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A unit investment trust which seeks the potential for above-average total return by investing approximately 40% of its assets in common stocks which are selected by applying a disciplined investment strategy and 60% of its assets in exchange-traded funds which invest in fixed-income securities.
Please note that there is no assurance the objective will be met.
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| Product Code: |
4S2Q26 |
| Portfolio Status: |
Secondary |
| Initial Offer Date: |
04/13/2026 |
| Secondary Date: |
07/14/2026 |
| Portfolio Ending Date: |
07/16/2027 |
| Tax Structure: |
Regulated Investment Company |
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| Initial Offer Price: |
$10.0000 |
| NAV(*): |
$9.8113 |
| POP(*): |
$9.9456 |
| Remaining Deferred Sales Charge: |
$0.0000 |
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* As of Trade Date: 11/04/2026 4:00pm ET
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The Public Offering Price (POP) represents the net asset value per unit plus any sales charges.
The Net Asset Value (NAV) represents the value per unit of a trust’s portfolio securities and other assets reduced by applicable deferred sales charges and other liabilities.
| Historical 12-Month Distribution of Trust Holdings:^ |
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^ There is no guarantee the issuers of the securities included in the trust will declare dividends or distributions in the future. The historical 12-month
distribution per unit and historical 12-month distribution rate of the securities included in the trust are for illustrative purposes only and are not indicative
of the trust's distribution or distribution rate. The historical 12-month
distribution per unit is based on the weighted average of the trailing twelve month distributions paid by the securities included in the portfolio. The historical
12-month distribution rate is calculated by dividing the historical 12-month distributions by the trust's offering price. The historical 12-month distribution and
rate are reduced to account for the effects of fees and expenses, which will be incurred when investing in a trust.
Certain of the issuers may have reduced their dividends or distributions over the prior twelve months. The distribution per unit and rate paid by the trust may be
higher or lower than the amount shown above due to certain factors that may include, but are not limited to, a change in the dividends or distributions paid by
issuers, actual expenses incurred, or the sale of securities in the portfolio. For trusts that include funds, distributions may include realized short-term
capital gains, realized long-term capital gains and/or return of capital.
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VanEck IG Floating Rate ETF
| FLTR |
2.41%
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WisdomTree Floating Rate Treasury Fund
| USFR |
2.41%
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Invesco Senior Loan ETF
| BKLN |
2.40%
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State Street SPDR Blackstone Senior Loan ETF
| SRLN |
2.39%
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Franklin Senior Loan ETF
| FLBL |
2.37%
|
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First Trust Limited Duration Investment Grade Corporate ETF
| FSIG |
2.35%
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First Trust Structured Credit Income Opportunities ETF
| SCIO |
2.35%
|
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First Trust Tactical High Yield ETF
| HYLS |
2.34%
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Invesco Variable Rate Preferred ETF
| VRP |
2.34%
|
|
iShares 0-5 Year High Yield Corporate Bond ETF
| SHYG |
2.33%
|
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Vanguard Mortgage-Backed Securities ETF
| VMBS |
2.32%
|
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Franklin High Yield Corporate ETF
| FLHY |
2.32%
|
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PIMCO 0-5 Year High Yield Corporate Bond Exchange-Traded Fund
| HYS |
2.31%
|
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State Street SPDR Bloomberg Short Term High Yield Bond ETF
| SJNK |
2.31%
|
|
State Street SPDR Portfolio Corporate Bond Index ETF
| SPBO |
2.31%
|
|
iShares Broad USD High Yield Corporate Bond ETF
| USHY |
2.31%
|
|
State Street SPDR Portfolio High Yield Bond Index ETF
| SPHY |
2.31%
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First Trust Core Investment Grade ETF
| FTCB |
2.31%
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Janus Henderson Mortgage-Backed Securities ETF
| JMBS |
2.30%
|
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iShares High Yield Systematic Bond ETF
| HYDB |
2.29%
|
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VanEck J.P. Morgan EM Local Currency Bond ETF
| EMLC |
2.28%
|
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First Trust Preferred Securities and Income ETF
| FPE |
2.27%
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iShares 10+ Year Investment Grade Corporate Bond ETF
| IGLB |
2.26%
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Vanguard Long-Term Corporate Bond ETF
| VCLT |
2.25%
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State Street SPDR Portfolio Long Term Corporate Bond Index ETF
| SPLB |
2.25%
|
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Automatic Data Processing, Inc.
