there is no assurance the objective will be met. The portfolio seeks to offer a transparent, rules-based approach to factor-based allocation that is both strategic and dynamic.
 
Summary
Product Code: NQFD2
Portfolio Status: Secondary
Initial Offer Date: 02/12/2018
Secondary Date: 05/11/2018
Portfolio Ending Date: 05/13/2019
Tax Structure: Regulated Investment Company
Distributions: Semi-Annual
 
Initial Offer Price: $10.0000
NAV(*): $9.7857
POP(*): $9.9196
Remaining Deferred Sales Charge: $0.0900
* As of Trade Date: 06/15/2018 4:00pm ET
The Public Offering Price (POP) represents the net asset value per unit plus any applicable organization costs and sales charges. The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.

 Estimated Net Annual Distribution Per Unit
Estimated Net Annual Distribution Per Unit * $0.3463
As of 06/11/2018
* The estimates are based on annualizing the most recent dividends declared by the issuers of the securities included in the portfolio. There is no guarantee that the issuers of the securities included in the portfolio will declare distributions in the future or that, if declared, they will either remain at current levels or increase over time.

 Holdings Analysis Click here to Perform a Benchmark Comparison  
 Sector Weighting
Consumer Discretionary  Consumer Discretionary 12.66%
Consumer Staples  Consumer Staples 13.91%
Energy  Energy 10.51%
Financials  Financials 3.93%
Health Care  Health Care 3.33%
Industrials  Industrials 7.35%
Information Technology  Information Technology 6.80%
Materials  Materials 0.00%
Real Estate  Real Estate 12.92%
Telecommunication Services  Telecommunication Services 4.62%
Utilities  Utilities 23.77%
Other  Other 0.20%
 
  Large Mid Small  
Growth  30.88% 7.64% 0.00%  
Value  45.60% 15.68% 0.00%  

 Style Weighting
Large-Cap Growth 30.88%
Large-Cap Value 45.60%
Mid-Cap Growth 7.64%
Mid-Cap Value 15.68%
Small-Cap Growth 0.00%
Small-Cap Value 0.00%
Undetermined 0.20%
 Composition
U.S. Stocks 98.14%   Other 0.20%
Non-U.S. Stocks 1.66%      
The style and sector characteristics of the portfolio are determined as of 06/15/2018 and will likely vary thereafter due to market fluctuations in the underlying securities.  

 Key Stats
Weighted Average Price/Earnings 18.71
Weighted Average Price/Book 2.64
As of 6/15/2018
All market capitalization numbers are in USD$ Millions

 Holdings  Export Current Holdings | View Initial Holdings  
NameSymbolSectorStyleWeighting
 HCP, Inc. HCP Real Estate  Real Estate Mid-Cap Value 3.49%
 Occidental Petroleum Corporation OXY Energy  Energy Large-Cap Value 3.27%
 ONEOK, Inc. OKE Energy  Energy Large-Cap Growth 3.07%
 Target Corporation TGT Consumer Discretionary  Consumer Discretionary Large-Cap Value 2.81%
 QUALCOMM Incorporated QCOM Information Technology  Information Technology Large-Cap Value 2.81%
 The Gap, Inc. GPS Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 2.48%
 Welltower Inc. WELL Real Estate  Real Estate Large-Cap Value 2.45%
 Verizon Communications Inc. VZ Telecommunication Services  Telecommunication Services Large-Cap Value 2.39%
 The Southern Company SO Utilities  Utilities Large-Cap Value 2.36%
 Caterpillar Inc. CAT Industrials  Industrials Large-Cap Growth 2.32%
 T. Rowe Price Group, Inc. TROW Financials  Financials Large-Cap Growth 2.27%
 Chevron Corporation CVX Energy  Energy Large-Cap Value 2.26%
 V.F. Corporation VFC Consumer Discretionary  Consumer Discretionary Large-Cap Growth 2.24%
 AT&T Inc. T Telecommunication Services  Telecommunication Services Large-Cap Value 2.23%
 Duke Energy Corporation DUK Utilities  Utilities Large-Cap Value 2.22%
 Realty Income Corporation O Real Estate  Real Estate Mid-Cap Value 2.22%
 CenterPoint Energy, Inc. CNP Utilities  Utilities Mid-Cap Value 2.12%
 Maxim Integrated Products, Inc. MXIM Information Technology  Information Technology Mid-Cap Growth 2.07%
 Emerson Electric Co. EMR Industrials  Industrials Large-Cap Growth 2.00%
 The Coca-Cola Company KO Consumer Staples  Consumer Staples Large-Cap Growth 1.95%
 International Business Machines Corporation IBM Information Technology  Information Technology Large-Cap Growth 1.92%
 Exxon Mobil Corporation XOM Energy  Energy Large-Cap Value 1.91%
 Consolidated Edison, Inc. ED Utilities  Utilities Large-Cap Value 1.91%
 Walmart, Inc. WMT Consumer Staples  Consumer Staples Large-Cap Value 1.89%
 WEC Energy Group, Inc. WEC Utilities  Utilities Large-Cap Value 1.88%
 Altria Group, Inc. MO Consumer Staples  Consumer Staples Large-Cap Growth 1.85%
 NextEra Energy, Inc. NEE Utilities  Utilities Large-Cap Value 1.85%
 Abbott Laboratories ABT Health Care  Health Care Large-Cap Value 1.84%
 PPL Corporation PPL Utilities  Utilities Large-Cap Value 1.84%
 McDonald's Corporation MCD Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.83%
 Dominion Energy, Inc. D Utilities  Utilities Large-Cap Value 1.83%
 Digital Realty Trust, Inc. DLR Real Estate  Real Estate Large-Cap Value 1.82%
 Xcel Energy Inc. XEL Utilities  Utilities Large-Cap Value 1.75%
 Yum! Brands, Inc. YUM Consumer Discretionary  Consumer Discretionary Large-Cap Growth 1.73%
 Kellogg Company K Consumer Staples  Consumer Staples Large-Cap Growth 1.71%
 General Mills, Inc. GIS Consumer Staples  Consumer Staples Large-Cap Growth 1.71%
 Alliant Energy Corporation LNT Utilities  Utilities Mid-Cap Value 1.70%
 Eversource Energy ES Utilities  Utilities Mid-Cap Value 1.69%
 Kimberly-Clark Corporation KMB Consumer Staples  Consumer Staples Large-Cap Growth 1.66%
 Invesco Ltd. IVZ Financials  Financials Mid-Cap Value 1.66%
 PepsiCo, Inc. PEP Consumer Staples  Consumer Staples Large-Cap Growth 1.60%
 Genuine Parts Company GPC Consumer Discretionary  Consumer Discretionary Mid-Cap Growth 1.57%
 The Procter & Gamble Company PG Consumer Staples  Consumer Staples Large-Cap Value 1.54%
 Lockheed Martin Corporation LMT Industrials  Industrials Large-Cap Growth 1.53%
 Federal Realty Investment Trust FRT Real Estate  Real Estate Mid-Cap Growth 1.52%
 Cummins Inc. CMI Industrials  Industrials Large-Cap Value 1.50%
 Johnson & Johnson JNJ Health Care  Health Care Large-Cap Growth 1.49%
 Essex Property Trust, Inc. ESS Real Estate  Real Estate Mid-Cap Value 1.42%
 SCANA Corporation SCG Utilities  Utilities Mid-Cap Value 1.38%
 Edison International EIX Utilities  Utilities Large-Cap Value 1.24%
 