| ADP |
0.52%
|
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Elevance Health Inc.
| ELV |
0.45%
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The Travelers Companies, Inc.
| TRV |
0.44%
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Keurig Dr Pepper Inc.
| KDP |
0.44%
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Becton, Dickinson and Company
| BDX |
0.43%
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Cisco Systems, Inc.
| CSCO |
0.42%
|
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The Allstate Corporation
| ALL |
0.42%
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eBay Inc.
| EBAY |
0.42%
|
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Monster Beverage Corporation
| MNST |
0.42%
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The Coca-Cola Company
| KO |
0.41%
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Union Pacific Corporation
| UNP |
0.41%
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Gilead Sciences, Inc.
| GILD |
0.41%
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Targa Resources Corp.
| TRGP |
0.41%
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The Progressive Corporation
| PGR |
0.40%
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McKesson Corporation
| MCK |
0.39%
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ConocoPhillips
| COP |
0.39%
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Cheniere Energy, Inc.
| LNG |
0.39%
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Cboe Global Markets, Inc.
| CBOE |
0.39%
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ExxonMobil Holdings Corp.
| XOM |
0.39%
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The Walt Disney Company
| DIS |
0.38%
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EOG Resources, Inc.
| EOG |
0.38%
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Berkshire Hathaway Inc. (Class B)
| BRK/B |
0.38%
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Johnson & Johnson
| JNJ |
0.37%
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The Procter & Gamble Company
| PG |
0.37%
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International Business Machines Corporation
| IBM |
0.37%
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General Dynamics Corporation
| GD |
0.37%
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The Cigna Group
| CI |
0.37%
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Adobe Incorporated
| ADBE |
0.36%
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Bristol-Myers Squibb Company
| BMY |
0.35%
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Waste Management, Inc.
| WM |
0.35%
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Ross Stores, Inc.
| ROST |
0.35%
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Consolidated Edison, Inc.
| ED |
0.34%
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Sysco Corporation
| SYY |
0.34%
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M&T Bank Corporation
| MTB |
0.34%
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D.R. Horton, Inc.
| DHI |
0.34%
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Walmart Inc.
| WMT |
0.33%
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The Hartford Insurance Group, Inc.
| HIG |
0.33%
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Devon Energy Corporation
| DVN |
0.33%
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ResMed Inc.
| RMD |
0.33%
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Parker-Hannifin Corporation
| PH |
0.33%
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DBS Group Holdings Ltd. (ADR)
| DBSDY |
0.33%
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Chipotle Mexican Grill, Inc.
| CMG |
0.33%
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Tokio Marine Holdings, Inc. (ADR)
| TKOMY |
0.33%
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Oversea-Chinese Banking Corporation Limited (ADR)
| OVCHY |
0.33%
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Xcel Energy Inc.
| XEL |
0.32%
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Duke Energy Corporation
| DUK |
0.32%
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Copart, Inc.
| CPRT |
0.32%
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HCA Healthcare, Inc.
| HCA |
0.32%
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Atmos Energy Corporation
| ATO |
0.31%
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Exelon Corporation
| EXC |
0.31%
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EMCOR Group, Inc.
| EME |
0.31%
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Suncor Energy Inc.
| SU |
0.31%
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Canadian Natural Resources Limited
| CNQ |
0.31%
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EQT Corporation
| EQT |
0.31%
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Equinor ASA
| EQNR |
0.31%
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NTT, Inc. (ADR)
| NTTYY |
0.31%
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Newmont Corporation
| NEM |
0.30%
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Chubb Limited
| CB |
0.30%
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Itochu Corp. (ADR)
| ITOCY |
0.30%
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Howmet Aerospace Inc.
| HWM |
0.30%
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Shell plc (ADR)
| SHEL |
0.30%
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PepsiCo, Inc.
| PEP |
0.29%
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The TJX Companies, Inc.
| TJX |
0.29%
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Anheuser-Busch InBev S.A./N.V. (ADR)
| BUD |
0.29%
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Alphabet Inc. (Class A)
| GOOGL |
0.29%
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Comcast Corporation (Class A)
| CMCSA |
0.28%
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Eni S.p.A. (ADR)
| E |
0.28%
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British American Tobacco Plc (ADR)
| BTI |
0.28%
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Baker Hughes Company (Class A)
| BKR |
0.28%
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AT&T Inc.
| T |
0.27%
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Air Liquide S.A. (ADR)
| AIQUY |
0.27%
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Fast Retailing Co., Ltd. (ADR)
| FRCOY |
0.27%
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Industria de Diseno Textil, S.A. (ADR)
| IDEXY |
0.27%
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Sanofi (ADR)
| SNY |
0.26%
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Muenchener Rueckversicherungs-Gesellschaft AG (MunichRe) (ADR)
| MURGY |
0.26%
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Linde Plc
| LIN |
0.26%
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HSBC Holdings plc (ADR)
| HSBC |
0.25%
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BAE Systems Plc (ADR)
| BAESY |
0.25%
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PG&E Corporation
| PCG |
0.24%
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Las Vegas Sands Corp.
| LVS |
0.24%
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Zoetis Inc.
| ZTS |
0.24%
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AstraZeneca Plc
| AZN |
0.24%
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FactSet Research Systems Inc.
| FDS |
0.22%
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Exelixis, Inc.
| EXEL |
0.22%
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Rio Tinto plc (ADR)
| RIO |
0.22%
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Prosus N.V. (ADR)
| PROSY |
0.22%
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Deutsche Telekom AG (ADR)
| DTEGY |
0.21%
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PDD Holdings Inc. (ADR)
| PDD |
0.21%
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Chugai Pharmaceutical Co., Ltd. (ADR)
| CHGCY |
0.21%
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Agnico Eagle Mines Limited
| AEM |
0.20%
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Engie S.A. (ADR)
| ENGIY |
0.20%
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Vinci S.A. (ADR)
| VCISY |
0.20%
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Mohawk Industries, Inc.
| MHK |
0.19%
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The Hanover Insurance Group, Inc.
| THG |
0.19%
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SEI Investments Company
| SEIC |
0.18%
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|
Dollar Tree, Inc.
| DLTR |
0.18%
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Bio-Rad Laboratories, Inc. (Class A)
| BIO |
0.18%
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Neurocrine Biosciences, Inc.
| NBIX |
0.17%
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SM Energy Company
| SM |
0.17%
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Incyte Corporation
| INCY |
0.16%
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Permian Resources Corp.
| PR |
0.16%
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|
Krystal Biotech, Inc.
| KRYS |
0.16%
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BJ's Wholesale Club Holdings, Inc.
| BJ |
0.16%
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|
Ovintiv Inc.
| OVV |
0.16%
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|
AptarGroup, Inc.
| ATR |
0.15%
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Jack Henry & Associates, Inc.
| JKHY |
0.15%
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Darden Restaurants, Inc.
| DRI |
0.15%
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Crown Holdings, Inc.
| CCK |
0.15%
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|
Texas Roadhouse, Inc.
| TXRH |
0.15%
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|
SouthState Bank Corporation
| SSB |
0.15%
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US Foods Holding Corp.
| USFD |
0.15%
|
|
Enact Holdings, Inc.
| ACT |
0.15%
|
|
Globe Life Inc.
| GL |
0.14%
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|
MGIC Investment Corporation
| MTG |
0.14%
|
|
Murphy Oil Corporation
| MUR |
0.14%
|
|
Toll Brothers, Inc.
| TOL |
0.14%
|
|
PulteGroup, Inc.
| PHM |
0.14%
|
|
Zimmer Biomet Holdings, Inc.
| ZBH |
0.14%
|
|
BioMarin Pharmaceutical Inc.