Total Number of Holdings:    50
Underlying Securities information represented above is as of 06/15/2018 but will vary with future fluctuations in the market.

 Deferred Sales Charge Schedule
Amount Date
$0.04500 May 18, 2018
$0.04500 June 20, 2018
$0.04500 July 20, 2018

Risk Considerations

Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.

Sector Concentration Risk. A portfolio which is concentrated in an individual sector is subject to additional risks, including limited diversification.

Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Consumer Products Risk. The companies engaged in the consumer products sector are subject to global competition, changing government regulations and trade policies, currency fluctuations, and the financial and political risks inherent in producing products for foreign markets.

Financials Risk. The companies engaged in the financials sector are subject to the adverse effects of volatile interest rates, economic recession, decreases in the availability of capital, increased competition from new entrants in the field, and potential increased regulation.

Foreign Securities Risk. An investment in securities of foreign issuers should be made with an understanding of the additional risks involved, such as currency fluctuations, political risk, withholding, the lack of adequate financial information, and exchange control restrictions impacting foreign issuers.

IRA Risk. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information.

Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers.

Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cyber security.

All data used for the sector and style classification comparisons is from Bloomberg Finance L.P, which we believe to be reliable, but do not take responsibility for its accuracy.

The style and capitalization characteristics used to describe the stocks are designed to help you understand how they fit into your overall investment plan. Due to changes in the value of the stocks the characteristics may vary over time. In general, growth stocks have high relative price-to-book ratios while value stocks have low relative price-to-book ratios. In determining market capitalization characteristics, we analyze the market capitalizations of the 3,000 largest stocks in the U.S. (excluding foreign securities, ADRs, limited partnerships and regulated investment companies) on a monthly basis. Companies with market capitalizations among the largest 10% are considered Large-Cap securities, the next 20% are considered Mid-Cap securities and the remaining securities are considered Small-Cap securities.

Although the portfolio terminates in approximately one year, the strategy is long-term. Investors should consider their ability to pursue investing in successive portfolios, if available. There may be tax consequences unless units are purchased in an IRA or other qualified plan.

You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial advisor or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.

This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.

Not FDIC Insured, Not Bank Guaranteed and May Lose Value.

Nasdaq® and NASDAQ US Broad Dividend Achievers IndexTM are registered trademarks of Nasdaq, Inc. (which with its affiliates are the Corporations) and are licensed for use by First Trust Portfolios L.P. The portfolio has not been passed on by the Corporations as to its legality or suitability. The portfolio is not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE PORTFOLIO.

Fund Cusip Information
30307A666 (Cash)
30307A674 (Reinvest)
30307A682 (Cash-Fee)
30307A690 (Reinvest-Fee)
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA and the Internal Revenue Code. First Trust has no knowledge of and has not been provided any information regarding any investor. Financial advisors must determine whether particular investments are appropriate for their clients. First Trust believes the financial advisor is a fiduciary, is capable of evaluating investment risks independently and is responsible for exercising independent judgment with respect to its retirement plan clients.
First Trust Portfolios L.P.  Member SIPC and FINRA.
First Trust Advisors L.P.
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