| BMRN |
0.14%
|
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Antero Resources Corporation
| AR |
0.14%
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Tradeweb Markets Inc. (Class A)
| TW |
0.14%
|
|
Universal Health Services, Inc. (Class B)
| UHS |
0.13%
|
|
Snap-on Incorporated
| SNA |
0.13%
|
|
Kirby Corporation
| KEX |
0.13%
|
|
CF Industries Holdings, Inc.
| CF |
0.13%
|
|
United Therapeutics Corporation
| UTHR |
0.13%
|
|
The Ensign Group, Inc.
| ENSG |
0.13%
|
|
FirstCash Holdings, Inc.
| FCFS |
0.13%
|
|
McCormick & Company, Incorporated
| MKC |
0.12%
|
|
Mueller Industries, Inc.
| MLI |
0.12%
|
|
CNX Resources Corporation
| CNX |
0.12%
|
|
EnerSys
| ENS |
0.12%
|
|
First Solar, Inc.
| FSLR |
0.12%
|
|
Archrock, Inc.
| AROC |
0.12%
|
|
ONE Gas, Inc.
| OGS |
0.12%
|
|
VICI Properties Inc.
| VICI |
0.12%
|
|
Casey's General Stores, Inc.
| CASY |
0.11%
|
|
The New York Times Company (Class A)
| NYT |
0.11%
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|
Abercrombie & Fitch Co. (Class A)
| ANF |
0.11%
|
|
Edison International
| EIX |
0.11%
|
|
Ingredion Incorporated
| INGR |
0.11%
|
|
National Fuel Gas Company
| NFG |
0.11%
|
|
ESCO Technologies Inc.
| ESE |
0.11%
|
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Deckers Outdoor Corporation
| DECK |
0.11%
|
|
IES Holdings, Inc.
| IESC |
0.11%
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Harley-Davidson, Inc.
| HOG |
0.10%
|
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CoreCivic, Inc.
| CXW |
0.10%
|
|
Pilgrim's Pride Corporation
| PPC |
0.10%
|
|
The Mosaic Company
| MOS |
0.10%
|
|
Urban Outfitters, Inc.
| URBN |
0.09%
|
|
Carpenter Technology Corporation
| CRS |
0.09%
|
|
Chemed Corporation
| CHE |
0.09%
|
|
Cirrus Logic, Inc.
| CRUS |
0.09%
|
|
Matson, Inc.
| MATX |
0.09%
|
|
Iridium Communications Inc.
| IRDM |
0.09%
|
|
Sprouts Farmers Market, Inc.
| SFM |
0.09%
|
|
Compass, Inc. (Class A)
| COMP |
0.09%
|
|
1st Source Corporation
| SRCE |
0.08%
|
|
Patterson-UTI Energy, Inc.
| PTEN |
0.08%
|
|
Federated Hermes, Inc. (Class B)
| FHI |
0.08%
|
|
FTI Consulting, Inc.
| FCN |
0.08%
|
|
Mercury General Corporation
| MCY |
0.08%
|
|
Central Garden & Pet Company (Class A)
| CENTA |
0.08%
|
|
Argan, Inc.
| AGX |
0.08%
|
|
Graphic Packaging Holding Company
| GPK |
0.08%
|
|
NetScout Systems, Inc.
| NTCT |
0.08%
|
|
Par Pacific Holdings, Inc.
| PARR |
0.08%
|
|
DXC Technology Company
| DXC |
0.08%
|
|
Cactus, Inc. (Class A)
| WHD |
0.08%
|
|
Brady Corporation
| BRC |
0.07%
|
|
Radian Group Inc.
| RDN |
0.07%
|
|
M/I Homes, Inc.
| MHO |
0.07%
|
|
Weis Markets, Inc.
| WMK |
0.07%
|
|
Plexus Corp.
| PLXS |
0.07%
|
|
Spectrum Brands Holdings, Inc.
| SPB |
0.07%
|
|
Covista Inc.
| CVSA |
0.07%
|
|
PriceSmart, Inc.
| PSMT |
0.07%
|
|
Oceaneering International, Inc.
| OII |
0.07%
|
|
EZCORP, Inc.
| EZPW |
0.07%
|
|
H2O America
| HTO |
0.07%
|
|
AZZ Inc.
| AZZ |
0.07%
|
|
Enterprise Financial Services Corp
| EFSC |
0.07%
|
|
NMI Holdings, Inc. (Class A)
| NMIH |
0.07%
|
|
Freshpet, Inc.
| FRPT |
0.07%
|
|
Laureate Education, Inc. (Class A)
| LAUR |
0.07%
|
|
Talos Energy Inc.
| TALO |
0.07%
|
|
Palomar Holdings, Inc.
| PLMR |
0.07%
|
|
Crescent Energy Company
| CRGY |
0.07%
|
|
Tootsie Roll Industries, Inc.
| TR |
0.06%
|
|
Sonoco Products Company
| SON |
0.06%
|
|
KB Home
| KBH |
0.06%
|
|
Strategic Education, Inc.
| STRA |
0.06%
|
|
Cal-Maine Foods, Inc.
| CALM |
0.06%
|
|
International Bancshares Corporation
| IBOC |
0.06%
|
|
Rush Enterprises, Inc. (Class A)
| RUSHA |
0.06%
|
|
Avista Corporation
| AVA |
0.06%
|
|
Innoviva, Inc.
| INVA |
0.06%
|
|
Ingles Markets, Incorporated
| IMKTA |
0.06%
|
|
ACADIA Pharmaceuticals Inc.
| ACAD |
0.06%
|
|
Stride, Inc.
| LRN |
0.06%
|
|
Green Brick Partners, Inc.
| GRBK |
0.06%
|
|
Tidewater Inc.
| TDW |
0.06%
|
|
Core Natural Resources, Inc.
| CNR |
0.06%
|
|
Gulfport Energy Corporation
| GPOR |
0.06%
|
|
Erasca, Inc.
| ERAS |
0.06%
|
|
The Marzetti Company
| MZTI |
0.05%
|
|
Liberty Energy Inc. (Class A)
| LBRT |
0.04%
|
|
Alignment Healthcare, Inc.
| ALHC |
0.02%
|
|
| |
| Total Number of Holdings: 233 |
|
| Underlying Securities information represented above is as of 11/03/2026 but will vary with future fluctuations in the market. |
|
Risk Considerations Unit investment trusts are designed to be held until trust termination. If redeemed early, additional fees, such as remaining deferred sales charges, will be assessed. Equity Risk. An investment in a portfolio containing common stocks is subject to certain risks, such as an economic recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market. Buy & Hold Risk – Taxable Trusts. This UIT is a buy and hold strategy and investors should consider their ability to hold the trust until maturity. There may be tax consequences unless units are purchased in an IRA or other qualified plan. Covenant-Lite Loan Risk. Covenant-lite loans contain fewer or no maintenance covenants and may hinder the funds' ability to reprice credit risk and mitigate potential loss especially during a downturn in the credit cycle. ETF Risk. ETFs are subject to various risks, including management's ability to meet the fund's investment objective, and to manage the fund's portfolio when the underlying securities are redeemed or sold, during periods of market turmoil and as investors' perceptions regarding ETFs or their underlying investments change. Unlike open-end funds, which trade at prices based on a current determination of the fund's net asset value, ETFs frequently trade at a discount from their net asset value in the secondary market. Floating Rate Risk. A floating-rate security is an instrument in which the interest rate payable on the obligation fluctuates on a periodic basis based upon changes in an interest rate benchmark. As a result, the yield on such a security will generally decline in a falling interest rate environment, causing the trust to experience a reduction in the income it receives from such securities. Foreign Securities Risk. Securities of non-U.S. issuers are subject to additional risks, including currency fluctuations, political risks, withholding, the lack of adequate financial information, and exchange control restrictions impacting non-U.S. issuers. High-Yield or Junk Bonds Risk. Investing in high-yield securities should be viewed as speculative and you should review your ability to assume the risks associated with investments which utilize such securities. High-yield securities are subject to numerous risks, including higher interest rates, economic recession, deterioration of the junk bond market, possible downgrades and defaults of interest and/or principal. High-yield security prices tend to fluctuate more than higher rated securities and are affected by short-term credit developments to a greater degree. Investment Grade Bonds Risk. Investment grade securities are subject to numerous risks including higher interest rates, economic recession, deterioration of the investment grade security market or investors' perception thereof, possible downgrades and defaults of interest and/or principal. Large-Cap Risk. Large capitalization companies may grow at a slower rate than the overall market. Market Risk. Market risk is the risk that a particular security, or units of a trust in general may fall in value. Securities are subject to market fluctuations caused by such factors as general economic conditions, political events, regulatory or market developments, changes in interest rates, and perceived trends in securities prices. Units of a trust could decline in value or underperform other investments as a result. In addition, local, regional, or global events such as war, acts of terrorism, spread of infectious disease or other public health issues, recessions, natural disasters, or other events could have significant negative impact on a trust. Mortgage-Backed Securities Risk. Rising interest rates tend to extend the duration of mortgage-backed securities, making them more sensitive to changes in interest rates, and may reduce the market value of the securities. In addition, mortgage-backed securities are subject to prepayment risk, the risk that borrowers may pay off their mortgages sooner than expected, particularly when interest rates decline. Senior Loans Risk. The yield on funds which invest in senior loans will generally decline in a falling interest rate environment and increase in a rising interest rate environment. Senior loans are generally below investment grade quality ("junk" bonds). An investment in senior loans involves the risk that the borrowers may default on their obligations to pay principal or interest when due. Small-Cap and Mid-Cap Risk. An investment in a portfolio containing small-cap and mid-cap companies is subject to additional risks, as the share prices of small-cap companies and certain mid-cap companies are often more volatile than those of larger companies due to several factors, including limited trading volumes, products, financial resources, management inexperience and less publicly available information. US Treasury Obligations Risk. U.S. Treasury obligations are subject to numerous risks including higher interest rates, economic recession and deterioration of the bond market or investors' perceptions thereof. Volatility Risk. The value of the securities held by the trust may be subject to steep declines or increased volatility due to changes in performance or perception of the issuers. Additional Risk. For a discussion of additional risks of investing in the trust see the "Risk Factors" section of the prospectus. Important Note. It is important to note that an investment can be made in the underlying funds directly rather than through the trust. These direct investments can be made without paying the trust's sales charge, operating expenses and organization costs. Operational Risk. As the use of Internet technology has become more prevalent in the course of business, the trust has become more susceptible to potential operational risks through breaches in cybersecurity.
You should carefully consider the trust's investment objectives, risks, and charges and expenses before investing. Contact your financial professional or call First Trust Portfolios, L.P. at 1.800.621.1675 to request a prospectus, which contains this and other information about the trust. Read it carefully before you invest.
This product information does not constitute an offer to sell, or a solicitation of an offer to buy securities in any state to any person to whom it is not lawful to make such an offer. Sales of any of these securities must include prospectus delivery and the services of a retail broker/dealer duly licensed in the appropriate states.
Not FDIC Insured, Not Bank Guaranteed and May Lose Value.
CUSIP identifiers have been provided by CUSIP Global Services, managed on behalf of the American Bankers Association by FactSet Research Systems Inc. and are not for use or dissemination in a manner that would serve as a substitute for any CUSIP service. The CUSIP Database, ©2026 CUSIP Global Services. "CUSIP" is a registered trademark of the American Bankers Association.
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| 30344J548 |
(Cash) |
| 30344J555 |
(Reinvest) |
| 30344J563 |
(Cash-Fee) |
| 30344J571 |
(Reinvest-Fee) |
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The information presented is not intended to constitute an investment recommendation for, or advice to, any specific person. By providing this information, First Trust is not undertaking to give advice in any fiduciary capacity within the meaning of ERISA, the Internal Revenue Code or any other regulatory framework. Financial professionals are responsible for evaluating investment risks independently and for exercising independent judgment in determining whether investments are appropriate for their clients.
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